Consultation Paper on the Proposed Guidelines for Securities Margin Financing Activities

Category A

Date Name
16 Oct 2018 Bright Smart Securities International (H.K.) Limited (耀才證券國際(香港)有限公司)
9 Oct 2018 CompliancePlus Consulting Limited (天智合規顧問有限公司)
18 Oct 2018 Everbright Sun Hung Kai (光大新鴻基)
18 Oct 2018 Forthright Securities Company Limited (方德證券有限公司)
18 Oct 2018 Hon Christopher Cheung Wah-fung (張華峰議員)
18 Oct 2018 Hong Kong Association of Online Brokers (香港網上經紀協會)
18 Oct 2018 Hong Kong Securities & Futures Professionals Association (香港證券及期貨專業總會)
18 Oct 2018 Hong Kong Securities Association (香港證券業協會)
18 Oct 2018 Hong Kong Securities Professionals Association (香港證券學會)
18 Oct 2018 Pan Asia Securities Lending Association Limited
28 Sep 2018 Shenwan Hongyuan Securities (H.K.) Limited (申萬宏源證券(香港)有限公司)
16 Oct 2018 Success Securities Limited (實德證券有限公司)
19 Oct 2018 The Institute of Securities Dealers (證券商協會)
3 Oct 2018 The Law Society of Hong Kong (香港律師會)

Category B

Date Name
19 Oct 2018 Respondent 17
18 Oct 2018 Respondent 16
18 Oct 2018 Respondent 15
18 Oct 2018 Respondent 14
18 Oct 2018 Respondent 13
18 Oct 2018 Respondent 12
18 Oct 2018 Respondent 11
18 Oct 2018 Respondent 10
18 Oct 2018 Respondent 9
18 Oct 2018 Respondent 8
16 Oct 2018 Respondent 7
16 Oct 2018 Respondent 6
15 Oct 2018 Respondent 5
12 Oct 2018 Respondent 4
11 Oct 2018 Respondent 3
10 Oct 2018 Respondent 2
7 Sep 2018 Respondent 1

Total number of comments received: 33
Total number of anonymous comments received: 19

Page last updated: 17 Aug 2018