Consultation Paper on (1) the OTC derivatives regime for Hong Kong – Proposed refinements to the scope of regulated activities, requirements in relation to OTC derivative risk mitigation, client clearing, record-keeping and licensing matters; and (2) Proposed conduct requirements to address risks posed by group affiliates

Category A

Date Name
28 Feb 2018 Asia Securities Industry & Financial Markets Association (亞洲證券業與金融市場協會)
15 Mar 2018 Citadel
15 Feb 2018 CLP Holding Limited (中電控股有限公司)
9 Feb 2018 CompliancePlus Consulting (天智合規顧問有限公司)
15 Feb 2018 Hong Kong Investment Funds Association (香港投資基金公會)
20 Feb 2018 HSBC Institutional Trust Services (Asia) Limited (滙豐機構信託服務(亞洲)有限公司)
20 Feb 2018 ISDA (國際掉期和衍生工具協會)
15 Feb 2018 Linklaters (年利達律師事務所)
20 Feb 2018 NEX Optimisation
20 Feb 2018 SSW & Associates (黃劭甡律師事務所)
20 Feb 2018 The Hong Kong Association of Banks (香港銀行公會)
27 Feb 2018 The Law Society of Hong Kong (香港律師會)

Category B

Date Name
21 Feb 2018 Respondent 2
20 Feb 2018 Respondent 1

Total number of comments received: 16
Total number of anonymous comments received: 4

Page last updated: 20 Dec 2017