Consultation on increasing short position transparency

Category A

Date Name
28 Sep 2009 Allen & Overy
23 Oct 2009 Alternative Investment Management Association
30 Sep 2009 Barclays Capital Asia Limited/Barclays Capital Securities Limited
28 Sep 2009 Clifford Chance
30 Sep 2009 ComplianceAsia Consulting Ltd
22 Sep 2009 CompliancePlus Consulting Limited
24 Sep 2009 Fortis Financial Products Limited
30 Sep 2009 Hermes Equity Ownership Services
25 Sep 2009 Hong Kong Investment Funds Association
30 Sep 2009 Jiang Zhang
16 Oct 2009 Linklaters (On behalf of the Group of 12 Financial Institutions)
9 Oct 2009 Managed Funds Association
24 Aug 2009 Marshall Wace Asia Limited
30 Sep 2009 The Institute of Accountants in Management
13 Oct 2009 The Law Society of Hong Kong

Category B

Date Name
30 Sep 2009 Respondent 3
30 Sep 2009 Respondent 2
30 Sep 2009 Respondent 1

Total number of comments received: 18
Total number of anonymous comments received: 3

Page last updated: 1 Aug 2012