Consultation Paper on the Proposed Guidelines on Online Distribution and Advisory Platforms

Category A

Date Name
4 Aug 2017 AGDelta Limited
2 Aug 2017 Asia Securities Industry & Financial Markets Association
4 Aug 2017 Baker & McKenzie
4 Aug 2017 BlackRock, Inc.
2 Aug 2017 CompliancePlus Consulting Limited
4 Aug 2017 Computershare
8 Aug 2017 Consumer Council
4 Aug 2017 Deacons
7 Aug 2017 Hong Kong Investment Funds Association
4 Aug 2017 iFAST Financial (HK) Limited
3 Aug 2017 Morningstar Investment Management Asia, Ltd
4 Aug 2017 Noble Apex Advisors Limited
4 Aug 2017 Nutmeg Asia Limited
1 Aug 2017 Private Wealth Management Association
4 Aug 2017 TD Ameritrade Hong Kong Limited
11 Aug 2017 The Hong Kong Association of Banks
4 Aug 2017 The Hong Kong Association of Online Brokers Limited
21 Jul 2017 The Hong Kong Society of Financial Analysts
4 Aug 2017 The Institute of Financial Planners of Hong Kong
18 Jul 2017 The Law Society of Hong Kong
4 Aug 2017 Thomson Reuters
7 Aug 2017 Vanguard Investments Hong Kong Limited
2 Aug 2017 Yunfeng Securities Limited

Category B

Date Name
4 Aug 2017 Respondent 8
4 Aug 2017 Respondent 7
4 Aug 2017 Respondent 6
4 Aug 2017 Respondent 5
2 Aug 2017 Respondent 4
2 Aug 2017 Respondent 3
9 Jul 2017 Respondent 2
7 May 2017 Respondent 1

Total number of comments received: 34
Total number of anonymous comments received: 11

Page last updated: 8 May 2017