All news

In this sub-section, you will find all news releases issued by the SFC. The list is in chronological order. Please use the filter to view items by year.

Date Title
16 Dec 2019 New SFC survey on ESG, climate change and asset management
5 Dec 2019 SFC issues quarterly report
4 Dec 2019 SFC waives licensing fees for 2020/21
29 Nov 2019 New speech by Tim Lui – Asset management in an evolving landscape
21 Nov 2019 New SFC guidance addresses market misconduct
14 Nov 2019 SFC bans Ma Sin Chi for life
11 Nov 2019 SFC reprimands and fines UBS HK$400 million for overcharging clients and related internal control failures
7 Nov 2019 SFC obtains court orders against former Chairman and directors of Minth Group Limited
7 Nov 2019 Former staff of Hong Kong Television Network Limited jailed for insider dealing
6 Nov 2019 New speech by Ashley Alder: Opening remarks at SFC 30th Anniversary Cocktail 2019
6 Nov 2019 SFC adopts new approach to virtual asset trading platforms
6 Nov 2019 New speech by Ashley Alder – Fintech: a regulatory strategy for a dynamic industry
6 Nov 2019 SFC bans Song Baojun for 12 months
5 Nov 2019 Former staff of Hong Kong Television Network Limited convicted of insider dealing
5 Nov 2019 SFC issues restriction notice to Hong Kong Wan Kiu Investment Company Limited
31 Oct 2019 SFC commences MMT proceedings against China Medical & Healthcare Group Limited and its senior management for alleged late disclosure of inside information
31 Oct 2019 SFC issues guidance on external electronic data storage
31 Oct 2019 SFC reprimands and fines China Rise Securities Asset Management Company Limited $6.3 million for regulatory breaches and internal control failures
24 Oct 2019 SFC commences insider dealing prosecution against a former staff of Hong Kong Television Network Limited
21 Oct 2019 New speech by Julia Leung: Supervising sponsors in a changing IPO landscape

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Notes:

  1. In some of these documents, the names of certain individuals have been masked because:
    1. the individuals have met certain criteria for this treatment as set out under the Rehabilitation of Offenders Ordinance;
    2. the individuals received a public reprimand or public criticism over 10 years ago; or
    3. the news release was a public statement published over 10 years ago.
  2. The names of certain individuals in relevant press releases and Panel decisions / statements have been masked as 10 years have elapsed since the public criticism was made.
  3. The names of certain individuals in relevant press releases and Executive decisions / statements have been masked as 10 years have elapsed since the public criticism or public reprimand was made.