Consultation Conclusions on the Proposed Guidelines on Online Distribution and Advisory Platforms and Further Consultation on Offline Requirements Applicable to Complex Products

Category A

Date Name
28 May 2018 Asia Securities Industry & Financial Markets Association
15 May 2018 CompliancePlus Consulting Limited
25 May 2018 Private Wealth Management Association
29 May 2018 Stewart Aldcroft
25 May 2018 The Hong Kong Association of Banks
28 May 2018 The Hong Kong Society of Financial Analysts
28 May 2018 The Institute of Financial Planners of Hong Kong
29 May 2018 The Law Society of Hong Kong

Category B

Date Name

Total number of comments received: 8
Total number of anonymous comments received: 0

Page last updated: 28 Mar 2018