Consultation Paper on Proposals to Enhance Protection for the Investing Public

Category A

Date Name
22 Nov 2009 A group of accounting students from the Hong Kong University of Science and Technology
31 Dec 2009 ABN AMRO Asset Management (Asia) Ltd
31 Dec 2009 AIA Wealth Management Company Limited
31 Dec 2009 Allen & Overy (安理國際律師事務所)
30 Dec 2009 Allianz Global Investors Hong Kong Limited
31 Dec 2009 American International Assurance Company (Bermuda) Limited
12 Nov 2009 Andrew Godwin
24 Dec 2009 Australasian Compliance Institute
31 Dec 2009 AXA China Region Investment Services Limited & AXA China Region Insurance Bermuda Company Limited
31 Dec 2009 Barclays Capital Asia Limited
29 Oct 2009 Brian Lo
22 Dec 2009 CACEIS Hong Kong Ltd
15 Jan 2010 CASH Financial Services Group Limited (時富金融服務集團)
31 Dec 2009 Chan
30 Sep 2009 Chen Weizhen
5 Jan 2010 Chinese Securities Association of Hong Kong (香港中資證券業協會)
9 Dec 2009 Chiu
31 Dec 2009 Clifford Chance (高偉紳律師行)
14 Dec 2009 CompliancePlus Consulting Limited
23 Dec 2009 Consumer Council (消費者委員會)
30 Dec 2009 Convoy Asset Management Limited & Convoy Investment Services Limited (康宏理財)
31 Dec 2009 Deacons (的近律師行)
31 Dec 2009 Franklin Templeton Investments (Asia) Limited
28 Dec 2009 Friends Provident International Ltd. (英國友誠國際有限公司)
8 Dec 2009 Fung
10 Nov 2009 Glenn Turner
5 Jan 2010 Hong Kong General Chamber of Commerce (香港總商會)
31 Dec 2009 Hong Kong Investment Funds Association (香港投資基金公會)
3 Nov 2009 Hong Kong Securities & Futures Industry Staff Union (香港證券及期貨業職工會)
23 Dec 2009 Hong Kong Securities Association Ltd. (香港證券業協會有限公司)
31 Dec 2009 Hong Kong Securities Professionals Association (香港證券學會)
31 Dec 2009 Hong Kong Trustees' Association Ltd (香港信託人公會)
4 Jan 2010 HSBC Insurance (Asia-Pacific) Holdings Limited
13 Jan 2010 Institute of Financial Planners of Hong Kong (香港財務策劃師學會)
30 Dec 2009 International Swaps and Derivatives Association, Inc (ISDA)/ Securities Industry and Financial Markets Association (SIFMA)
30 Dec 2009 ipac financial planning Hong Kong Limited
30 Dec 2009 JPMorgan Funds (Asia) Limited
21 Dec 2009 JPMorgan Securities (Asia Pacific) Limited
8 Dec 2009 K C Lo
15 Dec 2009 Karl-Thomson Securities Co. Ltd.
11 Dec 2009 Ko Tsun Hung Nelson
10 Dec 2009 Lee Yuk Kwan
10 Nov 2009 Lo Chi Kwong (盧志光)
31 Dec 2009 Lovells (路偉律師行)
19 Nov 2009 M. J. Kenny
30 Dec 2009 Mallesons Stephen Jaques
19 Dec 2009 Manley Tai
31 Dec 2009 Manulife (International) Limited (宏利)
31 Dec 2009 Manulife Asset Management (Hong Kong) Limited
21 Dec 2009 Matthew Man Shek Poon
31 Dec 2009 Office of Hon. IP LAU Suk Yee, Regina (葉劉淑儀議員辦事處)
31 Dec 2009 OSK Securities Hong Kong Limited
1 Dec 2009 Other submissions from individuals
7 Oct 2009 Philip Chiu
1 Oct 2009 Philip Chiu
30 Dec 2009 Pictet (Asia) Limited
31 Dec 2009 Professional Insurance Brokers Association (香港專業保險經記協會)
31 Dec 2009 Quam Securities Company Limited (華富嘉洛證券有限公司)
28 Dec 2009 Raymond W. So
21 Oct 2009 SBI E2-Capital (HK) Limited (軟庫金匯融資有限公司)
30 Dec 2009 SG Securities (HK) Limited
31 Dec 2009 Simmons & Simmons on behalf of UBS
21 Dec 2009 Standard Life (Asia) Limited
21 Dec 2009 State Street Global Advisors Asia Limited
29 Dec 2009 Sun Life Hong Kong Limited (香港永明金融有限公司)
8 Jan 2010 Taifook Securities Company Limited (大福證券有限公司)
30 Dec 2009 The Alternative Investment Management Association Limited (AIMA) - Hong Kong Branch
15 Jan 2010 The British Chamber of Commerce in Hong Kong (香港英商會)
23 Dec 2009 The Hong Kong Association of Banks (香港銀行公會)
24 Dec 2009 The Hong Kong Association of Online Brokers Limited
20 Nov 2009 The Hong Kong Confederation of Insurance Brokers (香港保險顧問聯會)
30 Dec 2009 The Hong Kong Federation of Insurers (香港保險業聯會)
31 Dec 2009 The Hong Kong Society of Financial Analysts (香港財經分析師學會)
31 Dec 2009 The Independent Financial Advisors Association
31 Dec 2009 The Institute of Securities Dealers Ltd. (證券商協會有限公司)
22 Dec 2009 The Law Society of Hong Kong (香港律師會)
28 Dec 2009 UBS AG
30 Dec 2009 Vincent Cheng
12 Nov 2009 Wong Chung Ngok
7 Dec 2009 Wong Kin Wing
31 Dec 2009 Wong Kwok Tung
9 Dec 2009 Yip Chun Kong
30 Dec 2009 保障投資者協會
31 Dec 2009 倫樹霖
28 Dec 2009 國際金融管理學會(IAFM)香港分會
28 Dec 2009 香港財務策劃人員總工會

Category B

Date Name
31 Dec 2009 Respondent 12
31 Dec 2009 Respondent 11
31 Dec 2009 Respondent 10
30 Dec 2009 Respondent 9
30 Dec 2009 Respondent 8
30 Dec 2009 Respondent 7
28 Dec 2009 Respondent 6
28 Dec 2009 Respondent 5
9 Dec 2009 Respondent 4
9 Dec 2009 Respondent 3
8 Dec 2009 Respondent 2
8 Dec 2009 Respondent 1

Total number of comments received: 98
Total number of anonymous comments received: 12

Page last updated: 1 Aug 2012