Alert List
The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our online complaint form.
For further information on boiler rooms, scam websites and phishes, please follow the links.
Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:
| Name: |
1. www.0553cj.com
2. www.ditljf.cn |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
1. www.0553cj.com
2. www.ditljf.cn |
| Remarks: |
The website is not associated with Hung Sing Futures Limited and Hung Sing Securities Limited, which are SFC licensed corporations. |
| Add date: |
30 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
5Decimals Limited |
| Type: |
Unlicensed entities |
| Address(es): |
BLK A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong |
| Website: |
http://5decimals.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
21 Jan 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
5Markets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Tower Hill A100 UK, London SE32R18, United Kingdom |
| Website: |
www.5markets.com |
| Remarks: |
The company is apparently associated with FX Protrade, another unlicensed company on the Alert List. It uses a Hong Kong bank account in the name of Markets Technologies Limited for settlement. |
| Add date: |
5 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
5markets Ltd |
| Type: |
Suspicious websites |
| Address(es): |
i) Flat A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand, Sheung Wan, Hong Kong
ii) Unit 1305, 8 Jordan Road, Yaumatei, Kowloon, Hong Kong
|
| Website: |
www.5markets.com |
| Remarks: |
The company gives the above Hong Kong addresses in the above website but it is not located there. |
| Add date: |
12 Feb 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
72Option |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.72option.com |
| Remarks: |
The company represents that it is a brand owned and operated by Epic Ventures Ltd. It uses a bank account in Hong Kong in the name of Luxury Billion Ltd for settlement. |
| Add date: |
11 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
A and L Partners Hong Kong Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1405, 14/F, Austin Tower, 22-26 Austin Avenue, Tsim Sha Tsui, Kowloon |
| Website: |
- |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with A&L Partners Limited, another unlicensed entity on the Alert List. |
| Add date: |
21 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
A G Securities Limited |
| Type: |
Unlicensed entities |
| Address(es): |
252/94 Muang Thai-Phatra Tower 2,
17/F, Rachadaphisek Road, Huaykwang
Bangkok 10320, Thailand |
| Remarks: |
The Thai SEC has verified that the above office is no longer in use. Also, the company uses a bank account in Hong Kong in the name of A G Securities Limited. |
| Add date: |
17 Jun 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
A&L Partners Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Nonhyeon-dong, Namgang bld, 16, Hakdong ro30-gil, Gangnam-gu, Seoul, Korea
(ii) 215-6 Nonhyun-dong, Gangnam-gu, Seoul, Korea |
| Website: |
- |
| Remarks: |
The company is apparently associated with A and L Partners Hong Kong Limited, another unlicensed entity on the Alert List. |
| Add date: |
21 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
A.I.M. Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong |
| Website: |
www.aimcl.com |
| Remarks: |
The company's Hong Kong address is incomplete. There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company. |
| Add date: |
23 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
A1 Trade |
| Type: |
Unlicensed entities |
| Address(es): |
North Point Asia- Pacific Commercial Centre, Level 10 North Point Road, North Point Hong Kong |
| Website: |
www.a1trade.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AAFX Trading Capital / AAFX Trading Company Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Two Exchange Square 8 Connaught Place Central, Hong Kong
(ii) Suite 305, Griffith Corporate Centre, Beachmont, Box 1510 Kingstown, St. Vincent and the Grenadines
(iii) Level 4, 27 – 20 Shelley King Street Sydney NSW 2000, Australia
|
| Website: |
www.aafxtrading.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses two bank accounts in Hong Kong in the names of iAccount Services (HK) Limited and Yellow Sand International Ltd for settlement. |
| Add date: |
29 Mar 2017 |
| Last Update Date: |
26 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aaron Brett |
| Type: |
Unlicensed entities |
| Address(es): |
Vertical Square, 28 Heung Yip Road, Wong Chuk Hang, Hong Kong |
| Website: |
www.aaronbrett.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Abacus Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
252/94 Muang Thai-Phatra Tower 2,
17/F, Rachadaphisek Road, Huaykwang
Bangkok 10320, Thailand |
| Remarks: |
The Thai SEC has verified that the above office is no longer in use. Also, the company uses a bank account in Hong Kong in the name of A G Securities Limited. |
| Add date: |
17 Jun 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Abacus Marketing Services |
| Type: |
Unlicensed entities |
| Address(es): |
663 King's Road
Central, Hong Kong |
| Website: |
www.abacusmarketingservices.com |
| Remarks: |
The company's address is invalid. |
| Add date: |
21 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Abberley Capital |
| Type: |
Unlicensed entities |
| Address(es): |
6A Centre Point, 181-185 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.abberleycapital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 May 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Abbey House Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Tower 42, 25 Old Broad Street,
London, United Kingdom,
EC2N 1HQ |
| Website: |
www.abbeyhouseacquisitions.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Strategic Control Finance Ltd. to facilitate settlement. |
| Add date: |
8 Aug 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ABBY Finance Limited |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong |
| Website: |
www.amicnk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
27 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ABC123 Group |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, International Commerce Center,
1 West Austin Road, Kowloon, Hong Kong
|
| Website: |
www.abc-123.co |
| Remarks: |
The company’s address belongs to a business centre. |
| Add date: |
12 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aberdeen Lyle Group |
| Type: |
Unlicensed entities |
| Address(es): |
100 West 39th Street
New York. NY 10018
USA |
| Website: |
www.aberdeenlyle.com |
| Remarks: |
The company maintains a bank account in the name of Aberdeen Lyle Pte Ltd in Hong Kong for settlement. |
| Add date: |
13 Mar 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Able Will Development |
| Type: |
Unlicensed entities |
| Address(es): |
21st Floor, The Centre, 99 Queen's Road Central, Hong Kong |
| Website: |
www.ablewill.hk
www.ablewill.com |
| Remarks: |
The company is also known as "dab BUILD Developments Limited". It gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ABN Assets |
| Type: |
Suspicious websites |
| Address(es): |
18/F One International Finance Centre
1 Harbour Street, Hong Kong |
| Website: |
www.abnassets.com |
| Add date: |
21 Sep 2005 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Abney Associates |
| Type: |
Unlicensed entities |
| Address(es): |
49/F, Hopewell Centre, 183 Queen’s Road East, Hong Kong |
| Website: |
www.abneyassociates.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Abridge Enterprises |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 1505, 15/F, Asia Orient Tower, 33 Lockhart Road, Wanchai, Hong Kong
ii) 43/F, AIA Tower, 183 Electric Road, North Point, Hong Kong
|
| Website: |
www.abridge-enterprises.com |
| Remarks: |
The company is not located at the Wanchai address. Its North Point address belongs to Abridge Enterprises Company Limited, an SFC-licensed corporation that is not associated with the company. The company uses bank accounts in Hong Kong in the names of Baolai International (Hong Kong) Co Limited, Carlyle Smith Limited, Changhongda Ltd, Fu Rui Bo (HK) Limited, GT Trade Limited, HK Sea Young Trade Co Limited, Hong Kong Aipo Limited, J.A.G. Limited, Kimsfer International Co., Limited, Somerset Asia Limited and Yowin Trading Co., Limited for settlement. |
| Add date: |
20 Jul 2017 |
| Last Update Date: |
21 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ABS Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.fxabs.com |
| Remarks: |
The company is not associated with Australia ABS Group PTY Ltd, an Australian Financial Services Licence holder. |
| Add date: |
12 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Accounts Manager Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Thomson Road, Wan Chai, Hong Kong |
| Website: |
http://amltpl.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ACE International |
| Type: |
Unlicensed entities |
| Address(es): |
39th Fl. Suite 3908 BOC Tower, 1 Garden Road, Hong Kong |
| Website: |
www.alliancecapitalgroup.org |
| Remarks: |
The company gives the above address but is not located there. The domain name of its website is “Alliance Capital Group”. |
| Add date: |
28 Mar 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ace Standard Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1306, 13/F, Tower 2, Lippo Centre, 89 Queensway, Admiralty, Hong Kong |
| Website: |
-- |
| Remarks: |
The company acts as a settlement agent for Asakura Acquisitions, another unlicensed entity on the Alert List. It uses a bank account in Hong Kong under its name for settlement. The Hong Kong address shown above belongs to a secretarial company. |
| Add date: |
25 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ACME Plan International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1903, 19/F, Austin Plaza, 83 Austin Road, Tsim Sha Tsui, Hong Kong |
| Website: |
Nil |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is a settlement agent of Asakura Acquisitions, an unlicensed entity on the Alert List. It uses a bank account in Hong Kong for settlement. |
| Add date: |
29 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ACT Transfer Services |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 20/F Times Square, 1 Matheson St, Causeway Bay, Hong Kong
(ii) 1330 Avenue of Americas, New York City, NY 10019 |
| Website: |
www.acttransferservices.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It acts as a transfer agent for Churchills Mergers and Acquisitions, another unlicensed entity on the Alert List. |
| Add date: |
5 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Adderley Davis & Associates Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Unit 1202, Level 12, One Peking, 1 Peking Road, Kowloon, Hong Kong
(ii) Suite Z-12, PO Box 8497, Sharjah Airport Free Zone, Sharjah, United Arab Emirates |
| Website: |
www.adderleydavis.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Adlisberg Financial Inc – Adlisberg Retail Client Division |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.adlisbergrcdivision.com |
| Remarks: |
The company is apparently associated with Allied Transfer Inc, another entity on the SFC’s Alert List. It also uses bank accounts in Hong Kong in the name of Kin Yip Co and Kong Sun Trading Co for settlement. |
| Add date: |
30 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ADM Investor Services Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2302, 23/F., Seaview Commercial Building
21-24 Connaught Road West, Sheung Wan, Hong Kong |
| Website: |
www.admis-asia.com |
| Remarks: |
The company's website created links to legitimate companies and used their trademarks to mislead the public. It is not associated with ADMIS Hong Kong Ltd, an SFC-licensed corporation. The above Hong Kong address belongs to a secretarial company. |
| Add date: |
24 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Admiral Finance Group |
| Type: |
Unlicensed entities |
| Address(es): |
10F/27, 1 International Centre, 1 Finance Street, Central, Hong Kong |
| Website: |
www.admiralfinancegroup.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Admiral Global Private Equity Group |
| Type: |
Unlicensed entities |
| Address(es): |
23/F, Eaton Centre, 250 Yonge Street, Toronto, Ontario, M5B 2L7, Canada |
| Website: |
www.admiralglobal.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the name of TCC Global Limited, Mansfield International Limited, BDK Limited and Five Oaks Limited for settlement. |
| Add date: |
17 Mar 2016 |
| Last Update Date: |
23 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Advance Management Services (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
26/F Cimic Tower
3 Ko Mei Avenue
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
10 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Advantage Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Two Exchange Square, 8 Connaught Place, Hong Kong – Central / Sheung Wan |
| Website: |
www.advantageassetmgmt.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Thomas Greene & Partners, another unlicensed entity on the Alert List. |
| Add date: |
16 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Advantage Offshore Clearing Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company assists settlement of trades for Montgomery, Blake & Associates, which is also an unlicensed entity on the Alert List. |
| Add date: |
20 Nov 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Advantage Securities Inc |
| Type: |
Unlicensed entities |
| Address(es): |
20/F, IFC Two
8 Finance Street, Central
Hong Kong |
| Website: |
www.advantagesecurities.com |
| Remarks: |
The company provides the above Hong Kong address but apparently it is not located there. Also, it is not related to a broker firm in the US named Advantage Securities LLC. |
| Add date: |
22 Jul 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AEG Financial |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre, 1 Austin Road West
12/F & 82/F, Central, Hong Kong
|
| Website: |
www.aegfinancial.com |
| Remarks: |
The company’s Hong Kong address is invalid. It uses a Hong Kong bank account in the name of Pro-Nice Limited for settlement. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aegis Corporation Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
18 Finance Street, Central, Hong Kong |
| Website: |
www.acltd-hk.com |
| Remarks: |
The company’s Hong Kong address is invalid. It uses a Hong Kong bank account in the name of GT Trade Ltd for settlement. |
| Add date: |
21 Dec 2016 |
| Last Update Date: |
9 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AFC Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Citibank Plaza ICBC Tower, 3 Garden Road, Central, Hong Kong |
| Website: |
www.afcml.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of BVL Trading Limited for settlement. |
| Add date: |
17 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Affirmative Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suite A, 15/F Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Affirmative Management Ltd and Oakleaf International for settlement. |
| Add date: |
5 Aug 2011 |
| Last Update Date: |
25 Jul 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Agile Financial |
| Type: |
Unlicensed entities |
| Address(es): |
3-7-1 Ichigaya Tamachi, Shinjuku-Ku, Tokyo, 162-0843 |
| Website: |
www.agilefinancial.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Cooper Chung International Ltd, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AgroMicron Limited |
| Type: |
Unlicensed entities |
| Address(es): |
35/F, Central Plaza
18 Harbour Road
Wanchai, Hong Kong |
| Website: |
www.agromicron.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It is associated with Loyal Relations (Hong Kong), another unlicensed entity. |
| Add date: |
24 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AHLRATES Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
PO BOX 32206, 5 St. Anne’s Walk, Alderney, Channel, Guernsey |
| Website: |
www.ahlrates.com
www.ahlratesltd.com |
| Remarks: |
The company uses a Hong Kong bank account for settlement. It is not related to Man Investments (Hong Kong) Limited, an SFC-licensed corporation. |
| Add date: |
27 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AIA Group Investment Guarantee Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, No 33 Mong Kok Road, Kowloon, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Duke International Asset Management Company Limited, another unlicensed entity on the Alert List. |
| Add date: |
14 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aichi BMO International |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 100 King Street West, Suite 2800, Toronto, Ontario, M5X 1C9
(ii) 16th Floor, Gran Tokyo South Tower, 1-9-2, Marunouchi, Chiyoda-ku, Tokyo, 100-6640, Japan
|
| Website: |
www.ai-international.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Leiyu Trade Limited and Fu Sing Hoi Trade Co Limited for settlement. |
| Add date: |
10 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aim Global Insurance Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
16 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.aimglobalins.com |
| Remarks: |
The company's Hong Kong address is incomplete. The company is apparently associated with Long Zhen Investment Company Limited, another unlicensed entity on the Alert List. |
| Add date: |
14 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Albertson Group Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
1. Room 2508A, 25/F, Bank of America Tower, No 12 Harcourt Road, Central, Hong Kong
2. 1705A, 17/F, Tower 1, Silvercord, 30 Canton Road, Kowloon, Hong Kong |
| Website: |
- |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located there. |
| Add date: |
17 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alex & Hazel Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Yuen Yick Building, 12-15 Wellington Street, Central, Hong Kong |
| Website: |
www.alexhazellimited-hk.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
30 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alfort International Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company acts as the settlement agent for Anderson Munro, another unlicensed entity on the Alert List. |
| Add date: |
19 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Algo Capitals / Algo Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Portland House, Bressenden Place, London, SW1E 5RS |
| Website: |
www.algocapitals.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Best Way Strategic Cooperation Co Limited, Enoi Europe Limited, Europe Trade Ltd and Hong Fong Trade Limited for settlement. |
| Add date: |
6 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Allen Baker |
| Type: |
Unlicensed entities |
| Address(es): |
Level 12, KP Tower, 93-95 King’s Road, North Point, Hong Kong |
| Website: |
www.allenbaker.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
23 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance and Dunbar |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from New York, USA. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
10 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance Capital Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
345 One Ward Parkway, Kansas City, USA |
| Website: |
www.alliancecapitalgroup.org
www.thealliancecapitalexchange.com |
| Remarks: |
The company is apparently associated with ACE International and Alliance Capital Group, both are unlicensed entities on the Alert List. |
| Add date: |
28 Mar 2012 |
| Last Update Date: |
29 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance Capital Group |
| Type: |
Unlicensed entities |
| Website: |
www.alliancecapitalgroup.org |
| Remarks: |
The company is apparently associated with ACE International and Alliance Capital Exchange, both are unlicensed entities on the Alert List. |
| Add date: |
29 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance Capital Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Exchange Tower, 33 Wang Chiu Road, Kowloon Bay, Hong Kong. |
| Website: |
https://alliance-intl.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
29 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
8/F China Minmetals Tower, 79 Chatham Road South, Tsim Sha Tsui, Hong Kong |
| Website: |
i) www.allianceconsults.com
ii) www.alliance-consultants.org |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
5 Sep 2017 |
| Last Update Date: |
19 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance Fund Managers Limited |
| Type: |
Unlicensed entities |
| Address(es): |
2/F, Exchange Court, Dale Street, Liverpool L2 2PP, the United Kingdom. |
| Website: |
www.afmlm.com |
| Remarks: |
The company falsely claims to have an office in Hong Kong. |
| Add date: |
24 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alliance Transfer Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
503 Fifth Avenue, New York, NY 10017 |
| Website: |
www.alliancetransferinc.com |
| Remarks: |
The company acted as a transfer agent for Granite Consolidated and Standard United Corporation. |
| Add date: |
21 Apr 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Allianz Financial Group (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite A-B, 15/F, Cheuk Nang Plaza
250 Hennessy Road, Wan Chai, Hong Kong |
| Website: |
www.fxallianz.com.hk/gywm/25.html |
| Remarks: |
The company gives the above address but it is not located there. The company is not associated with Allianz Global Investors Hong Kong Limited, an SFC licensed corporation. |
| Add date: |
11 Jan 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Allied Global Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
158 Ruttonjee Centre, Dina House, 11 Duddell Street,
Central, Hong Kong |
| Website: |
www.alliedghs.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
21 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Allied International Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1702, Hung Kei Building
5-8 Queen Victoria Street
Central, Hong Kong
The company represents it has offices and mail addresses in United Kingdom and United States. |
| Remarks: |
The company gives the above address but it is not located there. It also appears to target Hong Kong investors. The company is not associated with Allied International Limited, a member of The Hong Kong Confederation of Insurance Brokers. |
| Add date: |
11 Jan 2002 |
| Last Update Date: |
4 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Allied Pacific Ventures Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The office and mail address at Bank of China Tower in Hong Kong are no longer in use. |
| Add date: |
11 Oct 2001 |
| Last Update Date: |
30 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Allied Transfer Inc |
| Type: |
Others |
| Address(es): |
Suite 1402, Floor 45, Wingchun Centre, Central, Hong Kong
|
| Website: |
www.alliedtransfer.com |
| Remarks: |
The company’s Hong Kong address is invalid. It is apparently associated with Adlisberg Financial Inc – Adlisberg Retail Client Division, an unlicensed entity on the SFC’s Alert List. It also uses bank accounts in Hong Kong in the names of Kin Yip Co and Kong Sun Trading Co for settlement. |
| Add date: |
30 Mar 2015 |
|
| Name: |
Alma Forex |
| Type: |
Unlicensed entities |
| Address(es): |
32/F, Tower 1, Millennium City 1
388 Kwun Tong Road
Kwun Tong, Kowloon |
| Website: |
www.almaforex.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
16 Nov 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alpha Consulting |
| Type: |
Unlicensed entities |
| Address(es): |
Salesforce Tower, 110 Bishopsgate, London, the UK |
| Website: |
www.alphaconsultinguk.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Lupeng Trading Ltd for settlement. |
| Add date: |
7 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alpha Group |
| Type: |
Suspicious websites |
| Address(es): |
Level 35, One Exchange Square
8 Connaught Place, Hong Kong |
| Website: |
www.ag-alphagroup.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
16 Oct 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Alpha Trade |
| Type: |
Unlicensed entities |
| Address(es): |
Level 8, Cheung Kong Centre, 2 Queen's Road Central, Hong Kong |
| Website: |
(i) www.alpha-trade.com
(ii) www.alphatrade-intl.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Trade Association and Financial Services Association, which are unlicensed entities on our Alert List. |
| Add date: |
5 Aug 2011 |
| Last Update Date: |
11 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alpinai Investments |
| Type: |
Unlicensed entities |
| Address(es): |
Mainzer Landstrasse 47
60329
Frankfurt am Main
Germany |
| Website: |
www.alpinai.com |
| Remarks: |
It uses bank accounts in Hong Kong and Germany in the name of Concord Internationale Ltd. and Alpinai Investments respectively. |
| Add date: |
3 Jan 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alta Technology Limited |
| Type: |
Suspicious websites |
| Address(es): |
Unit 1, 12/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.altatechnology.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It is apparently associated with FIN Alliance Ltd, an unlicensed entity on the SFC’s Alert List. |
| Add date: |
16 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Altera Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
32/F Yue Hing Building, 107 Hennessy Road, Wanchai, Hong Kong
|
| Website: |
www.svatc.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
30 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Altera International Financial Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. 7/F Spa Centre No. 53-55 Lockhart Road, Wan Chai, Hong Kong
2. King Palace Plaza, 55 King Yip Street, Kwun Tong, Kowloon
3. 79 Kenderdine Road, Papatoetoe, Auckland, New Zealand
4. 2nd Floor Tichfield House, 69-85 Tabernacle Street, London EC2A 4RR, United Kingdom |
| Website: |
www.hkalt.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
14 May 2018 |
| Last Update Date: |
31 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Alternative Investments Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
i) 51/F Hopewell Centre, 183 Queens Road East, Hong Kong
ii) 25 Canada Square, Canary Wharf, London, E14 5LQ, United Kingdom
iii) The Mercantile Exchange, 30 South Wacker Drive,
Chicago Illinios 60606, U.S.A.
iv) Rue des Colonies 9, 1000 Brusselles, Belgium |
| Website: |
www.alternativeinvestmentsab.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre.The company uses bank accounts in Hong Kong in the name of Alliance Chartered Ltd and SGS Global Ltd for settlement. |
| Add date: |
18 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ALV Group |
| Type: |
Unlicensed entities |
| Address(es): |
1905, 19th Floor, Tower 2, Lippo Centre
89 Queensway, Admiralty
Hong Kong
2813 Tower One IFC
1 Harbour View Street, Central
Hong Kong |
| Website: |
www.alvgroup.com |
| Remarks: |
ALV Group is not located at the above addresses. In addition, the Swedish Financial Supervisory Authority and Austrian Financial Market Authority have put ALV Group, which is suspected to be connected with Olympia King Wealth Group posted on this Alert List, on their warning lists. |
| Add date: |
15 Nov 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Amberfield Group |
| Type: |
Unlicensed entities |
| Address(es): |
6 Chome-11-1 Roppongi, Minato, Tokyo, 106-6108, Japan |
| Website: |
-- |
| Remarks: |
The company is apparently associated with Luma Group, another unlicensed entity on the Alert List. |
| Add date: |
26 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ambros Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) 12/F, Leighton Centre, 77 Leighton Road, Causeway Bay, Hong Kong.
ii) Schmalzhofgasse 7 1060, Vienna, Austria. |
| Website: |
www.ambrosgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AMC International (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
15/F, Sun House, 181 Des Voeux Road Central
Sheung Wan, Hong Kong
|
| Website: |
www.amcint-hk.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. |
| Add date: |
17 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ameri-Tech Industries Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
60 Market Square
PO Box 364
Belize City, Belize
Central America |
| Remarks: |
The company represents to have consolidated with Asian Investment Foundation Ltd and purchased Primrose Trading Company Limited and has taken over its facilities. It also appears to target Hong Kong investors. |
| Add date: |
10 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
American Energy Exchange (AMENX) |
| Type: |
Unlicensed entities |
| Website: |
www.amenx.com |
| Add date: |
5 Jul 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
American International Securities Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
42 Broadway, 11th Floor
New York City
USA |
| Add date: |
16 Mar 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
American Times Investment Group |
| Type: |
Unlicensed entities |
| Website: |
http://www.citadelhk.com |
| Remarks: |
The company gives a Hong Kong address but apparently it is not located there. It is associated with New Times Capital (HK) Ltd, another unlicensed entity on the Alert List. |
| Add date: |
7 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ametron Consultants Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
319, 28th October Street,
3105 Lemeos, Cyprus |
| Website: |
www.amterontrader.com
www.ametron.net |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
25 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Anderson Munro |
| Type: |
Unlicensed entities |
| Remarks: |
The company uses Pearlgate International Limited, Alfort International Limited and Newton Moore Limited, all of which are also unlicensed entities on the Alert List, for clearing and settlement. |
| Add date: |
19 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AngloAsia Capital Management Limited |
| Type: |
Unlicensed entities |
| Website: |
www.koryoasia.com
www.chosunfund.com |
| Remarks: |
The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund". |
| Add date: |
21 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Anne Markets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 15B Granville House
41C Granville Road, Tsim Sha Tsui
Kowloon, Hong Kong |
| Website: |
www.annemarkets.com |
| Remarks: |
The company gives the above address but it is not located there. It is apparently associated with Chengdu Wang Hong Information Consultation Company Limited, another unlicensed entity on the Alert List. |
| Add date: |
10 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Antek Global Consultants Limited |
| Type: |
Unlicensed entities |
| Address(es): |
One Pacific Place, 88 Queensway, Hong Kong |
| Website: |
http://antekglobalconsultants.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It is apparently associated with SGS Consultants Limited, another unlicensed entity on the Alert List. |
| Add date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Antek International |
| Type: |
Unlicensed entities |
| Address(es): |
P.O. Box 105, 66 Mody Road,
Tsimshatsui East, Kowloon, Hong Kong |
| Website: |
http://antek-international.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
29 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ao Global Investment (Hong Kong) Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
香港中西區皇后大道中37號商業大廈A座16層 (Chinese only) |
| Website: |
www.699502.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
1 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
APAC Finance Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
393/11 Soi Sawaddee 4 Sukhumvit
50 Bangjak Prakhanong
Bangkok 10260, Thailand |
| Add date: |
18 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apex Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Wu Sang House, 655 Nathan Road, Yau Tsim Mong, Kowloon, Hong Kong |
| Website: |
http://apexcapitalpartners.com |
| Remarks: |
The company’s Hong Kong address is incomplete |
| Add date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apex Equities |
| Type: |
Unlicensed entities |
| Address(es): |
Cheung Kong Center, 2 Queen's Road, Central, Hong Kong |
| Website: |
www.apex-equities.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses Hong Kong bank account in the name of Meiteer International Trading Limited for settlement. |
| Add date: |
20 Jun 2016 |
| Last Update Date: |
11 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apex International Consulting Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
-- |
| Website: |
-- |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Anfund Limited for settlement. |
| Add date: |
1 Apr 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apex International Development Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
555 Naan Road, Mong Kok, Kowloon, Hong Kong |
| Website: |
www.apexrise.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
25 Jul 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apex Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Albert Buildings
49 Queen Victoria Street
London
EC4N 4SA
England |
| Website: |
www.a-p-e-x.com |
| Remarks: |
The company appears to target UK investors and uses a bank account in the name of Standard Holdings HK Limited in Hong Kong for settlement. |
| Add date: |
30 Jul 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apex Trade Group Pte Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
It uses a Singapore address. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
API Mutual Fund LLC |
| Type: |
Suspicious websites |
| Address(es): |
Informatics Center
No. 7 Science Park West Avenue
Hong Kong Science Park
Shatin
Hong Kong |
| Website: |
www.apimutual.com |
| Remarks: |
The above Hong Kong address provided by the company is invalid. |
| Add date: |
12 Feb 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
API Premiere Swiss Trust AG |
| Type: |
Unlicensed entities |
| Address(es): |
13/F, New Mandarin Plaza, Tsim Sha Tsui East, Hong Kong |
| Website: |
www.apipfx.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Alpen International Limited for settlement. |
| Add date: |
25 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apollo International Wealth Investment Management Co., Ltd. / Apollo International Wealth Management Co., Ltd. |
| Type: |
Suspicious websites |
| Website: |
www.apollo-fc.com
www.eagle-star.cc/apollo/main.asp |
| Remarks: |
The company falsely purports to be a subsidiary of Manulife Financial in Canada. |
| Add date: |
13 Dec 2007 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
APTFund |
| Type: |
Suspicious websites |
| Address(es): |
Suite 803A, 8/F
Far East Consortium Building
121 Des Voeux Road Central
Hong Kong |
| Website: |
www.aptfund.com |
| Remarks: |
The fund gives the above registered office in Hong Kong. However, it is not actually located there. That address belongs to a business centre. |
| Add date: |
21 Feb 2006 |
| Last Update Date: |
16 Mar 2006 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Apuro Forex |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.apuroforex.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Apuro Holdings Limited for settlement. It is apparently associated with Apuro Holdings Limited, another unlicensed entity on the Alert List. |
| Add date: |
6 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Apuro Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Flat/Rm 1405, 14/F Austin Tower, 22-26 Austin Avenue, Tsim Sha Tsui, Hong Kong
(ii) Flat B, 12/F, Kok Pah Mansion, 58-60 Cameron Road, Tsim Sha Tsui, Kowloon, Hong Kong
|
| Website: |
-- |
| Remarks: |
The company gives the above Hong Kong addresses but is not located at the address (i) and the address (ii) belongs to a secretarial company. It uses a Hong Kong bank account in the same name for settlement. It is apparently associated with Apuro Forex, another unlicensed entity on the Alert List. |
| Add date: |
6 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Arcadia International |
| Type: |
Unlicensed entities |
| Address(es): |
2 Des Voeux Road, Central, Hong Kong |
| Website: |
www.arcadiainternationalltd.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses Hong Kong bank accounts in the names of Beechwood Limited and Carlyle Smith Limited for settlement. |
| Add date: |
1 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Arendee Consulting Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1010, 10/F, Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.arendeeco.com |
| Remarks: |
The company's address in Hong Kong belongs to a business centre. It uses a bank account in Hong Kong in the name of Four Asia Trade Ltd for settlement. It is apparently associated with Antek International, another unlicensed entity on the Alert List.
