Corporate news

In this sub-section, you will find news on the SFC's corporate activities, for example, executive and board member appointments, the naming of individuals to sit on panels and committees, organisational changes and cross-border collaboration initiatives. It also includes announcements of consultations and their conclusions, and releases of publications and executive speeches.

Date Title
6 Jul 2020 SFC welcomes appointment of Non-Executive Directors
2 Jul 2020 SFC publishes review of SEHK’s performance in regulating listing matters
30 Jun 2020 SFC office relocation
24 Jun 2020 Annual update to the list of Financial Services Providers under the clearing obligation for OTC derivative transactions
24 Jun 2020 SFC publishes Annual Report 2019-20
18 Jun 2020 SFC publicly criticises CICC Financial Trading Limited and China International Capital Corporation Limited for breaches of Takeovers Code
11 Jun 2020 SFC publicly censures Fu Kwan for breach of the Takeovers Code
10 Jun 2020 OTC derivatives licensing regime: SFC concludes consultation on regulatory scope and competence requirements
10 Jun 2020 SFC CEO reappointed Chair of IOSCO Board
9 Jun 2020 SFC proposes changes to the Code on Real Estate Investment Trusts
18 May 2020 SFC welcomes re-appointment of Chief Executive Officer
28 Apr 2020 SFC signs MoU with Competition Commission
24 Apr 2020 SFC cautions on crude oil futures and ETFs
21 Apr 2020 SFC regulatory response to COVID-19
9 Apr 2020 SFC scrutinises leveraged foreign exchange trading
8 Apr 2020 Joint consultation conclusions on the model for an uncertificated securities market
1 Apr 2020 Joint Statement in relation to General Meetings in light of the Prevention and Control of Disease (Prohibition on Group Gathering) Regulation
31 Mar 2020 Appointments to SFC committees
27 Mar 2020 Consultation on annual update to the list of Financial Services Providers under the OTC derivatives regulatory regime
27 Mar 2020 SFC issues guidance to fund industry amidst COVID-19 outbreak

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