Consultation Paper on (1) the Proposed Guideline on Anti-Money Laundering and Counter-Terrorist Financing and (2) the Proposed Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities

Category A

Date Name
17 Nov 2011 BCT Financial Limited (銀聯金融有限公司)
18 Nov 2011 Citigroup Global Markets Asia Limited (花旗環球金融亞洲有限公司)
18 Nov 2011 Clifford Chance on behalf of itself and 6 institutions (高偉紳律師行, 並代表六間機構作出回應)
18 Nov 2011 ComplianceAsia Consulting Ltd
14 Nov 2011 CompliancePlus Consulting Limited (天智合規顧問有限公司)
18 Nov 2011 Hong Kong Investment Funds Association (香港投資基金公會)
20 Nov 2011 Hong Kong Securities Professionals Association (香港證券學會)
21 Nov 2011 Hong Kong Trustees' Association (香港信託人公會)
18 Nov 2011 iFAST Financial (HK) Limited (奕豐金融(香港)有限公司)
18 Nov 2011 Institute of Financial Planners of Hong Kong (香港財務策劃師學會)
16 Nov 2011 ipac financila planning Hong Kong Limited (安睿理財策劃(香港)有限公司)
18 Nov 2011 JPMorgan
3 Oct 2011 Lau
17 Nov 2011 Linklaters (年利達律師事務所)
3 Oct 2011 Mark Hui
17 Nov 2011 Mazars Corporate Recovery & Forensic Services Limited (瑪澤企業重整及法證服務有限公司)
18 Nov 2011 The Hong Kong Assoication of Banks (香港銀行公會)
15 Nov 2011 The Law Society of Hong Kong (香港律師會)
19 Oct 2011 Vincent Cheng
18 Nov 2011 VTB Capital Hong Kong Limited

Category B

Date Name
18 Nov 2011 Respondent 5
17 Nov 2011 Respondent 4
15 Nov 2011 Respondent 3
30 Sep 2011 Respondent 2
30 Sep 2011 Respondent 1

Total number of comments received: 25
Total number of anonymous comments received: 5

Page last updated: 1 Aug 2012