|
| Add date: |
20 Aug 2012 |
| Last Update Date: |
9 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Argus International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 15B, 218 Hennessey Road
Wanchai
Hong Kong |
| Add date: |
17 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aros Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Kaivokatu 8, Helsinki, Finland 00101 |
| Website: |
www.arossec.com
www.arossec.eu |
| Remarks: |
The company tried to represent that it has a presence in Hong Kong by providing an invalid Hong Kong phone number. |
| Add date: |
19 Sep 2012 |
| Last Update Date: |
2 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Arrow Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
New World Tower 1, 16 Queen's Road Central, Hong Kong |
| Website: |
www.arrowcapitalpartners.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Uni Concord Limited for settlement. |
| Add date: |
14 Aug 2013 |
| Last Update Date: |
16 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Art Max Technology Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Arthur-Sera Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 64 Earth Close, Office 22-3, Grand Cayman KY11203, Cayman Islands
(ii) Cerulean Tower, 26-1 Sakuragaoka-cho, Shibuya-ku, Tokyo, Japan 150-8512
(iii) Nexxus Building, 41 Connaught Road, Central, Hong Kong
|
| Website: |
www.arthur-sera.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
6 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asakura Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
10th Floor, Shibuya Cross Tower, 15-1, Shibuya 2-chome, Shibuya-ku, Tokyo, 150-0002 |
| Website: |
www.asakuraacq.com/ |
| Remarks: |
An entity listed on the cold caller alert list of Financial Services Agency in Japan. It also uses a bank account in Hong Kong in the name of ACME Plan International Limited for settlement. |
| Add date: |
17 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ashford Financial Group |
| Type: |
Unlicensed entities |
| Website: |
www.ashfordfinancialgroup.com |
| Remarks: |
S-One Financial, another unlicensed entity on the Alert List, claims itself as the owner of Ashford Financial Group. |
| Add date: |
28 Mar 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ashton Cole Global / Ashton Cole Global Investments / AC Global Investments |
| Type: |
Unlicensed entities |
| Address(es): |
Cheung Kong Center, 2 Queens Road Central, Hong Kong |
| Website: |
www.acglobalinc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses bank accounts in Hong Kong in the names of Cinemax Investment Ltd, Best Crown Asia Investment Ltd and Hong Kong Weimeite International for settlement. It is apparently associated with Mong Company Ltd, another unlicensed entity on the Alert List. |
| Add date: |
16 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ashton Trading Worldwide Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ashwood Finance |
| Type: |
Unlicensed entities |
| Address(es): |
Nan Fung Centre, 19F, 268-298 Castle Peak Road, Tsuen Wan, Hong Kong |
| Website: |
www.ashwoodfinance.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Regal Asset Investment (also known as Regal Asset Investment LLC), another unlicensed entity on the Alert List. |
| Add date: |
12 Aug 2016 |
| Last Update Date: |
14 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia & Pacific Holdings Japan |
| Type: |
Unlicensed entities |
| Address(es): |
i) Two Exchange Square, 8 Connaught Road Place, Central, Hong Kong
ii) Asia Pacific Main Office Tokyo, Bankers Club Building, Level 15 Marunouschi 5C, Tokyo, Japan
iii) Nestle Building, chome 7, 1-15 goko-dori, Chuo-ku, Kobe, Hyogo, Japan
iv) Pacific Center 609 Granville Street Suite 2300 – 2400 V7K 1H2 Vancouver, British Columbia, Canada
|
| Website: |
www.asiapacificholdingsinc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Alliance Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
323 Lockhart Road, Wan Chai, Hong Kong |
| Website: |
www.asiaallianceltd.org |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
22 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Associates |
| Type: |
Unlicensed entities |
| Address(es): |
i) Level 7, So Hong Commercial Building, 41-47 Jervois Street, Hong Kong
ii) Floor 20, Doosan Tower, 8-12 Uljiro 6-ga, Jung-gu, Seoul, South Korea
|
| Website: |
www.asiaassociates.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
3 Apr 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Auction Inc. |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to target overseas investors. |
| Add date: |
22 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Century Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 34-38/F, Two IFC, 1 Harbour View Street, Central, Hong Kong
ii) Rm 914 Tsim Sha Tsui Centre, 66 Mody Road, Kowloon
|
| Website: |
www.asiacenturyinvest.com
www.asiacenturyinvestment.com |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located there. It uses Hong Kong bank accounts in the names of He Qin Creation Limited, HK Huanshi Development Co Ltd, HK Peixin Technology Co Limited, Honsun International (HK) Technology Co Limited and Reydican Investment Limited for settlement. The company is apparently associated with Shanghai International Financial Group, another unlicensed entity on the Alert List. |
| Add date: |
14 Jul 2017 |
| Last Update Date: |
7 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Dragon Capital Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 19th Floor, Chinachem Tower, 34-37 Connaught Road, Central, Hong Kong
(ii) 25th Floor, Yin Tai Centre, Chaoyang, Beijing. PRC 100022, China
|
| Website: |
www.asiadragonch.cn.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Dragon Group |
| Type: |
Unlicensed entities |
| Address(es): |
Yin Tai Centre, 2/18 Jian Guo Men Wai Ave., Beijing
Peoples Republic of China, PRC 100022 |
| Website: |
www.asiadragongroup.com |
| Remarks: |
The company appears to target overseas investors. |
| Add date: |
19 Nov 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Exchange Board |
| Type: |
Unlicensed entities |
| Address(es): |
2/F, 119 Tai Shui Hang, Shatin, Hong Kong |
| Website: |
www.asiaexb.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
19 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Futures Exchange / ASIAFEX |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
20-24/F, 9 Queen’s Road Central, Hong Kong |
| Website: |
www.asiafex.org |
| Remarks: |
The entity gives the above Hong Kong address but it is not located there. It uses three bank accounts in Hong Kong in the names of MUH Holdings Limited, Taccon Limited and Teletech Systems Limited for settlement. It is apparently associated with Mitsubishi Global, an unlicensed entity on the Alert List. |
| Add date: |
10 Oct 2017 |
|
| Name: |
Asia Pacific Asset Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Brokerage |
| Type: |
Unlicensed entities |
| Address(es): |
56 Dundas Street, Mongkok, Kowloon, Hong Kong S.A.R. |
| Website: |
i) www.asia-pacific-brokerage.com
ii) www.asia-pacific-brokerage.net |
| Remarks: |
The company's Hong Kong address is incomplete. The company uses bank accounts in Hong Kong in the names of Aidtrend Limited, Asicon Trading Limited, Feng Hua (HK) Technology Co. Limited, Meiteer International Trading Limited, United Equity Clearing Limited and Wenlai International Trade Limited for settlement. |
| Add date: |
15 Jul 2016 |
| Last Update Date: |
25 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Fund Managers Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The companny represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Group |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Group Investment Inc |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific International Investment Trust |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Investment Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand
The companies represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use. |
| Website: |
www.asiapacific-group.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd. |
| Add date: |
12 Apr 2005 |
| Last Update Date: |
29 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Pacific Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 23/F Henley Building, 5 Queen's Road Central, Hong Kong
(ii) 3/F Henley Building, 5 Queen's Road Central, Hong Kong
(iii) 448 142nd Street, Upper Manhattan, New York
|
| Website: |
www.asiapacificltd.com |
| Remarks: |
There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company. |
| Add date: |
29 Jun 2015 |
| Last Update Date: |
18 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia United Capital & Partners, Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
17-559, 12/F, Saranjai Mansion
Sukhumvit Soi 6, Klong Toey
Bangkok, Thailand 10110 |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
28 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia United International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 9D, Ming Tak Commercial Building
101 Wanchai Road
Hong Kong
3/F, Jonsim Place
228 Queen's Road East
Wanchai, Hong Kong |
| Remarks: |
The company appears to target Hong Kong investors |
| Add date: |
11 Oct 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Ventures Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(1) Room 3905, Two Exchange Square, 8 Connaught Place,
Central, Hong Kong
(2) 14 Robinson Road #13-00, Far East Finance Building,
Singapore 048545 |
| Website: |
www.asia-ventures.co.uk |
| Remarks: |
The company is apparently associated with Norwich Group, another unlicensed entity on the Alert List. The company gives the above Hong Kong address but it is not located there. |
| Add date: |
16 Dec 2010 |
| Last Update Date: |
21 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia World Capital |
| Type: |
Unlicensed entities |
| Address(es): |
2006-2007, Tower Two, Lippo Centre, 89 Queensway, Admiralty, Hong Kong |
| Website: |
www.asiaworldcap.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
17 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia Yard Investments Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Level 25, Bank of China Tower
1 Garden Road, Central
Hong Kong |
| Remarks: |
The company uses a bank account in Hong Kong in the same name. |
| Add date: |
28 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asia-Pacific Finance and Investment |
| Type: |
Unlicensed entities |
| Address(es): |
No.141 Des Voeux Road Central
Central, Hong Kong |
| Website: |
www.asia-pacific.hk.cn |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 Jan 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asiaclear Trading Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asian Direct Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
1 Garden Road, Central, K30000, Hong Kong |
| Website: |
www.asiandirectcapitalmanagement.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of DH Corporation Limited and Fieldmark Corporation Limited for settlement. |
| Add date: |
30 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asian Futures Trading Group |
| Type: |
Unlicensed entities |
| Address(es): |
Millennium West Tower, 387B Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong |
| Website: |
www.asian-ftg.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
15 May 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asian Investment Foundation Ltd |
| Type: |
Unlicensed entities |
| Remarks: |
The company represents to have consolidated with Ameri-Tech Industries Ltd. and purchased Primrose Trading Company Limited and has taken over its facilities. It also appears to target Hong Kong investors. |
| Add date: |
10 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asian Mercantile Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
83-86 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.asianmex.org |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Centric Limited, CINEMAX Investments Limited, European Investment Limited and Presscott Limited for settlement. The company is apparently associated with Fujitsu Global, another unlicensed entity on the Alert List. |
| Add date: |
9 Jan 2017 |
| Last Update Date: |
26 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asiana FX Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 15, 100 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.asianafx.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. |
| Add date: |
10 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asset Grand |
| Type: |
Unlicensed entities |
| Address(es): |
2281 New Century Centre, Kwun Tong, Hong Kong |
| Website: |
www.assetgrand.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
30 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Asset Rich Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.iassetrich.com |
| Remarks: |
The company falsely claims on its website that it is an SFC- licensed firm. |
| Add date: |
26 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Assets Brokerage Network |
| Type: |
Unlicensed entities |
| Address(es): |
SHIBARIKYU SHIODOME
Level 14
5-3 Kaigan 105-0022 Tokyo
Japan |
| Website: |
www.abn-group.com |
| Remarks: |
The company uses "ABN" as its abbreviation and trademark. The company uses a bank account in Hong Kong in the name of Selkirk International Limited for trade settlement. |
| Add date: |
4 Jul 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Assets International S.A DE C.V |
| Type: |
Unlicensed entities |
| Remarks: |
The company acts as the settlement agent for International Securities Registry, a fake regulator on the Alert List. |
| Add date: |
14 Feb 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Aston Hu & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Level 47, Bank of China Tower, 1 Garden Road, Hong Kong |
| Website: |
http://astonhu.com/ |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ATB Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
i) 6th Floor, Owl Tower, 4-21-1, Higashiikebukuro, Toshima-ku, Tokyo, Japan
ii) Trade Tower, 28th Floor, Gangnam-gu, Seoul, South Korea |
| Website: |
http://atbholdings.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Allied Shine Enterprises Limited for settlement. |
| Add date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Atlantic Global Asset Management SA |
| Type: |
Unlicensed entities |
| Address(es): |
Edifício BAI Center, 2 Piso, Direito Avenida Cidade de Lisboa, Cabo Verde - C.P.337 |
| Website: |
https://atlanticgam.es |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
1 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Atlantis Financial |
| Type: |
Unlicensed entities |
| Address(es): |
3705 Bank of America Tower, Suite 221, 12 Harcourt Road, Central, Hong Kong |
| Website: |
www.atlantis-financial.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. The company uses bank account in the name of Prime Express Limited in Hong Kong for settlement. |
| Add date: |
2 Jun 2009 |
| Last Update Date: |
15 Jun 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ATX Group |
| Type: |
Unlicensed entities |
| Address(es): |
Wan Chai Tower, 12 Harbour Road, Wan Chai North,
Hong Kong |
| Website: |
www.atx-group.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
31 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AUBC (Asia) Capital |
| Type: |
Unlicensed entities |
| Address(es): |
1/A, 673 Nathan Road, Yau Tsim Mong District, Kowloon, Hong Kong |
| Website: |
www.aubc-asia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AUS Capital (UK) Limited/ AUS Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
5 Harbour Exchange, London, E14 9GE, United Kingdom |
| Website: |
www.ausforex.com |
| Remarks: |
The company falsely claims on its website that it is an SFC- licensed firm. It is not associated with AUS Financial Group (Hong Kong) Limited, an SFC-licensed firm. |
| Add date: |
4 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Austral European Kft |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
26 Mar 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Authority Success International Limited / FXASI / AS International |
| Type: |
Unlicensed entities |
| Address(es): |
Unit C, 4/F China Insurance Building, 48 Cameron Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.fx-asi.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
31 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ava Capital Markets |
| Type: |
Unlicensed entities |
| Address(es): |
11th Floor, International Commercial Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.avacm-ltd.com
www.avacmltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Dec 2013 |
| Last Update Date: |
19 May 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Avid Investor, Inc |
| Type: |
Unlicensed entities |
| Address(es): |
30/F
30 Queen's Road Central
Hong Kong |
| Add date: |
30 May 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AWDH Trading Limited |
| Type: |
Unlicensed entities |
| Address(es): |
4/F, International Commerce Centre, 1 Austin Road, West Kowloonl, Hong Kong |
| Website: |
www.safemarkhk.com |
| Remarks: |
The Hong Kong address provided on the company’s website is invalid. It is apparently associated with Safe Mark Limited, CTI Limited and Featherstone Pte Limited, other entities on the SFC’s Alert List. It uses bank accounts in Hong Kong in the names of Charm Assets Limited and Kimsfer International Company Limited for settlement. |
| Add date: |
12 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AWI Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Grand Millennium Plaza II, 181 Queen's Road Central, Hong Kong Island, Hong Kong |
| Website: |
www.awifinancial.com |
| Remarks: |
The company's Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of Acrux Holdings Limited for settlement. |
| Add date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Axa St John |
| Type: |
Unlicensed entities |
| Address(es): |
100 Wall Street, 46th Floor
New York, NY 10005-3700
USA |
| Add date: |
28 Sep 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
AXI Trader |
| Type: |
Unlicensed entities |
| Website: |
http://axitrader-fxcs.com |
| Add date: |
7 Jul 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Axis Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
1A Floor 39 Queen's Road Central Hong Kong |
| Website: |
www.axisinvestmentgroup.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
12 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Baker and White |
| Type: |
Unlicensed entities |
| Address(es): |
38th Floor, Office Tower, Convention Plaza
1 Harbour Road, Wanchai
Hong Kong |
| Website: |
www.bakerwhite.com |
| Remarks: |
The company gives the above address but it is not located there. It has been warned by The Netherlands Authority for the Financial Markets for its unauthorised act to offer securities services. The company is also known as Baker and White Holdings Ltd. |
| Add date: |
15 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Baker Boyd Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Lippo Centre, 89 Queensway Road, Central, Hong Kong |
| Website: |
www.baker-boyd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses three bank accounts in Hong Kong in the names of Stantrend Limited, Quint Limited and Wintac Limited for settlement. |
| Add date: |
23 Sep 2013 |
| Last Update Date: |
4 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Balesc Holdings Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Banc De Binary |
| Type: |
Unlicensed entities |
| Address(es): |
Two Exchange Square, 8 Connaught Place Central, Hong Kong |
| Website: |
(i) www.bancdebinary.com
(ii) www.bbinary.com |
| Remarks: |
The Company's Hong Kong address is incomplete. |
| Add date: |
28 Nov 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Banc54 / B54 Technologies Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Two Exchange Square, 8 Connaught Place, Central, Hong Kong
(ii) 788-790 Finchley Road, London NW11 7TJ, United Kingdom |
| Website: |
www.b54.com / www.banc54.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
11 Nov 2013 |
| Last Update Date: |
27 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bancde Options |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 12/F, International Commerce Centre, 1 Austin Road West, Hong Kong
(ii) Yinglan International Financial Center, 7 Jinrong St, Xicheng, Beijing, China 100140
|
| Website: |
www.bancdeoptions.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Mar 2015 |
| Last Update Date: |
6 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bancroft, Doyle & Page Global / BDP Global |
| Type: |
Unlicensed entities |
| Address(es): |
64F, The Center, 99 Queen’s Road Central, Hong Kong |
| Website: |
www.bdpglobal.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Bellwire Limited for settlement. |
| Add date: |
13 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bank of Swisscredit |
| Type: |
Suspicious websites |
| Address(es): |
The company represents it has a head office in Zurich and branches in Hong Kong and Canada. |
| Website: |
www.swisscreditbank.com |
| Remarks: |
Please refer to the press release dated 31 December 2003 issued by the Hong Kong Monetary Authority for details. |
| Add date: |
13 Jan 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Banner Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 9200, 1 Penn Plaza, New York, NY 10119, USA |
| Website: |
www.bannercommodities.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Epsilon Worldwide Inc for settlement. |
| Add date: |
5 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Banque Gerrarde Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The office and mail address at Bank of China Tower in Hong Kong are no longer in use. |
| Add date: |
1 Jun 2001 |
| Last Update Date: |
25 Jul 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Banquedenationale Bank |
| Type: |
Unlicensed entities |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bao Tai Commercial Bank |
| Type: |
Suspicious websites |
| Address(es): |
The company gives a Hong Kong address in Chinese. Please refer to the Chinese version for the company's Chinese address. |
| Website: |
www.hkbaotai.com |
| Add date: |
24 Nov 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Baocheng International Investment Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.bcgjfx.com |
| Remarks: |
The company falsely claims on its website that it is licensed by the SFC. |
| Add date: |
2 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Baocheng Investment Advisor Co., Ltd |
| Type: |
Suspicious websites |
| Website: |
www.baocheng2006.hk |
| Remarks: |
The website with the above domain name is not associated with Noble Apex Advisors Limited, an SFC licensed corporation. |
| Add date: |
21 Jan 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Bark Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Times Square Shell Tower, 1 Matheson Street, Wan Chai, Central, Hong Kong
(ii) Tunnar Tower, 97-101, Tun Hwa, South Street, Taipei, Taiwan
(iii) Crown Tower A, North Second Ring Road, Xizhimenwai Avenue, Xizhimen, Beijing, China
(iv) Cerulean Tower, 26-1, Sakuragaoka-Cho, Shibuya-ku, Tokyo, Japan |
| Website: |
www.barkcapitalpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Carvani (Hong Kong) Group Co., Limited for settlement. |
| Add date: |
17 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Baron-Moore Associates |
| Type: |
Unlicensed entities |
| Address(es): |
The Landmark - Gloucester Tower, 11 Pedder Street,
Central, Hong Kong |
| Website: |
www.baron-moore.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Rockwell Escrow Services, an unlicensed entity on the SFC’s Alert List. The company uses bank accounts in Hong Kong in the names of Manrich Limited, Shineberg Limited and Cardan Limited for settlement. |
| Add date: |
21 Nov 2014 |
| Last Update Date: |
9 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Baros Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
2857 NW 78 Avenue Miami
FL 33126
USA |
| Website: |
www.Baroscorporation.com |
| Add date: |
27 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Basic Venture Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Flat 916, 9/F, China Aerospace North Tower, 1 Science Museum Road, Concordia Plaza, Tsim Sha Tsui East, Kowloon, Hong Kong
(ii) Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(iii) London Stock Exchange, 33 Throgmorton Street, London, EC2N 2BR, United Kingdom
(iv) 51-6-A, Menara BHL, Jalan Ahmad Shah, 10050 Penang, Malaysia
(v) 26 Avenue de la Praille, Geneve 1227, Switzerland
|
| Website: |
www.basicventure.com |
| Remarks: |
The company gives the above Hong Kong addresses, and address (ii) belongs to a secretarial company. It is apparently associated with TD Options Limited, another unlicensed entity on the Alert List. |
| Add date: |
5 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bass Creek Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 801, 8/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.basscreekadvisors.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Shinefield Limited for settlement. |
| Add date: |
30 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
BAT Financial Management |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1619, Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.batfinancialmanagement.com |
| Remarks: |
The company's Hong Kong address is invalid. It uses Hong Kong bank accounts in the names of Gratc Trade Limited and Taiying Co Limited for settlement. |
| Add date: |
31 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bauer Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Admiral Way
Marsh Wall
London
E14 9XG, UK |
| Website: |
www.bauerassociates.biz |
| Remarks: |
The company appears to target UK investors and use a bank account in the name of Standard Holdings HK Ltd in Hong Kong for settlement. |
| Add date: |
12 Jun 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bayhead Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Causeway Bay Plaza 2, 463-483 Lockhart Road, Causeway Bay |
| Website: |
www.bayheadcapital.com |
| Remarks: |
The company does not operate at the above Hong Kong address. |
| Add date: |
5 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bayside Financial Services |
| Type: |
Unlicensed entities |
| Address(es): |
Hopewell Centre,183 Queens Road, Wan Chai, Hong Kong |
| Website: |
www.baysidefinancialservices.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement. |
| Add date: |
30 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Beacon Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
70 Kimberly Road
Hong Kong |
| Website: |
www.beaconcapitalmgt.com |
| Remarks: |
The company gives the above address but there is no such place. There is a street named 70 Kimberley Road in Hong Kong but the company is not located there. |
| Add date: |
19 Oct 2005 |
| Last Update Date: |
25 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Beacon Pointe Securities |
| Type: |
Unlicensed entities |
| Address(es): |
39/F, The Centrium, 54-60 Wynham Street, Hong Kong. |
| Website: |
www.beaconpointesecurities.com |
| Remarks: |
The company’s Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of Central House Limited for settlement. |
| Add date: |
10 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bedford Investments Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address at Wheelock House, Central, Hong Kong which belongs to a business centre. |
| Website: |
www.bedfordinvest.com |
| Add date: |
5 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Beijing Futures Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
27 Pangu Plaza Office Building, Central, North 4th Ring Drive, 100101, Beijing, China |
| Website: |
http://www.bfex.org |
| Remarks: |
The entity uses a bank account in Hong Kong in the name of Zenton Ltd for settlement. It is apparently associated with Hesketh Leihner, an unlicensed entity on the Alert List. |
| Add date: |
19 Jul 2011 |
|
| Name: |
Beijing Securities |
| Type: |
Unlicensed entities |
| Address(es): |
One Raffles Quay
#50-01 North Tower
Singapore 048583 |
| Website: |
www.beijingsecurities.com.cn |
| Remarks: |
The company uses the bank account of Transfer Services Ltd, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
11 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bell Capital Private Wealth Managers |
| Type: |
Unlicensed entities |
| Address(es): |
(1) The Center, Hong Kong, 99 Queens Road, Central, Hong Kong
(2) China Central Place, 79 Jianguo Road, Chaoyang District, Beijing, 100025, China
(3) New Times Plaza, 1 Taizi Road, Shekou, Shenzhen, 518067, China
|
| Website: |
www.bell-capital.com |
| Remarks: |
The company's Hong Kong address is incomplete |
| Add date: |
21 May 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Belmont Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) 99 Queen’s Road Central, Hong Kong
ii) 2-7-2 Marunouchi, Chiyoda, Tokyo 100-0005, Japan
|
| Website: |
www.belmontfinancialgroup.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
22 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Beltway M & A |
| Type: |
Unlicensed entities |
| Address(es): |
Sincere Insurance Building
1 Queen's Way Central, Hong Kong |
| Website: |
www.beltwayma.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
19 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Benelux Venture Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Regent Centre, 88 Queen’s Road, Central, Hong Kong |
| Website: |
www.beneluxpartners.com |
| Remarks: |
The Company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Berkshire Capital Limited for settlement. |
| Add date: |
20 Jan 2015 |
| Last Update Date: |
29 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Benson & Raymond Acquisitions Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
201 California Street
Suite 100 - San Francisco, California 94111
U.S.A. |
| Website: |
www.bensonandraymond.com |
| Add date: |
24 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Benson Dupont Capital Management Inc |
| Type: |
Unlicensed entities |
| Address(es): |
The office and mail address at Bank of China Tower in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in Thailand, Japan, Dubai, Panama, France and Switzerland as well. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
30 Dec 2000 |
| Last Update Date: |
18 Oct 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bentley International Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
35/F, Central Plaza
18 Harbour Road, Wanchai
Hong Kong |
| Website: |
www.bentleymanagement.com |
| Remarks: |
Bentley International Management Ltd is not associated with the SFC licensed corporation, Bentley Reid & Co (Pacific) Ltd. |
| Add date: |
2 Aug 2005 |
| Last Update Date: |
6 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Berenberg Private Banking |
| Type: |
Unlicensed entities |
| Remarks: |
Financial Conduct Authority (FCA), UK has confirmed that this company has no association with the FCA authorised firm, Joh. Berenberg, Gossler & Co. KG. The company also uses the name Berenberg Investments. It uses bank accounts in Hong Kong in the names of Joy Globe Limited and Trade Smooth Limited for settlement. |
| Add date: |
21 Apr 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bergmann & Co. International |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2025, Tower 1, Lippo Centre 89 Queensway, Admiralty, Hong Kong |
| Website: |
http://bergmannco-international.com |
| Remarks: |
The company’s Hong Kong address is invalid. It is apparently associated with HK Pacific, another unlicensed entity on the Alert List.The company uses five bank accounts in Hong Kong in the name of Premium Priority Partners Co Limited, Globe Express Limited, Acces Espress Limited, Kennedy Brown International and Exchange Market Limited in Hong Kong for settlement. |
| Add date: |
27 Sep 2011 |
| Last Update Date: |
5 Apr 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bergmannwhite Associates |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Queen's Road Central, Hong Kong |
| Website: |
1) www.bergmannwhite-associates.com
2) www.bergmannwhite-associates.net |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Goodhill Limited, Vantren Limited, Shelland Limited and Mutual Hope Limited for settlement. It is apparently associated with Sompo Capital Group, another unlicensed entity on the Alert List. |
| Add date: |
30 Jul 2013 |
| Last Update Date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bergstein Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Fubon Bank Building
38 Des Voeux Road Central
Hong Kong |
| Website: |
www.bergsteinfinancial.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of E-Trader Limited, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
11 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bergues Invest |
| Type: |
Unlicensed entities |
| Address(es): |
27 Quai des Bergues
1201 Geneva, Switzerland |
| Website: |
www.berguesinvest.com |
| Remarks: |
The company appears to target overseas investors. It uses bank accounts in Hong Kong in the name of Tradezone Limited and Harbour Sky International Limited for settlement. |
| Add date: |
8 Dec 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Berkeley Samson International |
| Type: |
Unlicensed entities |
| Address(es): |
39/F One Pacific Place
The Admiralty
Hong Kong
The company represents it has offices or mail addresses in Singapore and Shanghai as well. |
| Add date: |
8 Aug 2001 |
| Last Update Date: |
16 Oct 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Berkshire Stanley |
| Type: |
Unlicensed entities |
| Address(es): |
3 Pacific Place, Central, Hong Kong |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Berlin Overseas Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in the United States. |
| Add date: |
19 Nov 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bernard Rothschild Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Chicago, USA. |
| Add date: |
26 Jan 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bernard Simpson Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1, Floor 1, Straits Trading Building
2 Lebuh Pasar Besar
Kuala Lumpur 50050
Malaysia
Level 40, Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
Malaysia
Plaza Sentral 9th Floor
Jl Jenderal Sudirman No 47
Jakarta 12930
Indonesia
Centro Corporativo Internacional
Avenida 6/8, Calle 26
Piso 3, San Jose
Costa Rica
3001 Trade Tower, 159-1 Samsung-Dong
Gangnam-Gu
Seoul 135-729
Korea
POSCO Center West Tower, 11th Floor
892 Daechi-4-dong
Kangnam-ku Seoul
Korea |
| Website: |
www.bernardsimpson.net
www.bscmail.net |
| Remarks: |
The company has a bank account in Hungary and appears to target Hong Kong investors. |
| Add date: |
27 Nov 2003 |
| Last Update Date: |
1 Nov 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bernburg Investment Bankers |
| Type: |
Unlicensed entities |
| Website: |
www.bernburginvestmentbankers.eu |
| Remarks: |
The company abbreviates itself as BIB. Its website has also included the names of its associated companies in Hong Kong - BIB Asia Credit & Guarantee Co, BIB Commodities Inc/ Ltd and Elia Asia Co HK. BIB and these associated companies provide Hong Kong contact phone numbers. |
| Add date: |
26 Aug 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Best Leader Global Market NZ Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 6 Level 7 300 Queen Street City Centre Auckland |
| Website: |
www.bl-gm.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
6 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Betensh Digital Asset Services Limited |
| Type: |
Unlicensed entities |
| Address(es): |
701, Prince Center, Tong Mei Tai Po Road, Sham Shui Po District, Hong Kong |
| Website: |
www.betensh.co |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
14 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bidvsask Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 14A, Thomson Commercial Building
8 Thomson Road, Wan Chai, Hong Kong |
| Website: |
www.bidvask.com |
| Remarks: |
The company is sometimes called Bidvask. Also, it is associated with China Cosmos Investments Limited. |
| Add date: |
19 May 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Big Boss Holdings Company Limited / BX Financial Group / Big Boss Financial Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 194-200 Lockhart Road, Wanchai, Hong Kong
ii) P.O. Box 1823 Kingstown, VC0100 St. Vincent & the Grenadines
iii) PO#1239,Offshore Incorporations Ctr, Victoria, Mahe, Seychelles
iv) Level 14, Main Office Tower Financial Park Complex Jalan Merdeka 87000 Labuan, Malaysia |
| Website: |
www.bigboss-financial.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Birch Century International |
| Type: |
Unlicensed entities |
| Address(es): |
i) 32/F, Wyndham Place, 44 Wyndham Street, Central District, Hong Kong
ii) 330 W 38th Street, Suite 1208, New York, NY10018, United States of America. |
| Website: |
www.birchcentury.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
16 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Birchall McCallen |
| Type: |
Unlicensed entities |
| Address(es): |
10-12 Pottinger Street, Central, Hong Kong |
| Website: |
http://birchallmccallen.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
26 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Birchmore Group |
| Type: |
Unlicensed entities |
| Address(es): |
12 Harcourt Road
Central, Hong Kong |
| Website: |
www.birchmoregrp.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Birchwood International |
| Type: |
Unlicensed entities |
| Address(es): |
Westlands Road Executive Offices, Level 60, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong |
| Website: |
www.birchwoodinternationalltd.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
11 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bison Financial Service |
| Type: |
Unlicensed entities |
| Address(es): |
71 Robinson Road, #15-147, Singapore 068895 |
| Website: |
www.bison.com |
| Remarks: |
- |
| Add date: |
1 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bison Prime Limited/Bison Prime & Forex |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.bisonprime.com |
| Remarks: |
The company claims on its website that it operates in Hong Kong. |
| Add date: |
4 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blackmore Consulting / Blackmore Consulting Group |
| Type: |
Unlicensed entities |
| Address(es): |
22/F, Times Square Tower 2, 1 Matheson Street, Causeway Bay, Hong Kong |
| Website: |
www.blackmore-consulting.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Allevant Trade Solutions Limited for settlement. |
| Add date: |
19 Apr 2018 |
| Last Update Date: |
6 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blackrock Financial Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.815048.com
www.078517.com
www.860119.com
www.697338.com
www.211776.com
www.093944.com |
| Remarks: |
The company is not associated with BlackRock Asset Management North Asia Limited, an SFC licensed corporation. The company gives the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
28 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blackstone Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Center, Hong Kong |
| Website: |
www.blkfinance.net |
| Remarks: |
The company’s Hong Kong address is incomplete. The company is not associated with Blackstone Group (HK) Limited, an SFC licensed corporation. |
| Add date: |
17 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blackstone Financial Investment Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.388hr.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. The company is not associated with Blackstone Group (HK) Ltd, an SFC licensed corporation. |
| Add date: |
16 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blackstone, Nelson, Newhouse |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2601, Wing On Centre
111 Connaught Road Central
Central, Hong Kong
1740 West Adams Street
Suite 310, Pheonix
AZ85007 USA |
| Website: |
www.bnnservices.com
www.bnnmanagement.com |
| Remarks: |
The company gives the above address in Hong Kong but it is not located there. It also maintains a bank account in Hong Kong for settlement. |
| Add date: |
17 Dec 2007 |
| Last Update Date: |
14 Mar 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blackstoneh / BlacKstone |
| Type: |
Suspicious websites |
| Address(es): |
--- |
| Website: |
www.xingfuquanzi001.com / www.hyww365.com |
| Remarks: |
The two websites are not associated with The Blackstone Group (HK) Limited, an SFC-licensed corporation. |
| Add date: |
28 Apr 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Blaine & Thompson, S.A. |
| Type: |
Unlicensed entities |
| Address(es): |
Edificio Topacio Azul
Numero 217 Nivel 2
2A Avenida 13, Calle 2-60
Zona 10, Guatemala, C.A. |
| Add date: |
31 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blake Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
2802 Admiralty Centre, Tower One, 18 Harcourt Road, Hong Kong |
| Website: |
www.blakecapitalpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blanc & Baumar |
| Type: |
Unlicensed entities |
| Address(es): |
Bahnhofstrasse
42 Zurich, 8001
Switzerland |
| Website: |
www.blancandbaumar.com |
| Remarks: |
The company uses the bank account of Investex, another unlicensed entities, for settlement. |
| Add date: |
17 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bloomberg & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Blk 1, Hongang Ave 3, #08-312
Singapore 530001
Level 36, Menara Citibank
165 Jalan Ampang,
Kuala Lumpur 50450
Malaysia |
| Remarks: |
The company is related to Premium Alliance. |
| Add date: |
14 Sep 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blue Dome Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Olympia Plaza, 225 King's Road, Eastern, Hong Kong |
| Website: |
www.bluedomepartners.com |
| Remarks: |
The company's Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of UNI Concord Limited for settlement. |
| Add date: |
30 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
BlueCrest Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
40 Grosvenor Place, London, SW1X 7AW, United Kingdom |
| Remarks: |
The company uses a Hong Kong bank account in the name of NEWCAP Limited for settlement. It is not associated with BlueCrest Capital Management (UK) LLP, a firm authorized by the Financial Services Authority in the United Kingdom. |
| Add date: |
13 Jul 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bluefield Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Units 4 and 5, 7/F Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong
(ii) 6401/6405, KK100 Building, 5016 Shennan E Road, Luohu, Shenzhen, Guangdong, China |
| Website: |
http://bluefieldpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Castus Global for settlement. |
| Add date: |
18 Apr 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Blumkin Global |
| Type: |
Unlicensed entities |
| Address(es): |
Millennium South Tower B, Hong Kong |
| Website: |
www.blumkin-global.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Meston Ltd for settlement. |
| Add date: |
7 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
BNP Capital Partners LLC |
| Type: |
Suspicious websites |
| Address(es): |
1/F, Jinzhong Mansion, 98, Huaihai Middle Rd., Shanghai, China 200021 |
| Website: |
www.bnppartners.com |
| Remarks: |
The website with the above domain name is not associated with BNP Paribas Investment Partners Asia Limited, an SFC-licensed corporation. |
| Add date: |
26 May 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
BNP Forex Limited |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
i) www.bnpforex.com
ii) http://en.bnpforex.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. It is not associated with BNP Paribas Asset Management Asia Limited, an SFC-licensed corporation. |
| Add date: |
6 Sep 2017 |
| Last Update Date: |
13 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
BOC Mutual Fund Management Co., Ltd |
| Type: |
Suspicious websites |
| Address(es): |
The company gives an address only in Chinese in Shenzhen, PRC. |
| Website: |
www.bocfund.com |
| Remarks: |
The company gives e-mail addresses of "bocfund@126.com" and "bocfund@hotmail.com". BOCI group has confirmed that BOC Mutual Fund Management Co. Ltd is not its group company. Please refer to the SFC's press release, " Advice to Investors on Website Authenticity " dated 10 December 2003 for details. |
| Add date: |
16 Dec 2003 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Boll International |
| Type: |
Unlicensed entities |
| Address(es): |
68 Landsriver Street, California USA 22036 |
| Website: |
www.bollib.com |
| Remarks: |
- |
| Add date: |
27 Mar 2019 |
| Last Update Date: |
21 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bond Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
18 Harbour Road, Wan Chai, 2166 8000 Hong Kong |
| Website: |
www.bondassetmanagement.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bond House Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Three Pacific Place, 1 Queen's Road East, Hong Kong |
| Website: |
www.bhl-hongkong.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
19 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bowen Reece |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, Bank of China Tower
200 Yin Cheng Road Central
Pudong, Shanghai 200120
People's Republic of China
Jozsef nador ter 5-6, 2/F
1051 Budapast
Hungary
The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company. |
| Remarks: |
The company appears to target Hong Kong investors. On 9 March 2004, the Thailand SEC filed criminal complaint against Chartered Asset Management and Bowen Reece and other persons in relating to the operation of brokerage businesses without obtaining licenses. Please refer to the SEC News Release No. 22/2004 of the Thai SEC for details. |
| Add date: |
11 Apr 2003 |
| Last Update Date: |
15 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bowman Offshore Transfer |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1203, Tower 5, China Hong Kong City, 33 Canton Road Kowloon, Hong Kong |
| Website: |
www.bowmantransfer.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is the settlement agent of Feinler Management Group, an entity listed on the investor alert of the UK Financial Conduct Authority and the US Securities and Exchange Commission. It also uses a bank account in Hong Kong in the name of Bowman International Group Limited for settlement. |
| Add date: |
8 Oct 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
BP Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
i) 16/F Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
ii) BP Business Center, Calle de Jerez de Los Caballeros, 28042, Madrid, Spain |
| Website: |
www.bpholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with The Avanti Group, another unlicensed entity on the Alert List. |
| Add date: |
17 Jan 2013 |
| Last Update Date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bradley Chen & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
18/F, Bond Centre
222 Yan An Dong Road
Shanghai, China |
| Website: |
www.bradleychen.com |
| Remarks: |
The company is connected with Irvine North Credit Union. |
| Add date: |
28 Jul 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bradley Hill Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
55/F., Central Plaza
18 Harbour Road
Wanchai, Hong Kong |
| Website: |
www.bradleyhillholdings.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in the name of World Asian Trading Limited, another entity on this Alert List, for settlement. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bradstone Healy & Pratt |
| Type: |
Unlicensed entities |
| Address(es): |
100 Queen's Road Central
Central
Hong Kong |
| Website: |
www.bhpmergers.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
26 Oct 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Braemar Capital of Hong Kong |
| Type: |
Unlicensed entities |
| Address(es): |
(i) The Westpoint, 160 Connaught Road West, Western, Hong Kong
(ii) Far Glory International Center, 200 Keelung Road Section 1, 110, Taipei, Taiwan
(iii) Summit Centre, Yanan Xi Lu Road, Changning, Shanghai, China
(iv)Glostar Center Tower 1, 5 Suha-dong, Jung-gu, Seoul, South Korea
|
| Website: |
www.braemarcapital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Great Raise Limited for settlement. |
| Add date: |
23 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brandywine (HK) Global Investment Management Limited / Brandywine HK Financial Management Company Limited |
| Type: |
Suspicious websites |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.brandywinegl0bal.com |
| Remarks: |
The companies with the above domain name provide a Hong Kong address, which belongs to a secretarial company. |
| Add date: |
17 Mar 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Brassel Capital Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1801, Wing On Central Building, 26 Des Voeux Road Central, Central, Hong Kong |
| Website: |
www.bcamltd.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. A staff member of the company falsely claimed to be a licensed representative of SFC. |
| Add date: |
21 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Breakthrough Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from USA. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
18 Aug 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brentwood Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 15, Tokyo Ginko Kyoukai Building
1-3-1 Marunouchi, Chiyoda-Ku
Tokyo, 100-005, Japan |
| Remarks: |
The company appears to target Hong Kong investors. The company is also on the "List of known unlicensed overseas cold callers" on the website of The Financial Services Agency, Japan. |
| Add date: |
28 Jun 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brett Commodities GmbH |
| Type: |
Unlicensed entities |
| Website: |
www.brettcommodities.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Starwill Trading Limited for settlement. |
| Add date: |
9 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brevan Howard Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
(i) www.howardforex.com
(ii) www.bh-fx.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with Brevan Howard (Hong Kong) Limited, which is an SFC-licensed corporation. |
| Add date: |
3 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
BridgeWay Corporate Management |
| Type: |
Unlicensed entities |
| Website: |
www.bridgewaycm.com |
| Add date: |
19 Sep 2012 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brien Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit D, 11/F, Wing Tat Commercial Building
97 Bonham Strand East, Sheung Wan, Hong Kong |
| Website: |
www.brienhk.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
10 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bright Accord Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2302-06, 23/F, Great Eagle Centre,
23 Harbour Road, Wanchai, Hong Kong |
| Remarks: |
The company uses a bank account in Hong Kong for settlement. Its Hong Kong address belongs to a secretarial company. |
| Add date: |
16 Dec 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brinks Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, Kin On Commercial Building
49-51 Jervois Street
Sheung Wan
Hong Kong |
| Remarks: |
The company holds a bank account in Hong Kong in the name of Brinks Holdings Limited. Holdings Universal also uses this bank account. Brinks Holdings Limited may also be associated with Guardex Holdings and Youngson International Holding as Aubrey Garry Holmes is the contact person of these companies as well. |
| Add date: |
8 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Broadspan Securities |
| Type: |
Unlicensed entities |
| Address(es): |
45/F International Finance Center, 8 Finance Street, Central, Hong Kong
|
| Website: |
www.broadspansecurities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Timeprime Limited, Lynwin Limited and Resmart Limited for settlement. |
| Add date: |
8 Jan 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Broche Capital Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
i) 1 Canada Square, London, E14 5AB, United Kingdom
ii) 27, Rue du clos des Erimtes, Paris, 92150, France |
| Website: |
www.brochecapitaladvisors.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Ecovestment Limited for settlement. |
| Add date: |
26 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bronte Financial |
| Type: |
Unlicensed entities |
| Address(es): |
(i) International Commerce Centre, Union Square, Yau Tsim Mong, Kowloon, Hong Kong
(ii) Thai Kai Building, 2 Chong Qing South Road, Zhongzheng, Tapei, 100, Taiwan
|
| Website: |
www.brontefinancial.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
20 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brookes & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
628 Hutchison House, 10 Harcourt Road, Hong Kong |
| Website: |
www.brookes-associates.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Brookstone Group Transfer Agents |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1100, 48 Wall Street, New York, NY 10005 |
| Website: |
www.brookstoneta.com |
| Remarks: |
The company is the settlement agent of Stafford Reid & Lodge, another unlicensed entity on the Alert List. |
| Add date: |
27 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Bryant Shaw LLC |
| Type: |
Unlicensed entities |
| Address(es): |
29/F, Two International Finance Centre
8 Finance Street, Central, Hong Kong |
| Website: |
www.bryantshaw.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Feb 2011 |
| Last Update Date: |
10 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Burton Financial Partners |
| Type: |
Unlicensed entities |
| Address(es): |
50 Connaught Road Central, Hong Kong |
| Website: |
www.burtonfinancialpartners.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
