Consultation Paper on Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency

Category A

Date Name
28 Feb 2017 Alternative Investment Management Association
22 Feb 2017 Asia Securities Industry & Financial Markets Association
21 Feb 2017 Association of Independent Asset Managers of Hong Kong
23 Feb 2017 BlackRock, Inc.
22 Feb 2017 Clifford Chance
16 Feb 2017 CompliancePlus Consulting Limited
22 Feb 2017 Consumer Council
22 Feb 2017 Deacons
22 Feb 2017 Duff & Phelps LLC
22 Feb 2017 Enhanced Investment Products Limited
22 Feb 2017 Eversheds
22 Feb 2017 HedgeSPA Pte. Ltd.
27 Feb 2017 Hong Kong Investment Funds Association
22 Feb 2017 Hong Kong Trustees’ Association
20 Feb 2017 ICI Global
22 Feb 2017 Investec Asset Management
22 Feb 2017 Private Wealth Management Association
22 Feb 2017 Simmons & Simmons
22 Feb 2017 St. James’s Place (Hong Kong) Limited
22 Feb 2017 The DTC Association
28 Feb 2017 The Hong Kong Society of Financial Analysts
22 Feb 2017 The Institute of Financial Planners of Hong Kong
21 Feb 2017 The Law Society of Hong Kong
22 Feb 2017 Timothy Loh LLP
22 Feb 2017 Vanguard Investments Hong Kong Limited
29 Dec 2016 锋 杨

Category B

Date Name
22 Feb 2017 Respondent 6
22 Feb 2017 Respondent 5
22 Feb 2017 Respondent 4
30 Dec 2016 Respondent 3
30 Dec 2016 Respondent 2
29 Nov 2016 Respondent 1

Total number of comments received: 38
Total number of anonymous comments received: 12

Page last updated: 23 Nov 2016