Consultation Paper on the Proposed Amendments to the Securities and Futures (Professional Investor) Rules

Category A

Date Name
12 Apr 2017 Alternative Investment Management Association Limited (Hong Kong Branch), The (另類投資管理協會)
3 Apr 2017 Boswell Capital Management Limited
3 Apr 2017 CompliancePlus Consulting Limited (天智合規顧問有限公司)
22 Mar 2017 Complyport (HK) Limited
22 Mar 2017 Deacons (的近律師行)
3 Apr 2017 Eversheds (安睿國際律師事務所)
3 Apr 2017 Hong Kong Association of Banks, The (香港銀行公會)
3 Apr 2017 Hong Kong Society of Financial Analysts, The (香港財經分析師學會)
3 Apr 2017 Institute of Financial Planners of Hong Kong (香港財務策劃師學會)
3 Apr 2017 Law Society of Hong Kong, The (香港律師會)
3 Apr 2017 Private Wealth Management Association (私人財富管理公會)
15 Mar 2017 Sean Croucher
3 Apr 2017 Simmons & Simmons (西盟斯律師行)

Category B

Date Name
31 Mar 2017 Respondent 4
13 Mar 2017 Respondent 3
10 Mar 2017 Respondent 2
3 Mar 2017 Respondent 1

Total number of comments received: 17
Total number of anonymous comments received: 4

Page last updated: 1 Mar 2017