22 Jan 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Butler Investment Managers |
| Type: |
Unlicensed entities |
| Website: |
www.butler-investments.com
www.butler-investmentmanagers.com
www.butler-inv.com |
| Remarks: |
Financial Services Authority (FSA), UK has confirmed that this company has no association with the FSA authorised firm, Butler Investment Managers Ltd. The company also uses the name Butler Investments. It uses a bank account in Hong Kong in the name of Avesta Limited for settlement. |
| Add date: |
18 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cabrini Green & Ross, Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1902, 139 Valero Street
Makati City 1200
Philippines |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
8 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cadell Acton Group International |
| Type: |
Unlicensed entities |
| Address(es): |
16 Oi Yin Street, Shau Kei Wan, Hong Kong |
| Website: |
www.cadellacton.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cadman Mergers and Acquisition |
| Type: |
Unlicensed entities |
| Address(es): |
43/F, Tower 1, Two Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.cadmanmergersandacquisition.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
25 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cahill & Audleman |
| Type: |
Unlicensed entities |
| Address(es): |
502 Hillsidekagurazaka
3-6-10 Kagurazaka
Shinjyuku-ku
Tokyo 162-0825
Japan
The company also gives an address in Bank of America Tower in Hong Kong which belongs to a business centre. |
| Website: |
www.cahillaudleman.com |
| Add date: |
6 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Caledonia Investment Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
42 Des Voeux Road Central, Wan Chai, Hong Kong |
| Website: |
www.caledoniainvestcompltd.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Pacific Diam Limited and QDX Trade Limited for settlement. |
| Add date: |
26 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Caledrane Group Inc |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company. |
| Add date: |
24 Jul 2003 |
| Last Update Date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Calvin & Gates Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Dominion Centre 12/F 1209-1212, Queen's Road East, Wan Chai, Hong Kong |
| Website: |
www.calvingatesholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Camden Financial Services |
| Type: |
Unlicensed entities |
| Address(es): |
Level 27, AIA Tower, 1 Connaught Road Central. Central, Hong Kong |
| Website: |
www.camdenfinancialsvcs.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Campbell Alexander Financial Services Group/Campbell Alexander Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 66/F, The Center, 99 Queen’s Road, Central, Hong Kong
ii) Unit 415, 4th Floor, Peninsula Court, Makati Avenue corner Paseo de Roxas, Makati City, Philippines |
| Website: |
www.campbellalexander.com |
| Remarks: |
Its Hong Kong address belongs to a business centre. |
| Add date: |
15 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Canyon International HK |
| Type: |
Unlicensed entities |
| Address(es): |
62 Des Voeux Road, Central, Hong Kong |
| Website: |
www.canyon-internationalhk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Litaihua Co Limited, Wenbinshengg Trade Co Limited and Yexing Technology Limited for settlement. |
| Add date: |
28 Feb 2018 |
| Last Update Date: |
16 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Action Limited |
| Type: |
Unlicensed entities |
| Address(es): |
One Island East, 18 Westland Road, Island East, Hong Kong |
| Website: |
www.capital-action.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Alliance International |
| Type: |
Unlicensed entities |
| Address(es): |
Fortune Commercial Building, Sha Tsui Road, Tsuen Wan, Hong Kong |
| Website: |
www.capitalallianceinternational.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Asset Management Limited |
| Type: |
Unlicensed entities |
| Add date: |
25 May 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Eurasia |
| Type: |
Unlicensed entities |
| Address(es): |
26/F, Edinburgh Tower, The Landmark, 15 Queen's Road Central, Central, Hong Kong
|
| Website: |
www.capitaleurasia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Inspire Vintage PVT Limited for settlement. |
| Add date: |
27 Nov 2013 |
| Last Update Date: |
7 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Ever Limited |
| Type: |
Unlicensed entities |
| Address(es): |
15/F, 18 Westlands Road, Island East, Hong Kong |
| Website: |
www.capital-ever.com |
| Remarks: |
There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company. Also, the company mentioned on the website is not located at the above Hong Kong address. |
| Add date: |
29 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Finance Group Hong Kong Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 903, Level 9, The Hong Kong Club Building, 3A Chater Road, Central, Hong Kong |
| Website: |
www.capitalfinancegrouphk.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
21 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Futures Limited |
| Type: |
Unlicensed entities |
| Address(es): |
26/F Citic Tower
1 Tim Mei Avenue
Hong Kong
1131 CC Wu Building
302-8 Hennessy Road
Wanchai
Hong Kong |
| Website: |
www.capitalserviceshk.com |
| Remarks: |
The company gives the above addresses but it is not located there. It also uses a bank account in the name of Advance Management Services (Asia) Ltd. |
| Add date: |
15 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Group Finance |
| Type: |
Unlicensed entities |
| Address(es): |
52/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Kowloon |
| Website: |
www.capitalgroupfinance.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
5 Aug 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Investment Global Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
18/F, On Hong Commercial Building, 145 Hennessy Road, Hong Kong |
| Website: |
www.capitalinvestmentgloballimited.com |
| Remarks: |
The company gives the above Hong Kong address on its website but it is not located there. |
| Add date: |
29 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Management Group |
| Type: |
Unlicensed entities |
| Address(es): |
340 South Main Street
New City, NY 10956
USA |
| Website: |
www.capmangroup.com |
| Add date: |
24 Jan 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capital Trust Management |
| Type: |
Unlicensed entities |
| Address(es): |
131 West 33rd Street, Suite 11A, New York 10001, USA |
| Website: |
www.ct-mgmt.com |
| Remarks: |
The company uses a Hong Kong bank account for settlement. |
| Add date: |
10 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capstone Alliance Group |
| Type: |
Unlicensed entities |
| Address(es): |
1802, 18th floor, World-Wide House, 19 Des Voeux Road Central, Central Hong Kong |
| Website: |
https://capstone-alliancegroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Securities and Capstone Currency Group, other unlicensed entities on the Alert List. |
| Add date: |
12 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capstone Currency Group |
| Type: |
Unlicensed entities |
| Address(es): |
Kneuterdijk 8 2514 EN Den Haag, The Netherlands |
| Website: |
www.capstonecurrencygroup.com |
| Remarks: |
The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Securities and Capstone Alliance Group, other unlicensed entities on the Alert List. |
| Add date: |
12 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Capstone Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Kneuterdijk 8 2514 EN Den Haag, The Netherlands |
| Website: |
www.capstonesecurities.com |
| Remarks: |
The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Alliance Group and Capstone Currency Group, other unlicensed entities on the Alert List. |
| Add date: |
12 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cardell Limited / Cardell Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
20th Floor, Central Plaza Building,18 Harbour Road, Hong Kong |
| Website: |
www.cardell-limited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses four bank accounts in Hong Kong in the names of Aurdin Limited, Cedan Limited, Hamtron Limited and Manrich Limited for settlement. |
| Add date: |
18 Sep 2014 |
| Last Update Date: |
12 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Carghill Wright and Associates |
| Type: |
Unlicensed entities |
| Address(es): |
52/F, Central Plaza
18 Harbor Road, Hong Kong |
| Website: |
www.carghillwright.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
2 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Carl & Tony Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 21/F, Three Pacific Place, 1 Queen’s Road East, Admiralty, Hong Kong |
| Website: |
www.carltonylimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Carlson-Schmidt Securities |
| Type: |
Unlicensed entities |
| Address(es): |
C-BONS International Centre
108 Wai Yip Street
Kwun Tong, Kowloon, Hong Kong
|
| Website: |
www.carlson-schmidt-securities.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. |
| Add date: |
12 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cartel Group |
| Type: |
Unlicensed entities |
| Website: |
www.cartelgroups.com |
| Remarks: |
The company no longer operates from its previous Hong Kong addresses. |
| Add date: |
15 May 2013 |
| Last Update Date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Carter Flanagan Private Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
46 Gresham Street, London, EC2V 7AY, U.K. |
| Website: |
- |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Vedia Investment Limited and JEC Investment Limited for settlement. |
| Add date: |
6 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Carter Sinclair Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
41/F Gangnam Finance Center
737, Yeoksam-dong, Kangnam-ku
Seoul, 135-984
Korea |
| Website: |
www.carter-sinclair.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
16 Jun 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Carver Brooks and Associates Limited |
| Type: |
Unlicensed entities |
| Website: |
www.carver-brooks.com |
| Remarks: |
The company appears to target Sweden investors. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Casper Holdings Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
103 Pedder Street, Central, Hong Kong |
| Remarks: |
The company’s Hong Kong address is invalid. It is the settlement agent for Shintomi Trading, another unlicensed entity on the Alert List. |
| Add date: |
30 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Castle Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
135 Bonham Strand Trade Centre, Sheung Wan, Hong Kong |
| Website: |
www.castleholdingsltd.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It is apparently associated with Florin Investment Limited, another unlicensed entity on the Alert List. |
| Add date: |
7 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Castleton Rose Boutique Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong |
| Website: |
www.castleton-rose.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
11 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cathedral Core Service Limited Partnership |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 18B, 148 Connaught Road Central, Hong Kong |
| Website: |
(i) www.cathedralbank.com
(ii) www.cathedralcore.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. |
| Add date: |
14 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CCN Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Suite 5501, 55/F, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong
(ii) Suite 1106-8, 11/F, Tai Yau Building, No. 181 Johnston Road, Wan Chai, Hong Kong |
| Website: |
www.littlegreentoken.com |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located at address (i), and address (ii) belongs to a secretarial company. It is apparently associated with Conversation Central Network Pty Limited, another unlicensed entity on the SFC’s Alert List. |
| Add date: |
11 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cedrus Investments (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1501-05, 15th Floor, 100 Queen's Road Central, Hong Kong |
| Website: |
www.cedrusinvestments.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
4 Oct 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Center Capital Trading |
| Type: |
Unlicensed entities |
| Address(es): |
48/F, The Center
99 Queen's Road Central
Hong Kong Island, Hong Kong |
| Website: |
http://centercapitaltrading.com |
| Remarks: |
The company gives a Hong Kong address on its website but it is not located there. |
| Add date: |
7 Jun 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Centillion Consultant Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2001, 20/F, Chinachem Johnston Plaza, 186 Johnston Road, Wan Chai, Hong Kong |
| Website: |
www.centillion.com.hk |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
28 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Central Capital Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Room 602, New Bright Building
11 Sheung Yuet Road
Hong Kong
7300 College Blvd, Suite 650
Overland Park, Kansas
66210, United States
(Administrative Office)
500 North Michigan Avenue
Chicago, Illinois 60611
United States
387 Ivy Street, San Francisco
California 94102, United States |
| Add date: |
8 Jun 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Central Option / Central Provider Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
280 Gloucester Road, #2/G-42/G, Hong Kong |
| Website: |
www.centraloption.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
15 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Century Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1720, Cheung Kong Centre, 2 Queen’s Road Central, Hong Kong |
| Website: |
www.centurycommodities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Recall Limited for settlement. |
| Add date: |
1 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Century Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Suite 4001, 8 Connaught Place, Hong Kong
(ii) Suite 7002, 1350 Avenue of the Americas, New York, NY, 10019
(iii) Level 15, 1-3-1 Marunouchi, Chiyoda-ku 100-0005, Tokyo, Japan
(iv) Level 18, 136 Sejung-daero Jung-gu, Seoul, Republic of Korea
(v) Level 23, Far Eastern Plaza, No. 207 Section 2, Dun Hua South Road, Taipei, Taiwan, Republic of China
|
| Website: |
www.centuryholdingsltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Empire Asset Investments Ltd, an unlicensed entity on the Alert List. |
| Add date: |
20 Mar 2017 |
| Last Update Date: |
8 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Century International Bullion Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i. Units 5-6, 3/F, Tower 2, Enterprise Square Phase 1, No 9 Sheung Yuet Road, Kowloon Bay, Kowloon, Hong Kong
ii. Unit 5, 3/F, Tower 3, Enterprise Square Phase 1, No 9 Sheung Yuet Road, Kowloon Bay, Kowloon, Hong Kong
iii. Room 1803, 18/F, Emperor Group Centre, 288 Hennessy Road, Wanchai, Hong Kong
iv. 6 Chesterfield Gardens, London WIJ 5BQ, UK
v. Corner of Argyle and George Street, Circular Quay West, The Rocks, NSW 1902, Australia |
| Website: |
i. www.ct-bullion.com
ii. www.ct-gold.ltd
iii. http://en.ct-gold.ltd |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located there. |
| Add date: |
6 Nov 2018 |
| Last Update Date: |
23 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CES Futures Brokerage Co. Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
6 Austin Road, Tsimshatsui
Kowloon, Hong Kong |
| Website: |
www.cesfutures.com |
| Remarks: |
The company appears to target Belgium investors and uses a bank account in Hong Kong in the name of Sun International for settlement. The company's Hong Kong address is incomplete. |
| Add date: |
21 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CFDStocks |
| Type: |
Unlicensed entities |
| Address(es): |
18 King William Street, London, Greater London, EC4N 7BP, United Kingdom |
| Website: |
www.cfdstocks.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of SIOO Industrial Co Limited for settlement. |
| Add date: |
12 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CFX / Huanying International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 33 Des Voeux Road Central, Hong Kong
ii) Level 6, 12 Swanson Street, Auckland Central, Auckland, New Zealand
|
| Website: |
www.circleforex.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Huanying International (Hong Kong) Limited for settlement. |
| Add date: |
12 Apr 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Champion Token Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 712, 7/F, Lippo Sun Plaza, 28 Canton Road, Tsim Sha Tsui, Hong Kong
ii) Room 1609, Tower 2, Silvercord Plaza, 30 Canton Road, Tsim Sha Tsui, Hong Kong
iii) 20/F, CMA Building, 64 Connaught Road Central, Hong Kong
|
| Website: |
i) www.ctlpe.com
ii) www.apit-champion.com |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located there. |
| Add date: |
28 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Champion Trust Fund |
| Type: |
Unlicensed entities |
| Address(es): |
20/F, CMA Building, 64 Connaught Road Central, Hong Kong |
| Website: |
(i) www.ctfhk.com
(ii) www.ctfpe.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chan Ching Yi |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2901
One International Finance Centre
Central |
| Remarks: |
Someone using the name of Chan Ching Yi with a phone number of 30788891 ext 802 and falsely claiming that she is an employee of Barclays Global Investors in Hong Kong, has attempted to solicit investments from investors. Barclays Global Investors’ Hong Kong office is not located at the above Hong Kong address. |
| Add date: |
31 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chancellor Capital LLC |
| Type: |
Unlicensed entities |
| Address(es): |
1166 Avenue of the Americas, New York, NY 10036, United States of America |
| Website: |
www.chancellorcapitalllc.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Chia Lee Trading Limited, GY Trade Limited, Nova Trade Limited and QDD Trade Limited for settlement. |
| Add date: |
7 Jul 2017 |
| Last Update Date: |
6 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chang Sha Quantum Enterprise Management Consulting Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.changshaqianmao.com |
| Remarks: |
The company is apparently associated with Grandeur International Group Limited, Quantum Benchmark Corporation, Globalview Consulting Co., Ltd. and Wise Planning Co Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Changsheng Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Lippo Centre Tower 1, 89 Queensway, Admiralty, Hong Kong |
| Website: |
www.changsheng-associates.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the names of Wridgeway Limited and Wintac Limited for settlement. It is apparently associated with Genkai Securities, another unlicensed entity on the Alert List. |
| Add date: |
25 Apr 2013 |
| Last Update Date: |
21 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Charles Fleming Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents that it has offices in Shanghai (China), Seoul (South Korea) and Moscow (Russia). |
| Website: |
www.charlesfleming.net |
| Remarks: |
The company uses two bank accounts in Hong Kong in the name of Charles Fleming Holdings Ltd. In addition, on 10 October 2005, the Swedish Financial Supervisory Authority has warned that the company is not authorized to provide financial services in Sweden. |
| Add date: |
16 May 2006 |
| Last Update Date: |
7 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Charles van Deursen |
| Type: |
Unlicensed entities |
| Address(es): |
1-chome-4-28 Mita, Minato City, Tokyo-to 108-0073, Japan |
| Website: |
www.charlesvandeursen.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Goldtech International HK Limited, Harrowds Limited, Hovera Limited, Linear Limited, Ricards Limited and Zenex Limited for settlement. |
| Add date: |
14 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Charter One Bank |
| Type: |
Phishes |
| Remarks: |
The company claims to represent Charter One Bank, and sends emails about its technical services of carrying out a software upgrade and requesting recipients to go to an attached link for confirmation of personal information and passwords etc. It is not related to Charter One Bank, N.A., a subsidiary of Citizens Financial Group, Inc., USA. |
| Add date: |
20 Apr 2005 |
|
| Name: |
Chartered Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
14/F Abdulrahim Place
990 Rama IV Road
Bangkok 10500
Thailand
The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company. |
| Remarks: |
The company appears to target Hong Kong investors. On 9 March 2004, the Thailand SEC filed criminal complaint against Chartered Asset Management and Bowen Reece and other persons in relating to the operation of brokerage businesses without obtaining licenses. Please refer to the SEC News Release No. 22/2004 of the Thai SEC for details. |
| Add date: |
19 Aug 2002 |
| Last Update Date: |
15 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Charterhouse Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.charterhousewealthmanagement.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
25 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chartmore International |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with Richard-Blendmonde which is also an unlicensed entity on the Alert List. |
| Add date: |
25 Jan 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chase Boston Limited |
| Type: |
Unlicensed entities |
| Address(es): |
9/F, Henan Building, 19 Luard Road, Wanchai, Hong Kong |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. |
| Add date: |
10 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chase Franklin International |
| Type: |
Unlicensed entities |
| Address(es): |
i) 3-8-2 Marunouchi, Chiyoda-Ku, Tokyo, Japan, 100-0005
ii) 15D, Thomson Commercial Building, 8 Thomson Road, Wanchai, HK |
| Website: |
www.chasefranklin.com |
| Remarks: |
The company uses three bank accounts in Hong Kong in the names of Chase Franklin International and ADC Limited for settlement. Its Hong Kong address belongs to a secretarial company. |
| Add date: |
8 Oct 2013 |
| Last Update Date: |
18 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chatex Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 5, 37/F, Bank of America Tower
12 Harcourt Road, Central
Hong Kong |
| Remarks: |
Chatex Ltd acts as a clearing house for Prime International Trading Ltd, another unlicensed entity on the Alert List. The above address belongs to a secretarial firm. |
| Add date: |
27 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cheer Fortune International Investment Management Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, 102 Carnarvon Road
Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.cheerfo.hk |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
12 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Chen Parker Transfer Agency |
| Type: |
Others |
| Address(es): |
Enterprise Square, 09 Sheung Yuet Road, Kowloon Bay, Hong Kong |
| Website: |
www.chen-parker.com
www.chenparker.com |
| Remarks: |
The company gives the above incomplete Hong Kong address. It claims to be a transfer agent of Hartford Partners, which is an unlicensed entity on the SFC Alert List. It uses a bank account in Hong Kong in the name of Geonet Exim for settlement. |
| Add date: |
27 Mar 2015 |
|
| Name: |
Chengdu Wang Hong Information Consultation Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
2/F, Block A, Qili Xinfeng Building
Chuangye Road, Gaoxin Qu, Chengdu, China |
| Website: |
www.annemarkets.cn |
| Remarks: |
It is apparently associated with Anne Markets Limited, another unlicensed entity on the Alert List. |
| Add date: |
10 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cheoy Lee Asset Management Asia |
| Type: |
Unlicensed entities |
| Address(es): |
Level 25
1 Garden Road
China Tower
Hong Kong
(There is no such place in Hong Kong)
106 Avenue Louise
Brussels 1050
Belgium
225 Bush Street
San Francisco CA 94104
USA |
| Website: |
www.cheoyleeam.com |
| Add date: |
6 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cherryshares |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 1801, Wing On Central Building
26 Des Voeux Road Central, Hong Kong |
| Website: |
www.cherryshares.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
19 Nov 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Cosmos Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 14A, Thomson Commercial Building
8 Thomson Road, Wan Chai, Hong Kong |
| Remarks: |
The company is associated with Bidvsask Investment Limited. |
| Add date: |
19 May 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China DengShilei Care Association Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm. 19C, Lockhart Centre, 301-307 Lockhart Road,
Wan Chai, Hong Kong |
| Website: |
www.kuge6.com
www.yy9088.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with Hk Baoma Avenue International Group Company Limited, another unlicensed entity on the Alert List. |
| Add date: |
18 Sep 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Emerald Consulting |
| Type: |
Unlicensed entities |
| Address(es): |
Chinachem Tower, 34-37 Connaught Road Central, Central, Hong Kong |
| Website: |
www.chinaemeraldconsulting.cn.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
11 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Gloay Cultural Artwork Property Exchange Co., Ltd / China Yanhuang Culture and Artwork Property Exchange Co., Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 18M, 27/F, Ho King Commercial Centre, 2-16 Fayuen Street, Mongkok, Kowloon, Hong Kong |
| Website: |
(i) www.cgcape.net
(ii) www.cgcape.pro |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
13 Nov 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Hong Kong Asset Management Holdings Limited |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.zhonggangzichan.com |
| Remarks: |
- |
| Add date: |
16 May 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
China International Art Property Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 2508A, 25/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
ii) Room 03H, 17/F, 2 Ma Ji Lu, Pilot Free Trade Zone, Shanghai, China
|
| Website: |
www.chinaarttc.cn |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
24 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China International Futures |
| Type: |
Suspicious websites |
| Address(es): |
四川省东兴区高新科开发区101座23楼 |
| Website: |
http://gzsfood.com |
| Remarks: |
The company is not associated with CN First International Futures Limited, an SFC-licensed corporation. |
| Add date: |
25 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
China International Futures |
| Type: |
Suspicious websites |
| Address(es): |
10/F, Enterprise Square III, No.39 Wang Chiu Road
Kowloon Bay, Hong Kong
|
| Website: |
http://www.zyqhv.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with CN First International Futures Limited, an SFC-licensed corporation. |
| Add date: |
25 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
China Mercantile Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
China World Trade Center Tower 2
1 Jian Guo Men Wai Avenue, Beijing, China |
| Website: |
www.cnmex.com |
| Remarks: |
This entity falsely claims to be an exchange in the People's Republic of China. Schapiro Global Inc, an unlicensed entity on the Alert List, claims that it conducts futures trading through China Mercantile Exchange. |
| Add date: |
12 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Merchants International Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
Aurora Plaza, 99 Fucheng Road, Annex PH, Shanghai, P.R.C. |
| Website: |
www.chinamint.cn.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the name of Chapman Group Limited and G.D.S. International Group Limited for settlement. It is not associated with China Merchants Futures (HK) Co., Limited, China Merchants Securities (HK) Co., Limited, China Merchants China Investment Management Limited and China Merchants Asset Management (Hong Kong) Company Limited, which are SFC-licensed corporations. |
| Add date: |
31 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Mineral Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 10-18, 32/F, Tower 1, Millennium City 1, 388 Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong |
| Website: |
www.chinamineralcompany.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Pacific Capital |
| Type: |
Unlicensed entities |
| Address(es): |
183 Queen’s Road Central, Sheung Wan, Hong Kong |
| Website: |
www.china-pacific-capital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
24 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China Union Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rooms 701-2, Luk Hoi Tung Building
31 Queen’s Road Central
Hong Kong
11 Harbour Road, Hong Kong |
| Remarks: |
The company holds a bank account in Hong Kong in the name of China Union Group Limited. Holdings Universal and Beacon Capital Management also use this bank account. |
| Add date: |
8 Dec 2005 |
| Last Update Date: |
1 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
China-Hong Huaxia Fund Asset Management (Hong Kong) Co., Limited |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.hkzhhxjj.com |
| Remarks: |
The website with the above domain name is not associated with E Fund Management (Hong Kong) Co., Limited, which is an SFC-licensed corporation. |
| Add date: |
14 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
chinablackrock.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
chinablackrock.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Ltd, an SFC-licensed corporation. |
| Add date: |
4 Mar 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
ChosunFund Limited |
| Type: |
Unlicensed entities |
| Website: |
www.koryoasia.com
www.chosunfund.com |
| Remarks: |
The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund". |
| Add date: |
21 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Churchill Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
168 Des Voeux Road Central, Hong Kong |
| Website: |
www.churchill-capital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Churchills Mergers and Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1002, 10th Floor, Eastern Commercial Center, 397 Hennessey Road, Wan Chai, Hong Kong |
| Website: |
www.churchillsmergersandacquisitions.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with ACT Transfer Services, another unlicensed entity on the Alert List. |
| Add date: |
5 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Citi Express Banks Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Citiexpress Plaza
First phase Nayang Road
Kowloon
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Citibank Online |
| Type: |
Phishes |
| Remarks: |
The company claims to represent Citibank, N.A. and sends emails to clients advising the introduction of new security standards and browser requirements and requesting clients to sign on to an attached link to verify that their computer systems are compatible. It is not related to Citibank, N.A. |
| Add date: |
4 Aug 2004 |
|
| Name: |
Citibank Online! |
| Type: |
Phishes |
| Remarks: |
The company claims to represent Citibank, N.A., and sends emails to certain clients requesting them to verify their email addresses by providing information such as bank account numbers and personal identification numbers (PINs), attaching erroneous links for clients to click for the verification. It is not related to Citibank, N.A. |
| Add date: |
18 May 2004 |
|
| Name: |
Citibank's Citi Identity Theft Solutions |
| Type: |
Phishes |
| Remarks: |
The company claims to represent Citibank, N.A., and send emails to certain clients advising them the discovery of many identity theft attempts and requesting clients to go to an attached link to update their ATM/debit card PINs, otherwise, their accounts may be subject to temporary suspension. It is not related to Citibank, N.A. |
| Add date: |
1 Sep 2004 |
|
| Name: |
CITIC Tokyo International |
| Type: |
Unlicensed entities |
| Address(es): |
Tokyo Shiodome Bldg., 24F, 1-9-1, Minato-ku, Tokyo 105-7303, Japan |
| Website: |
www.citicinternational.com |
| Remarks: |
The company is apparently associated with Nikko-Desjardins Asset Management, another unlicensed entitiy on the Alert List. |
| Add date: |
13 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Citichamp Investment Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company no longer operates from its previous Hong Kong address. |
| Add date: |
15 May 2013 |
| Last Update Date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Citiexpress Finance & Security Co Ltd |
| Type: |
Suspicious websites |
| Website: |
www.citi-express.net |
| Remarks: |
The company provides Hong Kong telephone and fax contact numbers on its website. |
| Add date: |
7 Apr 2004 |
| Last Update Date: |
11 Aug 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
City Index |
| Type: |
Suspicious websites |
| Address(es): |
Unit 3, 6/F, Kam Hon Industrial Building, 8 Wang Kwun Road, Kowloon, Hong Kong |
| Website: |
www.cityindexfx.hk |
| Remarks: |
The above website is not related to City Index Limited, a broker authorised by the UK Financial Services Authority. The above company is not located at the given Hong Kong address and uses a bank account in Hong Kong in the name of City Index Asia Pte Ltd for settlement. |
| Add date: |
26 Aug 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Clanvale Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Edificio Paladium, Oficina 5F
4 Avenida, 15-70 Zona 10
Guatemala City
Guatemala CA 01010 |
| Add date: |
23 Oct 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Clarity Capital Markets |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Lansdowne house, 57 Berkeley Square, London W1J6ER
(ii) International Commerce Centre, 1 Austin Road West, Hong Kong |
| Website: |
http://claritycapitalmarkets.com |
| Remarks: |
The company‘s Hong Kong address is incomplete. |
| Add date: |
15 Mar 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Claybourne Group |
| Type: |
Unlicensed entities |
| Address(es): |
Tesbury Center, 24-32 Queen's Road East, Wanchai, Hong Kong |
| Website: |
www.claybournegroup.com |
| Remarks: |
The company's Hong Kong address is incomplete.
|
| Add date: |
22 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Clearwater Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
10/F, Two IFC, 8 Finance Street, Central, Hong Kong |
| Website: |
www.clearwatercommodities.com |
| Remarks: |
The company gives a Hong Kong address on its website but it is not located there. |
| Add date: |
30 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Clearwater Offshore Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Central Tower, 28 Queen's Road Central, Hong Kong 2000 |
| Website: |
www.clearwatercompany.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
12 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Clewis Financial |
| Type: |
Unlicensed entities |
| Address(es): |
9 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.clewisfinancial.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CMC Gao Hua |
| Type: |
Unlicensed entities |
| Address(es): |
i) 40 King Street West, Suite 3300, Toronto, ON, M5H 3Y2
ii) Three IFC, 15th floor, 23-1 Yeoeuido-dong, Yeongdeungpo-gu, Seoul, South Korea
iii) 100 Century Ave, LuJiaZui, Pudong Xinqu, Shanghai Shi, China
|
| Website: |
www.cmcalliance.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Saga Trade HK Ltd, Spreadgy Group Holdings Ltd and Well (HK) Trading Ltd for settlement. |
| Add date: |
24 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CMIS Global Limited / CMIS Trader |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2602-3, BEA Tower (APM), 418 Kwun Tong Road, Kwun Tong, Kowloon |
| Website: |
www.fxcmisc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CNB Acquisitions Inc |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Financial Street Center, No. 9 Financial Street, XiCheng District, Beijing 100033
(ii) Lloyds Building, 12 Leadenhall Street, EC3V 1LP, London, UK |
| Website: |
www.cnbacquisitions.com |
| Remarks: |
The company claims to have Hong Kong presence by providing a Hong Kong telephone number. |
| Add date: |
7 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CNG Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
The Goldmark, 502 Causeway Bay, Hong Kong |
| Website: |
cngadvisors.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Aug 2017 |
| Last Update Date: |
15 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cogan Davis Associates Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Japan. |
| Add date: |
8 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
COLLINGBOURNE GROUP |
| Type: |
Unlicensed entities |
| Address(es): |
Amber Commercial Building, 70-72 Morrison Hill Road, Hong Kong |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
7 Mar 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Comlife Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1203, 12th Floor, Block 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.comlifeinvestments.com |
| Remarks: |
Comlife Investments Limited previously indicated the above address as its correspondence address on its website but such address is in fact the office premises of the company secretary of its connected company. Comlife Investment Limited did not operate its business at the above address. |
| Add date: |
17 Mar 2015 |
| Last Update Date: |
31 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Commodity and Currency Global Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
17/F, UBC II Building
Soi Sukhumvit 33
Bangkok, 10110 Thailand |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Future I Trade Management Co Ltd. |
| Add date: |
20 Jun 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Commodity Options Security Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
209 S LaSalle Street, Chicago, IL 60603, USA |
| Website: |
www.cosechicago.com |
| Remarks: |
This entity falsely claims to be an exchange in US and is apparently associated with Hang International, an unlicensed entity on the Alert List. |
| Add date: |
6 Aug 2013 |
|
| Name: |
Commonwealth Capital Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Woods Centre, Suite 18A
Friars Hill Road
P O Box W1136, St John's
Antigua |
| Remarks: |
The company appears to target at Hong Kong people. |
| Add date: |
18 May 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Commonwealth Monetary Group |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1001-2, 10th Floor, New Victory House
Central
Hong Kong
155 Regents Park Road
London NW1 8BB
United Kingdom |
| Remarks: |
The Australian Securities and Investments Commission has put the company on its List of known unlicensed overseas callers . |
| Add date: |
8 Mar 2004 |
| Last Update Date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Compass Trading Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Shop 321, 3/F, Golden League Building, 76-82 Castle Peak Road, Kowloon, Hong Kong |
| Website: |
www.compass-in-trade.com |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located there. |
| Add date: |
20 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Complastem Trading Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room D, 10/F, Tower A, Billion Centre, 1 Wang Kwong Road, Kowloon Bay, Kowloon, Hong Kong |
| Website: |
-- |
| Remarks: |
The company acts as a settlement agent for Asakura Acquisitions, another unlicensed entity on the Alert List. It uses a bank account in Hong Kong under its name for settlement. The Hong Kong address shown above belongs to a secretarial company. |
| Add date: |
25 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Complete Commodities Trading |
| Type: |
Unlicensed entities |
| Address(es): |
Tower A, 23/F Center Plaza, 161 Lin He Xi Road
Tian He District, Guangzhou 510620 |
| Website: |
www.completecommodity.com |
| Remarks: |
The company appears to target overseas investors. |
| Add date: |
19 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Concord Financial Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Sino Plaza, 255-257 Gloucester Road, Wan Chai, Hong Kong Island, Hong Kong
(ii) Lan Sheng Building, Huai Hai Road, Huangpu, Shanghai, China
(iii) Foremosa Tower II, 161 Song De Road, Xinyi, Taipei, Taiwan
(iv) Shinjuku Monolith Building, 2-3-1 Nishi-Shinjuku, 163-0990 Tokyo, Japan
|
| Website: |
www.concordfinancialpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses four Hong Kong bank accounts in the names of Fu De Enterprises (HK) Limited, HK Yonghui Industry International Company Limited, Hong Kong Qianghui Trade Group Company Limited and Rong Aviva Limited for settlement. |
| Add date: |
27 Sep 2016 |
| Last Update Date: |
21 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Concordant Group Ltd. |
| Type: |
Unlicensed entities |
| Website: |
www.concordantgrouplimited.com |
| Remarks: |
The company holds a bank account in Hong Kong. It is affiliated with Tri Guard Holdings Limited, Legacy Holdings International Ltd., Safecoe Holdings International Ltd. These companies may also contact investors for non-investment related services. |
| Add date: |
23 Mar 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Continental Allied Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
30 Queen’s Road
Hong Kong |
| Website: |
www.continentalallied.com |
| Remarks: |
The company gives an invalid Hong Kong address. Also, the company uses a bank account in the name of Union Charter Investment Limited in Hong Kong to settle transactions. |
| Add date: |
6 Apr 2005 |
| Last Update Date: |
13 Apr 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Continental Futures |
| Type: |
Unlicensed entities |
| Address(es): |
20F, 2 Queen’s Avenue Central, Hong Kong |
| Website: |
www.zjqhhk.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
30 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Continental Trade |
| Type: |
Unlicensed entities |
| Address(es): |
Level 21, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.continental-trade.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
14 Feb 2011 |
| Last Update Date: |
9 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Conversation Central Network Pty Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 213 Greenhill Rd, Eastwood, South Australia, 5063, Australia
(ii) 101-105 Grote Street, Adelaide, South Australia, 5000, Australia |
| Website: |
https://conservationcentralnetwork.com |
| Remarks: |
The company is apparently associated with CCN Holdings Limited, another unlicensed entity on the SFC’s Alert List. |
| Add date: |
11 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cooper Chung International |
| Type: |
Unlicensed entities |
| Address(es): |
20th Floor, 4 Chater Road, Central, Hong Kong |
| Website: |
www.cooperchung.com
http://98.130.210.251 |
| Remarks: |
The company's Hong Kong address is invalid. It is apparently associated with Agile Financial and Troy McDonald, which are unlicensed entities on the Alert List. The company uses bank accounts in Hong Kong in the names of Cooper Chung International Ltd and Cooper Chung Consultants for settlement. |
| Add date: |
17 Oct 2012 |
| Last Update Date: |
15 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cooper Company Management |
| Type: |
Unlicensed entities |
| Address(es): |
2 Penn Plaza, New York, NY 10001, USA |
| Website: |
www.coopercompanymanagement.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Everbright Group Holdings Ltd for settlement. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cooper&Price |
| Type: |
Unlicensed entities |
| Address(es): |
Cooper&Price Management
Manulife Plaza, Room 1202-05, 12th Floor
The Lee Gardens
33 Hysan Avenue
Causeway Bay
Hong Kong
Cooper&Stocks House
244 Diagoras Street
CY 1510 Nicosia
Cyprus |
| Website: |
www.cooperprice.com |
| Remarks: |
The company shares the above addresses with Morgan&Bonds but none of them is located at the Hong Kong address. |
| Add date: |
11 Jul 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cornerstone Capital Advisers |
| Type: |
Unlicensed entities |
| Address(es): |
8 Sunning Road, Wan Chai, Hong Kong Island, Hong Kong |
| Website: |
www.cornerstonecapitaladvisors.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Shinehill International Limited and Uni Concord Limited for settlement. |
| Add date: |
8 May 2013 |
| Last Update Date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cornerstone Worldwide Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
129 Hibiya Central Building
1-2-9 Nishi Shimbashi
Toyko 105-0003 |
| Website: |
www.cornerstone-worldwide.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
23 Feb 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cosmo Swiss Management S.A. |
| Type: |
Unlicensed entities |
| Address(es): |
The Gateway, 25 Canton Road, Kowloon, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in its own name for settlement. |
| Add date: |
20 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Covast Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 813, 8/F, Hollywood Plaza
610 Nathan Road, Kowloon |
| Remarks: |
The above Hong Kong address belongs to a secretarial company. It is apparently associated with Schapiro Global Inc, another unlicensed entity on the Alert List. |
| Add date: |
12 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cradle Heights |
| Type: |
Unlicensed entities |
| Address(es): |
i) 2e Queensway, Stem Lane Industrial Estate, New Milton, England
ii) 436 Human Road Commercial Street, China
iii) Plot 115 Academician Sakharov Avenue, Moscow, Russia
iv) Materburg Bremen, Germany |
| Website: |
www.cradleheights.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the names of E V Jeans HK Trading Co Ltd and HK Impex Enterprise Limited for settlement. |
| Add date: |
18 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crawford Peale Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1609, 16/F
Vanit I Building, 1126/1 New Petchburi Road
Bangkok, 10400 Thailand |
| Remarks: |
The Thai SEC has verified that the above office is no longer in use. |
| Add date: |
30 Apr 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Credit Pacific (Asia) Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong |
| Website: |
www.creditpacific.com |
| Remarks: |
The company previously gave the above Hong Kong address but it was not located there. |
| Add date: |
8 Jan 2013 |
| Last Update Date: |
13 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Credit Pacific (Asia) Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong |
| Website: |
www.creditpacific.com |
| Remarks: |
The company previously gave the above Hong Kong address but it was not located there. |
| Add date: |
8 Jan 2013 |
| Last Update Date: |
13 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Credit Pacific Bank Limited |
| Type: |
Unlicensed entities |
| Address(es): |
903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong |
| Website: |
www.creditpacific.com |
| Remarks: |
The company previously gave the above Hong Kong address but it was not located there. |
| Add date: |
8 Jan 2013 |
| Last Update Date: |
13 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Credit Pacific Group |
| Type: |
Unlicensed entities |
| Address(es): |
903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong |
| Website: |
www.creditpacific.com |
| Remarks: |
The company previously gave the above Hong Kong address but it was not located there. |
| Add date: |
8 Jan 2013 |
| Last Update Date: |
13 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Credit Suisse Financial |
| Type: |
Unlicensed entities |
| Address(es): |
1. Room 4, 7th Floor, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong.
2. 上海世紀大道88號金茂大廈27樓 |
| Website: |
http://www.csfchi.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. It is not associated with Credit Suisse (Hong Kong) Limited and Credit Suisse Securities (Hong Kong) Limited, both are SFC-licensed corporations. |
| Add date: |
16 Nov 2017 |
| Last Update Date: |
14 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cressida Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 602, Taurus Building, 21 A/B Granville Road, Tsim Sha Tsui, Hong Kong
(ii) PO Box 217, Apia Samoa
|
| Website: |
www.cressidaltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cressman Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
1. Enterprise Square V, 38 Wang Chiu Road, Kwun Tong, Kowloon, Hong Kong
2. Kerry Parkside, Pudong, Shanghai, China
3. Hsin Ji Building, 460 Xin Ji Road, Xinji, Taipei, Taiwan
4. Lino Building, Chiyoda-ku, Tokyo, Tokyo-to, Japan
|
| Website: |
www.cressmanfinancialgroup.com |
| Remarks: |
This company provides the above Hong Kong address but it is not located there. It uses three Hong Kong bank accounts in the names of Fu De Enterprises (HK) Limited, HK Yonghui Industry International Company Limited and Hong Kong Qianghui Trade Group Company Limited for settlement. |
| Add date: |
29 Mar 2017 |
| Last Update Date: |
21 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Creston Financial Group GmbH |
| Type: |
Unlicensed entities |
| Address(es): |
The contact person of Smith Moore & Co, Frank Richard Bell, uses mail and fax handling services provided by a secretarial company in Hong Kong located at 21/F, ICBC Tower, Citibank Plaza, 3 Garden Road, Hong Kong. |
| Remarks: |
The company offers investment services and appears to target Hungarian investors. The company offered a mutual fund called Strategic Opportunity Fund which is not authorised by the SFC and investors are asked to use a clearing house named Smith Moore & Co for settlement. |
| Add date: |
13 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crestwell Resources Ltd |
| Type: |
Suspicious websites |
| Website: |
www.crestwellresources.com |
| Remarks: |
The company was promoted by boiler room operators to investors in Sweden. |
| Add date: |
4 Dec 2007 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Cromwell Associates Pte Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
It uses a Singapore address. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crossbridge Partners |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, Hing Wai Centre, 7 Tin Wan Praya Road, Hong Kong |
| Website: |
www.crossbridgepartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses two bank accounts in Hong Kong in the names of Cheerlife Corporation Limited and Capital Chain Ltd for settlement. It is apparently associated with Lear Capital Group and World Financial Institutions, which are unlicensed entities on the Alert List. |
| Add date: |
22 Oct 2012 |
| Last Update Date: |
21 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crossino Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
32/34A, Soo Wok Lin Building, 4th Floor
Happy Valley, Hong Kong, 23010 |
| Website: |
www.crossino.com |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
5 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Alpha Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company acted as a clearing house for Hentsch & Muller, another unlicensed entity on the Alert List. |
| Add date: |
1 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Choice International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 602-603, Gold & Silver Commercial Building
12-18 Mercer Street, Sheung Wan
Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
18 May 2005 |
| Last Update Date: |
24 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
Crown Holdings Group |
| Type: |
Unlicensed entities |
| Address(es): |
Manhattan Place, Sheung Road, Kowloon, Hong Kong |
| Website: |
www.crownholdingsgroup.com |
| Remarks: |
The company’s Hong Kong address is invalid. The company uses a Hong Kong bank account in the name of Dalu Trade Co Limited for settlement. |
| Add date: |
22 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Lane Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Sense Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
90/1, Barn Dan Mong Kam
Tambol Dan Mono Kam
Amper Kog Sri Suwan, Sakolnakorn 47280
Thailand |
| Add date: |
18 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Star Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Queen’s Road, Central, Hong Kong |
| Website: |
www.csigrouphk.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
1 Apr 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Wealth International |
| Type: |
Unlicensed entities |
| Address(es): |
Level 15, One Exchange Square
8 Connaught Place, Central
Hong Kong |
| Website: |
www.crownwealthinternational.com |
| Remarks: |
The company gives the above address but it is not located there. It uses a clearing house, Hong Kong Options and Futures Exchange (HKOFX), another entity on the Alert List, for settlement. |
| Add date: |
19 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crown Will Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Airport World Trade Center, 1 Sky Plaza Road, Chek Lap Kok Airport, Hong Kong |
| Website: |
www.crownwillsecurities.com |
| Remarks: |
The company gives the above incomplete Hong Kong address and uses a bank account in Hong Kong in the name of Pacific Union Holdings Ltd for settlement. |
| Add date: |
23 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CrownWell International Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 812, 8/F, Hollywood Plaza, 610 Nathan Road, Hong Kong |
| Website: |
http://crownwell.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
11 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Crystal Century Investment |
| Type: |
Unlicensed entities |
| Address(es): |
1. 3005-3008, 30/F., AIA Tower, 183 Electric Road, North Point, Hong Kong.
