Consultation Document on the Proposed Revisions to the Code of Conduct for Persons Registered with the Securities and Futures Commission

Category A

Date Name
20 Dec 2002 Consumer Council
20 Dec 2002 Hong Kong Association of Banks
13 Dec 2002 Hong Kong Society of Accountants
31 Dec 2002 Hong Kong Stockbrokers Association Ltd
19 Dec 2002 HSBC Broking Securities (Asia) Limited
20 Dec 2002 Linklaters and other Financial Institutions
11 Dec 2002 Marcus B.Y. Hung
20 Dec 2002 Phillip Securities HK Ltd
17 Dec 2002 Simmons & Simmons
20 Dec 2002 The HK Association of Online Brokers
20 Dec 2002 The Institute of Securities Dealers Ltd
20 Dec 2002 The Law Society of Hong Kong

Category B

Date Name
27 Dec 2002 Respondent 3
20 Dec 2002 Respondent 2
14 Dec 2002 Respondent 1

Total number of comments received: 0
Total number of anonymous comments received: 0

Page last updated: 1 Aug 2012