Consultation Paper on Proposed Amendments to the (1) Guideline on Anti-Money Laundering and Counter-Terrorist Financing and (2) Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities

Category A

Date Name
9 Aug 2018 Asia Securities Industry & Financial Markets Association
9 Aug 2018 Clifford Chance
9 Aug 2018 Compliance Consulting Limited
7 Aug 2018 CompliancePlus Consulting Limited
20 Aug 2018 Financial Services Development Council
9 Aug 2018 Hong Kong Investment Funds Association
9 Aug 2018 Moody’s Investors Service Hong Kong Limited
8 Jul 2018 P2P Compliance Service Limited
9 Aug 2018 St. James's Place (Hong Kong) Limited
1 Aug 2018 The Hong Kong Institute of Chartered Secretaries
9 Aug 2018 Thomson Reuters

Category B

Date Name
9 Aug 2018 Respondent 6
9 Aug 2018 Respondent 5
9 Aug 2018 Respondent 4
8 Aug 2018 Respondent 3
8 Aug 2018 Respondent 2
2 Aug 2018 Respondent 1

Total number of comments received: 19
Total number of anonymous comments received: 8

Page last updated: 5 Jul 2018