Consultation paper on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping) Rules

Category A

Date Name
18 Aug 2014 Alternative Investment Management Association
7 Aug 2014 Citibank
18 Aug 2014 CLP Holdings Limited
13 Aug 2014 CompliancePlus Consulting Limited
18 Aug 2014 Depository Trust and Clearing Corporation
18 Aug 2014 DTC Assocation, The
14 Aug 2014 Global Foreign Exchange Division (of the Global Financial Markets Association)
15 Aug 2014 GreySpark Partners Pty Ltd
18 Aug 2014 Hang Seng Bank Limited
18 Aug 2014 Hong Kong Association of Banks, The
19 Aug 2014 Hong Kong Investment Funds Association
18 Aug 2014 Hong Kong Trustees' Association
19 Aug 2014 HSBC Private Bank
28 Aug 2014 ICI Global
18 Aug 2014 International Swaps and Derivatives Association, Inc.
2 Sep 2014 Law Society of Hong Kong, The
18 Aug 2014 LCH.Clearnet Limited
17 Aug 2014 Managed Funds Association
18 Aug 2014 OTC Clearing Hong Kong Limited
18 Aug 2014 State Street Corporation

Category B

Date Name
19 Aug 2014 Respondent 2
15 Aug 2014 Respondent 1

Total number of comments received: 23
Total number of anonymous comments received: 3

Page last updated: 18 Jul 2014