All news

In this sub-section, you will find all news releases ever disseminated by the SFC. The list is in chronological order. Please use the filter to view items by year.

Date Title
18 Sep 2019 SFC obtains disqualification order against former executive director of Life Healthcare Group Limited
16 Sep 2019 SFC commences Market Misconduct Tribunal proceedings over alleged insider dealing in Meadville Holdings Limited shares
12 Sep 2019 SFC bans Jacky Cheung Chiu Hung for two years
10 Sep 2019 SFC reprimands and fines HSBC $2.1 million for breaching telephone recording requirements
27 Aug 2019 Court extends interim injunctions freezing assets of suspected manipulators of GEM stock
19 Aug 2019 SFC and the ICAC sign MoU to strengthen cooperation in combating financial crime
19 Aug 2019 SFC bans Samuel Lee Kwok Tung for eight months
16 Aug 2019 SFC welcomes appointment of Executive Director
15 Aug 2019 SFC reprimands and fines Sincere Securities Limited $5 million for internal control failings
12 Aug 2019 SFC issues quarterly report
5 Aug 2019 SFC bans Tu Bing for life
26 Jul 2019 SFC issues statement on backdoor listings and shell activities
26 Jul 2019 Hong Kong’s asset and wealth management business reached $23,955 billion in 2018
22 Jul 2019 Takeovers Panel rules against waiver of general offer obligation in proposed Maanshan Iron acquisition
22 Jul 2019 SFC-ICAC operation leads to charging of ex-Convoy Global Executive Directors and broker’s general manager
19 Jul 2019 SFC welcomes re-appointment of Non-Executive Director
19 Jul 2019 SFC welcomes re-appointment of Executive Director
18 Jul 2019 Court sets pre-trial review for unlicensed activities prosecution
15 Jul 2019 SFC reprimands and fines Lee’s Securities Company Limited $520,000 for internal control failings
15 Jul 2019 SFC suspends Hui Kwok Piu for illegal short selling

Showing 1 - 20 of 85

1 2 3 4 5

Notes:

  1. In some of these documents, the names of certain individuals have been masked because:
    1. the individuals have met certain criteria for this treatment as set out under the Rehabilitation of Offenders Ordinance;
    2. the individuals received a public reprimand or public criticism over 10 years ago; or
    3. the news release was a public statement published over 10 years ago.
  2. The names of certain individuals in relevant press releases and Panel decisions / statements have been masked as 10 years have elapsed since the public criticism was made.
  3. The names of certain individuals in relevant press releases and Executive decisions / statements have been masked as 10 years have elapsed since the public criticism or public reprimand was made.