Consultation on Securities and Futures (Short Position Reporting) Rules

Category A

Date Name
30 Jun 2011 Alternative Investment Management Association
4 Jul 2011 Clifford Chance
28 Jun 2011 ComplianceAsia Consulting Ltd
30 Jun 2011 Deacons
30 Jun 2011 HK Securities Professionals Association
30 Jun 2011 Hong Kong Investment Funds Association
29 Jun 2011 Linklaters on behalf of 16 financial institutions
30 Jun 2011 Pan Asia Securities Lending Association Limited
24 Jun 2011 Timothy Loh Solicitors

Category B

Date Name
5 Sep 2011 Respondent 8
2 Sep 2011 Respondent 7
31 Aug 2011 Respondent 6
25 Aug 2011 Respondent 5
25 Aug 2011 Respondent 4
28 Jun 2011 Respondent 3
21 Jun 2011 Respondent 2
10 Jun 2011 Respondent 1

Total number of comments received: 17
Total number of anonymous comments received: 8

Page last updated: 1 Aug 2012