Consultation paper on proposed changes to the definition of "dealing in futures contracts"

Category A

Date Name
31 Mar 2009 Fortis Clearing (Futures) Hong Kong Limited & Fortis Clearing (Options) Hong Kong Limited
8 Apr 2009 Hong Kong Stockbrokers Association Ltd
27 Mar 2009 HSBC Broking Futures (Asia) Limited
31 Mar 2009 J.P. Morgan Broking (Hong Kong) Limited
31 Mar 2009 Kingsway Financial Services Group Limited
31 Mar 2009 Newedge Financial Hong Kong Limited
30 Mar 2009 Quam Securities Company Limited
6 Apr 2009 RBS Global Banking & Markets
31 Mar 2009 Roctec Futures Trading Co., Ltd
31 Mar 2009 香港證券及期貨業職工會
31 Mar 2009 香港證券學會

Category B

Date Name
3 Apr 2009 Respondent 3
31 Mar 2009 Respondent 2
31 Mar 2009 Respondent 1

Total number of comments received: 14
Total number of anonymous comments received: 3

Page last updated: 1 Aug 2012