Consultation Paper on Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency
- Category A -- Commentator has no objection to publication of name and content of submission
- Category B -- Commentator requested submission to be published on a "no-name" basis
Category A
| Date | Name |
| 28 Feb 2017 | Alternative Investment Management Association |
| 22 Feb 2017 | Asia Securities Industry & Financial Markets Association |
| 21 Feb 2017 | Association of Independent Asset Managers of Hong Kong |
| 23 Feb 2017 | BlackRock, Inc. |
| 22 Feb 2017 | Clifford Chance |
| 16 Feb 2017 | CompliancePlus Consulting Limited |
| 22 Feb 2017 | Consumer Council |
| 22 Feb 2017 | Deacons |
| 22 Feb 2017 | Duff & Phelps LLC |
| 22 Feb 2017 | Enhanced Investment Products Limited |
| 22 Feb 2017 | Eversheds |
| 22 Feb 2017 | HedgeSPA Pte. Ltd. |
| 27 Feb 2017 | Hong Kong Investment Funds Association |
| 22 Feb 2017 | Hong Kong Trustees’ Association |
| 20 Feb 2017 | ICI Global |
| 22 Feb 2017 | Investec Asset Management |
| 22 Feb 2017 | Private Wealth Management Association |
| 22 Feb 2017 | Simmons & Simmons |
| 22 Feb 2017 | St. James’s Place (Hong Kong) Limited |
| 22 Feb 2017 | The DTC Association |
| 28 Feb 2017 | The Hong Kong Society of Financial Analysts |
| 22 Feb 2017 | The Institute of Financial Planners of Hong Kong |
| 21 Feb 2017 | The Law Society of Hong Kong |
| 22 Feb 2017 | Timothy Loh LLP |
| 22 Feb 2017 | Vanguard Investments Hong Kong Limited |
| 29 Dec 2016 | 锋 杨 |
Category B
| Date | Name |
| 22 Feb 2017 | Respondent 6 |
| 22 Feb 2017 | Respondent 5 |
| 22 Feb 2017 | Respondent 4 |
| 30 Dec 2016 | Respondent 3 |
| 30 Dec 2016 | Respondent 2 |
| 29 Nov 2016 | Respondent 1 |
Total number of comments received: 38
Total number of anonymous comments received: 12
Page last updated: 23 Nov 2016