Consultation Conclusions and Further Consultation on Proposed Changes to the Securities and Futures (Financial Resources) Rules

Category A

Date Name
22 Aug 2017 CompliancePlus Consulting Limited (天智合規顧問有限公司)
23 Aug 2017 Credit Suisse (Hong Kong) Ltd
24 Aug 2017 International Swaps and Derivatives Association, Inc.

Category B

Date Name
5 Sep 2017 Respondent 3
25 Aug 2017 Respondent 2
24 Aug 2017 Respondent 1

Total number of comments received: 8
Total number of anonymous comments received: 5

Page last updated: 24 Jul 2017