2. 420 Lexington Avenue, Suite 1080, New York, NY 10170 United States.
|
| Website: |
www.crystalcenturyinvestment.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of HK Yufon Trading Limited, HK Zenhon Trade Limited and Horuda Trade Limited for settlement. |
| Add date: |
28 Jun 2018 |
| Last Update Date: |
14 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CSC Asia Pacific Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Hopewell Centre, Wanchai |
| Website: |
www.cscasiapacific.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
27 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CTC Holdings Co |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, One Island East, 18 Westland Road, Island East, Hong Kong |
| Website: |
www.ctc-holdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
27 Feb 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CTFOREX |
| Type: |
Unlicensed entities |
| Address(es): |
USA North Creek Facility, 19700 125th Ave NE, Bothell, WA 98011, 425/489-7000, USA |
| Website: |
www.ctforexgroup.com
www.ctforex.com |
| Remarks: |
The company is also known as CTFOREXGROUP and CTFX Holdings Limited. It uses a bank account in Hong Kong in the name of CTFX Holdings Limited for settlement. |
| Add date: |
14 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CTI China Renaissance |
| Type: |
Unlicensed entities |
| Address(es): |
i) 29/F, TD Canada Trust Tower, 161, Bay Street, Toronto, Canada
ii) 26/F, 67 Suha-dong, Jung-gu, Seoul 100-210, South Korea
iii) 20F, The Headquarters Building, No 168, Middle Xizang Road, Huangpu District, Shanghai, China
|
| Website: |
https://ctimanagement.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of XW Technology Hong Kong Limited for settlement. |
| Add date: |
10 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CTI Limited |
| Type: |
Unlicensed entities |
| Address(es): |
4/F, International Commerce Centre, 1 Austin Road, West Kowloonl, Hong Kong |
| Website: |
www.safemarkhk.com |
| Remarks: |
The Hong Kong address provided on the company’s website is invalid. It is apparently associated with Safe Mark Limited, AWDH Trading Limited and Featherstone Pte Limited, other entities on the SFC’s Alert List. It uses bank accounts in Hong Kong in the names of Charm Assets Limited and Kimsfer International Company Limited for settlement. |
| Add date: |
12 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Cunningham Mutual |
| Type: |
Unlicensed entities |
| Address(es): |
One Harbourfront, 18-22 Tak Fung Street, Hunghom, Kowloon, Hong Kong |
| Website: |
www.cunningham-mutual.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the name of Leston Limited, Peredic Limited, WB Capital Holdings Limited, CTPP Investment Limited, United Equity Clearing Limited, Elantra Limited, Protop Finance Limited and Asicon Trading Limited for settlement. The company is apparently associated with Lambert and Sons Incorporated, another unlicensed entity on the Alert List. |
| Add date: |
15 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CVC Groups Private Capital / CVC Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1305, 8 Jordan Road, Yaumatai, Hong Kong |
| Website: |
www.cvcgroups.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
cvc.cvchy.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
cvc.cvchy.com |
| Remarks: |
The website with the above domain name is not associated with CVC Asia Pacific Limited, an SFC-licensed corporation. |
| Add date: |
29 Apr 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
CW Associates |
| Type: |
Unlicensed entities |
| Address(es): |
39/F, Sengokuyama Mori Tower, 1-9-10 Roppongi Minato-ku, Tokyo 106-0032, Japan |
| Website: |
www.cwassociates.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of EFTTE Limited for settlement. |
| Add date: |
6 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
CyberSL |
| Type: |
Suspicious websites |
| Website: |
www.cybersl.com |
| Remarks: |
The website with the above domain name falsely purports to be related to Sun Hung Kai Financial. |
| Add date: |
7 Jun 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
D M Gray Consulting |
| Type: |
Unlicensed entities |
| Website: |
www.dmgrayconsulting.com |
| Add date: |
15 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DA Corporation Partners |
| Type: |
Unlicensed entities |
| Address(es): |
L24, Tower 3, China Central Place, 77 Jianguo Road, Chaoyang District, Beijing 10023, China |
| Website: |
www.dacorporation.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of EFTTE Limited, SAC Holdings Limited and FESM Holdings Limited for settlement. It appears to be associated with Rubin Dunn, the Alden Group, Paragon Advisors, DP Consulting Group, Kinetix Exploration Limited and Wising Century Solartech Limited, other unlicensed entities on the Alert List. |
| Add date: |
20 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DAB Asia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.dab-asia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dace Motor Company |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.bang-fx.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. |
| Add date: |
24 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DAG Consultants Limited |
| Type: |
Unlicensed entities |
| Address(es): |
United Centre, 95 Queen’s Road, Central, Hong Kong |
| Website: |
www.dag-consultants.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
11 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Daikyo Brokerage Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Mid Town Tower, 9-142-1 Akasaka, Minato, Tokyo, Japan |
| Website: |
www.daikyo-brokerage-limited.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of PVSS Holdings Limited for settlement. |
| Add date: |
4 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Daishi Capital International Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
80-113 Argyle Street, Kowloon, Hong Kong |
| Website: |
www.daishicapital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
26 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dashan International |
| Type: |
Unlicensed entities |
| Address(es): |
32/F, Tower 1, Millennium City, Kwun Tong Road, Kwun Tong, Hong Kong |
| Website: |
www.dashaninternational.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses bank account in Hong Kong in the name of Full Wise Global Limited for settlement. |
| Add date: |
4 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DaTong Global |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1806, 10-11 Hong Kong Pacific Centre, 28 Hankow Road, Tsim Sha Tsui, Kowloon |
| Website: |
(i) www.5620333.com
(ii) www.ikonfx.hk
(iii) www.ikonfx.cc |
| Remarks: |
The company provides the above invalid Hong Kong address on its website. |
| Add date: |
5 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
David & Maria Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Shield Industrial Centre 31-35, Chai Wan Kok Street
Tsuen Wan, New Territories, Hong Kong
|
| Website: |
www.davidmarialimited.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Davos Financial Investment Group / DFIG HK |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 4th Floor, One Citygate, 20 Tat Tung Road, Tung Chung, Lantau, Hong Kong
(ii) Unit 808A, Block A, 8-10 Wah Sing Street, Kwai Chung, NT, Hong Kong
|
| Website: |
www.dfig-hk.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
17 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dawn Light Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 53, 27/F World Wide House, 19 Des Voeux Road, Hong Kong |
| Website: |
www.dawnlightam.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company is not associated with BOA Global Asset Management Limited, which is an SFC-licensed corporation. It uses Hong Kong bank accounts in the names of GRATC International Trade Limited, Gchain Limited, HK Anshan Trade Limited, HK Fuqi Trade Limited, HK Wenxianqi Trade Co Ltd, Horuda Trade Limited, PSA Trade Limited and Wanop Trade HK Limited for settlement. |
| Add date: |
1 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dawson & Crane Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
37th Floor, The Center, 99 Queen’s Road Central, Hong Kong |
| Website: |
www.dawsoncrane.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Formount Trading Ltd for settlement and is apparently associated with Source One International, another unlicensed entity on the Alert List. |
| Add date: |
23 Jul 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dawson and Raymond M & A |
| Type: |
Unlicensed entities |
| Address(es): |
82 Queen's Road, Hong Kong, 2080 0888 |
| Website: |
www.dawsonandraymondma.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
19 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Days of Gold Company Ltd |
| Type: |
Unlicensed entities |
| Website: |
www.goldtfa.com
www.goldtf.com |
| Remarks: |
The company falsely claims that it is licensed by the SFC. |
| Add date: |
2 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DB Services Limited / DBS Ltd, HK |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Center, 8 Finance Street,
Central, Hong Kong
|
| Website: |
www.dbsltdhk.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of AWDH Trading Limited, Fu Rui Bo (HK) Limited, HK Xiangrong Trading Limited and Maysun Technologies (H.K.) Co., Limited for settlement. |
| Add date: |
19 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DBKY Investment Holding Co. Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 07A, 26/F., New Trend Centre, 704 Prince Edward Road East, San Po Kong, Kowloon, Hong Kong |
| Website: |
www.dbky-investment.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
De Verre Lloyd & Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
15th Floor Cerulean Tower
26-1 Sakuragaoka-cho
Shibuya-ku
Tokyo 150-8512
Japan
Unit# 35142 Citic Square
1168 Nanjing Road (West)
Shanghai 200041
China
36/F Menara Maxis
Kuala Lumpur City Centre
Kuala Lumpur 50088
Malaysia |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
22 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Decatur International, Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
31/F Jin Mao Tower
88 Shi Ji Avenue, Pudong
Shanghai, 200120
China |
| Website: |
www.decaturinternational.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
21 Sep 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Deep Blue Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i)Deep Blue Group Corporate Center, Calle de la Ribera del Loira, 28042 Madrid, Spain
(ii)2-7-5 Toranomon Minato-ku, Tokyo 105-0001 Japan
|
| Website: |
www.deepbluegroup.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Advantage Worldwide Limited, Aim Crown Limited and Cheer Standard Limited for settlement. It is apparently associated with The Woo Group, another unlicensed entity on the Alert List. |
| Add date: |
8 Sep 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Delacorte Dubois and Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
South Quay Plaza, 183 Marsh Wall, London E14 9SR, England |
| Website: |
delacortedubois.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of DH Corporation Limited for settlement. |
| Add date: |
10 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Delacour Investments |
| Type: |
Unlicensed entities |
| Address(es): |
11th Floor, Guangdong Finance Building, Connaught Road West, Sheung Wan, Hong Kong |
| Website: |
www.delacourinvest.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Delta Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Wing Ind Bldg, 3 Tsun Wen Road, Tuen Mun, NT, Hong Kong |
| Website: |
www.deltacapitalltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
11 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Delta Continental |
| Type: |
Unlicensed entities |
| Address(es): |
18th Floor, One Exchange Square, 8 Connaught Place Central, Hong Kong |
| Website: |
www.deltacontinental.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
18 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Denison Newbrook Reid |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 3510, 35/F, Gloucester Tower, The Landmark, 15 Queen's Road Central, Hong Kong |
| Website: |
www.denisonnewbrookreid.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of Ryan Jensen for settlement. |
| Add date: |
29 May 2013 |
| Last Update Date: |
2 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Department of Foreign Securities |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
11th Floor, Yurakucho Bldg, 10-1, Yuraku-cho 1-chome, Chiyoda-ku, Tokyo, 100-0006 |
| Website: |
www.dfsasia.org/ |
| Remarks: |
An entity listed on the cold caller alert list of Financial Services Agency in Japan. The company falsely claims to be a financial regulator. |
| Add date: |
17 Jul 2015 |
|
| Name: |
DES Options |
| Type: |
Unlicensed entities |
| Address(es): |
AIG Umeda Bldg., 1-27 Chayamachi, Kita-ku, Ohsaka-shi, Osaka 530-0013 |
| Website: |
www.desoptions.com |
| Remarks: |
The company apparently uses bank account in the name of Heathway Limited, another unlicensed company on the Alert List, for settlement. |
| Add date: |
16 Jun 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Devlin Stern & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
3705 Bank of America Tower, Suite 522
No. 12 Harcourt Road
Hong Kong |
| Website: |
www.devlinstern.com |
| Add date: |
21 Jul 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Devonshire & Douglas Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
i) Exchange Square, 8 Connaught Place, Central, Hong Kong
ii) Centro Empresarial Torres de Lisboa, Rua Tomas da Fonseca, Lisbon 1600-209, Portugal |
| Website: |
www.devonshiredouglas.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It also uses a bank account in Hong Kong in the name of Asian Green Technology Holdings Limited for settlement. |
| Add date: |
27 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DFRF Enterprises LLC |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.dfrftv.com |
| Remarks: |
The company was incorporated in Massachusetts, the United States. It appears to target Hong Kong investors and uses a Hong Kong bank account in the name of Sealand Trading (Hong Kong) Limited for settlement. |
| Add date: |
23 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DFRF Enterprises, LLC |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.dfrftv.com |
| Remarks: |
The company was incorporated in Florida, the United States. It appears to target Hong Kong investors and uses a Hong Kong bank account in the name of Sealand Trading (Hong Kong) Limited for settlement. |
| Add date: |
28 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Digits Financial Hong Kong Company |
| Type: |
Unlicensed entities |
| Address(es): |
32/F, Two International Finance Centre
8 Finance Street, Central Hong Kong |
| Website: |
www.digitsfinancial-hk.com |
| Remarks: |
The company falsely claims to be an investment firm invested by the Hong Kong Government. It provides the above address but it is not located there. |
| Add date: |
8 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dingfeng International Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
38/F, International Finance Centre, 8 Finance Street, Central |
| Website: |
www.dingfeng.hk
www.dingfenghk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dinosaur Assets Management (HK) Limited |
| Type: |
Unlicensed entities |
| Website: |
(i) www.dinosaurgroup.co.uk
(ii) www.dinoforex.com |
| Remarks: |
The company claims to have Hong Kong presence by providing a Hong Kong telephone number that belongs to a business centre. It is apparently associated with Dinosaur Investor Services (UK) Limited, another unlicensed entity on the Alert List.
|
| Add date: |
21 Aug 2013 |
| Last Update Date: |
26 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dinosaur Investor Services (UK) Limited / Dinosaur Investor Services |
| Type: |
Unlicensed entities |
| Address(es): |
30 Ironmongers Place, London, E14 9YD, UK |
| Website: |
(i) www.dinosaurgroup.co.uk
(ii) www.dinoforex.com |
| Remarks: |
It is apparently associated with Dinosaur Assets Management (HK) Limited, another unlicensed entity on the Alert List. |
| Add date: |
21 Aug 2013 |
| Last Update Date: |
26 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Direct Asset Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Shinjuku Nomura Building, 1-26-2, Nishi-Shinjuku, Shinjuku-ku, Tokyo, Japan |
| Website: |
www.directassetpartners.com |
| Remarks: |
The company is apparently associated with Concord Financial Partners and Cressman Financial Group, both are unlicensed entities on our Alert List. It uses three Hong Kong bank accounts in the names of Fu De Enterprises (HK) Limited, HK Yonghui Industry International Company Limited and Hong Kong Qianghui Trade Group Company Limited for settlement. |
| Add date: |
21 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Diversified Assets Authority |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.daauthority.com |
| Remarks: |
The company falsely claims to be a financial regulator. |
| Add date: |
26 Oct 2011 |
|
| Name: |
Diversified Capital |
| Type: |
Unlicensed entities |
| Address(es): |
18th Floor, One International Finance Centre
1 Harbour View Street, Central, Hong Kong |
| Remarks: |
The company is apparently associated with International Securities & Futures Commission which is a fake regulator on the Alert List. The above Hong Kong address belongs to a business centre. |
| Add date: |
29 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dividendcare Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 321, 3/F, Golden League Building, 76-82 Castle Peak Road, Kowloon, Hong Kong
ii) 33 TML Tower D1-D3, 3 Hoi Shing Road, Tsuen Wan, New Territories, Hong Kong
iii) Moscow, 4th Forest Lane 4
iv) Suite 305, Griffith Corporate Center, Kingstown, St. Vincent & The Grennadines
|
| Website: |
https://dividendcare.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
15 Jan 2019 |
| Last Update Date: |
30 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dividium Asia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Suite 813, 8/F,
Hollywood Plaza,
613 Nathan Road,
Kowloon, Hong Kong
ii) Unit 1605-6, 16/F Multifield Plaza,
3-7A Prat Avenue, Tsim Sha Tsui
Kowloon |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. It is apparently associated with Dividium Capital Group International, another unlicensed entity on the Alert List. |
| Add date: |
3 Jan 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dividium Capital Group International |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 813, 8th Floor, Hollywood Plaza
610 Nathan Road, Kowloon, Hong Kong |
| Website: |
www.dividiumgroup.ru |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
9 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DKM Global Management, Inc |
| Type: |
Unlicensed entities |
| Address(es): |
1 Lan Kwai Fong
Central
Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
18 Aug 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DM INDEX |
| Type: |
Suspicious websites |
| Address(es): |
5/F, Malahon Centre, 12 Stanley Street, Central |
| Website: |
www.m823.com |
| Remarks: |
The Chinese name and address posted on the website belong to Malahon Securities Limited, an SFC licensed corporation. |
| Add date: |
19 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Dodson Norwood |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street Central, 100614, Hong Kong |
| Website: |
www.dodson-norwood.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the name of Kimball Group lnternational Limited, PVSS Holdings Limited, AIDA Enterprises Limited, Aidtrend Limited, Eliter Technology Co.,Limited, Henca Technology (HK) Limited, Hillsberg Limited, Hong Kong HLK Group Limited and Wenlai International Trade Limited for settlement. |
| Add date: |
10 Aug 2016 |
| Last Update Date: |
2 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Donavan & Yung Partners |
| Type: |
Unlicensed entities |
| Address(es): |
1805 Wheelock House
20 Pedder Street, Central
Hong Kong
The above address belongs to a business centre. |
| Website: |
www.donavanyung.com |
| Remarks: |
The company also referred investors to an agency named International Compliance Centre in the United States (website: www.intcomplaintcenter.org). |
| Add date: |
27 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DongXing Futures Limited |
| Type: |
Suspicious websites |
| Address(es): |
1. Room 2008, Shun Tak Centre East Tower, 168-200 Connaught Road Central, Sheung Wan, Hong Kong
2. Room 2008, Shun Tak Centre West Tower, 168-200 Connaught Road Central, Sheung Wan, Hong Kong.
|
| Website: |
www.donsenhk.com |
| Remarks: |
The company gives the above Hong Kong addresses, but it is not located there. It is not associated with Business Futures Limited, an SFC-licensed corporation. |
| Add date: |
18 May 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Dongyin Futures Brokerage Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
83 Dex Voeux Road Central
Hong Kong |
| Website: |
www.dongyinfutures.com |
| Remarks: |
The company's website makes reference to Hong Kong Derivatives Exchange ("HKDEX") and Options and Futures Trade Commission ("OFTC"). HKDEX and OFTC have made false claims that they are respectively a commodities exchange and a commodities regulator in Hong Kong. The company's Hong Kong address is incomplete. |
| Add date: |
17 Jul 2007 |
| Last Update Date: |
5 Feb 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Douglas Baker & Co |
| Type: |
Unlicensed entities |
| Address(es): |
800-615 West Broadway Ave
Vancouver, B C
Canada V5Z 4C2 |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
22 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Doyle Hutton Associates |
| Type: |
Unlicensed entities |
| Address(es): |
K. Wah Centre, 191 Java Road, North Point, Hong Kong |
| Website: |
www.doyle-hutton-associates.com
www.doyle-hutton-associates.net |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Cedan Limited, Neutra Limited and Trident Limited for settlement. |
| Add date: |
7 Mar 2014 |
| Last Update Date: |
15 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DP Consulting Group |
| Type: |
Unlicensed entities |
| Address(es): |
25/F, Wu Chung House, 213 Queen’s Road East, Wanchai, Hong Kong |
| Website: |
www.dpconsultinggroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of EFTTE Limited, SAC Holdings Limited and FESM Holdings Limited for settlement. It appears to be associated with Rubin Dunn, the Alden Group, Paragon Advisors, Kinetix Exploration Limited, Wising Century Solartech Limited and DA Corporation Partners, other unlicensed entities on the Alert List. |
| Add date: |
6 Jul 2016 |
| Last Update Date: |
20 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Drexel Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1202 Forever Tower
941 Jiaozhou Road
Shanghai 200060
China
4/F East Tower
Otemachi First Square, 1-5-1
Otematchi, Chiyoda-ku
Tokyo 100-0004
Japan
Level 11, Parkwest Bldg
6-12-1 Nishi-Shinjuku
Tokyo 160-0023
Japan
Level 36, Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur
Malaysia |
| Remarks: |
The company was warned by The Banking and Finance Commission, Belgium, The Commission de Surveillance du Secteur Financier, Luxembourg and Malta Financial Services Authority for its unauthorised act to make unsolicited cold calls inviting persons to invest in foreign securities. The company is also on the "List of known unlicensed overseas cold callers" of The Financial Services Agency, Japan. |
| Add date: |
30 Jul 2003 |
| Last Update Date: |
12 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dreyfus Capital |
| Type: |
Unlicensed entities |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Drukenmiller Investment Services |
| Type: |
Unlicensed entities |
| Address(es): |
Circle Tower, 28 Tang Lung Street, Causeway Bay, Hong Kong |
| Website: |
www.drukenmiller-investment.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Hongkong FDS Limited for settlement. |
| Add date: |
5 Jan 2017 |
| Last Update Date: |
10 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DS Forex |
| Type: |
Unlicensed entities |
| Address(es): |
502 Arion Commercial Centre, 2-12 Queen's Road West, Hong Kong |
| Website: |
www.dsforex.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with IC Markets Hong Kong, another unlicensed entity on the Alert List. |
| Add date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
DSFFX |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1005, 10/F., Ho King Commercial Centre, 2-16 Fa Yuen Street, Mongkok, Kowloon, Hong Kong |
| Website: |
www.mdkdsffx.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
2 Sep 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DSW Enterprises L.L.P. / DSW Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Chinachem Tower, 34-37 Connaught Road Central, Central, Hong Kong |
| Website: |
www.dsw-partners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Grace Investment (also known as Grace Investment L.L.C.), an unlicensed entity on the Alert List. |
| Add date: |
8 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 10, Central Building, 1-3 Pedder Street, Central, Hong Kong
|
| Website: |
www.dtcmhk.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. |
| Add date: |
6 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Duke International Asset Management Company Limited |
| Type: |
Unlicensed entities |
| Website: |
www.dukehk.com |
| Remarks: |
It is apparently associated with AIA Group Investment Guarantee Limited, another unlicensed entity on the Alert List. |
| Add date: |
14 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Duke Valentine Limited |
| Type: |
Unlicensed entities |
| Address(es): |
34/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.duke-valentine.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
29 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dukes Copy Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit A-E, 38/F, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong |
| Website: |
www.dukes-copy.com |
| Remarks: |
The company is not associated with Sun Hung Kai Forex Limited, an SFC licensed corporation, and its parent company Sun Hung Kai Financial Limited. It uses a bank account in Hong Kong in the name of Duke Exchange Fund for settlement and its Hong Kong address belongs to a secretarial company. |
| Add date: |
20 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dupont Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Platz 4, Langenbold, Switzerland 6039 |
| Website: |
www.dupontsecurities.com |
| Remarks: |
The company falsely claims to be a private equity firm with an operating office in Hong Kong. It uses a bank account in Hong Kong in the name of Eagle Smart Holdings Limited for settlement. It is apparently associated with Stowford & Proctor Asset Management, another unlicensed entity on the Alert List. |
| Add date: |
12 Jul 2013 |
| Last Update Date: |
4 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dynamic Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
Schützengasse 4, 8001 Zürich, Schweiz |
| Website: |
www.dynamicwmanagement.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
18 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Dynasty International Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
777 Lexington Ave, 2nd Floor
New York NY 10021
United States |
| Add date: |
16 Dec 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
E Ming Inc. Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1212, 12/F., Wing On Plaza, 62 Mody Road, Tsim Sha Tsui East, Kowloon, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of Zhiyi Group Limited for settlement. |
| Add date: |
23 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
E-Money Balance Trustworthy Group Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
501 Silverside Rd Ste 105 Wilmington, DE 19809 |
| Website: |
http://emb.imbark.org |
| Add date: |
4 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
E-Trader Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company acts as the settlement agent for Bergstein Financial, another unlicensed entity on the Alert List. |
| Add date: |
11 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
e.go Trade Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
31/F Jin Mao Tower
Pudong, Shanghai 200120
China
Otemachi First Square
East Tower 4/F, 1-5-1 Otemachi, Chiyoda-ku
Tokyo 100-0004, Japan |
| Remarks: |
The company appears to target Hong Kong investors. On 10 June 2004, the Bangkok South Criminal Court convicted 7 persons who had illegally conducted boiler room activities in Thailand under the names of the Brinton Group, Sigama Capital Management, Lincoln Financial and e.go Trade Incorporated. Please refer to the SEC News Release No.42/2004 of the Thai SEC for details. |
| Add date: |
20 Dec 2001 |
| Last Update Date: |
15 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
e.gotrade |
| Type: |
Unlicensed entities |
| Remarks: |
The company settled its transactions through bank accounts in Hong Kong. |
| Add date: |
21 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eagle Faith Corporation Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eagle Investment Global Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit D, 16/F, One Capital Place, 18 Luard Road, Wan Chai, Hong Kong |
| Website: |
www.eco-forex.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
3 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Earnest & Medwell International |
| Type: |
Unlicensed entities |
| Address(es): |
West Gate Tower, 7 Wing Hong Street, Cheung Sha Wan, Hong Kong |
| Website: |
www.earnest-medwell-international.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
26 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
East Asia Global International Futures (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
(i) www.dyhq.hk
(ii) www.dyhqgj.cn |
| Remarks: |
The company falsely claims on its website that it is regulated by the SFC. |
| Add date: |
6 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
East Cape Mining Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
i) 40 Bank Street, Canary Wharf, Level 18 40 Bank Street, London E14 5NR, United Kingdom
ii) Hong Kong Club, Building 3A, Charter Road, Central, Hong Kong |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
East-Tech Trading |
| Type: |
Unlicensed entities |
| Address(es): |
88 Century Avenue Pudong District, Shanghai, PRC |
| Website: |
www.east-techtrading.com |
| Remarks: |
The company maintains a bank account in Hong Kong in the name of Sigma Venture Group for settlement. |
| Add date: |
3 Jan 2011 |
| Last Update Date: |
22 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eastern Land Capital Partners Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 26, Man Yee Building, 68 Des Voeux Road, Central District, Hong Kong |
| Website: |
www.easternlandcp.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
21 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eastleigh International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1601-16
Kinwick Centre
32 Hollywood Road
Central, Hong Kong
The company represents it has office or mail address in Spain as well. |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eastridge Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Suite B, Ho Lee Commercial Building, 38 D’Aguilar Street, Central, Hong Kong |
| Website: |
www.eastridgeassociates.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Easylink Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
B1502-1503 Jinfeng Building Tower, 5015, Shennan East Road, Louhu District, Shenzhen, 518000 Guangdong, China |
| Website: |
www.easylinktransfer.com |
| Remarks: |
The company is apparently associated with Lead Global Limited, another unlicensed entity on the Alert List. |
| Add date: |
10 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Easystar Forex Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
18/F, Commercial Building
35 Queen's Road Central
Hong Kong
Room 1901-1902, A Block
PengRun Building
26 Xiaoyun Road
Chaoyang District
Beijing
China
The company also claims to have many branch offices in Hong Kong. |
| Website: |
www.etradex.com.hk |
| Add date: |
17 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Easystar Int'l Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
18/F, Commercial Building
35 Queen's Road Central
Hong Kong
Room 1901-1902, A Block
PengRun Building
26 Xiaoyun Road
Chaoyang District
Beijing
China
The company also claims to have many branch offices in Hong Kong. |
| Website: |
www.etradex.com.hk |
| Add date: |
17 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Easystar Securities Limited |
| Type: |
Unlicensed entities |
| Address(es): |
18/F, Commercial Building
35 Queen's Road Central
Hong Kong
Room 1901-1902, A Block
PengRun Building
26 Xiaoyun Road
Chaoyang District
Beijing
China
The company also claims to have many branch offices in Hong Kong. |
| Website: |
www.etradex.com.hk |
| Add date: |
17 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eaton Capital Americas |
| Type: |
Unlicensed entities |
| Address(es): |
1. 12 Calle 1-25, Zona 10
Torre Sur, Oficiana 1107
Gemimis International Mall
Guatemala City
Guatemala
2. Bank Centre, Citibank Torony
1054 Szabadsag ter 7
Budapest, Hungary |
| Website: |
www.eatoncapitalamericas.com |
| Remarks: |
The company appears to target Hong Kong and Singapore investors and maintain a bank account in the name of Eaton Capital Americas Inc. in Hong Kong for settlement. |
| Add date: |
28 May 2007 |
| Last Update Date: |
14 Feb 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
eBay |
| Type: |
Phishes |
| Remarks: |
The company claims to represent eBay sending emails to certain members of the public because their accounts had been used to make fake bids at eBay. Recipients are required to provide information for account verification. It is not related to eBay Inc., USA. |
| Add date: |
22 Jun 2005 |
|
| Name: |
Ebond Securities LLC |
| Type: |
Unlicensed entities |
| Address(es): |
330 Madison Avenue, 6th Floor, New York, NY 10017, US |
| Website: |
www.ebondsecuritiesllc.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Bring Trade Limited, Chunyuxin Trading Limited, Ga Tsun Trade Co Limited, HK Gang Ye Limited, Jieyou Trade Limited and Yirun Technology Limited for settlement. |
| Add date: |
21 Aug 2017 |
| Last Update Date: |
10 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eclipse Finance |
| Type: |
Unlicensed entities |
| Address(es): |
1. 3rd Floor, 49 Farringdon Road, London, United Kingdom
2. The Financial Services Center, Stoney Ground, Kingstown St. Vincent and the Grenadines
3. 20-22 Wenlock Road, London, N1 7GU, UK
|
| Website: |
www.eclipse-finance.com |
| Remarks: |
The company uses a bank account in Hong Kong for settlement. It is apparently associated with Top Binary Signals, another unlicensed entity on the Alert List. |
| Add date: |
30 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eden Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
1 Wang Yuen Street
Kowloon Bay
Hong Kong |
| Website: |
www.eden-fg.com |
| Remarks: |
The website provides fraudulent profiles of their company directors and some of the biographies are copied from genuine companies which have no relationship with the company. The company's Hong Kong address is incomplete. |
| Add date: |
13 Nov 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Edenbridge International Limited |
| Type: |
Unlicensed entities |
| Remarks: |
Macmillan Frasier, another entity on Alert List, uses this company's bank account in Hong Kong for settlement. |
| Add date: |
3 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Edenville Consultancy Limited |
| Type: |
Unlicensed entities |
| Website: |
www.edenvilleurope.com |
| Add date: |
17 Jan 2006 |
| Last Update Date: |
31 Mar 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Edgar International Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 503, Silvercord Tower 2, 30 Canton Road, Tsimshatsui, Kowloon, Hong Kong |
| Website: |
www.edgar-international.org |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong for settlement. |
| Add date: |
13 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Edge Capital Markets |
| Type: |
Unlicensed entities |
| Address(es): |
1) International Commercial Centre, 11th Floor, 1 Austin Road West, Kowloon, Hong Kong
2) Cambourne Business Park, Cambourne Road, Cambridge CB23 6DW |
| Website: |
www.edgecmltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Edward Jones Group |
| Type: |
Unlicensed entities |
| Address(es): |
Financial Center at the Gardens, 3801 PGA Boulevard, Floor 600, Palm Beach Gardens, Florida 33410 |
| Website: |
www.edwardjonesgroup.com |
| Remarks: |
It uses a Hong Kong bank account in the name of S.P.Traders for settlement. It is apparently associated with S.P. Transfer and Traders, another unlicensed entity on the Alert List. |
| Add date: |
23 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
EFD Financial Group Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 19, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.efdtrading.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
EFG Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.efg-associates.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with EFG Bank AG, a licensed bank in Hong Kong. |
| Add date: |
5 Feb 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
EFG Private Limited (formerly known as EFG Corporation Limited) / Everence Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 3712, 37/F, Langham Place Office Tower, 8 Argyle Street, Mongkok, Hong Kong |
| Website: |
www.efgcorporation.com |
| Remarks: |
The company gave the above Hong Kong address but it is no longer located there now.
It is not associated with EFG Bank AG, a licensed bank in Hong Kong. |
| Add date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ehrman-Loeb |
| Type: |
Unlicensed entities |
| Address(es): |
Tsimshatsui Centre, East Wing, 66 Mody Road, Tsimshatsui East, Kowloon, Hong Kong |
| Website: |
www.ehrman-loeb.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
18 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Elan Financial Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1701, 17/F, Henan Building, 90 Jaffe Road, Wan Chai, Hong Kong |
| Website: |
www.yilongjinrong.com |
| Remarks: |
The company provides the above address, but it is not located there. |
| Add date: |
16 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Electronic Capital Markets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
141 West Jackson Blvd, Suite 1250
Chicago IL 60604
USA |
| Website: |
www.ecmforex.com |
| Remarks: |
The company appears to target mainland China investors and it uses bank accounts in the above name or ECM Trading Limited in Hong Kong, London, Canada and United States. |
| Add date: |
7 Mar 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Electronic Money Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 18, One International Finance Centre, 1 Harbour View St, Central District, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Softchange Inc., Fast Gold Inc., Fast Gold Exchange and Pays Gold Inc., which are entities on the Alert List. |
| Add date: |
2 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Elliott & Partners Advisory (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
3510 Exchange Square
8 Connaught Place
Hong Kong |
| Website: |
www.elliott-partners.com |
| Remarks: |
The company gives an invalid Hong Kong address. It falsely purports to be the same as another SFC-licensed corporation, Elliott Advisors (HK) Limited. |
| Add date: |
23 Nov 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ellis Stanley Alden |
| Type: |
Unlicensed entities |
| Address(es): |
Wheelock House, 20 Pedder Street, Central, Hong Kong |
| Website: |
www.esaglobalservices.com
www.ellis-alden.com |
| Remarks: |
The company is also known as Ellis Alden/ESA Global. Its Hong Kong address is incomplete. |
| Add date: |
22 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Elon Global Strategy Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 747, 7/F, Star House, 3 Salisbury Road, Tsim Sha Tsui, Hong Kong |
| Website: |
http://celestialglory.com/business/finance-2.html |
| Remarks: |
The company makes an invitation to the public on the above webpage to participate in an unauthorised collective investment scheme. It uses a bank account in Hong Kong under its name for settlement. The Hong Kong address shown above belongs to a secretarial company. |
| Add date: |
10 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Emerald Worldwide Holdings Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Room 308, Honwell Commercial Centre
119 Connaught Road Central
Hong Kong
Room 706, Hermes Commercial Centre
4A Hillwood Road
Tsim Sha Tsui
Kowloon |
| Add date: |
28 Sep 2004 |
| Last Update Date: |
11 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Emma & Ethan Limited |
| Type: |
Unlicensed entities |
| Address(es): |
De fu Daozhong, 136, Level 9-12, Des Voeux Road Central, Hong Kong |
| Website: |
www.emmaethanlimited.com |
| Remarks: |
The Hong Kong address provided on the company’s website is invalid. |
| Add date: |
6 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Emmerson Bennett |
| Type: |
Unlicensed entities |
| Address(es): |
30/F, Central Plaza
18 Harbour Road, Wanchai
Hong Kong
(The company is not located there.)
