Consultation Conclusions on the Proposed Amendments to the Professional Investor Regime and Further Consultation on the Client Agreement Requirements

Category A

Date Name
19 Dec 2014 Baker & McKenzie (貝克‧麥堅時律師事務所)
27 Nov 2014 Boswell Capital Management Limited
22 Dec 2014 Clifford Chance (高偉紳律師行)
25 Dec 2014 Cordium Asia Limited
23 Dec 2014 Hon Christopher Cheung Wah-fung and 9 industry associations (立法會議員張華峰及9個業界組織)
18 Dec 2014 Hong Kong Investment Funds Association (香港投資基金公會)
12 Dec 2014 Institute of Financial Planners of Hong Kong (香港財務策劃師學會)
22 Dec 2014 Linklaters responded on behalf of 24 financial institutions (年利達律師事務所代表24家金融機構)
23 Dec 2014 Smyth & Co in association with RPC
24 Dec 2014 The Hong Kong Association of Banks (香港銀行公會)
23 Dec 2014 The Law Society of Hong Kong (香港律師會)

Category B

Date Name
18 Nov 2014 Respondent 1

Total number of comments received: 12
Total number of anonymous comments received: 1

Page last updated: 25 Sep 2014