Consultation Paper Concerning the Regulatory Oversight of Credit Rating Agencies

Category A

Date Name
5 Aug 2010 Australasian Compliance Institute
6 Sep 2010 Business Information Industry Association
20 Aug 2010 CFA Institute and The Hong Kong Society of Financial Analysts (joint submission) [ CFA 協會及香港財經分析師學會(聯名意見書)]
20 Aug 2010 CLP Holdings Limited(中電控股有限公司)
18 Aug 2010 Coface Greater China Services Limited(科法斯大中華信用管理有限公司)
16 Aug 2010 CompliancePlus Consulting Limited (天智合規顧問有限公司)
20 Aug 2010 Dun & Bradstreet (HK) Ltd(美國鄧白氏商業資料(香港)有限公司)
19 Aug 2010 Hong Kong Investment Funds Association(香港投資基金公會)
19 Aug 2010 Hong Kong Securities & Futures Professionals Association(香港證券及期貨專業總會)
20 Aug 2010 Hong Kong Securities Association(香港證券業協會)
17 Aug 2010 LIEM Kevin
27 Aug 2010 Moody's Investors Service Hong Kong Limited
17 Aug 2010 Pengyuan Credit Rating Co., Ltd(鵬元資信評估有限公司)
27 Aug 2010 Standard & Poor's International LLC, Hong Kong Branch
19 Aug 2010 The Chamber of Hong Kong Listed Companies (香港上市公司商會)
20 Aug 2010 The Hong Kong Institute of Chartered Secretaries(香港特許秘書公會)
17 Aug 2010 The Law Society of Hong Kong(香港律師會)
26 Aug 2010 WONG Michael
13 Aug 2010 ZHANG Zhijun (張志軍)

Category B

Date Name
20 Aug 2010 Respondent 1

Total number of comments received: 20
Total number of anonymous comments received: 1

Page last updated: 1 Aug 2012