545, 5th Avenue
New York City
New York 10018
U.S.A. |
| Website: |
www.emmersonbennett.net |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Key Profit International Ltd. The company is also known as Emmerson Bennett Trading Group Limited. |
| Add date: |
29 Oct 2003 |
| Last Update Date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Empire Asset Investments Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 6th & 7th Floors, Suite 7013, Cheung Kong Centre, 2 Queens Road, Central, Hong Kong
(ii) Time Square, Nat West Tower, Unit 8734, Matherson Street, Wan Chai, Hong Kong
(iii) Suite 11023, 110 Wall Street, 5th Tower New York, NY 10005 USA
(iv) Sumitomo Nakano Sakaue Building, 1-60-1 Chuo, Tokyo 164-0001
|
| Website: |
www.empireassetinvestments.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. It is apparently associated with Century Holdings Ltd, an unlicensed entity on the Alert List. |
| Add date: |
20 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
En Zheng Gold New Zealand Limited |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.597hr.com |
| Remarks: |
- |
| Add date: |
26 Jul 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Endeavor International Limited |
| Type: |
Unlicensed entities |
| Website: |
www.endeavorplan.com |
| Add date: |
23 Jun 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Endeavour Fund |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Metro Plaza Tower 2, 223 Hing Fong Road, Kwai Chung, New Territories, Hong Kong
(ii) The West Wing, The Philippine Stock Exchange, Exchange Road, Ortigas Center, Pasig City, Metro Manila, Philippines |
| Website: |
www.endeavour-fund.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Offshore Transfers Limited and Fraser Mackenzie Transfer Company, two other unlicensed entities on the Alert List, and uses a bank account in Hong Kong in the name of Fraser Mackenzie for settlement. |
| Add date: |
8 Sep 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Energy Development Global Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 19, Two International Finance Centre
8 Finance Street, Central, Hong Kong |
| Website: |
www.energydevelopmentglobal.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
20 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ENOI Europe Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1311, Houston Centre, 63 Mody Road, Tsim Sha Tsui East, Kowloon, Hong Kong
|
| Website: |
- |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. It is apparently associated with Europe Trade Limited / Europe Trade FX, an unlicensed entity on our Alert List. |
| Add date: |
4 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Entrada Capital |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Cheung Kong Centre, 2 Queen's Road, Central, Hong Kong lsland, Hong Kong S.A.R
(ii) Heng Long Square, 1266 West Nanjing Road, Jing'an, Puxi, Shanghai, China
(iii) Kinshicho Office Tower, 4-2-1 Taihei, Sumida-ku, Tokyo-to, Tokyo, Japan
|
| Website: |
www.entradacapital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Vanky (HK) Co., Limited for settlement. |
| Add date: |
13 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ephraim Global |
| Type: |
Unlicensed entities |
| Address(es): |
Harumi Island Triton Square, Office Tower 1-8-12 Tower Z, Harumi, Chuo-ku, Tokyo Japan |
| Website: |
www.ephraimglobal.com |
| Remarks: |
The company is listed on the Investor Alerts Portal of the International Organization of Securities Commissions and uses Hong Kong bank accounts in the names of Boltin Limited and Hamberg Limited for settlement. |
| Add date: |
19 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
EquiAsia Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 28, Shinagawa Intercity Building, Tower A, 2-15-1 Konan, Minato-Ku, Tokyo 108-6028, Japan. |
| Website: |
www.equiasiagroup.net |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
11 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Equity Consultancy / Equity Consultancy Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Silver Fortune Plaza, 1 Wellington St, Level 10, Central, Hong Kong
|
| Website: |
www.equityconsults.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
12 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Equity-1 Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rooms 2002A and 2009, Tower 1, Lippo Centre, 89 Queensway, Admiralty, Hong Kong
The company also gives an address in Bank of China Tower in Hong Kong which belongs to a business centre. The business centre has now terminated its extension of facilities to the company. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
9 Jan 2002 |
| Last Update Date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Escuela Trades |
| Type: |
Unlicensed entities |
| Address(es): |
38 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.escuelatrades.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
etoile Consulting Group |
| Type: |
Unlicensed entities |
| Address(es): |
19B, One Capital Place, 18 Luard Road, Wanchai, Hong Kong |
| Website: |
www.etoileam.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eurasia Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, IFC 2, 8 Finance Street, Central, Hong Kong |
| Website: |
www.eurasiacapitalmanagement.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Jan 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Eurasia Trade |
| Type: |
Unlicensed entities |
| Address(es): |
The Arch, Level 15, 1 Austin Road West, Hong Kong |
| Remarks: |
The company's Hong Kong address is an incomplete residential address. |
| Add date: |
18 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Euro Pacific Trade |
| Type: |
Unlicensed entities |
| Remarks: |
The company acted as a clearing house for Hentsch & Muller, another unlicensed entity on the Alert List. |
| Add date: |
1 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Euro Yen Usd |
| Type: |
Suspicious websites |
| Website: |
www.euroyenusd.com
www.jardinesinvestment.com
www.bocventures.com |
| Remarks: |
The company claims to be formerly known as Jardines Investment. Both Euro Yen Usd and Jardines Investment are not associated with Jardine Matheson group. |
| Add date: |
4 Mar 2005 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Eurocentral Union |
| Type: |
Unlicensed entities |
| Address(es): |
Stanborrough Park
Wartford Hearths WD24 92
London
United Kingdom |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Europe Trade Limited / Europe Trade FX |
| Type: |
Unlicensed entities |
| Address(es): |
Trust Company Complex, Majuro, MH96960, Marshall Islands
|
| Website: |
www.europetradefx.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Europe Trade Limited for settlement. It is apparently associated with ENOI Europe Limited, an unlicensed entity on our Alert List. |
| Add date: |
4 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
European Private Equity Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
604 Gran Via Corts Catalanas
08007 Barcelona, Spain |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
8 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Evan Thompson Advisory |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1101, International Finance Centre
7 Finance Street, Central, Hong Kong
|
| Website: |
www.evan-thompson.com |
| Remarks: |
The company’s Hong Kong address is incorrect. |
| Add date: |
27 May 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Evans and Stern Corporation |
| Type: |
Unlicensed entities |
| Website: |
www.evansandstern.com |
| Remarks: |
The company is apparently associated with Global Transfer Corporation, another unlicensed entity on the Alert List. |
| Add date: |
9 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Evanson Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Unit A, 16/F, CMA Building, 64-66 Connaught Road, Central, Hong Kong |
| Website: |
www.evansonassetmanagement.com |
| Remarks: |
The target company is not associated with Evanson Asset Management in the USA, which is registered with the Securities and Exchange Commission. The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Everchamp (Group) Investment Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 12, China Minmetals Tower, 79 Chatham Road South, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.everchampgroup.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
EWinner Markets Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1211, 11/F, Nuo De Centre, Nan Si Huan Xi Lu, Feng Tai District, Beijing, China |
| Website: |
http://cnforexam.com |
| Remarks: |
The company falsely claims to have an office in Hong Kong. |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Excon Fuji Securities |
| Type: |
Unlicensed entities |
| Address(es): |
i) Brookfield Place, 181 Bay Street, Suite 2500, Toronto, Ontario, M5J 2T3 Canada
ii) Marunouchi Kitaguchi Building, 24/F, 1-6-5 Marunouchi,
Chiyoda-ku, Tokyo, 100-0005, Japan
|
| Website: |
www.efsecurities.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Allied Shine Enterprises Limited and Well (HK) Trading Limited for settlement. |
| Add date: |
14 Jul 2017 |
| Last Update Date: |
31 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Experia Management Group/ Experia Management Group (HK) |
| Type: |
Unlicensed entities |
| Address(es): |
Enterprise Square Three, 39 Wang Chiu Road, Kowloon Bay, Hong Kong |
| Website: |
www.experia-group.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Denvier Limited, Redington Limited, Tricorp Limited and Zeriten Limited for settlement. |
| Add date: |
23 Sep 2015 |
| Last Update Date: |
20 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
F-Easy Investments Co |
| Type: |
Unlicensed entities |
| Website: |
www.f-easy.com |
| Remarks: |
The company gives an address in Hong Kong which belongs to a business centre. The company also appears to be associated with Gather Business Forex Investments Ltd. |
| Add date: |
1 Jun 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Factor Ten Financial |
| Type: |
Unlicensed entities |
| Address(es): |
30th Floor, Central Plaza
18 Harbour Road
Wanchai
Hong Kong |
| Website: |
www.factortenfinancial.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
1 Nov 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Faithway Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Amtel Building
148 Des Voeux Road
Central, Hong Kong |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Shanghai Mercantile Exchange, another entity on the Alert List. |
| Add date: |
22 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Famex Financial |
| Type: |
Unlicensed entities |
| Address(es): |
9/F, Henan Building, 17-19 Luard Road
Wan Chai, Hong Kong |
| Website: |
www.famexfinancial.com |
| Remarks: |
The company is related to two other unlicensed entities on the Alert List, namely, Markets Central and MY FX STAR. The above Hong Kong address belongs to a business centre. |
| Add date: |
19 Mar 2010 |
| Last Update Date: |
26 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Farber Pakenham and Associates |
| Type: |
Unlicensed entities |
| Address(es): |
16 Centre Street
Concord
New Hampshire
03301 USA |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
2 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fast Gold Exchange |
| Type: |
Fake regulators and/or market operators |
| Website: |
http://fast-goldex.webs.com |
| Remarks: |
The company is apparently associated with Electronic Money Inc., Fast Gold Inc. and Pays Gold Inc., which are unlicensed entities on the Alert List. |
| Add date: |
2 Aug 2012 |
|
| Name: |
Fast Gold Inc. |
| Type: |
Unlicensed entities |
| Website: |
http://fast-goldex.webs.com |
| Remarks: |
The company is apparently associated with Electronic Money Inc., Fast Gold Exchange and Pays Gold Inc., which are entities on the Alert List. |
| Add date: |
2 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FBC Asia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Cosco Tower, 183 Queen’s Road Central, Sheung Wan, Hong Kong. |
| Website: |
www.fbcasiahk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Featherstone Pte Limited |
| Type: |
Unlicensed entities |
| Address(es): |
4/F, International Commerce Centre, 1 Austin Road, West Kowloonl, Hong Kong |
| Website: |
www.safemarkhk.com |
| Remarks: |
The Hong Kong address provided on the company’s website is invalid. It is apparently associated with Safe Mark Limited, CTI Limited and AWDH Trading Limited, other entities on the SFC’s Alert List. It uses bank accounts in Hong Kong in the names of Charm Assets Limited and Kimsfer International Company Limited for settlement. |
| Add date: |
12 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Federal Capital Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
459 Columbus Avenue, New York, NY 10024 |
| Website: |
www.federalcap.us |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
26 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Feldman, Mackie & Chan LLC |
| Type: |
Unlicensed entities |
| Address(es): |
7 Garden Road
Central
Hong Kong |
| Website: |
www.feldmanmackiechan.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
22 Dec 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FengSheng Stock Invest / FengSheng Capital Limited / Hongkong Fengsheng Stock Investment Company Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Flat F, 15/F, Two Chinachem Plaza, 135 Des Voeux Road Central, Hong Kong
ii) 7/F, Spa Center, 53-55 Lockhart Road, Wanchai, Hong Kong
|
| Website: |
www.fs8808.com |
| Remarks: |
The company provides the above Hong Kong addresses but is not located there. |
| Add date: |
12 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ferguson Mercer Capital Partners Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Three Pacific Place, Level 34, 1 Queen’s Road East, Admiralty, Hong Kong |
| Website: |
www.ferguson-mercer.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Genivers Limited and Gerffin Limited for settlement. |
| Add date: |
2 Feb 2018 |
| Last Update Date: |
30 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FG Global Enrich Limited |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, Gaylord Commercial Building, 114-118 Lockhart Road, Wanchai, Hong Kong |
| Website: |
www.fgenrich.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
5 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fibonacci International Hong Kong Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1906, 19/F, China Insurance Group Building,
141 Des Voeux Road Central, Hong Kong |
| Website: |
www.fibo-int.com |
| Remarks: |
The company gives the above Hong Kong address which belongs to a company secretarial service firm. |
| Add date: |
4 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FIL Investment Management |
| Type: |
Unlicensed entities |
| Address(es): |
Hopewell Center, Queens Road East, Hong Kong |
| Website: |
www.filinvestments.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is not associated with FIL Investment Advisors and FIL Investment Management (Hong Kong) Ltd, both are SFC-licensed corporations. |
| Add date: |
10 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FIN Alliance Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 10-18, 32/F Tower 1, Millennium City 1, 388 Kwun Tong Road, Kwun Tong, Kowloon |
| Website: |
www.finalliance.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It is apparently associated with Alta Technology Limited, an entity on the SFC’s Alert List. |
| Add date: |
16 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Final Hurdle Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Berkley Square House, Berkley Square, London, W1J 6BD, UK |
| Website: |
www.final-hurdle.com |
| Remarks: |
The above company is not associated with Final Hurdle Ltd, a Financial Services Authority authorised firm in the UK. The above company uses a Hong Kong bank account in the name of Avesta Ltd for settlement. |
| Add date: |
31 Aug 2011 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Finance & Investment Association (Asia) / Finance & Investment Association Hong Kong |
| Type: |
Unlicensed entities |
| Address(es): |
18/F Wheelock House, 20 Peddar Street, Central, Hong Kong |
| Website: |
www.fiahk.org |
| Remarks: |
The company provides the above Hong Kong address but is not located there. |
| Add date: |
12 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Finance Your Dream Limited trading as Royalty7 |
| Type: |
Unlicensed entities |
| Address(es): |
PO Box 170, Business Park, Douglas, Isle of Man IM99 1PG |
| Website: |
www.royalty7.com |
| Remarks: |
The company uses a trading name of Royalty7. The Isle of Man’s Financial Supervision Commission has clarified that the above address belongs to a department of the Isle of Man Government that has no known link with the above company. The company uses a bank account in Hong Kong in the name of APEC Corporation Limited for settlement. |
| Add date: |
19 Sep 2012 |
| Last Update Date: |
27 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Financial Center Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Jardine House, 1 Connaught Place, Central, Hong Kong |
| Website: |
www.financialcenterpartners.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of UNI Concord Limited for settlement. |
| Add date: |
23 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Financial Concept Limited Hong Kong |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 18/F, Two International Finance Centre, Central, Hong Kong
(ii) Room 108, Chevalier House, 45 Chatham Road South, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.fclimitedhk.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. It uses a bank account in Hong Kong in the name of Singray International Ltd for settlement. |
| Add date: |
8 May 2017 |
| Last Update Date: |
13 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Financial Market Authority of Hong Kong |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
One Landmark East
100 How Ming Street
Kwun Tong, Hong Kong |
| Website: |
www.fmahk.org |
| Remarks: |
The company falsely claims it was established as the regulator for non-bank financial services sector and provides the above incomplete Hong Kong address. It is apparently associated with Shin Futures, another unlicensed entity on the Alert List. |
| Add date: |
18 Feb 2010 |
|
| Name: |
Financial Markets Supervisory Authority of Hong Kong |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Unknown |
| Website: |
http://fmsahk.org |
| Remarks: |
The company falsely claims to be a financial regulator in Hong Kong. |
| Add date: |
12 Apr 2011 |
|
| Name: |
Financial Securities International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2903, Tower 1
Admiralty Centre
Hong Kong |
| Add date: |
29 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Financial Services Association |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with Alpha Trade and Trade Association, which are unlicensed entities on our Alert List. |
| Add date: |
11 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Financial Services Regulator of Hong Kong |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
HK Diamond Exchange Building
8 Duddell Street, Central
Hong Kong |
| Website: |
www.fsrhk.org |
| Remarks: |
The company falsely claims to be a regulator in Hong Kong and provides the above incomplete Hong Kong address. |
| Add date: |
28 Sep 2009 |
|
| Name: |
FIndex9.com Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, The Center, 100 Queen’s Road Central, Hong Kong |
| Website: |
www.findex9.com/ www.findex6.com |
| Remarks: |
The company’s Hong Kong address is invalid. It is apparently associated with IGK Broker Limited, another unlicensed entity on the Alert List. |
| Add date: |
20 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Finnciti/ SMI Global Capital Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
1. 11/F, Kyoei Commercial Building, 3 Hillwood Road, Tsim Sha Tsui, Kowloon, Hong Kong
2. Room 1102, Albion Plaza, 2-6 Granville Road, Tsim Sha Tsui, Kowloon, Hong Kong
|
| Website: |
1. www.finnciti.com
2. www.smicap.com
3. www.smicap.net |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located at any of them. |
| Add date: |
13 Apr 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Chartered Capital |
| Type: |
Unlicensed entities |
| Address(es): |
IBM Tower, 14/F
Pacific Century Place
2A Workers Road North
Beijing, PRC 100027 |
| Add date: |
4 Mar 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Colonial Management |
| Type: |
Unlicensed entities |
| Address(es): |
17 Ensign House
Admirals Way, London
England, E14 9XQ |
| Add date: |
27 Apr 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Federal Banking Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
Room 6, 35/F
Bank of America Tower
12 Harcourt Road
Central, Hong Kong |
| Add date: |
23 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Federal Securities (Cayman) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
P.O. Box 309 Ugland House South Church Street, George Town, Grand Cayman Cayman Islands, British West Indies |
| Website: |
Nil |
| Remarks: |
The company is apparently associated with Zavori Financial Group (Asia) Limited and First Laurel Capital, other unlicensed entities on the Alert List. |
| Add date: |
29 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Inc Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Tower 2, Exchange Square, 8 Connaught Place, Hong Kong |
| Website: |
www.firstincltd.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of SGS Global Ltd for settlement. |
| Add date: |
23 Jun 2011 |
| Last Update Date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Laurel Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Units 1207-08, 12/F, Bank of America Tower, 2 Harcourt Road, Central, Hong Kong |
| Website: |
www.ffbc-flc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Zavori Financial Group (Asia) Limited and First Federal Securities (Cayman) Limited, other unlicensed entities on the Alert List. |
| Add date: |
27 Jun 2013 |
| Last Update Date: |
1 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Prime Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
6-1-6-503 Minami-Aoyama
Minato-Ku, Tokyo
Japan |
| Website: |
www.firstprimegroup.com |
| Remarks: |
Unknown persons claiming to be the brokers of First Prime Group Ltd lured investors into investing in some high yield securities. Investors were told to remit money into its or Pacific Wealth Global Ltd's bank account maintained at a bank in Hong Kong. |
| Add date: |
18 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Prime International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
6-1-6-503 Minami-Aoyama
Minato-Ku, Tokyo
Japan |
| Website: |
www.firstprimegroup.net |
| Remarks: |
It had been included in the "Cold Calling" section of the Investors Alert of Financial Services Agency in Japan. |
| Add date: |
18 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Standard Management |
| Type: |
Unlicensed entities |
| Address(es): |
20th Floor, Central Tower, 28 Queen’s Road, Central, Hong Kong |
| Website: |
www.first-standard.net
www.firststandardmanagement.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
28 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Swiss Financial Management AG |
| Type: |
Unlicensed entities |
| Address(es): |
Gessnerallee 48
CH-8001 Zurich
Switzerland |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
6 Jul 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Trade Europe |
| Type: |
Unlicensed entities |
| Address(es): |
1)7th Floor, International Commercial Centre, 1 Austin Road West, Kowloon, Hong Kong
2)Cambourne Business Park, Cambourne Road, Cambridge CB23 6DW, UK
|
| Website: |
www.fteuk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
16 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
First Venture Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 28/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong
(ii) 21/F, Tower B, 3A Shi Li Pu, Chao Yang, Beijing, China
(iii) 161 North Clark Street, Chicago IL 60601
|
| Website: |
www.firstvcgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Private Venture Capital Group, another unlicensed entity on the Alert List. |
| Add date: |
18 Nov 2016 |
| Last Update Date: |
13 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Firstmax Trading Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company may be associated with Global Strategy Management. Its bank account in Hong Kong is also used by Global Strategy Management for trade settlement. |
| Add date: |
8 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fisher Sterling International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 302, Hung Kei Mansion
5-8 Queen Victoria Street
Central, Hong Kong |
| Add date: |
12 Dec 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Five Winds Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
High Lodge Forest Centre, Brandon IP27 OAF, England, United Kingdom |
| Website: |
www.fivewindsam.com |
| Remarks: |
The company is apparently associated with Questra Wold Inc, an unlicensed entity on the Alert List. |
| Add date: |
6 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FKL Investments |
| Type: |
Unlicensed entities |
| Address(es): |
Fourseas Building
208-212 Nathan Road
Kowloon, Hong Kong |
| Website: |
www.fkltz.com |
| Remarks: |
The company gives the above incomplete address but it does not operate in Hong Kong. |
| Add date: |
19 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Flagship Consolidated |
| Type: |
Unlicensed entities |
| Address(es): |
663 King's Road, Hong Kong |
| Website: |
www.flagshipcsld.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
31 Mar 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Flex Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
World Wide House, 19 Des Voeux Road Central, Hong Kong |
| Website: |
www.flexcapitalpartners.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Kendall Morgan Partners, another unlicensed entity on the Alert List, and uses a bank account in Hong Kong in the name of Supreme Wisdom Corporation Limited for settlement. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Florin Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
135 Bonham Strand Trade Centre, Sheung Wan, Hong Kong |
| Website: |
(i) www.floringlobal.com
(ii) www.florininvestmentlimited.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses Hong Kong bank accounts in the names of Leiz First Limited, Vector Lyle Limited and Somerset Asia Limited for settlement. It is apparently associated with Castle Holdings Limited, another unlicensed entity on the Alert List. |
| Add date: |
14 Dec 2016 |
| Last Update Date: |
7 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Floyd & Gordon Holdings / Floyd & Gordon Holdings Asia Limited MCIAL |
| Type: |
Unlicensed entities |
| Address(es): |
Yuen Yick Building, 25-29, Wellington Street, Central, Hong Kong |
| Website: |
www.floydgordonholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Mar 2017 |
| Last Update Date: |
20 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FMA Global Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Sun Hung Kai Centre, 30 Harbour Rd, Wan Chai, Hong Kong |
| Website: |
www.fmaglobalgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Focus (AIM) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 210, Coborn House
3 Coborn Road, Docklands
London E3 2DA |
| Remarks: |
The company appears to target UK investors and uses two bank accounts in the names of GS Sound Management Limited and Zs Holdings Limited in Hong Kong for settlement. |
| Add date: |
11 Oct 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Foland Hampton International Finance Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.flkl8.com |
| Remarks: |
The company is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. The company gives the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
28 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fong & Marcus Mergers and Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
1101 Yue Shing Commercial Building
15-16 Queen Victoria Street, Central
Hong Kong |
| Website: |
www.fongma.com |
| Remarks: |
The company gives the above address but it is not located there. It also uses another name “Wang Lee Mergers & Acquisitions”. |
| Add date: |
2 Dec 2005 |
| Last Update Date: |
8 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Forbes Private Capital Group (HK) |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1602, 16/F, Tower 1, Enterprise Square,
9 Sheung Yuet Road, Kowloon Bay, Kowloon, Hong Kong
|
| Website: |
www.fpcghk.com |
| Remarks: |
The company uses a bank account in the name of Chartwell Group International Limited for settlement. The company gives the above address, but it is not located there. |
| Add date: |
23 Mar 2016 |
| Last Update Date: |
3 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Foreign Currency International |
| Type: |
Unlicensed entities |
| Address(es): |
27 Suhkumvit Soi 20
Bangkok 10110
Thailand |
| Add date: |
30 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Foreign Trade International |
| Type: |
Unlicensed entities |
| Address(es): |
14/F
253 Sukhumvit Soi 21
Bangkok, 10110 Thailand |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Future I Trade Management Co Ltd. |
| Add date: |
20 Jun 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Forex & Futures International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Flat 5, 12/F
Beverley Commercial Centre
87-105 Chatham Road |
| Website: |
www.ffiltd.com/index.asp |
| Remarks: |
The address given by the company belongs to Oaktree (H.K.) Consultancy Services which is a business centre. |
| Add date: |
23 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Forex Capital Markets Club Limited / FXCM Club / FX Capital Club Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 801, 8th Floor, Pacific House
20 Queen's Road Central
Hong Kong |
| Website: |
www.fxcmclub.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. The company is not associated with the SFC-licensed corporation, FXCM Asia Limited. |
| Add date: |
15 Oct 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Forex Paradise Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Room 301, 43 San Fung Ave, Sheung Shui, NT, Hong Kong
ii) 3 Sham Mong Road, Tai Kok Tsui, Hong Kong
iii) 30 Fenchurch Street, London, EC3M 3BD, UK
|
| Website: |
www.forexparadise.biz |
| Remarks: |
The company provides the above Hong Kong addresses but it is not located there. |
| Add date: |
2 Mar 2017 |
| Last Update Date: |
10 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Forexoma Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
68 Yee Wo Street, Causeway Bay, Hong Kong |
| Website: |
www.forexoma.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Unique Developers Limited and Gallant Capital Markets Limited for settlement. |
| Add date: |
15 Aug 2013 |
| Last Update Date: |
10 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fort Trades |
| Type: |
Unlicensed entities |
| Address(es): |
1902 Bonham Trade Centre, 50 Bonham Strand, Central, Hong Kong |
| Website: |
www.fort-trades.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Forthright International Company Limited |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.fdzq.com |
| Remarks: |
The website with the above domain name is not associated with Forthright Securities Company Limited, an SFC-licensed corporation. |
| Add date: |
23 Feb 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Fortune Bullion Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 27, World Wide House, 19 Des Voeux Road, Central, Hong Kong |
| Website: |
www.fortunebullion.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fortune International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
2111 Wing On House
71 Des Voeux Road
Central, Hong Kong
The company represents it has offices or mail addresses in China, Japan, Singapore and Thailand as well. |
| Add date: |
5 Feb 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Foster Elliot Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
64 Earth Close Cayman Palms, Cayman Islands |
| Website: |
www.fosterelliotltd.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Hong Kong Honesty Trade Co Limited for settlement. |
| Add date: |
28 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fox Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) CITIC Securities Tower, No.3 Zhong Xin San Road, Shenzhen, China
(ii) 11/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Hong Kong
|
| Website: |
www.foxcapitalpartners.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. It uses Hong Kong bank accounts in the names of Langley International, Somerset Asia Limited and Yellow Sand International for settlement. |
| Add date: |
10 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fox Global |
| Type: |
Unlicensed entities |
| Website: |
www.foxglobal.biz |
| Remarks: |
This company appears to target Hong Kong investors and solicits them to make investments via the company. |
| Add date: |
30 Jun 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Frank Goldenberg Yoshi |
| Type: |
Unlicensed entities |
| Address(es): |
Level 23, One Island East, 18 Westland Road, Island East, Hong Kong |
| Website: |
www.fgy.com.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
27 Mar 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Franklin Bain Advisors Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
4201 Two Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.franklinbainadvisors.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Genivers Ltd, Macro International Investment Ltd, MUH Holdings Ltd, and PDG Trading Ltd for settlement. |
| Add date: |
17 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Franklin Transfer Services |
| Type: |
Others |
| Address(es): |
8/F, Musgrave Centre, 115-125 Musgrave Road, Durban 4062, KwaZulu-Natal, South Africa |
| Website: |
www.franklinfinancial.net |
| Remarks: |
The company claims to be a share transfer agent. It is apparently associated with Mitsui Credit Global and Resona Corporate Partners, other entities on the SFC’s Alert List. |
| Add date: |
5 Dec 2016 |
|
| Name: |
Fraser Mackenzie Transfer Company |
| Type: |
Unlicensed entities |
| Address(es): |
13/F Dorset House, Taikoo Place, 979 King's Road, Hong Kong |
| Website: |
http://fm.offshoretransfers.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Endeavour Fund, Offshore Transfers Limited and Wells Goldman, three other unlicensed entities on the Alert List. |
| Add date: |
8 Sep 2014 |
| Last Update Date: |
7 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Friedman Global |
| Type: |
Unlicensed entities |
| Address(es): |
Two Exchange Square, 8 Connaught Place, Central Hong Kong |
| Website: |
www.friedman-global.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
17 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Front Futures |
| Type: |
Unlicensed entities |
| Address(es): |
Silvercord Tower 2
30 Canton Road
Tsim Sha Tsui
Hong Kong |
| Website: |
www.frontfutures.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
25 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FSHG Capital Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 1301 Bank of America Tower, Suite 770, 12 Harcourt Road, Central Hong Kong
(ii) 1305 Bank of America Tower, Suite 770, 12 Harcourt Road, Central Hong Kong
(iii) 3705 Bank of America Tower, Suite 770, 12 Harcourt Road, Central Hong Kong
|
| Website: |
www.fshgcapital.com |
| Remarks: |
The company’s Hong Kong addresses are invalid. It uses a bank account in Hong Kong in the name of FSHG Capital Investments Limited for settlement. |
| Add date: |
24 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FTP Futures (also known as Fukumoto, Toshihiro and Partners Futures Trading) |
| Type: |
Unlicensed entities |
| Address(es): |
Kawase Bldg, 3-17-5 Shinjuku
Shinjuku, Tokyo 160-0022, Japan |
| Website: |
www.ftpfutures.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Green Wood International for settlement. |
| Add date: |
27 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FTP Global |
| Type: |
Unlicensed entities |
| Address(es): |
Skyline Tower, 39 Wang Kwong Road, Kowloon Bay, Kowloon, Hong Kong |
| Website: |
www.ftpglobal.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FTSE Russell Index Global Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
23/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.uk-ieuasdn.online |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fubon (HK) Insurance Investment Fund Company Limited / Fubang (HK) Insurance Investment Fund Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Connaught Road No. three building 137-139
Hong Kong Chai Wan Lee Street 29-31, China World Trade Center
Hong Kong industry and the 18 street and building |
| Website: |
www.fbbx.net |
| Remarks: |
The company's Hong Kong addresses are incomplete. It is not authorised by the Insurance Authority under the Insurance Companies Ordinance to carry on any insurance business in or from Hong Kong. |
| Add date: |
5 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fuji Credit Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Daiichi Fuji Building 2-12, Kawaramachi 2-chome, Chuo-ku, Osaka, Japan |
| Website: |
www.fujicredit.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Bauway Technology Limited for settlement. |
| Add date: |
8 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fujitsu Global |
| Type: |
Unlicensed entities |
| Address(es): |
i) 28-30th Floor Nakanoshima Dai Building, Nakanoshima Kita-ku, Osaka 530-0005, Japan
ii) 40 Wall Street, New York City, New York 10005, US
|
| Website: |
www.fujitsu-global.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Centric Limited for settlement. It is apparently associated with Asian Mercantile Exchange, another unlicensed entity on the Alert List. |
| Add date: |
9 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fulford Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
- |
| Remarks: |
The company operates various bank accounts in Hong Kong to receive funds from investors recruited by Morris Capital Partners, another unlicensed entity on the Alert List, purportedly for securities investment. However, the above company in fact transferred the investors’ funds to other entities unrelated to investment. |
| Add date: |
2 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fund Access Limited |
| Type: |
Unlicensed entities |
| Address(es): |
27/F, E-Trade Plaza, 24 Lee Chung Street, Chai Wan, Hong Kong |
| Website: |
-- |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
13 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fund Alliance Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 2304, 23/F, Far East Consortium Building, 121 Des Voeux Road, Central, Hong Kong
(ii) 16/F, Amtel Building, 144-148 Des Voeux Road Central, Hong Kong
|
| Website: |
www.fundalliancehk.com |
| Remarks: |
The company’s Hong Kong addresses belong to a CPA firm. It uses bank accounts in Hong Kong in the names of Changxiang Trading Co Limited, GFT Company Limited, HK Kailung Trading Co Limited, Start Easy Developments Limited and Wenkangl (HK) Trade Co Limited for settlement. |
| Add date: |
11 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Furlow Capital |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Clifford Centre, 778-784 Cheung Sha Wan Road, Sham Shui Po, Kowloon, Hong Kong
(ii) Hsin Ji Building, 460 Xin Ji Road Section 4, Xinji (Hsinyi), Taipei, Taiwan 110 |
| Website: |
www.furlowcapital.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
2 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fusian Investment Co., Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 03, 5/F, Bright Way Tower, No.30 Mong Kok Road, Kowloon, HK
ii) RM 101, Maple House, 118 High Street, Purley, London, England, United Kingdom, CR8 2AD
|
| Website: |
www.fusian-fx.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
11 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Fusion Financial Marketing |
| Type: |
Unlicensed entities |
| Address(es): |
35/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.fusionfinancialmarketing.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
16 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Futong Investment Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
香港英皇道1063富通中心 (Chinese address only) |
| Website: |
www.futongs.hk |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
27 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Future Index |
| Type: |
Suspicious websites |
| Website: |
www.findex8.com |
| Remarks: |
This website is apparently related to 環球指數 and Index Easy, another suspicious websites on the Alert List. |
| Add date: |
12 Apr 2010 |
| Last Update Date: |
16 Aug 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Future Trend Investment Holding Limited |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, Tesbury Centre, 28 Queen's Road East, Wanchai, Hong Kong |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Futures Trading Commission |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hkftc.org |
| Remarks: |
It is apparently associated with Tiger CTA and Hong Kong Options and Futures Exchange, which is an unlicensed entity and a suspicious website on the Alert List respectively. |
| Add date: |
10 May 2012 |
|
| Name: |
FX Bache |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.fx-bache.com |
| Remarks: |
The website with the above domain name is not associated with Jefferies Hong Kong Limited, an SFC-licensed corporation. |
| Add date: |
13 Apr 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
FX Millenia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
No. 3 Shenton Way No. 10-05
Shenton House
Singapore 068805 |
| Website: |
www.fxmillenia.com |
| Remarks: |
The former name of the company is Glory Heritage Investment Limited. |
| Add date: |
6 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FX Protrade |
| Type: |
Unlicensed entities |
| Address(es): |
17 St. Peters Square, Fleetwood, Lancashire, United Kingdom FY7 6EB |
| Website: |
www.fxprotrade.com |
| Remarks: |
The company is apparently associated with 5Markets Ltd, another unlicensed company on the Alert List. It uses a Hong Kong bank account in the name of Markets Technologies Limited for settlement. |
| Add date: |
5 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FXBTG Financial Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Unit 5A, 23/F, World Wide House, No.19 Des Voeux Road Central, Central, Hong Kong
(ii) 18 Audrey Road,Takapuna, Auckland, 0620, NZ
(iii) Level 36 Citigroup, 2 Park Street, Sydney, NSW 2000
(iv) 6th Floor, Berkeley Square House, Berkeley Square, London, W1J 6BD
(v) 507 Wells Mills Dr Oxford,Ohio,45056,USA
(vi) Upper Pembroke Street 19-22, Dublin
(vii) Suite E-08-2.1, Level 8, East Wing, The Icon, No.1 Jalan 1/68F, Jalan Tun Razak, 55000 Kuala Lumpur
|
| Website: |
(i) https://www1.fxbtg-bank.com
(ii) https://www.fxbtg-bank.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
13 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
fxdeposit.com |
| Type: |
Suspicious websites |
| Address(es): |
Room 4911, 49th Floor, The Center, 99 Queen’s Road Central, Hong Kong |
| Website: |
http://fxdeposit.com |
| Remarks: |
The SFC-licensed firm, FXCM Asia Limited, reports that the website falsely purports a business relationship with it and its group, FXCM Forex Capital Markets. FXdeposit is not located at the above Hong Kong address. |
| Add date: |
23 Jan 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
FxFWay福威 / FxFWay UK Limited / Fortune Way HK Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
2. 704 Kaitu Building, 33 Wangjiao Rd., Hong Kong
3. 27, Old Gloucester Street, London, WC1N 3AX, United Kingdom
4. Govant Building, BP1276 Port Villa Vanuatu |
| Website: |
www.fxfway.com |
| Remarks: |
The company’s first Hong Kong address belongs to a secretarial company and its second Hong Kong address is invalid. |
| Add date: |
26 Apr 2018 |
| Last Update Date: |
13 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FXGlobal1 / EXPERT CAPITAL VENTURES LIMITED |
| Type: |
Unlicensed entities |
| Website: |
fxglobal1.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Expert Capital Ventures Limited for settlement. |
| Add date: |
27 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FXMETATRADER Japan Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1102-1103, 11/F., Kowloon Building
555 Nathan Road, Mongkok Kowloon, Hong Kong |
| Website: |
www.fxmetatrader.net |
| Remarks: |
The above Hong Kong address belonged to the former secretarial company of FXMETATRADER Japan Company Limited. |
| Add date: |
26 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
FXZN Investment Limited / FZ Zenith Management Limited / FX Zenith Limited |
| Type: |
Suspicious websites |
| Address(es): |
Room 1509, the Center, 99 Queen's Road Central, Hong Kong |
| Website: |
www.fxzn.com |
| Remarks: |
The website with the above domain name is suspected to have provided fraudulent trading services in forex. |
| Add date: |
4 Aug 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Gainall International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, International Commerce Centre, 1 Austin Road West, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.gainall-international.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
16 Apr 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Galaad Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
28th Floor, New World Tower, 16 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.galaadcapitalgroup.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
4 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Galaxy Brokers Limited |
| Type: |
Unlicensed entities |
| Address(es): |
18 Java Road, North Point, Hong Kong |
| Website: |
www.galaxybrokers.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
19 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Garant Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Citibank Plaza
3 Garden Road
Central |
| Website: |
www.garantpartners.com |
| Remarks: |
The company provides the above incomplete Hong Kong address. |
| Add date: |
13 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gartlett Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 4501, 45/F, China Resources Building
26 Harbour Road, Hong Kong |
| Website: |
www.gartlett.com |
| Remarks: |
The company conducted an unlicensed futures dealing business in Hong Kong. Administrators were appointed by the court in Hong Kong to take possession of the company’s records and bank accounts, account for and segregate client money, oversee an orderly closure of outstanding client positions and report, as required, to the court. |
| Add date: |
10 Oct 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gateway Corporate Services Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Units 1-3, 5/F
Far East Consortium Building
121 Des Voeux Road, Central
Hong Kong |
| Remarks: |
The address above belongs to a business centre. The bank account of the company is also used by The Xenon Group and Merchant Lerner & Associates for trade settlement. |
| Add date: |
9 Nov 2006 |
| Last Update Date: |
14 Nov 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gather Business Forex Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Head office:
No.957, Offshore Incorporation Center
Road Town, Tortola
BVI, England
Macau office:
Please refer to the Chinese version for the address in Chinese. |
| Website: |
www.f-easy.com |
| Add date: |
6 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GBTRADE International Worldwide Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1006, 10/Floor, Carnarvon Plaza, 20 Carnarvon Road, Tsimshatsui, Hong Kong |
| Website: |
www.gbtrade-worldwide.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
14 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GCG Asia |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 22-3A & 2-5, Menara Oval Damansara, Jalan Damansara, TTDI, 60000, Kuala Lumpur
ii) Canadia Tower, 315 Preah Ang Duong St. (110), Phnom Penh 12000, Cambodia
|
| Website: |
i) www.gcgasiacoin.com
ii) www.gcgasiahk.com |
| Remarks: |
The company falsely claims that it is supported and approved by the Securities and Futures Commission.
