Consultation Paper on Proposed Changes to the Securities and Futures (Financial Resources) Rules

Category A

Date Name
23 Oct 2015 Alternative Investment Management Association
16 Oct 2015 BNP Paribas Securities Services (法國巴黎銀行全球托管行)
12 Oct 2015 CompliancePlus Consulting Limited (天智合規顧問有限公司 )
16 Oct 2015 Credit Suisse (Hong Kong) Limited
16 Oct 2015 Ernst & Young (安永會計師事務所)
16 Oct 2015 Haitong International Securities Company Limited (海通國際證券有限公司)
17 Oct 2015 Hong Kong Investment Funds Association (香港投資基金公會)
6 Nov 2015 Hong Kong Securities Association (香港證券業協會)
16 Oct 2015 International Swaps and Derivatives Association, Inc.
16 Oct 2015 ITG HONG KONG LIMITED (投資科技集團香港有限公司)
16 Oct 2015 The Hongkong and Shanghai Banking Corporation Limited (香港上海滙豐銀行有限公司)
16 Oct 2015 The Northern Trust Company of Hong Kong Limited
16 Oct 2015 Yu, Chan & Yeung Solicitors (余陳楊律師行)

Category B

Date Name
22 Jan 2016 Respondent 4
16 Oct 2015 Respondent 3
16 Oct 2015 Respondent 2
12 Oct 2015 Respondent 1

Total number of comments received: 17
Total number of anonymous comments received: 4

Page last updated: 17 Jul 2015