Consultation Conclusions and Further Consultation on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Category A

Date Name
23 Dec 2014 Alternative Investment Management Associaton
23 Dec 2014 Depository Trust and Clearing Corporation
18 Dec 2014 Global Foreign Exchange Division (of the Global Financial Markets Assocation)
23 Dec 2014 Hong Kong Association of Banks, The
31 Dec 2014 Hong Kong Investment Funds Assocation
22 Dec 2014 ICI Global
23 Dec 2014 International Swaps and Derivatives Association, Inc.
23 Dec 2014 Law Society of Hong Kong, The

Category B

Date Name
23 Dec 2014 Respondent 1

Total number of comments received: 10
Total number of anonymous comments received: 2

Page last updated: 28 Nov 2014