|
| Add date: |
28 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GCI Bank Corp |
| Type: |
Suspicious websites |
| Website: |
www.bankgci.com |
| Add date: |
2 Apr 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
General Mercantile Advisors Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suite #1112, 1 Pacific Place
88 Queensway
Central
Hong Kong |
| Website: |
www.gmercadvisors.com |
| Remarks: |
The company uses the bank in the name of E-Trade International. It calls itself "Global Mercantile Advisors Ltd" on its website. |
| Add date: |
18 Aug 2004 |
| Last Update Date: |
5 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
General Traders |
| Type: |
Unlicensed entities |
| Address(es): |
66-70 Nathan Road
Tsim Sha Tsui, Kowloon
Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. It may be associated with Nakamura Capital Group. |
| Add date: |
17 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Genkai Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Lippo Centre Tower 1, 89 Queensway, Admiralty, Hong Kong |
| Website: |
www.genkai-securities.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Cardan Limited, Neutra Limited, Shelland Limited, Trident Limited, Wintac Limited and Wridgeway Limited for settlement. It is apparently associated with Changsheng Associates, another unlicensed entity on the Alert List. |
| Add date: |
28 Mar 2013 |
| Last Update Date: |
27 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gerrarde Financial Group Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The office and mail address at Bank of China Tower in Hong Kong are no longer in use. |
| Add date: |
2 Mar 2002 |
| Last Update Date: |
25 Jul 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GG Binary Option |
| Type: |
Unlicensed entities |
| Address(es): |
9/F, Amtel Building, 148 Des Voeux Road Central, Hong Kong |
| Website: |
www.ggbinary.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
25 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Giant Management Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room A, 19/F., First Asia Tower, 8 Fui Yiu Kok Street., Tsuen Wan, New Territories, Hong Kong |
| Website: |
www.giantmc.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
2 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Giant Wave Information Technology Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. Flat/Rm 17, Blk A, 9/F, New Mandarin Plaza, No.14, Science Museum Road, Hong Kong
2. Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.gwitmarkets.com |
| Remarks: |
The company’s Hong Kong addresses belong to secretarial companies. It uses a Hong Kong bank account in the same name for settlement. |
| Add date: |
14 Nov 2018 |
| Last Update Date: |
11 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GIGA Asia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1405, 14/F, Two Landmark East, 100 How Ming Street, Kwun Tong, Kowloon, Hong Kong |
| Website: |
www.gigaasialimited.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
27 Feb 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GIGA Invest (Asia) |
| Type: |
Unlicensed entities |
| Address(es): |
Hopewell Center, Queens Road East, Hong Kong |
| Website: |
www.gigainvest.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gimbel Rothschild |
| Type: |
Unlicensed entities |
| Remarks: |
The office and mail address at Bank of China Tower Hong Kong are no longer in use. |
| Add date: |
24 Sep 2001 |
| Last Update Date: |
18 Oct 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Glebe Investment Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
22/F, 3 Lockhart Road
Wanchai
Hong Kong
22/F, Bank of America Building
Central
Hong Kong |
| Add date: |
18 Aug 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Ace Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 56F-59F Two International Finance Centre, 1 Harbour View St, Central, Hong Kong
(ii) The Center, 99 Queen's Road Central, Hong Kong
|
| Website: |
www.globalaceinvestments.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
28 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Acquisitions Regulators |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Caroline Centre, 28 Yun Ping Road, Causeway Bay, Hong Kong |
| Website: |
www.garegulators.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
28 Feb 2012 |
|
| Name: |
Global Ark Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 901, 9/F, The Hong Kong Club Building, 3A Chater Road, Hong Kong |
| Website: |
www.globalarkgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Banking Corp |
| Type: |
Unlicensed entities |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Brokers Asia |
| Type: |
Unlicensed entities |
| Address(es): |
Unit F620-22, Winland International Finance Center, 9 Financial Street, Xicheng District, Beijing, China |
| Website: |
www.gb4a.net |
| Remarks: |
The company purports to have a Hong Kong presence by providing invalid Hong Kong telephone and fax numbers on its website. |
| Add date: |
14 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Cap. Equity Group |
| Type: |
Unlicensed entities |
| Address(es): |
LG/B-23 Wong Ma Kok Road, Stanley, Hong Kong |
| Website: |
www.globalcap-equitygrp.com |
| Remarks: |
The company‘s Hong Kong address is invalid. |
| Add date: |
27 Mar 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
Level 14, Prudential Tower
30 Cecil Street
Singapore 049712 |
| Add date: |
23 Feb 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Commerce International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Hong Kong |
| Website: |
http://globalcommercefx.com |
| Remarks: |
The company gives a Hong Kong address but it is not located there. |
| Add date: |
20 Jun 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Commodities Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
3511 W. Commercial BLVD STE. 400
FT Lauderdale, FL 33309. USA
16/F, Bank of America Tower, 12 Harcourt Road 2 Central, Hong Kong |
| Website: |
www.globaloptions.org
www.globalcgp.com |
| Remarks: |
The company gives the above address in Hong Kong but it is not located there. It represents that it has merged with Global Options Group and the name of Global Commodities Inc. is currently used. |
| Add date: |
25 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global e-Finance Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
18/F Gloucester Tower, The Landmark, Central, Hong Kong |
| Website: |
www.globale-finance.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
16 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Fiduciary Solutions Limited |
| Type: |
Unlicensed entities |
| Address(es): |
3001, 30/F., 118 Connaught Road West, Sai Ying Pun, Hong Kong |
| Website: |
-- |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Finance Authority |
| Type: |
Unlicensed entities |
| Address(es): |
38/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.gfa-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It appears to be related to Alaskas Travel, a travel agency which claims to be located in Malaysia. |
| Add date: |
21 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Financial Services Regulatory Committee |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Luk Yu Building, 24 Stanley Street, Central, Hong Kong |
| Website: |
www.globalfsrc.com |
| Remarks: |
The company falsely claims to administer and enforce the international securities laws and gives the above incomplete Hong Kong address. |
| Add date: |
2 Jun 2011 |
|
| Name: |
Global Financial Standards Union |
| Type: |
Unlicensed entities |
| Address(es): |
251 Causeway St
Boston, MA 02114 |
| Website: |
www.gfsu.org |
| Remarks: |
This company may be inter-related to Mason McHale Portfolio Management (Limited) [MMPM] where MMPM is already on our Alert List. |
| Add date: |
2 Apr 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Future City Holding Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
2 Park Plaza, Suite 400, Irvine, CA92614 |
| Website: |
www.gf.city / www.gfla2016.com |
| Remarks: |
The company is not associated with GF Securities (Hong Kong) Brokerage Limited, an SFC licensed corporation. It is apparently associated with Global Future City Holdings (Hong Kong) Company Limited, an unlicensed company on the SFC’s Alert List. |
| Add date: |
6 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Future City Holdings (Hong Kong) Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Units 811-812, 8th Floor, Wing On Plaza, No. 62 Mody Road, Tsimshatsui, Kowloon |
| Website: |
www.gf.city / www.gfla2016.com |
| Remarks: |
The company is not associated with GF Securities (Hong Kong) Brokerage Limited, an SFC licensed corporation. It is apparently associated with Global Future City Holdings Inc., an unlicensed company on the SFC’s Alert List. The company has given the above Hong Kong address but it does not seem to be operating there now. |
| Add date: |
6 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Futures Transaction Investment Limited |
| Type: |
Unlicensed entities |
| Website: |
www.gftinvestment.com |
| Remarks: |
The company appears to target investors in Mainland China. |
| Add date: |
27 Apr 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Investment Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
International Finance Centre, 1 Harbour View Street, Hong Kong |
| Website: |
i) www.gihhk.com
ii) www.globalinvesthk.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses three bank accounts in the name of Homex International (HK) Limited, Sinta Trading Limited and Vaha Trade Limited for settlement. |
| Add date: |
13 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Investments (Far East) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Global House, 235/15 Sukhumvit 31, Sukhumvit Road, Bangkok 10110, Thailand
(ii) 10th Floor, Unga House, Muthithi Road, Westlands, Nairobi, Kenya
(iii) GILA, S.A. de C.V. , Cantu 9 Office 704, Colonia Nueva Anzures, Miguel Hidalgo, C.P. 11590 Mexico DF
(iv) Teleport Business Park, Calle 113 No.7-21, Torre A Piso 11, Bogota, Colombia
(v) Edificio Candelaria Corporate, Rua Candelaria, 65, 16th Floor, Centro, Rio De Janeiro, Brazil
|
| Website: |
www.globalinvestments.net |
| Remarks: |
The company is apparently associated with Global Investments International Limited, another unlicensed entity on the Alert List. |
| Add date: |
21 Jul 2015 |
| Last Update Date: |
1 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Investments International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Global House, 235/15 Sukhumvit 31, Sukhumvit Road, Bangkok 10110, Thailand
(ii) 10th Floor, Unga House, Muthithi Road, Westlands, Nairobi, Kenya
(iii) GILA, S.A. de C.V. , Cantu 9 Office 704, Colonia Nueva Anzures, Miguel Hidalgo, C.P. 11590 Mexico DF
(iv) Teleport Business Park, Calle 113 No.7-21, Torre A Piso 11, Bogota, Colombia
(v) Edificio Candelaria Corporate, Rua Candelaria, 65, 16th Floor, Centro, Rio De Janeiro, Brazil
|
| Website: |
www.globalinvestments.net |
| Remarks: |
The company is apparently associated with Global Investments (Far East) Limited, another unlicensed entity on the Alert List. |
| Add date: |
21 Jul 2015 |
| Last Update Date: |
1 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Investor Commission |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Hopewell Centre, 183 Queen’s Road East, Hong Kong. |
| Website: |
www.gicomm.com |
| Remarks: |
The entity gives the above incomplete Hong Kong address and falsely claims to oversee and regulate the securities industry. |
| Add date: |
10 Oct 2011 |
|
| Name: |
Global Investor's Network System |
| Type: |
Unlicensed entities |
| Website: |
www.ginsystem.com |
| Add date: |
1 Jun 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Market Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company uses the address of a business centre in Hong Kong. |
| Remarks: |
The company used a bank account in Hong Kong to settle transactions. |
| Add date: |
28 Jul 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Market Group LLC |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address in US. |
| Remarks: |
The company previously made use of a bank account in Hong Kong in the name of Global Market Group Limited to settle transactions. |
| Add date: |
28 Jul 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Mercantile Advisors Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suite #1112, 1 Pacific Place
88 Queensway
Central
Hong Kong |
| Website: |
www.gmercadvisors.com |
| Remarks: |
The company uses the bank in the name of E-Trade International. It has also been reported as "General Mercantile Advisors Ltd". |
| Add date: |
13 Aug 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global One Foundation, Inc |
| Type: |
Unlicensed entities |
| Address(es): |
18352 Dallas Parkway
Suite 136-205
Dallas, Texas 75287 |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
5 May 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Option Solutions |
| Type: |
Unlicensed entities |
| Address(es): |
32/F, Tower 1, Millennium City 1
388 Kwun Tong Road
Kwun Tong, Kowloon, Hong Kong |
| Website: |
www.globaloptionsolutions.com |
| Remarks: |
The company claimed to have a Hong Kong address which belongs to a business centre. Its sales representatives tried to solicit investors to invest in products offered by the Hong Kong Options and Futures Exchange (HKOFX), a fake market operator on the Alert List. The company uses a bank account in Hong Kong in the name of Adept Group Incorporation for settlement. |
| Add date: |
14 May 2010 |
| Last Update Date: |
1 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Option Trading Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
42/F China Online Centre
333 Lockhart Road
Wanchai, Hong Kong
14/F 253 Sukhumvit Soi 21
Asoke Road, Bangkok 10110
Thailand |
| Add date: |
30 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Options Group |
| Type: |
Unlicensed entities |
| Address(es): |
55 South Vale #305, Arlington Heights, Illinois 60005, USA
201 South Biscayne Boulevard, Miami, Florida, 33131, USA
16/F, Bank of America Tower, 12 Harcourt Road 2 Central, Hong Kong
3705, Bank of America Tower, 12 Harcourt Road Central,
Hong Kong |
| Website: |
www.globaloptions.org
www.globalcgp.com
www.globaloptions.be |
| Remarks: |
The company gives the above address in Hong Kong but it is not located there. It represents that it has merged with Global Commodities Inc. and the name of Global Commodities Inc. is currently used. Also, it uses a bank account in Hong Kong in the name of Globe Alliance Limited. The fourth address in Hong Kong given above belongs to a secretarial company. |
| Add date: |
15 Dec 2004 |
| Last Update Date: |
19 Sep 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Oriental |
| Type: |
Unlicensed entities |
| Address(es): |
8th Floor, Bank of America Tower
12 Harcourt Road
Central, Hong Kong
The company represents it has offices or mail addresses in Singapore as well. |
| Add date: |
5 Dec 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Reach Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, ICBC Tower, 3 Garden Road, Central, Hong Kong |
| Website: |
www.globalreachassetmanagement.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. |
| Add date: |
23 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Span Asia |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, Finance Street, Central, Hong Kong, China |
| Website: |
www.gspanasia.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
20 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Strategy Capital Markets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 63/F, Hopewell Centre, 183 Queen’s Road East, Hong Kong
ii) 9/F, Goodfit Commercial Building, 7 Fleming Road, Wanchai, Hong Kong
|
| Website: |
www.gscm-limited.com |
| Remarks: |
The company gives the above two Hong Kong addresses but is not located there. It uses two bank accounts in Hong Kong in the names of Hamtron Limited and Dalerich Limited for settlement. It is apparently associated with Hong Kong Stock Transfer Registry, a fake market operator on the Alert List. |
| Add date: |
6 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Strategy Management |
| Type: |
Unlicensed entities |
| Address(es): |
37/F, Pacific Place, 88 Queensway
Hong Kong |
| Website: |
www.global-strategy-management.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
19 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Sun Solutions |
| Type: |
Unlicensed entities |
| Address(es): |
16/C, China Resources Building
5001 Shennan Road, East Shenzhen, 518010 China
|
| Website: |
www.globalsunsolutions.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Alfredson Limited for settlement. |
| Add date: |
10 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Surveys |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in Thailand. |
| Add date: |
20 Dec 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Transfer Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
66 Mody Road, Tsim Sha Tsui East
Kowloon, Hong Kong |
| Website: |
www.globaltransfercorp.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of H & M Trading Co Ltd for settlement and is apparently associated with Evans and Stern Corporation, another unlicensed entity on the Alert List. |
| Add date: |
9 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Wealth Asia |
| Type: |
Unlicensed entities |
| Address(es): |
Room 709-710, 7/F, Tower 1, Silvercord, 30 Canton Road,
Tsim Sha Tsui, Kowloon, Hong Kong
|
| Website: |
www.globalwealthasia.com |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. |
| Add date: |
12 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Wealth Center |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 806, Rua do Campo, n.o 78, China Construction Commercial Building, Macau
ii) 801 Block A, Jiuzhou Middle Ave, Xiangzhou Qu, Zhuhai Shi, Guangdong Sheng, China, 519020 |
| Website: |
www.gwcmacau.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
4 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global Wealth Corporation Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global World Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Tower A, 223 Wai Yip Street,
Kwun Tong, Hong Kong |
| Website: |
www.globalworldacquisitions.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses bank accounts in Hong Kong in the name of SGS Global Ltd and Antek Global Ltd for settlement. |
| Add date: |
25 Mar 2011 |
| Last Update Date: |
30 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Global-FX / Global Partner HK Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Govant Building, Po BOX 1276, Port Vila, Vanuata
(ii) Room 101, 11F, Manhattan Centre, 8 Kwai Cheong Road, Kwai Chung, NT
|
| Website: |
www.gl-forex.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
10 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Globalview Consulting Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.global-vw.com |
| Remarks: |
The company is apparently associated with Grandeur International Group Limited, Quantum Benchmark Corporation, Wise Planning Co Ltd. and Chang Sha Quantum Enterprise Management Consulting Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gloucester Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) The Sun’s Group Centre, Level 22, 189 Gloucester Road, Wanchai, Hong Kong
ii) Unit 18C, 217-218 Gloucester Road, Wanchai,
Hong Kong |
| Website: |
https://gloucestergroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Dec 2018 |
| Last Update Date: |
8 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GMO Global |
| Type: |
Unlicensed entities |
| Address(es): |
11th Fl, DaVinci Shiba Park Bldg, 4-1, Shiba Koen 2-chome
Minato-ku, Tokyo 105-0011, Japan |
| Website: |
www.gmo-global.net |
| Remarks: |
The company uses a Hong Kong bank account in the name of Cheerlife Corporation Limited for settlement. |
| Add date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Godwynn International |
| Type: |
Unlicensed entities |
| Address(es): |
18/F & 19/F, International Finance Centre
Harbour View Street
Central, Hong Kong
Bankers Hall
10th floor Bankers Hall West
888, 3rd Street
T2P 5C5 Calgary
Canada
Joachimistaler Strasse 15
10719 Berlin
Germany
Singapore Centennial Tower
Level 21
Temasek Avenue
039190 Singapore
Boulevard Royal 26
2449 Luxembourg
Central Empressarial Torres de Lisboa
Rua Toms da Fonseca
Torre G
1600-209 Lisbon
Portugal |
| Add date: |
18 Jun 2003 |
| Last Update Date: |
8 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gold Bull Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 503, 5/F, Tower 2, Lippo Centre, Admiralty, Hong Kong |
| Website: |
www.goldbullcapital.com |
| Remarks: |
The company gave the above Hong Kong address but it is no longer located there. |
| Add date: |
24 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gold Effortlessly Global Development Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 1805-1806, 18th Floor, Hollywood Commercial Centre, 610 Nathan Road, Hong Kong
(ii) Sea Meadow House, Blackburne Highway, Road Town, Tortola, British Virgin Islands
(iii) William Buck, Level 1, 38 Whitaker Place, Auckland Central, Auckland, New Zealand
|
| Website: |
(i) en.jygold.net
(ii) www.hj9999.hk
(iii) www.jygold.net |
| Remarks: |
The Company’s Hong Kong address belongs to a business centre. |
| Add date: |
25 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Golden Bridge Merchant Bank |
| Type: |
Unlicensed entities |
| Address(es): |
Level 69, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.goldenbridgemerchantbank.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
27 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Golden Financial Service Limited / Golden Financial Solutions Limited / Golden Financial Solutions (Service) Ltd / Golden Financial FINANCIAL PTY LTD / Golden Financial / GDFX |
| Type: |
Unlicensed entities |
| Address(es): |
N/A |
| Website: |
i) www.gdfxuk.com
ii) www.golden-financial.com |
| Remarks: |
The company falsely claims to have an office in Hong Kong. |
| Add date: |
4 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Golden Global Investment Limited |
| Type: |
Unlicensed entities |
| Website: |
www.golden-finance.com |
| Remarks: |
The company appears to target Chinese investors to trade in leveraged foreign exchange contracts, index futures and precious metals. |
| Add date: |
17 Dec 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Golden Grand Global Holding Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
9/F., Amtel Building, 148 Des Voeux Road Central, Hong Kong |
| Website: |
www.ggfsg.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
23 Apr 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Golden Mansion Global Financial Investment Limited / Golden Palace Global Financial Investment Limited / Golden Palace Global Limited / Jin Dian Global / Golden Mansion Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Level 4, 228 Queen Street, Auckland 1010, New Zealand
ii) Level 20, One IFC, 1 Harbour View Street, Central, Hong Kong
|
| Website: |
1) www.jdhq.hk
2) www.hkjdhq.com
3) www.jdhqgw.com
4) www.jdhqvip.hk
5) www.jdhqsz.cn
6) www.jcovm.com
7) www.cdcjzjjt.com
8) www.jdhqv.com
9) www.yefor.net
10) www.csjdhq.com
11) www.jdhqjr.com
12) www.zhangshizhong.win
13) www.ltqh8.com
14) www.dasweng.com
15) www.qncybf.com
16) www.sm1.haodai29.com
17) www.cq13907112.icoc.me |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
9 May 2017 |
| Last Update Date: |
18 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Golden Wealth Group |
| Type: |
Unlicensed entities |
| Address(es): |
2806-10, Level 28, Two Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.goldenwealthgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldenberg Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with Options and Futures Trading Limited which is also an unlicensed entity on the Alert List. |
| Add date: |
15 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldenway Investments |
| Type: |
Unlicensed entities |
| Address(es): |
54/F Two International Finance Centre
8 Finance Street, Hong Kong |
| Website: |
www.goldenwayinvest.com |
| Remarks: |
The company's Hong Kong address is invalid. It claims that it is regulated by the International Securities Exchange Commission, a fake regulator on the Alert List. The above company is not associated with Goldenway Investments (HK) Limited, an SFC licensed corporation. |
| Add date: |
10 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldex Asia Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 9 & 10, Central Building, 1-3 Pedder Street, Central, Hong Kong |
| Website: |
www.goldexasia.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Max Global Bullion Ltd., Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldman Investing |
| Type: |
Unlicensed entities |
| Address(es): |
1. Mappin House, Oxford Street, London, W1F 8HF.
2. MBFC Tower 3, 17/F, 12 Marina Boulevard, Singapore, 018982.
3. Frankfurt Alte Oper, Ander Welle 4, 60322, Frankfurt.
4. 30/F & 31/F, Entertainment Building, 30 Queen’s Road Central, Hong Kong.
5. Level 10, 20 Martin Place, NSW 2000.
|
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldman Sachs Asia Investment Management (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Flat A, 6/F
Go-Up Commercial Building
998 Canton Road
Mongkok, Kowloon
Hong Kong |
| Remarks: |
The company is not owned or controlled by or associated with Goldman Sachs (Asia) L.L.C. |
| Add date: |
26 Sep 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldmany (Hong Kong) |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1301, 13/F, West Tower
Shun Tak Center
Sheung Wan, Hong Kong |
| Website: |
www.goldmany.com |
| Add date: |
8 Sep 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Goldmill Wagner Associates |
| Type: |
Unlicensed entities |
| Address(es): |
6/F, El Centro Colon, Av. Central & 40th Street, San Jose, Costa Rica
30/F, ASEM Tower, 159 - 1 Samsung - Dong, Kangnam - Ku Seoul 135-798, Korea |
| Website: |
www.goldmillwagner.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of GWA Worldwide Limited. |
| Add date: |
8 Dec 2004 |
| Last Update Date: |
28 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Good Credit Assets Management Consultant Co. |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1205, 12/F, Sino Plaza
255 Gloucester Road
Causeway Bay
Hong Kong
Sri Lanka Liaison Office
No. 5, Ground Floor
Confidence Travel Building
St. Anthony's Road
Colombo 03
Sri Lanka
Head Office
Lot 20.01, 20/F, Wisma MPL
Jalan Raja Chulan
50200 Kuala Lumpur
Malaysia
Kota Kinabalu Branch
Suites 6.01, Level 6
MAA Tower
Lorong Api-Api
88800 Kota Kinabalu
Sabah
Malaysia
Suite 19A-1301, Business Suite
Level 13
UOA Centre 21, Jalan Pinang
50450 Kuala Lumpur
Malaysia
L5-8, Level 5, Menara MAA
86, Section 53
Jalan Central Timur
93300 Kuching
Sarawak |
| Website: |
www.esmartzbiz.com/services
www.trilliongold.com
www.gctrilliongold.com |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. The company uses a bank account in Hong Kong in the name of Good Credit Assets Management Consultant Co. The company is associated with Trilliongold Resources Sdn Bhd and Trilliongold International Resources. |
| Add date: |
5 Mar 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gordon Group Services |
| Type: |
Unlicensed entities |
| Address(es): |
12th Floor, 129 West 29th Street, New York, United States 10001 |
| Website: |
www.gordongroupservices.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Everbright Group Holdings Ltd for settlement. |
| Add date: |
4 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gordon Stanford Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Bank of America Tower
12 Harcourt Road, Central
Hong Kong |
| Remarks: |
The above address given by the company is incomplete. The company uses two bank accounts in Malaysia in the name of Pacific Capital Group & Management Ltd and PCG Management Services Inc. |
| Add date: |
5 Jul 2006 |
| Last Update Date: |
6 Nov 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gould Ventures Group |
| Type: |
Unlicensed entities |
| Address(es): |
Dah Sing Life Building, 99-105 Des Voeux Road Central, Hong Kong |
| Website: |
www.gouldventuresgroup.net
www.gouldventuresgroup.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Guo Xin Technology Corp for settlement. |
| Add date: |
10 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GQM International Group Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 1705A, 17/F, Tower 1, Silvercord, 30 Canton Road, Kowloon, Hong Kong
(ii) RM 2508A, 25/F, Bank of American Plaza, 12 Central Road, Hong Kong |
| Website: |
www.xinyamall.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located at the address (i) and the address (ii) is invalid. |
| Add date: |
26 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
GR Markets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rooms 7806-7808, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.grmarkets.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Grace Investment / Grace Investment L.L.C. |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Nanfung Centre, 64-98 Sai Lau Kok Rd, Tsuen Wan, Hong Kong
(ii) 747 Third Avenue, Floor 4, Manhattan, New York 10017, USA
(iii) Tokyo Shinjuku Park Tower, 29/F , Shinjuku Park Tower, Nishishinjuku 3-7-1, 163-1055 Tokyo, Japan
|
| Website: |
www.grace-invest.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Consortium Solutions International LLC, NEH Trading Limited and Regal Asset Trading Limited for settlement. It is apparently associated with DSW Enterprises L.L.P. (also known as DSW Partners) and Regal Investment (also known as Regal Investment LLC), both are unlicensed entities on the Alert List. |
| Add date: |
15 Jun 2017 |
| Last Update Date: |
28 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gramax Investment Club Limited |
| Type: |
Suspicious websites |
| Website: |
www.gramaxinvestmentclub.com |
| Add date: |
12 May 2006 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Granada Capital |
| Type: |
Unlicensed entities |
| Address(es): |
One Island East Centre, 14-16 Westlands Road, Taikoo Place, Hong Kong
12/F, Ruttonjee House, 11 Duddell Street, Central |
| Website: |
www.granadacapital.com |
| Remarks: |
The company gives the above Hong Kong addresses but they are either incomplete or belong to a secretarial firm. |
| Add date: |
23 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Grand Capital Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
250 West 57th Street
New York, NY 10107 |
| Website: |
www.grandcapinc.com |
| Remarks: |
The company uses a bank account in the name of Bernard Kaplan in Hong Kong. |
| Add date: |
8 May 2007 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Grand Pacific Equity Limited |
| Type: |
Unlicensed entities |
| Address(es): |
50/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong |
| Website: |
www.gpequity.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Grandeur International Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 2103, 21/F, Sino Centre, 582 Nathan Road, Mongkok, Kowloon, Hong Kong |
| Website: |
www.grandeur-group.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with Quantum Benchmark Corporation, Globalview Consulting Co., Ltd., Wise Planning Co Ltd. and Chang Sha Quantum Enterprise Management Consulting Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Grandtag FBI (China) Wealth Management Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit D, 16/F, One Capital Place, 18 Luard Road, Wan Chai, Hong Kong
ii) 廣州市天河區黃埔大道西100號富力盈泰廣場(Chinese address only)
|
| Website: |
www.hkfbi.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
26 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Granite Consolidated |
| Type: |
Unlicensed entities |
| Address(es): |
22 Queen's Road Central
Hong Kong |
| Website: |
www.graniteconsolidated.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
12 Feb 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gravitas Enterprises Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsimshatsui, Kowloon, Hong Kong |
| Website: |
www.gravitas-fd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Great Wall Asset Management Corp |
| Type: |
Unlicensed entities |
| Address(es): |
65 Lei King Road, Sai Wan Ho, Hong Kong |
| Website: |
www.greatwallcorp.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Four Management Limited for settlement. |
| Add date: |
23 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Green Seed Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1 Harbour View Street, Central, Hong Kong |
| Website: |
www.greenseedcapital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account for settlement. |
| Add date: |
25 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Greenberg International Law & Tax Advisory |
| Type: |
Unlicensed entities |
| Address(es): |
i) One Constitution Plaza, Kinsley Street, Hartford, CT06103, the United States
ii) Roppongi Hills Mori Tower, 6-10-1 Roppongi, Minato Tokyo, Japan
|
| Website: |
www.greenbergtaxandlaws.com |
| Remarks: |
The company is apparently associated with Royal Asia Stock Transfer Services, an unlicensed entity on the Alert List. |
| Add date: |
15 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Greenwich Asia |
| Type: |
Unlicensed entities |
| Address(es): |
22/F Times Square Tower 2, 1 Matheson Street, Causeway Bay, Hong Kong |
| Website: |
www.greenwichasia.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
15 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Greenwich Trust |
| Type: |
Unlicensed entities |
| Address(es): |
Tai-on Building
65, 67 Shay IC Wan
Sai Wan Ho
Hong Kong Isaud Road |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
2 Apr 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Greenwyn M&A |
| Type: |
Unlicensed entities |
| Address(es): |
i) Lippo Centre, 89 Queensway, Hong Kong
ii) 54F Two International Finance Centre, 8 Finance Street, Hong Kong |
| Website: |
www.greenwyn.com |
| Remarks: |
The company’s Hong Kong address (i) is incomplete and address (ii) is invalid. |
| Add date: |
2 Nov 2010 |
| Last Update Date: |
13 Mar 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Guangcai Fund Management Limited/Guangcai Fund Managemeng Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2407, China Resources Building, 26 Harbour Road, Wanchai |
| Website: |
www.cngcfund.com |
| Add date: |
1 Aug 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Guangzhou Commodity Exchange / Guangzhou COM / GZ COM |
| Type: |
Unlicensed entities |
| Address(es): |
China West Furtune Plaza, 113 TiyuDong Rd., 510620 Guangzhou, Guangdong, China |
| Website: |
www.gzcom.org |
| Remarks: |
The company is apparently associated with Hemmington Capital Markets, another unlicensed entity on the Alert List. |
| Add date: |
9 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Guardex Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address at Bank of America Tower, Central, Hong Kong which belongs to a business centre. |
| Website: |
www.guardexholdings.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of GuardexHoldings Limited. |
| Add date: |
6 Jul 2005 |
| Last Update Date: |
5 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Guardian Trust Company (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
17/F Wheelock House, 20 Pedder Street, Central, Hong Kong |
| Website: |
http://guardiantrustcompany.com
http://www.guardiantrustcompany.com.hk |
| Add date: |
2 Jun 2011 |
| Last Update Date: |
6 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Guidepost Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
41G, Ko Fung Court, Harbour Heights, 5 Fook Yum Road, North Point, Hong Kong |
| Website: |
www.guidepostinvestmetns.com |
| Remarks: |
The Hong Kong address provided on its website is a private residential address. |
| Add date: |
9 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Gulf FX Investments / Gulf FX Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Canary Wharf Group, 20 Canada Square, Canary Wharf, London E14 5NN, the UK
ii) 90 King Street, Sydney NSW, Australia
iii) 14 Boulevard Haussmann, Paris, France
iv) 11-1, Nihonbashi 3-chome, Chuo-ku, Tokyo 103-0027 |
| Website: |
www.gulffx.com |
| Remarks: |
The company falsely claims to be regulated by the Securities and Futures Commission. |
| Add date: |
20 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Guwisdom Financial Holding (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4B, Kingswell Commercial Building, 171-173 Lockhart Road, Wanchai, Hong Kong
|
| Website: |
www.gzjr.hk |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
19 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
H-Fund Finance Management Consultant Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1611, 16/F Wealth Commercial Centre
42-56 Kwong Wa Street, Mong Kok
Kowloon, Hong Kong |
| Website: |
www.hfund.hk |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
18 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
H-T-I Corporation/Hongkong Trading International Corp Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
AIA Tower, 183 Electric Road, North Point, Hong Kong |
| Website: |
www.h-t-i.hk |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Baolai International (Hong Kong) Co., Limited, BOYI HK lnternational Trade Co., Limited, Changhongda Limited, DG Consultancy Limited and Kimsfer Interntional Co., Limited for settlement. |
| Add date: |
2 Aug 2016 |
| Last Update Date: |
1 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hallmark Financial Solutions / Hallmark Finance Solutions |
| Type: |
Unlicensed entities |
| Address(es): |
i) Floor 8, International Commerce Center, 1 Austin Road West, Hong Kong
ii) 4 Triton Square, Regents Place, London NW1 3HG, UK
iii) 42/44 Bishopsgate, City of London EC2N 4AH, UK
iv) Level 41 Emerates Towers, Sheikh Zayed Road, Dubai, UAE |
| Website: |
www.hallmarkfsg.com / www.hallmarkfinance.co.uk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hamburg Capital |
| Type: |
Unlicensed entities |
| Address(es): |
21st Flr, C.M.A. Building, 64 Connaught Road, Central, Hong Kong
|
| Website: |
www.hamburgcapital.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
16 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hamilton Financial Services |
| Type: |
Unlicensed entities |
| Address(es): |
Admiralty Centre Tower 2, 18 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.hamilton-fs.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hamilton Frasier Group |
| Type: |
Unlicensed entities |
| Add date: |
12 Feb 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hamilton Wealth Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
i) Top Glory Tower, 262 Gloucester Road, East Point, Hong Kong
ii) 18 King William St, London, EC4N 7BP, U.K. |
| Website: |
www.hamiltonwealthadvisors.com/ |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Haina Chuangzhan Tech (HK) Limited, MUH Holdings Limited, PDG Trading Limited and Yilong Trade Co., Limited for settlement. |
| Add date: |
12 Jan 2018 |
| Last Update Date: |
24 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hamilton, Gardiner & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
71, Moody Road
Tsim Sha Tsui, Kowloon
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
17 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hammond Capital |
| Type: |
Unlicensed entities |
| Address(es): |
China Online Centre, 333 Lockhart Road, Wanchai, Hong Kong |
| Website: |
www.hammondcapital.com |
| Remarks: |
The company gives the above Hong Kong address, but it is an incomplete address. It uses two bank accounts in Hong Kong in the names of Lux Dragon (HK) Limited and SB Group International Limited for settlement. |
| Add date: |
12 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hang International |
| Type: |
Unlicensed entities |
| Address(es): |
88/F, Section 5, International Commerce Centre,1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.hanginternational.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Commodity Options Security Exchange, a fake market operator on the Alert List. |
| Add date: |
6 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hang Seng Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1401, Floor 14, Chinachem Exchange Square
1 Hoi Wan Street, Quarry Bay, Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. Hang Seng Financial is not related to Hang Seng Bank, Limited, which is a licensed bank incorporated in Hong Kong. |
| Add date: |
10 Aug 2010 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hang Seng Small Cap Exchange / HS-EX |
| Type: |
Suspicious websites |
| Address(es): |
N/A |
| Website: |
www.hs-ex.com |
| Remarks: |
N/A |
| Add date: |
20 Mar 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hans Bernauer |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 6601, The Centre, 99 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.hansbernauer.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hantec Group Asset Management Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is not associated with the SFC licensed corporation, Hantec Asset Management Limited. |
| Add date: |
22 Dec 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harper Mills and Paige Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2703, Tower 1,
Admiralty Centre, 18 Harcourt Road
Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
9 Jan 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harris & James Company Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, Hopewell Centre, 183 Queens Road East, Wanchai, Hong Kong |
| Website: |
www.harris-james.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
14 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harris James Associates |
| Type: |
Unlicensed entities |
| Address(es): |
80 Broad Street, New York, NY10004, USA |
| Website: |
www.harrisjamesassociates.com |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harrison Lee Partners |
| Type: |
Unlicensed entities |
| Address(es): |
82 Winglok Street
Hong Kong |
| Website: |
www.harrisonlee.com |
| Add date: |
8 Feb 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hartford Group International |
| Type: |
Unlicensed entities |
| Address(es): |
Taipei Hsin Yi Center, 16/F, No 89 Songren Road, Taipei Xinyi District, Taipei City, Taiwan |
| Website: |
www.hartfordgroupinternational.org |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
13 May 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hartford Partners |
| Type: |
Unlicensed entities |
| Address(es): |
88 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.hartford-partners.com |
| Remarks: |
The company gives the above incomplete Hong Kong address. It uses another entity called Chen Parker Transfer Agency and a Hong Kong bank account in the name of Geonet Exim for settlement. |
| Add date: |
27 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hartix Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2105, 21/F, Wing On Centre, 111 Connaught Road, Central, Hong Kong |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. It acts as the settlement agent of Levin Mayer and Shanghai Mercantile Exchange, both are unlicensed entities on the Alert List. |
| Add date: |
10 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hartmann and Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Level 27, One Exchange Square Tower
8 Connaught Place, Central, Hong Kong |
| Website: |
www.hartmannpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Feb 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harvard Moore Pte Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
It uses a Singapore address. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harver Group |
| Type: |
Unlicensed entities |
| Address(es): |
26F, Nihonbashi Mitsui Tower 1-1, 2, Nihonbashi-Muromachi, 103-0022 Chuo-ku, Tokyo, Japan |
| Website: |
www.harvergroup.com |
| Remarks: |
The company uses five Hong Kong bank accounts in the names of SEAI Holdings Limited, SSEAH Enterprise Limited, AFG Holdings Limited, SAC Holdings Limited and EFTTE Limited for settlement. It is apparently associated with Marvont Group, another unlicensed entity on the Alert List. |
| Add date: |
2 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harvest Asset Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
102 Des Voeux Rd Central, Wan Chai, Hong Kong |
| Website: |
www.harvestassetholdingsltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses Hong Kong bank accounts in the names of Bonway Group Holdings Limited, Ecom Limited, Ming Trading and Yirun Technology Ltd for settlement. |
| Add date: |
20 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Harvest International Consortiums Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 503, 5/F, Silvercord Tower 2, Tsim Sha Tsui, Hong Kong |
| Website: |
(i) www.hif-india.com
(ii) www.hifindia.net
(iii) www.hicfx.com
(iv) www.hif.co.id |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It uses a bank account in Hong Kong for settlement. |
| Add date: |
7 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hasegawa Financial Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Sunshine 60 Building, 3-1-1 Higashi-lkebukuro, Tokyo, Japan |
| Website: |
www.hasegawa-financial-holdings.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Elantra Limited for settlement. It is apparently associated with Manniworth Co Ltd, another unlicensed entity on the Alert List. |
| Add date: |
3 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HC Capital Asia |
| Type: |
Unlicensed entities |
| Address(es): |
20/F, One International Finance Center, 1 Harbour View Street Central, Hong Kong |
| Website: |
www.hccapitalasia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HC Capital Trust |
| Type: |
Unlicensed entities |
| Address(es): |
20/F, One International Finance Center, 1 Harbour View Street, Central, Hong Kong
|
| Website: |
www.hccapitaltrust.com |
| Remarks: |
The company provides the above address but it is not located there. |
| Add date: |
10 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HCF Financial Service Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Ground Floor, International Finance Center, Central, Hong Kong
|
| Website: |
www.hcfservice.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
28 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
He-Xin Finance and Investment |
| Type: |
Unlicensed entities |
| Address(es): |
141 Des Voeux Road Central
Central, Hong Kong |
| Website: |
www.hexincopy.com |
| Remarks: |
The company gives the above address on its website but it is not located there. |
| Add date: |
23 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Heathway Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2207-9
Tower Two, Lippo Centre
89 Queensway, Admiralty
Hong Kong |
| Website: |
www.heathwayescrow.com |
| Remarks: |
Heathway Limited is not located at the above address as claimed. In addition, it also acted as an escrow agent for IRS & Partners, another unlicensed entity on the Alert List. |
| Add date: |
19 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hemmington Capital Markets |
| Type: |
Unlicensed entities |
| Address(es): |
West Business Centre, 11/B Finance Street, 852-2118 Central Hong Kong |
| Website: |
www.hemington-cm.com |
| Remarks: |
The company‘s Hong Kong address is invalid. It is apparently associated with another unlicensed entity, which is known as Guangzhou Commodity Exchange, Guangzhou COM, or GZ COM on the Alert List. |
| Add date: |
9 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HenryFX |
| Type: |
Unlicensed entities |
| Address(es): |
11/F, AXA Centre, 151 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.henry-fx.com |
| Remarks: |
The Hong Kong address provided on the website belongs to a business centre. |
| Add date: |
6 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hentsch & Muller |
| Type: |
Unlicensed entities |
| Address(es): |
60 Mody Road, Tsim Sha Tsui East
Kowloon, Hong Kong |
| Website: |
www.hentsch-muller.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
29 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Herise Invest Limited |
| Type: |
Suspicious websites |
| Address(es): |
23rd Floor, New World Tower
18 Queen's Road Central
Hong Kong |
| Remarks: |
The company's website appears to be a fake website of Bear Bright Limited, which is an SFC licensed corporation with a legitimate website at www.bearbright.com. |
| Add date: |
22 Apr 2004 |
| Last Update Date: |
5 May 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Heritage Provident |
| Type: |
Unlicensed entities |
| Address(es): |
28th Floor, The Center, 99 Queen’s Road Central, Central, Hong Kong |
| Website: |
N/A |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hero Elegant Global Services Limited |
| Type: |
Unlicensed entities |
| Address(es): |
One International Finance Centre
1 Harbour View Street, Central
Hong Kong |
| Website: |
www.heroglobal.com.cn |
| Remarks: |
The company provides an incomplete Hong Kong address as above. |
| Add date: |
9 Nov 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Herrington Global |
| Type: |
Unlicensed entities |
| Address(es): |
Taikoo Business Centre, West Tower, 971/B King's Road, Quarry Bay, Hong Kong |
| Website: |
www.herrington-global.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
24 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hersh Edelman |
| Type: |
Unlicensed entities |
| Address(es): |
19/2 Des Voeux Road Central, Hong Kong |
| Website: |
www.hersh-edelman.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
12 May 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hesketh Leihner |
| Type: |
Unlicensed entities |
| Address(es): |
Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan, Hong Kong |
| Website: |
http://hesketh-leihner.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Beijing Futures Exchange, a fake market operator on the Alert List. |
| Add date: |
19 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HF JR Finance (Asia) Limited |
| Type: |
Suspicious websites |
| Address(es): |
27/F, The Gateway Tower 3, Prudential Tower, 21 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.hf1188.com |
| Remarks: |
The Hong Kong address provided on the website belongs to a service apartment. |
| Add date: |
19 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
HFJR Financal Investment Inc |
| Type: |
Suspicious websites |
| Address(es): |
Headquarters 1 Queens Road, HSBC Main Building, Central |
| Website: |
www.hf8000.com |
| Remarks: |
The company is not located at the above Hong Kong address. It is apparently associated with HF JR Finance (Asia) Ltd, another entity on our Alert List. |
| Add date: |
9 Oct 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
HFJR Financal Investment Inc |
| Type: |
Suspicious websites |
| Address(es): |
Headquarters 1 Queens Road, HSBC Main Building, Central |
| Website: |
www.hf2222.com |
| Remarks: |
The company is not located at the above Hong Kong address. It is apparently associated with HF JR Finance (Asia) Ltd, another entity on our Alert List. |
| Add date: |
9 Oct 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hillgrand Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 2/F, Yau Tak Building, 167 Lockhart Road, Wan Chai, Hong Kong
ii) 270 Park Avenue, New York, NY 10017, US
iii) Unit 23 Fusion at Magna, Magna Way, Rotherham, South Yorkshire S60 1FE, UK
iv) Nürnberger Straße 13 10789, Berlin, Deutschland
v) Rue de Rivoli 21007, Paris, France
vi) Otemachi-Nomura Bldg. 19F 2-1-1 Otemachi Chiyoda-ku, Tokyo, 100-0004 Japan
|
| Website: |
www.hglfox.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hilton & Frank Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Aubin House, 151-152 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.hiltonfrankholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hirsche Private Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. 31-33 Ng Fong Street, San Po Kong, Hong Kong
2. 27 Old Gloucester St, London, WC1N 3AX, UK
3. South Church Street, George Town, Grand Cayman, KY1-1104, Cayman Islands
4. 28/F, No.66 Sec.1 Zhongxiao W. Rd., Zhongzheng Dist., Taipei City 10018, Taiwan
|
| Website: |
www.hirsche.co.uk |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
5 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HIS Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
Hong Leong Industrial Complex
4 Wang Kwong Road
Kowloon Bay, Kowloon
Hong Kong |
| Website: |
www.hiscommodities.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 Mar 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hk Baoma Avenue International Group Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm. 19C, Lockhart Centre, 301-307 Lockhart Road,
Wan Chai, Hong Kong |
| Website: |
www.yy125.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with China Deng Shilei Care Association Company Limited, another unlicensed entity on the Alert List. |
| Add date: |
18 Sep 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Dudian International Investment Group Co., Limited /HK Gudian International Investment Group Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. Room 3, 27/F., Ho King Commercial Centre, No. 2-16 Fa Yuen Street, Mong Kok, Kowloon, Hong Kong.
