Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest

Category A

Date Name
1 May 2004 Association for Investment Management and Research and Hong Kong Society of Financial Analysts
30 Apr 2004 BNP Paribas Peregrine
16 Jul 2004 Consumer Council
4 May 2004 Hong Kong Investment Funds Association
30 Apr 2004 Hong Kong Securities Institute
30 Apr 2004 Hong Kong Securities Professionals Association
10 May 2004 Hong Kong Stockbrokers Association Limited
30 Apr 2004 ING
3 May 2004 Kevin C.K. LAM and C.K. LOW
5 May 2004 Linklaters on behalf of 11 firms
30 Apr 2004 Marco MAK
28 Apr 2004 Refco Forex Limited
27 Apr 2004 Richard YAU
30 Apr 2004 South China Securities Limited
30 Apr 2004 Sun Hung Kai & Co. Limited
25 Jun 2004 The British Chamber of Commerce in Hong Kong
7 May 2004 The Hong Kong Institute of Financial Analysts and Professional Commentators Limited
30 Apr 2004 Timothy Loh Solicitors
20 May 2004 UBS
27 Apr 2004 Yiu Man CHAN
1 Apr 2004 陳澤霖

Category B

Date Name
4 May 2004 Respondent 4
30 Apr 2004 Respondent 3
29 Apr 2004 Respondent 2
22 Apr 2004 Respondent 1

Total number of comments received: 25
Total number of anonymous comments received: 4

Page last updated: 1 Aug 2012