Consultation Conclusions on Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency and Further Consultation on Proposed Disclosure Requirements Applicable to Discretionary Accounts

Category A

Date Name
15 Jan 2018 CompliancePlus Consulting Limited
12 Jan 2018 Hong Kong Investment Funds Association
12 Jan 2018 Private Wealth Management Association
15 Jan 2018 The Alternative Investment Management Association
15 Jan 2018 The Hong Kong Association of Banks
2 Jan 2018 The Institute of Financial Planners of Hong Kong
2 Jan 2018 The Law Society of Hong Kong
15 Jan 2018 Vanguard Investments Hong Kong Limited

Category B

Date Name
21 Dec 2017 Respondent 1

Total number of comments received: 10
Total number of anonymous comments received: 2

Page last updated: 17 Nov 2017