2. 1708, Block A, Bank of America Tower, 12 Harcourt Road, Central and Western District, HKSAR.
3. Room 2908, 29/F., Bank of America Tower, 12 Harcourt Road, Hong Kong.
|
| Website: |
www.i-gud.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
21 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Easen Financial Holding Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, No. 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.easen.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Eastern Culture Property Exchange Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Hongkong Wan Chai Lockhart Road No. 315 - 321 Luo based center 23 floor room C |
| Website: |
www.ecae.hk |
| Remarks: |
The company gives the above Hong Kong address on its website but it is not located there. |
| Add date: |
24 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Equity Fund Limited |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, 8 Wyndham Street, Central, Hong Kong |
| Website: |
www.hkequityfund.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Jenell Group Limited for settlement. |
| Add date: |
10 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Financial Fiduciary Services |
| Type: |
Unlicensed entities |
| Address(es): |
- - |
| Website: |
- - |
| Remarks: |
The company is apparently associated with Holland Financial Fiduciary Services, Netherlands, an unlicensed entity on the Alert List. |
| Add date: |
20 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Guojing Investment Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. Unit 4, 7/F, Bright Way Tower, No 33 Mongkok Road, Kowloon, Hong Kong
2. Room 627, No 47 Guanxiang, Xiacheng District, Hangzhou, China
|
| Website: |
www.hkmzqh.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
24 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Jin Yu Heng Tong Investment Co Limited / HK Jin Yu Heng Tong Investment Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 5901, The Landmark, 15 Queen's Road Central, Hong Kong
ii) Chase Business Centre (CHD), 39-41 Chase Side, London, England N1 5BP |
| Website: |
i) www.jyht.co.uk
ii) www.jyht.hk
iii) www.vgem.com |
| Remarks: |
The company's Hong Kong address is invalid. It is not associated with Pictet Asset Management (Hong Kong) Ltd, an SFC-licensed corporation. |
| Add date: |
12 Jul 2013 |
| Last Update Date: |
4 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Kova Capital Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
- |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. The company is not associated with Goldman Sachs (Asia) L.L.C., an SFC licensed corporation. It is apparently associated with USA High Flourishing Group Fund Management Investment Limited and USA Hight Flourishing Group (Hong Kong) Fund Management Investment Limited, two other unlicensed entities on the Alert List. |
| Add date: |
22 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Pacific |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2001-03, 20/F Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong |
| Website: |
www.hk-pacific.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of Kennedy Brown International for settlement. It is apparently associated with Bergmann & Co. International, another unlicensed entity on the Alert List. |
| Add date: |
4 Aug 2011 |
| Last Update Date: |
19 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Private Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
- |
| Remarks: |
The company acts as the settlement agent for Swiss Private Capital Limited, another unlicensed entity on the Alert List. |
| Add date: |
16 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HK Xinhong |
| Type: |
Unlicensed entities |
| Address(es): |
N/A |
| Website: |
i) www.hongkong-xh.com
ii) www.hk-xinhong.com |
| Remarks: |
The company falsely claims to be regulated by the Securities and Futures Commission. |
| Add date: |
13 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HKForex (H.K.) Co. Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
36 Wang Kwong Road
Kowloon Bay
Hong Kong |
| Website: |
www.hkforex.com.cn |
| Remarks: |
The company is not associated with the SFC-licensed corporation, Hong Kong Forex Investment Limited. It claims to be regulated by the Financial Services Regulatory Authority which falsely claims to be a regulator in Hong Kong. The company provides the above incomplete Hong Kong address. |
| Add date: |
16 Apr 2008 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HKI Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1701, Fu Fai Commercial Centre,
27 Hiller Street, Sheung Wan, Hong Kong |
| Website: |
www.hkiconsultants.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HKIC Group |
| Type: |
Unlicensed entities |
| Address(es): |
31/F Chinachem Century Tower, 178 Gloucester Road, Wanchai, Hong Kong |
| Website: |
http://www.hkicgroup.com |
| Remarks: |
The above Hong Kong address belongs to a secretarial company. |
| Add date: |
23 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HKIC Systems Limited |
| Type: |
Unlicensed entities |
| Address(es): |
31/F Chinachem Century Tower, 178 Gloucester Road, Wanchai, Hong Kong |
| Remarks: |
The above Hong Kong address belongs to a secretarial company. |
| Add date: |
23 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HKOTC |
| Type: |
Fake regulators and/or market operators |
| Website: |
(i) www.hkotc.net
(ii) www.hkotcex.com |
| Remarks: |
This entity falsely claims to provide over-the-counter trading in Hong Kong. |
| Add date: |
13 Mar 2014 |
|
| Name: |
HMG Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
30-32/F
30 Queens Road Central
Hong Kong |
| Website: |
www.hmgholdingsltd.com |
| Add date: |
10 Feb 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hoden International Clearing |
| Type: |
Unlicensed entities |
| Address(es): |
E-Trade Plaza, 24 Lee Chung Street, Chai Wan, Hong Kong |
| Website: |
www.hodeninternationalclearing.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
6 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hodyer Asia / Hodyer Asia Assets Management Inc / Hoyder Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, Two Exchange Square, 8 Connaught Place, Hong Kong |
| Website: |
www.hoyderasia.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
8 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Holdings Universal |
| Type: |
Unlicensed entities |
| Address(es): |
18 Salisbury Road
Hong Kong |
| Website: |
www.holdingsuniversal.com |
| Remarks: |
The company gives the above address but it is not located there. It also uses bank accounts in Hong Kong in the names of Brinks Holdings Limited and China Union Group Limited. |
| Add date: |
8 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Holland Financial Fiduciary Services, Netherlands |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 811, Tsimshatsui Centre, East Wing, 66 Mody Road, East, Hong Kong |
| Website: |
- - |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with HK Financial Fiduciary Services, an unlicensed entity on the Alert List. |
| Add date: |
20 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hollerman & Company LLC |
| Type: |
Unlicensed entities |
| Address(es): |
110 East 59th Street, New York, NY 10022, USA |
| Website: |
www.hollermanllc.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the name of FSG & SGR Limited and Fortress Hill Limited for settlement. |
| Add date: |
20 Mar 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hollis Kookmin Financial |
| Type: |
Unlicensed entities |
| Address(es): |
i) 1000 de La Guachetiere Street West, Suite 2500, Montreal, Canada.
ii) 23/F Seocho, Garak Tower East, Seocho-dong, Seoul, South Korea.
|
| Website: |
www.hkfglobal.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Chantway International Limited, Hongkong Elisen Co Limited and TLD Industry HK Limited for settlement. It is apparently associated with Shinhan Daiwa Brokerage, another unlicensed entity on the Alert List. |
| Add date: |
22 Feb 2018 |
| Last Update Date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Honesty International Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 703, Kowloon Building
555 Nathan Road, Kowloon
Flat 8, 25/F, Cable TV Tower, 9 Hoi Shing Road, Tsuen Wan, New Territories |
| Website: |
www.hih168.com |
| Remarks: |
The company does not operate from the two above addresses. |
| Add date: |
6 Nov 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong & New Territories Futures Board |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
22nd Floor, Chater House
8 Connaught Road, Central
Hong Kong |
| Website: |
www.hktfb.com |
| Remarks: |
The company falsely claims to be a regulator in Hong Kong |
| Add date: |
20 Apr 2010 |
|
| Name: |
Hong Kong and Shanghai Securities Ltd |
| Type: |
Suspicious websites |
| Address(es): |
First Avenue
London
United Kingdom |
| Website: |
www.hkssl-uk.com |
| Remarks: |
The company is not associated with The Hongkong and Shanghai Banking Corporation Ltd or any of its subsidiaries. |
| Add date: |
1 Nov 2005 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Business Information Registry |
| Type: |
Suspicious websites |
| Website: |
www.hkbizreg.com |
| Remarks: |
The website is apparently associated with Windsor Finance Group, an unlicensed entity on the Alert List. |
| Add date: |
8 Oct 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1226, 12/F, 100 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.hkcgroup.co |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Commodities and Mercantile Exchange |
| Type: |
Suspicious websites |
| Address(es): |
88/F International Commerce Centre, 1 Austin Road West, Hong Kong |
| Website: |
http://hkcmx.hk |
| Remarks: |
The website with the above domain name is not associated with Hong Kong Mercantile Exchange, an SFC authorized provider of automated trading services. The exchange operator gives the above address but it is not located there. |
| Add date: |
30 Dec 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Commodity Trading Board |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hkctb.org |
| Remarks: |
The company falsely claims to be a regulator in Hong Kong. |
| Add date: |
21 Oct 2009 |
|
| Name: |
Hong Kong Dahua Capital International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
香港紅磡商業中心B座19E (Chinese address only) |
| Website: |
www.ysapp.cn |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
8 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Enterprise Equity Transfer Market Limited/ Hong Kong Enterprises Takeover Market Limited/HKOTC |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
(i) 21/F, One Harbour Square, 181 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong
(ii) 17/F, Block 2, Billion Plaza, 10 Cheung Yee Street, Lai Chi Kok, Kowloon, Hong Kong
(iii) 13/F, Jin Yuan Li De Investment Mansion, Guo Ji Qi Ye Main Street, Beijing Economic and Technological Development Area, Beijing, China
|
| Website: |
www.hongkongotc.com |
| Remarks: |
This entity gives the above Hong Kong addresses, but it is not located there. It falsely claims to be a market operator in Hong Kong.
|
| Add date: |
21 Sep 2017 |
|
| Name: |
Hong Kong Enterprises Equity Trading Centre Co, Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
www.hongkongeec.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
1 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Eshirong Financial Investment |
| Type: |
Unlicensed entities |
| Address(es): |
Room E, 88/F, Full Win Commercial Centre,
578 Nathan Road, Mongkok, Kowloon |
| Website: |
www.eshirong.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
11 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Fengying Holding Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 816, Admiralty Center Phase 2, 18 Harcourt Road, Hong Kong |
| Website: |
www.fengying.hk |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. |
| Add date: |
29 Mar 2018 |
| Last Update Date: |
3 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Finance |
| Type: |
Unlicensed entities |
| Address(es): |
31st Floor, Gloucester Tower
The Landmark, 15 Queen’s Road Central
Hong Kong |
| Website: |
www.hkfincn.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with The Asian Financial Services Authority, a fake regulator on the Alert List. |
| Add date: |
10 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Finance Authority |
| Type: |
Unlicensed entities |
| Address(es): |
38/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.financeauthority-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It appears to be related to Cystic Travel, a travel agency which claims to be located in Malaysia. |
| Add date: |
7 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Financial Securities Board |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
1 Connaught Road
Central, Hong Kong |
| Website: |
www.hkfsb.org |
| Remarks: |
The company falsely claims to be a statutory regulator in Hong Kong and provides the above incomplete Hong Kong address. |
| Add date: |
31 Mar 2009 |
|
| Name: |
Hong Kong Financial Services Authority |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hkfsa.org |
| Remarks: |
The company falsely claims to be a statutory regulator in Hong Kong. |
| Add date: |
31 Mar 2009 |
|
| Name: |
Hong Kong Financial Trading Authority |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
HK Diamond Exchange Building
8 Duddell Street
Central, Hong Kong |
| Website: |
www.hkfta.org |
| Remarks: |
The company falsely claims to be a regulator in Hong Kong and provides the above incomplete Hong Kong address. |
| Add date: |
15 Jul 2009 |
|
| Name: |
Hong Kong Foreign Financial Fund Company |
| Type: |
Unlicensed entities |
| Address(es): |
52th Floor, Two International Finance Centre
8 Finance Street, Central, Hong Kong |
| Website: |
www.foreignfinancial-hk.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
1 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Foreign Investments Trade Authority |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Nine Queen’s Road Central, 23rd Floor, Hong Kong |
| Website: |
http://hkfita.org |
| Remarks: |
The company falsely claims to be a regulator for the securities and futures markets in Hong Kong. It gives the above Hong Kong address but it is not located there. |
| Add date: |
11 Feb 2016 |
|
| Name: |
Hong Kong Franklin International Financial Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Room 1001, 10/F,
No. 71 Des Voeux Road Central,
Hong Kong
ii) Unit 04, 7/F, Bright Way Tower,
No. 33 Mongkok Road,
Kowloon, Hong Kong |
| Remarks: |
The company gives the above addresses but it is not located there. It is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. |
| Add date: |
1 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Futures Market Commission |
| Type: |
Fake regulators and/or market operators |
| Website: |
http://hkfmc.org |
| Remarks: |
The above entity falsely claims that it is an independent regulatory body that controls and supervises the financial system. |
| Add date: |
10 Aug 2010 |
|
| Name: |
Hong Kong Global Exchange Co. Ltd. |
| Type: |
Suspicious websites |
| Address(es): |
Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsimshatsui, Hong Kong |
| Website: |
www.hkglobalexchange.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Mar 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Gold Exchange |
| Type: |
Fake regulators and/or market operators |
| Website: |
http://www.hkgoldge.com |
| Remarks: |
The company falsely claims to operate an Exchange in Hong Kong specializing in precious metal trading. |
| Add date: |
9 Jun 2010 |
|
| Name: |
Hong Kong Goldman Sachs Financial Investment Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
58/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong |
| Website: |
http://gsjr222.com
www.151178.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company is not associated with Goldman Sachs (Asia) L.L.C., Goldman Sachs Futures (Asia) Limited and Goldman Sachs (Asia) Securities Limited, which are SFC licensed corporations. |
| Add date: |
21 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong HDI International Traders |
| Type: |
Unlicensed entities |
| Address(es): |
i) Hong Kong International Finance Centre Phase II 57F
ii) 1806, 18th floor, Block B, Danjong Bagg Center Building, Singapore |
| Website: |
www.hdicenters.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
23 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Hengxin Futures Investment Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Block A, 28 Luo Tower, 315-321 Lockhard Road, Wanchai, Hong Kong
|
| Website: |
1) www.hengxinqihuo.com
2) www.1hengxin.com |
| Remarks: |
The company gives an invalid Hong Kong address. |
| Add date: |
24 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Huanyu Futures Co, Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
www.huanyuqh.hk |
| Remarks: |
The company falsely claims on its website that it has obtained licence No. 2 from the SFC. It gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong International Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
40th Floor, Citibank Plaza, ICBC Tower, 3rd Garden Road, Central, Hong Kong |
| Website: |
www.hkiam.com.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Aug 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong International Board Financial Investment Group Company Limited |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
21/F, One Harbour Square, 181 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong |
| Website: |
(i) www.hkibw.com
(ii) www.hongkongib.com |
| Remarks: |
This entity falsely claims to operate three boards in Hong Kong for enterprises to get listed. It is apparently associated with Hong Kong International Board Group Limited, another fake market operator on the Alert List. |
| Add date: |
21 Sep 2017 |
|
| Name: |
Hong Kong International Board Group Limited |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
21/F, One Harbour Square, 181 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong |
| Website: |
(i) www.hkibw.com
(ii) www.hongkongib.com |
| Remarks: |
This entity falsely claims to operate three boards in Hong Kong for enterprises to get listed. It is apparently associated with Hong Kong International Board Financial Group Limited, another fake market operator on the Alert List. |
| Add date: |
21 Sep 2017 |
|
| Name: |
Hong Kong International Million Abundant Cultural Art Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 2809-12, 28/F, Office Tower, Convention Plaza, No.1 Harbour Road, Wan Chai, Hong Kong
(ii) 208, Jin Man Shang Wu Zhong Xin, 38 Hong Bao Lu, Luohu District, Shenzhen, China
|
| Website: |
new.hkwfatc.com |
| Remarks: |
The company previously gave the above Hong Kong address but it is no longer located there. It also used a bank account in Hong Kong for settlement. |
| Add date: |
31 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong International Trading Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
32684, Sheung Wan, Hong Kong |
| Website: |
www.intertradehongkong.com |
| Remarks: |
The company provides an invalid address. |
| Add date: |
12 Dec 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Jongsfung Kamyung Group Ltd |
| Type: |
Suspicious websites |
| Website: |
www.jonesfung.com |
| Remarks: |
It is not associated with the SFC-licensed intermediary, Mega Securities (Hong Kong) Company Ltd. |
| Add date: |
20 Nov 2007 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Keybridge Investment Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
979 King’s Road, Island East, Hong Kong |
| Website: |
www.hkkicl.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Options and Futures Exchange |
| Type: |
Suspicious websites |
| Address(es): |
113 Argyle Street, Mongkok, Kowloon, Hong Kong |
| Website: |
www.hkoex.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It appears to be related to The Hong Kong Futures & Options Exchange, which is a fake market operator on the Alert List. |
| Add date: |
7 Nov 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Options and Futures Exchange (HKOFX) |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hkofx.com |
| Remarks: |
The company acts as the settlement agent for Crown Wealth International, and appears to be associated with Global Option Solutions. Both Crown Wealth International and Global Option Solutions are unlicensed entities on the Alert List. Sales representatives of Global Option Solutions tried to solicit investors to invest in products offered by Hong Kong Options and Futures Exchange (HKOFX). |
| Add date: |
19 Apr 2010 |
|
| Name: |
Hong Kong Regulatory Board |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
79th & 80th Floors, International Commerce Centre, 1 Austin Road West, West Kowloon, Hong Kong |
| Website: |
http://gov.hkrb.org |
| Remarks: |
The company falsely claims to be a regulator for the securities and futures markets in Hong Kong. It gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Mar 2013 |
|
| Name: |
Hong Kong Rongchuang Financial Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Flat C, 23/F, Kingki Centre, 315-321 Lockhart Road, Wanchai, Hong Kong |
| Website: |
i) www.rc7789.com
ii) www.rc6869.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
3 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Rongxin Futures Investment Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2103A, 21/F, Easey Commercial Building, 253-261 Hennessy Road, Wan Chai, Hong Kong |
| Website: |
www.131059.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Securities Clearing Limited |
| Type: |
Unlicensed entities |
| Address(es): |
26/F, Citic Tower, 1 Tim Mei Avenue, Central, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company is not associated with the Hong Kong Securities Clearing Company Limited. |
| Add date: |
18 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kong Securities Options Futures Exchange (HKSOFX) |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hksofx.com |
| Remarks: |
The company falsely claims to be a regulator in Hong Kong and is associated with Pembroke Roche & Associates which is an unlicensed entity on the Alert List. |
| Add date: |
20 Jul 2010 |
|
| Name: |
Hong Kong Shanghai Board Options Exchange |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hsboe.com |
| Remarks: |
This entity falsely claims to be the regulatory body for the finance sector in Mainland China and is a member of the International Organization of Securities Commissions. |
| Add date: |
3 Sep 2013 |
|
| Name: |
Hong Kong Stock Transfer Registry |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
28/F, Nine Queen’s Road Central, 9 Queen’s Road, Hong Kong |
| Website: |
www.hkstr.org |
| Remarks: |
The entity’s Hong Kong address is invalid. It is apparently associated with Global Strategy Capital Markets Limited, an unlicensed entity on the Alert List. |
| Add date: |
6 Jul 2015 |
|
| Name: |
Hong Kong ya-tong Finance and Investment Co. Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
1 International Finance Centre
1 Harbour View Street
Central, Hong Kong |
| Website: |
www.hk-yatong.com |
| Remarks: |
The company's Hong Kong address is incomplete and is the same as that of Hua-tong Finance and Investment Limited, another unlicensed entity on the Alert List. |
| Add date: |
24 Jun 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Kuang |
| Type: |
Unlicensed entities |
| Address(es): |
3/F, 7 Tai Hing Street, Tuen Mun, New Territorries, Hong Kong |
| Website: |
www.hongkuang.com |
| Remarks: |
The company's Hong Kong address is invalid. It uses a Hong Kong bank account in the name of Hong Kuang Co Ltd for settlement. |
| Add date: |
3 Sep 2013 |
| Last Update Date: |
6 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hong Yu International |
| Type: |
Unlicensed entities |
| Address(es): |
G/F, Hua Tai International Building, 340 Queen’s Road Central, Sheung Wan, Hong Kong |
| Website: |
www.hygjzb.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
24 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong Carson Global Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 18D, 27/F, Ho King Commercial Centre, 2-16 Fa Yuen Street, Mongkok, Kowloon, Hong Kong |
| Website: |
www.hkgcap.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
9 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Cheng Hui Finance |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.chfinance.net |
| Remarks: |
Nil |
| Add date: |
11 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Chuangtou Financial Investment Inc |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, Standard Chartered Bank Building, 4-4a Des Voeux Road, Central, Hong Kong |
| Website: |
www.ct9999.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Enterprise Equity Transfer Management System Center Co Ltd |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
13/F, Amazing Lane, No.18 Tin Yan Road, Tin Shui Wai, Yuen Long, New Territories, Hong Kong |
| Website: |
http://hk-otc.com.cn |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Jan 2018 |
|
| Name: |
Hongkong Fengye International Financial Investment Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories. Hong Kong |
| Website: |
www.fy6636.com
fy3588.com
fy6363.com
www.hr855.com
www.886wx.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. The company is not associated with The Bank of Nova Scotia, an SFC registered institution. |
| Add date: |
16 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Golden Global Trading Investment Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 18, 27/F, Ho King Commercial Centre, 2-16 Fa Yuen St, Mong Kok, Kowloon, Hong Kong |
| Website: |
- |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
27 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Guotaijunan Securities Holding Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Flat/Rm 1701, 17/F Ricky Ctr, 36 Chong Yip St., Kwun Tong, Kowloon, Hong Kong. |
| Website: |
www.gtjahk; www.998335.com; www.gtja666.com |
| Remarks: |
There is a legitimate group of SFC licensed companies whose name includes “Guotai Junan”. The above company attempts to appear associated with them, but in fact it is not. Please check the SFC’s public register of licensed persons and registered institutions if you are in doubt. The company provides the above Hong Kong address on its websites but it is not located there. The websites are no longer operational. |
| Add date: |
5 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong Gxforex co., ltd |
| Type: |
Unlicensed entities |
| Address(es): |
17th Floor
Henan Building
90 Jaffe Road
Wanchai, Hong Kong |
| Website: |
www.jxcm138.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
3 Sep 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong International Currency Investment Centre |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, No. 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.hbtzzx.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Jin Xin |
| Type: |
Unlicensed entities |
| Website: |
www.xgjxtz.com |
| Remarks: |
The company falsely claims on its website that it is regulated by the SFC. |
| Add date: |
23 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongkong Junshen Tianhung International Group |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 1605F, Ho King Comm Ctr, 2-16 Fa Yuen St, Mongkong, Kln, Hong Kong |
| Website: |
www.ibhongkong.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong Mianmu Share Finance Service Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 04, 7/F, Brightway Tower, 33 Mongkok Road, Kowloon, Hong Kong |
| Website: |
www.mianhk.hk |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
12 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong Sega Bullion Limited |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, North Sea, CNT Commercial Building, 302 Queen’s Road, Sheung Wan, Hong Kong |
| Website: |
www.sucdensega.com |
| Remarks: |
The company falsely represents itself as Sucden Finance. The company's Hong Kong address belongs to an accounting firm and it uses a bank account in Hong Kong in the name of the company for settlement. |
| Add date: |
20 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong Tooptions Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 17, 9/F, Tower A, New Mandarin Plaza, No 14 Science Museum Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.tooptions.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HongKong UBC Investment Funds Limited |
| Type: |
Suspicious websites |
| Address(es): |
The company gives addresses in Hong Kong and China in Chinese only. Please refer to the Chinese version for its Chinese addresses.
8/F, Bank Centre
636 Nathan Road
Mongkok
Hong Kong |
| Website: |
www.hkcapital.org |
| Add date: |
14 Jun 2004 |
| Last Update Date: |
16 Jun 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongta Securities Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 3rd Floor, Central Building, 1-3A Pedder Street, Central, Hong Kong.
(ii) 2nd Floor, Bahnhofstrasse 45, 8001 Zurich Switzerland.
(iii) 155 Beijing Road, Guandu Qu, Kumming Shi, Yunnan Sheng, China.
|
| Website: |
www.hongtasecurities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hongyi Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Level 20, One IFC, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.hyzbsz.com |
| Remarks: |
The company gives the above address, but it is not located there. |
| Add date: |
7 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Horizon Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
13 Des Voeux Road Central, Sheung Wan, Hong Kong |
| Website: |
www.horizonholdingsltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Carlyle Smith Ltd, Chia Lee Trading Ltd, HK Gang Ye Ltd, Kitoonoo Telecom Ltd and Thompson Bright Ltd, for settlement. |
| Add date: |
4 Nov 2016 |
| Last Update Date: |
15 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Howard Capital Management Pty Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
1. Unit 163, 3 Darling Island Road, PYRMONT, Sydney, NSW 2000, Australia.
2. 19/F, Two IFC, 8 Finance Street, Central, Hong Kong
|
| Website: |
www.hendcc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
10 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Howell Schine & Co |
| Type: |
Unlicensed entities |
| Address(es): |
Level 27, One Exchange Square Tower
8 Connaught Place
Central
Hong Kong |
| Website: |
www.howellschine.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
27 Feb 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HPoption |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 17th Floor, Far East Finance Centre, Harcourt Road, Hong Kong
(ii) New York, USA 6AV 4W St.
