Corporate news

In this sub-section, you will find news on the SFC's corporate activities, for example, executive and board member appointments, the naming of individuals to sit on panels and committees, organisational changes and cross-border collaboration initiatives. It also includes announcements of consultations and their conclusions, and releases of publications and executive speeches.

Date Title
12 Aug 2019 SFC issues quarterly report
26 Jul 2019 SFC issues statement on backdoor listings and shell activities
26 Jul 2019 Hong Kong’s asset and wealth management business reached $23,955 billion in 2018
19 Jul 2019 SFC welcomes re-appointment of Non-Executive Director
19 Jul 2019 SFC welcomes re-appointment of Executive Director
11 Jul 2019 SFC publicly criticises CM Asset Management (Hongkong) Company Limited for breaches of Takeovers Code
3 Jul 2019 Signing of Tri-partite MoU on audit working papers by Ministry of Finance, CSRC and SFC
28 Jun 2019 Regulators conclude consultation on annual update to the list of Financial Services Providers under the clearing obligation for OTC derivative transactions
21 Jun 2019 New speech by Julia Leung: Keynote speech at 2019 Risk Hong Kong Conference
19 Jun 2019 SFC publishes Annual Report 2018-19
17 Jun 2019 New speeches by Julia Leung: Opening remarks at SFC Compliance Forum 2019
14 Jun 2019 SFC and CSRC hold high-level enforcement cooperation meeting
10 Jun 2019 New speech by Tim Lui: Speech at Hong Kong Institute of Directors Speaker Luncheon Meeting
15 May 2019 SFC and AFM sign MoU on Netherlands-Hong Kong Mutual Recognition of Funds
26 Apr 2019 Consultation on further enhancements to the OTC derivatives regime
26 Apr 2019 Appointments and re-appointments to SFC Advisory Committee
26 Apr 2019 SFC welcomes re-appointment of Executive Director
11 Apr 2019 SFC publishes guidance on enhanced disclosures for green or ESG funds
10 Apr 2019 SFC publicly criticises Kwok Tse Wah for breaches of Takeovers Code
4 Apr 2019 SFC concludes consultation on securities margin financing

Showing 21 - 40 of 48