Consultation Paper on Proposed Amendments to the Code on Unit Trusts and Mutual Funds

Category A

Date Name
23 Mar 2018 Asia Securities Industry & Financial Markets Association
5 Mar 2018 Baker McKenzie
2 Apr 2018 BlackRock, Inc.
14 Mar 2018 CompliancePlus Consulting Limited
19 Mar 2018 Deacons
19 Mar 2018 Enhanced Investment Products Limited
19 Mar 2018 Federated Investors (UK) LLP
22 Mar 2018 Hong Kong Institute of Certified Public Accountants
25 Mar 2018 Hong Kong Investment Funds Association
29 Mar 2018 Hong Kong Trustees’ Association
19 Mar 2018 ICI Global
8 Mar 2018 Morningstar Investment Management Asia Limited
19 Mar 2018 Pan Asia Securities Lending Association
3 Apr 2018 Schroder Investment Management (Hong Kong) Limited
19 Mar 2018 Simmons & Simmons
9 Mar 2018 The Hong Kong Association of Banks
27 Feb 2018 The Law Society of Hong Kong
26 Mar 2018 Vanguard Investments Hong Kong Limited

Category B

Date Name
19 Mar 2018 Respondent 5
19 Mar 2018 Respondent 4
19 Mar 2018 Respondent 3
15 Mar 2018 Respondent 2
20 Dec 2017 Respondent 1

Total number of comments received: 29
Total number of anonymous comments received: 11

Page last updated: 18 Dec 2017