A Healthy Market for Informed Investors - A Report on the Derivative Warrants Market in Hong Kong

Category A

Date Name
23 Jan 2006 Berich Brokerage Limited
27 Jan 2006 BNP Paribas Hong Kong Branch
22 Feb 2006 Deutsche Securities Asia Limited
27 Jan 2006 Hong Kong Exchanges and Clearing Ltd
24 Jan 2006 Hong Kong Securities & Futures Industry Staff Union
1 Feb 2006 Hong Kong Stockbrokers Association Ltd
10 Jan 2006 ISS Derivate Limited
27 Jan 2006 Kimmy Yu
8 Mar 2006 Linklaters on behalf of 4 Financial Institutions (revised submission sent on 8 March 2006)
10 Jan 2006 M.K. Lam & Co acting for a client who is a market participant in Stock Exchange of Hong Kong
3 Feb 2006 Macquarie Equities (Asia) Limited
2 Dec 2005 Paul Lejot University of Hong Kong, Asian Institute of International Financial Law
6 Jan 2006 Richards Butler on behalf of Hing Shing Securities Ltd
18 Jan 2006 Societe Generale
20 Jan 2006 The Hong Kong Association of Banks
15 Jan 2006 Wai Ming Chan
31 Jan 2006 www.warrant88.com
31 Jan 2006 www.warrant88.com
20 Jan 2006 Yardley Securities Limited
27 Jan 2006 散戶特別週
31 Jan 2006 本港認股證投資者 Diplomat

Category B

Date Name
7 Feb 2006 Respondent 6
6 Feb 2006 Respondent 5
27 Jan 2006 Respondent 4
27 Jan 2006 Respondent 3
20 Dec 2005 Respondent 2
18 Dec 2005 Respondent 1

Total number of comments received: 27
Total number of anonymous comments received: 6

Page last updated: 1 Aug 2012