Consultation Paper on the Evidential Requirements under the Securities and Futures (Professional Investor) Rules

Category A

Date Name
4 Nov 2010 Allen & Overy (安理國際律師事務所)
5 Nov 2010 Clifford Chance(高偉紳律師行)
25 Oct 2010 CompliancePlus Consulting Limited(天智合規顧問有限公司)
5 Nov 2010 Corporate Support (HK) Limited
24 Nov 2010 Hong Kong Institute of Certified Public Accountants(香港會計師公會)
5 Nov 2010 Hong Kong Investment Funds Association(香港投資基金公會)
5 Nov 2010 Hong Kong Securities Professionals Association(香港證券學會)
5 Nov 2010 Institute of Financial Planners of Hong Kong(香港財務策劃師學會)
29 Oct 2010 ipac financial planning Hong Kong Limited(安睿理財策劃(香港)有限公司)
5 Nov 2010 Linklaters (on behalf of a group of 12 financial institutions)(年利達律師事務所,代表12家機構)
5 Nov 2010 Managed Funds Association
25 Oct 2010 Suen Chi Wai
5 Nov 2010 The Hong Kong Association of Banks(香港銀行公會)
9 Nov 2010 The Law Society of Hong Kong(香港律師會)

Category B

Date Name
5 Nov 2010 Respondent 2
1 Nov 2010 Respondent 1

Total number of comments received: 16
Total number of anonymous comments received: 2

Page last updated: 1 Aug 2012