Consultation to expand the scope of short position reporting and on the corresponding amendments to the Securities and Futures (Short Position Reporting) Rules

Category A

Date Name
30 Dec 2015 Alex Wallis
31 Dec 2015 Alternative Investment Management Association
30 Dec 2015 Apollo Investment Management Limited
31 Dec 2015 Asia Securities Industry & Financial Markets Association
4 Jan 2016 BlackRock
29 Dec 2015 CompliancePlus Consulting Limited
4 Jan 2016 Complyport (HK) Limited
29 Dec 2015 David Gunson
28 Dec 2015 Eric Woo
29 Dec 2015 Fraser Howie
29 Dec 2015 GMX
9 Jan 2016 Hong Kong Investment Funds Association
28 Dec 2015 Jack Kwan
29 Dec 2015 Kevin Chan
22 Dec 2015 Law Society of Hong Kong, The
29 Dec 2015 Liam McDonald
28 Dec 2015 Paul Whitaker
28 Nov 2015 Rex Lee
28 Dec 2015 Richard A Witts
29 Dec 2015 RJC Harding
28 Dec 2015 Webb-site.com
29 Dec 2015 WK Chan

Category B

Date Name
5 Jan 2016 Respondent 27
31 Dec 2015 Respondent 26
30 Dec 2015 Respondent 25
30 Dec 2015 Respondent 24
30 Dec 2015 Respondent 23
30 Dec 2015 Respondent 22
29 Dec 2015 Respondent 21
29 Dec 2015 Respondent 20
29 Dec 2015 Respondent 19
29 Dec 2015 Respondent 18
29 Dec 2015 Respondent 17
29 Dec 2015 Respondent 16
29 Dec 2015 Respondent 15
29 Dec 2015 Respondent 14
29 Dec 2015 Respondent 13
29 Dec 2015 Respondent 12
29 Dec 2015 Respondent 11
29 Dec 2015 Respondent 10
29 Dec 2015 Respondent 9
29 Dec 2015 Respondent 8
29 Dec 2015 Respondent 7
29 Dec 2015 Respondent 6
28 Dec 2015 Respondent 5
28 Dec 2015 Respondent 4
28 Dec 2015 Respondent 3
28 Dec 2015 Respondent 2
11 Dec 2015 Respondent 1

Total number of comments received: 51
Total number of anonymous comments received: 29

Page last updated: 27 Nov 2015