Consultation on Proposed Enhancements to the Position Limit Regime and the Associated Amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules and Guidance Note on Position Limits and Large Open Position Reporting Requirements

Category A

Date Name
11 Nov 2016 CompliancePlus Consulting Limited
17 Nov 2016 Futures Industry Association
22 Nov 2016 Hong Kong Investment Funds Association
21 Sep 2016 I-Access Investors Limited
30 Nov 2016 Simmons & Simmons on behalf of itself and Samsung Asset Management (Hong Kong) Limited
8 Nov 2016 The Law Society of Hong Kong

Category B

Date Name
25 Oct 2016 Respondent 2
22 Sep 2016 Respondent 1

Total number of comments received: 10
Total number of anonymous comments received: 4

Page last updated: 20 Sep 2016