Corporate news

In this sub-section, you will find news on the SFC's corporate activities, for example, executive and board member appointments, the naming of individuals to sit on panels and committees, organisational changes and cross-border collaboration initiatives. It also includes announcements of consultations and their conclusions, releases of speeches, corporate and technical publications.

Date Title
21 Nov 2019 New SFC guidance addresses market misconduct
6 Nov 2019 New speech by Ashley Alder: Opening remarks at SFC 30th Anniversary Cocktail 2019
6 Nov 2019 SFC adopts new approach to virtual asset trading platforms
6 Nov 2019 New speech by Ashley Alder – Fintech: a regulatory strategy for a dynamic industry
31 Oct 2019 SFC issues guidance on external electronic data storage
21 Oct 2019 New speech by Julia Leung: Supervising sponsors in a changing IPO landscape
8 Oct 2019 SFC concludes consultation on the enhanced Investor Compensation Regime
2 Oct 2019 Takeovers Panel: Broadford Global Limited not permitted to deduct dividend from offer price
30 Sep 2019 SFC releases FAQs on its Guidelines for Securities Margin Financing Activities
27 Sep 2019 SFC proposes to regulate trustees and custodians of public funds
19 Aug 2019 SFC and the ICAC sign MoU to strengthen cooperation in combating financial crime
16 Aug 2019 SFC welcomes appointment of Executive Director
12 Aug 2019 SFC issues quarterly report
26 Jul 2019 SFC issues statement on backdoor listings and shell activities
26 Jul 2019 Hong Kong’s asset and wealth management business reached $23,955 billion in 2018
19 Jul 2019 SFC welcomes re-appointment of Non-Executive Director
19 Jul 2019 SFC welcomes re-appointment of Executive Director
11 Jul 2019 SFC publicly criticises CM Asset Management (Hongkong) Company Limited for breaches of Takeovers Code
3 Jul 2019 Signing of Tri-partite MoU on audit working papers by Ministry of Finance, CSRC and SFC
28 Jun 2019 Regulators conclude consultation on annual update to the list of Financial Services Providers under the clearing obligation for OTC derivative transactions

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