(iii) Suit 12 Level 12, 300 Queen Street, Auckland, 1010, New Zealand
(iv) 66 Ironmongers Place, London, E14 9YD
(v) Iapetou Str, Agios Athanasios, 411 Limassol
(vi) 辽宁省大连市金普新区固特异轮胎工厂斜对面，兰亭别墅A区C栋
(vii) 辽宁省大连市中山区港湾广场万达大厦D座19层
(viii) 北京市海淀区三里河路15号中建大厦B座16层
(ix) 广州市新塘港口大道与亚太路交界金海岸广场6层
|
| Website: |
www.hpoption.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HQBroker |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, Low Block, Grand Millennium Plaza, 181 Queen’s Road Central, Hong Kong |
| Website: |
www.hqbroker.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of NetPay Limited for settlement. |
| Add date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
HSL Acquisitions Inc / HSL Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.hslacquisitions.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Clavering Services Hong Kong Limited for settlement. |
| Add date: |
18 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
http://4008095521.com/index.php |
| Type: |
Suspicious websites |
| Website: |
http://4008095521.com/index.php |
| Remarks: |
The website with the above domain name is not associated with Goldenway Investment (HK) Limited, an SFC licensed corporation. |
| Add date: |
28 Jan 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://47.244.126.86 |
| Type: |
Suspicious websites |
| Address(es): |
i) Room 2305, 23/F, World Wide House, 19 Des Voeux Rd Central, Central, Hong Kong
ii) Room 2305A, 23/F, World Wide House, 19 Des Voeux Rd Central, Central, Hong Kong
|
| Website: |
http://47.244.126.86 |
| Remarks: |
The above website gives the above Hong Kong addresses but the company is not located there. The above website is not associated with Tian Yuan Finance Limited, which is an SFC-licensed corporation. |
| Add date: |
11 Jan 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://61.152.237.170/index.html |
| Type: |
Suspicious websites |
| Website: |
http://61.152.237.170/index.html |
| Remarks: |
The website with the above domain name is not associated with KGI Group, the holding company of certain SFC-licensed corporations. |
| Add date: |
7 Dec 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://aiooos.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://aiooos.com |
| Remarks: |
The above website is not associated with Rifa Futures Limited, which is an SFC-licensed corporation. |
| Add date: |
2 Mar 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://azentus-capital.com |
| Type: |
Suspicious websites |
| Website: |
http://azentus-capital.com |
| Remarks: |
The website with the above domain name is not associated with Azentus Capital Management Limited, an SFC licensed corporation. |
| Add date: |
12 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://azentuscapitalmanagement.com |
| Type: |
Suspicious websites |
| Website: |
http://azentuscapitalmanagement.com |
| Remarks: |
The website with the above domain name is not associated with Azentus Capital Management Limited, an SFC-licensed corporation. |
| Add date: |
12 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://blog.sina.com.cn/s/blog_8cd1c8950100tcbf.html |
| Type: |
Suspicious websites |
| Website: |
http://blog.sina.com.cn/s/blog_8cd1c8950100tcbf.html |
| Remarks: |
The website with the above domain name is not associated with iFast Financial (HK) Limited, an SFC licensed corporation. |
| Add date: |
25 Oct 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://eastmoney.comhjl.com |
| Type: |
Suspicious websites |
| Website: |
http://eastmoney.com
hjl.com |
| Add date: |
7 Aug 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://fuzezq.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
http://fuzezq.com |
| Remarks: |
The website with the above domain name is not associated with Fulljet Securities Limited, which is an SFC-licensed corporation. |
| Add date: |
4 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://gjs.chuangak.cn/web/zhyi |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
http://gjs.chuangak.cn/web/zhyi |
| Remarks: |
The website with the above domain name is not associated with CN First International Futures Limited, an SFC-licensed corporation. |
| Add date: |
25 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://harbin-beer.cn/index.html |
| Type: |
Suspicious websites |
| Website: |
http://harbin-beer.cn/index.html |
| Remarks: |
The website with the above domain name is not associated with KGI Group, the holding company of certain SFC-licensed corporations. |
| Add date: |
7 Dec 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://hkac1545.isitacenter.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
http://hkac1545.isitacenter.com |
| Remarks: |
The website with the above domain name is not associated with Huatai (Hong Kong) Futures Limited, which is an SFC-licensed corporation. |
| Add date: |
30 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://mz.futuresvip.cn |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
http://mz.futuresvip.cn |
| Remarks: |
The website with the above domain name is not associated with Freeman Commodities Limited, which is an SFC-licensed corporation. |
| Add date: |
30 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://mzqh.ydfcq.cn |
| Type: |
Suspicious websites |
| Address(es): |
香港九龍旺角發展大廈 (Chinese address only) |
| Website: |
http://mzqh.ydfcq.cn |
| Remarks: |
The company’s Hong Kong address is invalid. The company is not associated with Freeman Securities Limited and Freeman Commodities Limited, which are SFC-licensed corporations.
|
| Add date: |
20 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://qh.98cml.net |
| Type: |
Suspicious websites |
| Address(es): |
31 Lung Cheung Road, Hong Kong |
| Website: |
http://qh.98cml.net |
| Remarks: |
The website provides the above invalid Hong Kong address. This website is not associated with Rifa Futures Limited, which is an SFC-licensed corporation. |
| Add date: |
20 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
http://qhxd.hk |
| Type: |
Suspicious websites |
| Address(es): |
No 15, Queen’s Road Central, Central, Hong Kong |
| Website: |
http://qhxd.hk |
| Remarks: |
The company’s Hong Kong address is incomplete. The website with the above domain name is not associated with Cinda International Asset Management Limited, Cinda International Capital Limited, Cinda International Futures Limited, Cinda International Research Limited and Cinda International Securities Limited, which are SFC-licensed corporations. |
| Add date: |
5 Sep 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://rongtongzq.com |
| Type: |
Suspicious websites |
| Website: |
http://rongtongzq.com |
| Remarks: |
The website with the above domain name is not associated with Wintone Securities Limited, which is an SFC-licensed corporation.
|
| Add date: |
12 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://rtartrade.cn |
| Type: |
Suspicious websites |
| Address(es): |
Level 7, 28 Hennessy Road, Hong Kong |
| Website: |
http://rtartrade.cn |
| Remarks: |
The website provides the above Hong Kong address, which belongs to Rifa Securities Limited and Rifa Futures Limited, both are SFC-licensed corporations. However, the website is not associated with Rifa Securities Limited and Rifa Futures Limited. |
| Add date: |
2 Mar 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://scene.xunzhuang.net/v/U912192N35J4?from=singlemessage |
| Type: |
Suspicious websites |
| Website: |
http://scene.xunzhuang.net/v/U912192N35J4?from=singlemessage |
| Remarks: |
The website is not associated with Future Land Resources Asset Management Limited, which is an SFC-licensed corporation. |
| Add date: |
12 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://tianfazq.com |
| Type: |
Suspicious websites |
| Address(es): |
--
|
| Website: |
http://tianfazq.com |
| Remarks: |
The website with the above domain name is not associated with Fair Eagle Securities Company Limited, which is an SFC-licensed corporation. |
| Add date: |
4 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://trfinance.hk |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://trfinance.hk |
| Remarks: |
The website with the above domain name is not associated with CASH Asset Management Limited, CASH Wealth Management Limited, Celestial Capital Limited, Celestial Commodities Limited and Celestial Securities Limited, which are SFC-licensed corporations. |
| Add date: |
24 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://u10063256.viewer.maka.im/k/4UFG9AOE |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://u10063256.viewer.maka.im/k/4UFG9AOE |
| Remarks: |
The website is not associated with Schroder Investment Management (Hong Kong) Limited, which is an SFC licensed corporation. |
| Add date: |
14 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.asia-im.info/ |
| Type: |
Suspicious websites |
| Website: |
http://www.asia-im.info/ |
| Remarks: |
The website with the above domain name is not associated with Asia Investment Management Limited, an SFC licensed corporation. |
| Add date: |
1 Mar 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.cantorukgold.com |
| Type: |
Suspicious websites |
| Website: |
http://www.cantorukgold.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald(Hong Kong) Capital Markets Limited, an SFC licensed corpoation. |
| Add date: |
7 Mar 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.fayzw.com |
| Type: |
Suspicious websites |
| Website: |
http://www.fayzw.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.ifastcorp.org/iFAST_Login.aspx |
| Type: |
Suspicious websites |
| Website: |
http://www.ifastcorp.org/iFAST_Login.aspx |
| Remarks: |
The website with the above domain name is not associated with iFast Financial (HK) Limited, an SFC licensed corporation. |
| Add date: |
25 Oct 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.ifastcorp.org/Personalpromotion.aspx?regid=ycx888 |
| Type: |
Suspicious websites |
| Website: |
http://www.ifastcorp.org/Personalpromotion.aspx?regid=ycx888 |
| Remarks: |
The website with the above domain name is not associated with iFast Financial (HK) Limited, an SFC licensed corporation. |
| Add date: |
25 Oct 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.kh989.com/htm/kh4.htm |
| Type: |
Suspicious websites |
| Website: |
http://www.kh989.com/htm/kh4.htm |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.ukcantor.com |
| Type: |
Suspicious websites |
| Website: |
http://www.ukcantor.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
14 Feb 2012 |
| Last Update Date: |
1 Jan 1970 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.ukcantor.net |
| Type: |
Suspicious websites |
| Website: |
http://www.ukcantor.net |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
14 Feb 2012 |
| Last Update Date: |
1 Jan 1970 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.ukcantorhk.com |
| Type: |
Suspicious websites |
| Website: |
http://www.ukcantorhk.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
14 Feb 2012 |
| Last Update Date: |
1 Jan 1970 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.weili668.com/gb/home/chi/Home/News?NewsID=NOW.874982&Lang=T |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://www.weili668.com/gb/home/chi/Home/News?NewsID=NOW.874982&Lang=T |
| Remarks: |
The company is not associated with CASH Asset Management Limited, CASH Wealth Management Limited, Celestial Capital Limited, Celestial Commodities Limited, Celestial Securities Limited, which are SFC-licensed corporations. |
| Add date: |
27 Aug 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://www.yfjrw168.com |
| Type: |
Suspicious websites |
| Website: |
http://www.yfjrw168.com |
| Remarks: |
The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, which are SFC-licensed corporations. |
| Add date: |
28 Oct 2013 |
| Last Update Date: |
1 Jan 1970 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://xghdgj.jzjzs2.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://xghdgj.jzjzs2.com |
| Remarks: |
The website with the above domain name is not associated with Evergrande Futures (Hong Kong) Limited, which is an SFC-licensed corporation. |
| Add date: |
24 Jan 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
http://yikwahhk.com / www.yikwah.com.hk / www.yikwah.hk |
| Type: |
Suspicious websites |
| Address(es): |
香港中環康樂廣場8號交易廣場第2座21樓 (Chinese address only) |
| Website: |
(i)http://yikwahhk.com
(ii)www.yikwah.com.hk
(iii)www.yikwah.hk |
| Remarks: |
The website is not associated with Evolution Securities Asia Limited, which is an SFC licensed corporation. |
| Add date: |
20 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://yingdash.cn |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://yingdash.cn |
| Remarks: |
The website with the above domain name is not associated with Roctec Futures Trading Company Limited, which is an SFC-licensed corporation. |
| Add date: |
25 Jan 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://zhan.renren.com/qunyiqihuo?checked=true |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://zhan.renren.com/qunyiqihuo?checked=true |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://zhangjiahua.168tjw.com/contact |
| Type: |
Suspicious websites |
| Address(es): |
Jixi City, Hei Long Jiang, China |
| Website: |
http://zhangjiahua.168tjw.com/contact |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://zhongyangqihuo.cn |
| Type: |
Suspicious websites |
| Address(es): |
8/F Capital Centre, 151 Gloucester Road, Wanchai, Hong Kong |
| Website: |
http://zhongyangqihuo.cn |
| Remarks: |
The above website is not associated with Zhong Yang Capital Limited and Zhong Yang Securities Limited, which are SFC-licensed corporations. |
| Add date: |
28 Jun 2018 |
| Last Update Date: |
25 Jul 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
http://zyif.hk |
| Type: |
Suspicious websites |
| Address(es): |
Unit 07, 8/F Capital Centre, 151 Gloucester Road, Wanchai, Hong Kong |
| Website: |
http://zyif.hk |
| Remarks: |
The above website is not associated with Zhong Yang Capital Limited and Zhong Yang Securities Limited, which are SFC-licensed corporations. |
| Add date: |
28 Jun 2018 |
| Last Update Date: |
25 Jul 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://cif-global-markets.com |
| Type: |
Suspicious websites |
| Address(es): |
Jardine House, 1 Connaught Place, Central, Hong Kong |
| Website: |
https://cif-global-markets.com |
| Remarks: |
The website is not associated with CIF Global Markets (HK) Limited, which is an SFC licensed corporation. The above address shown on the website is incomplete. |
| Add date: |
12 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://citadelcm-hk.com |
| Type: |
Suspicious websites |
| Address(es): |
i) 32/F, Tower 1, Millenium City, Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
ii) Flat A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong
|
| Website: |
https://citadelcm-hk.com |
| Remarks: |
The website with the above domain name is not associated with Citadel Asia Limited and Citadel Securities (Hong Kong) Limited, which are SFC-licensed corporations. The website provides the above Hong Kong addresses but the company is not located there. |
| Add date: |
21 Feb 2019 |
| Last Update Date: |
26 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://jinshuju.net/f/layize |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
https://jinshuju.net/f/layize |
| Remarks: |
The website with the above domain name is not associated with Fulbright Securities Limited, Fulbright Futures Limited and Fulbright Asset Management Limited, which are SFC-licensed corporations. |
| Add date: |
11 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://onlinefidelityhk.net |
| Type: |
Suspicious websites |
| Address(es): |
Oxford Street, Behind the Trust Hospital, Osu R.E 12345 |
| Website: |
https://onlinefidelityhk.net |
| Remarks: |
The website with the above domain name is not associated with FIL Investment Management (Hong Kong) Limited, an SFC licensed corporation. |
| Add date: |
31 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://sknsecurities.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
https://sknsecurities.com |
| Remarks: |
The website with the above domain name is not associated with Huayu Securities Limited, which is an SFC-licensed corporation. |
| Add date: |
22 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://subcap-hk.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
https://subcap-hk.com |
| Remarks: |
The website is not associated with Substance Capital (HK) Limited, an SFC licensed corporation. |
| Add date: |
20 Sep 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
https://sxbmarket.com |
| Type: |
Suspicious websites |
| Address(es): |
(i) 42 Bank Street, 07th Floor, Canary Wharf, E14 5DA, London, United Kingdom.
(ii) Units 1201-2, Agricultural Bank of China Tower, 50 Connaught Road Central, Hong Kong.
(iii) 81 Cách Mạng Tháng 8, Phường Bến Thành, Quận 1, TP Hồ Chí Minh.
|
| Website: |
https://sxbmarket.com |
| Remarks: |
The website provides the above Hong Kong address, which belongs to Saxo Capital Markets HK Limited, an SFC-licensed corporation. However, The website is not associated with Saxo Capital Markets HK Limited. |
| Add date: |
27 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Hua-tong Finance and Investment Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1 International Finance Centre
1 Harbour View Street, Central
Hong Kong |
| Website: |
www.hk-huatong.com |
| Remarks: |
The company claimed to be a financial investment company set up in Hong Kong in November 1985 and have HK$9.8 billion in its investment portfolio. It appears to target overseas investors to provide gold and futures trading. The company's Hong Kong address is incomplete. |
| Add date: |
31 Mar 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Huang International / Huang Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
4 Carnarvon Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.huanginternational.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. It uses Hong Kong bank accounts in the names of GFS Global Limited, GY Trade Limited, Leiz First Limited, Nero Holdings Limited, Pacific Invest Limited and Somerset Asia Limited for settlement. |
| Add date: |
20 Sep 2016 |
| Last Update Date: |
8 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Huaxin Capital |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hxfinance.hk |
| Remarks: |
The website with the above domain name is not associated with Nivalis Partner Ltd, an SFC-licensed corporation. |
| Add date: |
20 Jul 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Huaxin Financial Holdings (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 3802-3806, 38/F , The Center, 86 Queen's Road, Central, Hong Kong |
| Website: |
www.hxjrzj.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Huang Yuan Sheng, Cheng Hsiao Ju, Sa-Erta Trade Limited and Hongkong Yongyue Trade Co Limited for settlement. |
| Add date: |
3 Nov 2016 |
| Last Update Date: |
10 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hudson & Parker |
| Type: |
Unlicensed entities |
| Address(es): |
Bank of America Tower
12 Harcourt Road, Central
Hong Kong |
| Website: |
www.hudsonandparker.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
13 Nov 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hudson International Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The office and mail address at Lippo Centre in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in China, Indonesia, the Netherlands and Thailand as well. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hudson Strategic Partners |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Queen’s Road Central, Hong Kong |
| Website: |
www.hudsonstrategicpartners.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Uni Concord Limited for settlement. |
| Add date: |
10 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Huge Forex Investments Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has office in Hong Kong. |
| Add date: |
2 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hui Yao International (Hong Kong) |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 2305A, 23/F, World Wide House, 19 Des Voeux Road Central, Central, Hong Kong |
| Website: |
www.fxhuiy.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
22 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hui Ying Huan Qiu |
| Type: |
Unlicensed entities |
| Address(es): |
1. Unit F, 21/F, Block A, Billion Centre, Kowloon Bay, Kowloon, Hong Kong
2. 16 St Clare Street, London, EC3 N1Q, U.K. |
| Website: |
www.huiyinghuanqiu.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
3 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hunch |
| Type: |
Unlicensed entities |
| Address(es): |
Good King Commercial Centre, 2-16 Garden Street, Kowloon, HongKong |
| Website: |
www.hcoo.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
24 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Hurst & Partners Investments Co. Limited |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, Central Tower, 28 Queen's Road Central, Central, Hong Kong |
| Website: |
www.hpi-co-ltd.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
21 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
I AM HOLDINGS LIMITED / I'm pro |
| Type: |
Unlicensed entities |
| Address(es): |
1. 47/F., The Center, 99 Queen’s Road Central, Hong Kong.
2. Office 1311, R. Conde de Porto Alegre, 477 - Jardim Vinte e Cinco de Agosto, Duque de Caxias - RJ, 25070-350, Repu00fablica Federativa do Brasil.
3. Office 313, Paseo de la Reforma 300, Juu00e1rez, 06600 Ciudad de Mu00e9xico, CDMX, Mexico.
|
| Website: |
www.i-a-m.pro |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IBC Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
38 Birmingham Drive, Middleton Christchurch, New Zealand |
| Website: |
www.ibcfx.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
19 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IBG Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
i) GD Tower, 140 Connaught Road Central, Hong Kong
ii) Bund Center, 88 Henan Road Central, Huangpu, Shanghai, China
iii) U-Town Tower B, Section 1, Xintaiwu Road, Xizhi, Taipei, Taiwan
iv) Gran Tokyo North Tower, 1-208-5 Yaesu, Chiyoda-ku, Tokyo, Japan
|
| Website: |
ibgcapitalpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Carvani (Hong Kong) Group Co Limited for settlement. |
| Add date: |
14 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IC Markets Hong Kong |
| Type: |
Unlicensed entities |
| Website: |
www.icmarkets.com.hk |
| Remarks: |
The company is apparently associated with DS Forex, another unlicensed entity on the Alert List. |
| Add date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ICAP Europe Ltd |
| Type: |
Unlicensed entities |
| Website: |
www.icap-forex.com |
| Remarks: |
The above company is not associated with ICAP Europe Limited, a Financial Services Authority authorised firm in the UK. The above company uses a Hong Kong bank account under the same name for settlement. |
| Add date: |
22 Jul 2011 |
| Last Update Date: |
26 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ICIC International |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, No. 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.icicgj.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
iCoption |
| Type: |
Unlicensed entities |
| Address(es): |
Hansa Bank Building, 1st Floor, Landsome Road, the Valley, Anguilla |
| Website: |
www.icoption.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Hong Fong Trade Limited for settlement. |
| Add date: |
9 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Idelson Group |
| Type: |
Unlicensed entities |
| Address(es): |
International Business Centre, 1A Harbour View Street, Central, Hong Kong |
| Website: |
www.idelson-group.com |
| Remarks: |
The company’s Hong Kong address is invalid. It is apparently associated with Taiwan Options and Futures Exchange, a fake market operator on the Alert List. |
| Add date: |
22 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IEA Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
9th Floor, Silvercord Tower 2, 30 Canton Road, TST, Kowloon, Hong Kong |
| Website: |
www.ieaholdings.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. It is apparently associated with Shandong East Asia Mining Group Co., Ltd, another unlicensed entity on the Alert List. |
| Add date: |
30 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IFD Consulting Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Century Square, 1-13 D'Aguilar Street, Hong Kong |
| Website: |
www.ifdlimited.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of BVL Trading Limited and HK Sea Young Trade Co., Limited for settlement. |
| Add date: |
19 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IFIG Asia |
| Type: |
Suspicious websites |
| Address(es): |
4th Floor, New World Tower II, 18 Queen’s Road Central, Hong Kong |
| Website: |
www.ifighk-asia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Almonds Limited for settlement. The website falsely claimed that it was related to Integrated Financial Investment Group Limited, which is a dissolved Hong Kong incorporated company. |
| Add date: |
4 Nov 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
IGK Broker Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, The Center, 100 Queen’s Road Central, Hong Kong |
| Website: |
www.igkbroker.com |
| Remarks: |
The company’s Hong Kong address is invalid. It is apparently associated with Findex9.com Limited, another unlicensed entity on the Alert List. |
| Add date: |
20 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Imperial Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company's office and mail address at Bank of China Tower in Hong Kong are no longer in use. |
| Add date: |
31 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Imperial Capital Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1705-06, 17/F, Kai Tak Commercial Building, No 317-319 Des Voeux Road Central, Sheung Wan, Hong Kong |
| Website: |
- |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company.It uses Hong Kong bank accounts in the names of Bring Trade Limited, Chunyuxin Trading Limited, Jieyou Trade Limited and Yirun Technology Limited for settlement. |
| Add date: |
10 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Imperial Equity Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
60 Wyndham Street, Central, Hong Kong |
| Website: |
www.imperialequityholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Bring Trade Limited, Chunyuxin Trading Limited, Jieyou Trade Limited and Yirun Technology Limited for settlement. |
| Add date: |
21 Aug 2017 |
| Last Update Date: |
10 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Imperial Ltd/ Imperial International (Hong Kong) Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
3 Hoi Ping Road, Causeway Bay, Hong Kong |
| Website: |
www.imperialhklimited.com.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Imperial Trust LLC |
| Type: |
Unlicensed entities |
| Address(es): |
CEO Rivers 6650 Rivers Avenue Charleston
South Carolina 29406
US |
| Website: |
www.imperialtrustllc.com |
| Remarks: |
The company may be associated with World Trade Financial Group and Link Mergers & Acquisitions. |
| Add date: |
10 Aug 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Impex Consult Financial & Consulting Group |
| Type: |
Suspicious websites |
| Address(es): |
Gloucester Tower
The Landmark
11 Pedder St.
4009 Hong Kong |
| Website: |
www.consult-im.biz
www.consult-im.org |
| Add date: |
5 Mar 2007 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
IN Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 5180, Two International Finance Centre, 8 Finance Street, Hong Kong |
| Website: |
http://incommodities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
11 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
In-Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 5140, Two International Finance Centre, 8 Finance Street, Hong Kong |
| Website: |
www.in-capital.com |
| Remarks: |
The company’s Hong Kong address is invalid. It uses bank accounts in Hong Kong in the name of Special Wealth Corporation Ltd and Welly International Holding Limited for settlement. The company requests investors to contact SSR Law Offices LLP, which claims to locate on 16/F, Hong Kong Club Building, 3A Chater Road, Central, Hong Kong, for payment. However, SSR Law Offices LLP is not located at the given Hong Kong address. |
| Add date: |
7 Nov 2011 |
| Last Update Date: |
21 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Incipit Capital International Group |
| Type: |
Unlicensed entities |
| Address(es): |
23/F Metropolis Tower, 10 Metropolis Drive, Yau Tsim Mong District, Hong Kong
|
| Website: |
www.jsm0.cn |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. |
| Add date: |
28 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Index Easy |
| Type: |
Suspicious websites |
| Website: |
www.index-e.com |
| Remarks: |
This website is apparently related to Future Index and 環球指數, another suspicious websites on the Alert List. |
| Add date: |
14 Sep 2009 |
| Last Update Date: |
16 Aug 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Innova Equity |
| Type: |
Unlicensed entities |
| Remarks: |
The company settled its transactions through a bank account in the United Kingdom. |
| Add date: |
21 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Innovative Consulting Inc |
| Type: |
Unlicensed entities |
| Address(es): |
13140 Coit Road Ste 219
Dallas Texas 75240 5790
USA |
| Add date: |
22 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Institutional Equity Partners |
| Type: |
Unlicensed entities |
| Address(es): |
i) BOC Tower, 1 Garden Rd, Central, Hong Kong
ii) 200 West Street, New York, NY 10282, U.S.A. |
| Website: |
www.iepnet.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It also uses a bank account in Hong Kong in the name of Dreyfus Rubert for settlement. |
| Add date: |
18 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Inter Global Equity |
| Type: |
Unlicensed entities |
| Address(es): |
17/F, Citibank Plaza, 3 Garden Road, Central, Hong Kong |
| Website: |
www.interglobalequity.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Preston Capital Partners Limited for settlement. |
| Add date: |
7 Jan 2014 |
| Last Update Date: |
10 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Inter Markets Service UK Limited / IMS FX Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Flat 107, 25 Indescon Square, London, the UK
ii) Level 56, 19-29 Martin Place, Sydney NSW 2000, Australia
|
| Website: |
www.imsforex.com |
| Remarks: |
The company falsely claims to have an office in Hong Kong. |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Interactive Trade |
| Type: |
Unlicensed entities |
| Address(es): |
Level 7 Manulife Plaza, 33 Hysan Avenue, Causeway Bay, Hong Kong |
| Website: |
www.interactive-trade.com
www.interactive-trademail.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Intereast Securities Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
36/F Cheung Kong Center, 2 Queen’s Road Central, Hong Kong |
| Website: |
www.intereastsecurities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Intergrated Hui Tong Trading Co Ltd / Intergrated Hui Tong Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Hennessy Apartments, 213 – 219 Hennessy Road, Mongkok, Hong Kong |
| Website: |
www.hkzjjr.com / www.hkzjgs.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
1 Nov 2016 |
| Last Update Date: |
7 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Intermediate Capital Group – Millennium Capital Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
36th Floor, Edinburgh Tower, 15 Queen’s Road Central, Hong Kong |
| Website: |
- |
| Remarks: |
The company is not associated with Intermediate Capital Asia Pacific Limited, an SFC-licensed corporation. |
| Add date: |
11 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Asset Management Co, Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The company's office and mail address at Bank of China Tower in Hong Kong are no longer in use. It also purports to have offices or mail addresses in Thailand, Japan and Singapore. |
| Add date: |
19 Apr 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Corporate Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
64 Hoi Yuen Road, Kwun Tong, Hong Kong |
| Website: |
www.intlcorporateadvisors.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
25 Apr 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Court of Finance |
| Type: |
Unlicensed entities |
| Address(es): |
8 Finance Street, Hong Kong Island, Hong Kong |
| Website: |
www.intlcf.org |
| Remarks: |
The entity gives the above incomplete Hong Kong address and is apparently associated with International Investor Commission, a fake regulator on the Alert List. |
| Add date: |
23 May 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Equities Organization |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.intl-equities.org |
| Remarks: |
The company falsely claims it administers and enforces international securities laws. |
| Add date: |
6 Nov 2009 |
|
| Name: |
International Financial Court |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Millennium City, 388 Kwun Tong Road, Hong Kong. |
| Remarks: |
The entity gives the above incomplete Hong Kong address and falsely claims to be a regulator in Hong Kong. |
| Add date: |
10 Oct 2011 |
|
| Name: |
International Futures Channel Integrated Service Provider |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.ifcisp.com |
| Remarks: |
The company falsely claims on the website that it is a partner of Rifa Futures Limited, which is an SFC-licensed corporation. |
| Add date: |
17 May 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
International Investor Commission |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Silver Fortune Plaza, 1 Wellington Street, Hong Kong |
| Website: |
www.internationalic.com |
| Remarks: |
The entity gives the above incomplete Hong Kong address and falsely claims to oversee and regulate securities industry. |
| Add date: |
23 May 2011 |
|
| Name: |
International Investor Protection Coalition |
| Type: |
Fake regulators and/or market operators |
| Website: |
http://iipcoalitiononline.org |
| Remarks: |
The company falsely claims that it has a presence in Hong Kong and is regulated by the Securities and Futures Commission. |
| Add date: |
15 Mar 2013 |
|
| Name: |
International Leaders Capital |
| Type: |
Unlicensed entities |
| Address(es): |
No 81, Xue Shan Tang Main Street, Yong Ping Street, Baiyun District, Guangzhou City, Guangdong Province, China |
| Website: |
www.ilcsss.com |
| Remarks: |
This entity is apparently associated with China Asia Pacific Assets & Property Rights Exchanged Limited, another unlicensed entity on the Alert List. |
| Add date: |
21 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Mergers Authority |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Silver Fortune Plaza, 1 Wellington Street, Central, Hong Kong |
| Website: |
www.imauth.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
28 Feb 2012 |
|
| Name: |
International Options Management |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, Bank of America Tower
Harcourt Road
Central
Hong Kong |
| Website: |
www.interopman.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the names of Sinowest International Corporation Ltd and Worldcorp Intertrade Ltd respectively. It could have tried to call itself as Interopman. |
| Add date: |
28 Jul 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Options Trading Limited Pty |
| Type: |
Unlicensed entities |
| Address(es): |
Level 26, Prudential Tower
30 Cecil Street
Singapore 049716 |
| Remarks: |
The company uses bank account in Hong Kong in the name of Sinowest International Corporation Limited. |
| Add date: |
8 Dec 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Public Shareholders Protection Services |
| Type: |
Unlicensed entities |
| Website: |
www.intfraud.org |
| Add date: |
20 Apr 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Securities & Assets Recovery Committee |
| Type: |
Unlicensed entities |
| Address(es): |
Chater House, 8 Connaught Road Central, Hong Kong |
| Website: |
www.intlsarc.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
28 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Securities & Futures Commission |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
30th Floor, One Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.isfcomm.com |
| Remarks: |
The entity falsely claims that it administers the securities industry in Hong Kong. It gives the above Hong Kong address but it is not located there. The company maintains bank accounts in Mexico in the names of International Securities & Futures Commission and Yuan Finance Limited for settlement. |
| Add date: |
22 Oct 2010 |
|
| Name: |
International Securities Exchange Commission |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
10th Floor, Chater House
8 Connuaght Road Central
Hong Kong |
| Website: |
www.intlsecexchange.com |
| Remarks: |
The above entity falsely claims that it is an independent regulator, which enforces and implements federal securities laws. It gives the above Hong Kong address but it is not located there. Goldenway Investments, an unlicensed entity on the Alert List, claims that it is regulated by International Securities Exchange Commission. Platinum Group Holdings (formerly known as Beijing International Finance Group) also appears to be related to International Securities Exchange Commission. Platinum Group Holdings is another unlicensed entity on the Alert List. |
| Add date: |
10 Aug 2010 |
|
| Name: |
International Securities Registry |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Hongkong Electric Centre, 46 Kennedy Road
G.P.O Box 915, Hong Kong |
| Website: |
www.internationalsecuritiesregistry.org |
| Remarks: |
The entity falsely claims it administers international securities laws. It gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Feb 2011 |
|
| Name: |
International Securities Tax Commission |
| Type: |
Unlicensed entities |
| Address(es): |
7020 Albert Pick Rd
Greensboro, NC 27409
US |
| Website: |
www.istcommission.us |
| Remarks: |
The company may be associated with World Trade Financial Group and Link Mergers & Acquisitions. |
| Add date: |
10 Aug 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Trade Oversight Committee |
| Type: |
Unlicensed entities |
| Website: |
www.intl-tradeoc.com |
| Remarks: |
The company falsely claims to be a regulator in Hong Kong |
| Add date: |
12 May 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Trading |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, 1063 King’s Road, Quarry Bay, Hong Kong |
| Website: |
www.international-trading.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
International Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
Hong Kong |
| Website: |
www.iwmhk.com |
| Remarks: |
The company gives a Hong Kong address but it is not located there. |
| Add date: |
16 Jul 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Investex |
| Type: |
Unlicensed entities |
| Address(es): |
Asia Pacific Finance Tower
Citibank Plaza
3 Garden Road, Hong Kong |
| Website: |
www.investexfunds.com |
| Remarks: |
The company is related to another unlicensed entity, Blanc & Baumar and its Hong Kong address is incomplete. |
| Add date: |
17 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Investment & Finance China Alliance Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) International Finance Center, 8 Finance Street, Hong Kong
(ii) 32 Threadneedle Street, London
(iii) The Chrysler Building, 405 Lexington Avenue, New York |
| Website: |
www.ifca-limited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in the names of Dalu Trade Co Limited, HK Bondar Trade Limited, HongKong Huayime Trade Limited and Xing Qi Trade Limited for settlement. |
| Add date: |
4 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
InvestTechFX |
| Type: |
Unlicensed entities |
| Website: |
www.investtechfx.com |
| Remarks: |
The company claims to provide leveraged foreign exchange trading services in Hong Kong. |
| Add date: |
5 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IOC Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 20/F, One International Finance Center, 1 Harbour View Street, Central, Hong Kong
(ii) 19/F, The Sail 6, Marina Boulevard, Marina Financial District, Singapore
(iii) Central Business District, 39A Circular Road, Singapore
(iv) C5-1 South Gate, Sungai Besi, Malaysia
(v) Level 4, National Aquatic Center (Water Cube), Beijing, China |
| Website: |
www.ioc-group.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
7 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Iontrack Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address at Shui On Centre, Wanchai, Hong Kong which belongs to a business centre. |
| Add date: |
18 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IPC Capital |
| Type: |
Unlicensed entities |
| Address(es): |
One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Hong Kong |
| Website: |
www.ipccapital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
26 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
IRS & Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Shun Tak Center
168-200 Connaught Road
Central - Hong Kong |
| Website: |
www.irspartners.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 Mar 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Irvine North Credit Union |
| Type: |
Suspicious websites |
| Address(es): |
2 Sherton Street
Soho London
W1F 8BH |
| Website: |
www.irvinenorthcredit.com |
| Remarks: |
The company is connected with Bradley Chen & Associates. The above Irvine North Credit Union is different from the Irvine North Credit Union Limited in Scotland and the real Irvine North Credit Union Limited does not maintain the above website. |
| Add date: |
28 Jul 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Irving Horowitz Mergers and Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Berlin Kranzler Eck
Kurfurstenddamm 21
10719 Berlin
Germany |
| Remarks: |
The company settles its transactions through a bank account in Hong Kong in the name of Brinks Holdings Limited. |
| Add date: |
29 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ITB Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Av Xian Xing Hai
Zhu Kuan Building
10/F "A"
Macau |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
24 Mar 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ITSSO Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 11B, 11/F, Wing Hing Commercial Building, 139 Wing Lok Street, Sheung Wan, Hong Kong |
| Website: |
-- |
| Remarks: |
The company acts as a settlement agent for Asakura Acquisitions, another unlicensed entity on the Alert List. It uses a bank account in Hong Kong under its name for settlement. The Hong Kong address shown above belongs to a secretarial company. |
| Add date: |
25 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Izumi Ventures |
| Type: |
Unlicensed entities |
| Address(es): |
5th Flr., Shinwananba High Life, 3-13, Saiwai-cho 1-chome, Naniwa-ku, Osaka, 556-0021 |
| Website: |
www.izumivent.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of HK DMD Trading Limited for settlement. |
| Add date: |
8 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jack & Jones Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Nexxus Building 10/F, 104-106, Connaught Road Central, Central, Hong Kong |
| Website: |
www.jackjonesholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jackson Fortress Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1707, 17/F, Harcourt House
39 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.forexfactory.com |
| Remarks: |
The company gives a Hong Kong address but it is not located there. |
| Add date: |
15 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jacob L. Callan |
| Type: |
Unlicensed entities |
| Address(es): |
Nittele Tower, 1-6-1 Higashi-Shinbashi, Minato-ku, Tokyo, Japan |
| Website: |
www.jlcallan.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Oricor Limited, Pinacle Limited and Sentorin Limited for settlement. |
| Add date: |
13 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jade & Kelvin Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F., 1202-1204, Hysan Avenue, Lee Garden Road, Causeway Bay, Hong Kong |
| Website: |
www.jadekelvinlimited.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
29 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jade Asia International Ltd |
| Type: |
Unlicensed entities |
| Website: |
www.Jade-Asia.com |
| Remarks: |
The company is apparently associated with Marketing Services International, another unlicensed company on the Alert List. It uses a bank account in the name of Sun Billion Limited for settlement. |
| Add date: |
30 Jun 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jade Dragon Fund Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JAG Limited / JAG Transfer |
| Type: |
Unlicensed entities |
| Address(es): |
1 Lyndhurst Terrace, Central, Hong Kong |
| Website: |
jag-transfer.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of PW Trading Limited for settlement. |
| Add date: |
1 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
James Doyle |
| Type: |
Unlicensed entities |
| Address(es): |
45, rue des Scillas, Howald, L-2529, Luxembourg |
| Website: |
www.james-doyle.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of SOT Investment Holdings Limited for settlement. |
| Add date: |
30 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jameson West Associates Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
3/F Jonsim Place
228 Queen's Road East
Wanchai, Hong Kong
Conference House
152 Morrison Street
The Exchange
Edinburgh EH3 8EB UK
United Kingdom |
| Website: |
www.jamesonwest.com |
| Remarks: |
The address in Hong Kong belongs to a secretarial company. The company uses a bank account in Hong Kong in the name of Bridgenorth Holdings Limited. The company appears to target investors in Sweden, Germany, Singapore and Malaysia. |
| Add date: |
26 Oct 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jarvinia Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.jarvinia-holdings.com |
| Remarks: |
The company falsely claims on its website that it is licensed by the SFC. |
| Add date: |
15 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jason & Jordan Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
East Town Building 25/F 2511-2514, Lockhart Road, Wan Chai, Hong Kong |
| Website: |
www.jasonjordanholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jason & Victoria Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, 1202-1206, Admiralty Centre Tower 2, 12 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.jasonvictoriaholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JD Abrams & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre
Level 34, Suite 3409
8 Finance Street
Central, Hong Kong |
| Website: |
www.jdabramsassociates.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
12 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JD Trading Inc |
| Type: |
Unlicensed entities |
| Address(es): |
1300 Connecticut Avenue NW, Suite 2010-2011, Washington, DC 20036, United States |
| Add date: |
2 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jeffrey Brothers Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Prosperity Tower, 39 Queen’s Road Central, Hong Kong |
| Website: |
www.jeffrey-brothers-capital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Kingsburg Inc. Limited for settlement. It is apparently associated with Simons Griffin Financial, another unlicensed entity on the Alert List. |
| Add date: |
11 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jensen Ryan Lee Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
30 Harbour Road, Wan Chai, Hong Kong |
| Website: |
http://jrlltd.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
10 Oct 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jessica & James Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Reason Group Tower 12/F, 123, Castle Peak Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.jessicajamesholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jet Technology Limited (aka JETFX) |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1502-15, Easey Commercial Building, 253-261 Hennessy Road, Wan Chai, Hong Kong |
| Website: |
www.jetforexs.com |
| Remarks: |
The company’s Hong Kong address belongs to a business center. |
| Add date: |
24 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JHCFFX / JHCF / HKJHFX / Juhui Wealth Group |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1005, 10th Floor, Ho King Commercial Centre, 2-16 Fa Yuen Street, Mong Kok, Kowloon, Hong Kong
|
| Website: |
www.hkjhfx.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jieun Asset Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 21/F, Tung Sun Commercial Centre, 194-200 Lockhart Road, Wan Chai, Hong Kong
ii) Room 1502, 15/F, Yue Xiu Building, 160-174 Lockhart Road, Wan Chai, Hong Kong
iii) Rm 1609 Seongji Heights 3Cha Bldg, Yeoksam 1-Dong 507 Nonhyeon-ro, Gangnam-gu, Seoul, Korea 135-717
|
| Website: |
N/A |
| Remarks: |
The company’s Hong Kong address i) above belongs to a secretarial company. The company also gives the above Hong Kong address ii), but it is not located there. |
| Add date: |
15 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jin Hue Finance |
| Type: |
Unlicensed entities |
| Address(es): |
22/B Yardley Commercial Building, 1-2 Connaught Road West, Sheung Wan, Hong Kong |
| Website: |
www.jinhuefinance.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
9 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jinhui Global International Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1506, 15/F., Lok Kee Centre, 165-171 Wanchai Road, Wan Chai, Hong Kong |
| Website: |
www.jinhuiglobal.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jiu Fu Capital Asset Management Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
618, Block 1, Admiralty Centre, Hong Kong |
| Website: |
www.jfdeat.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
10 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JJ Lloyd |
| Type: |
Unlicensed entities |
| Address(es): |
11/F, Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong |
| Website: |
www.jjlloyd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Nov 2018 |
| Last Update Date: |
5 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JJ Matthias Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
W50, 50 Wong Chuk Hang Rd, Aberdeen, Hong Kong |
| Website: |
www.jjmatthias.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JJPTR / JJ Poor to Rich |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.jjptr.com |
| Remarks: |
The company appears to target Hong Kong investors |
| Add date: |
21 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Joint Profit Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 39, One Exchange Square
8 Connaught Place
Central, Hong Kong |
| Website: |
www.jpil.hk |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
18 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Joint Wealthy Consultancy Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 308-310, New East Ocean Centre, 9 Science Museum Road, Tsim Sha Tsui East, Kowloon, Hong Kong |
| Website: |
(i) www.ZXL8103.com
(ii) www.opwmap.com |
| Remarks: |
The company provides the above Hong Kong address but it is no longer located here. |
| Add date: |
14 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jonathan & Carly Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
15/F, A, One Midtown, 131 Hoi Shing Road, Tsuen Wan, N.T., Hong Kong
|
| Website: |
www.jonathancarlyholdings.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
14 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jones & Clark Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Po Lung Centre, 11 Wang Chiu Road, Kowloon Bay, Hong Kong
|
| Website: |
www.jonesclarkholdings.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
21 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jones Capital |
| Type: |
Unlicensed entities |
| Address(es): |
i) Wienerbergstrasse 9, Suite #123, Vienna 1100, Austria
ii) Suite 247, 155 Minories, London EC3N 1AD, United Kingdom |
| Website: |
www.jones-capital.com |
| Remarks: |
The company does not have a Hong Kong address. It also uses two bank accounts in the name of Ecovestment Ltd and Aliment Group in Hong Kong for settlement. |
| Add date: |
20 Mar 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jones Shaw Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Enterprise Square Three, 39 Wang Chiu Road, Kowloon Bay, Hong Kong |
| Website: |
www.jonesshaw-capitalpartners.com |
| Remarks: |
The company's Hong Kong address is incomplete. The company uses two bank accounts in Hong Kong in the names of Tricorp Limited and Deniver Limited for settlement. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jordan & Woods Limited |
| Type: |
Unlicensed entities |
| Address(es): |
14/F, Billion Centre, 141-145, Wang Kwong Road, Kowloon Bay, Kowloon, Hong Kong.
|
| Website: |
www.jordanwoodslimited.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
5 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Jordan Group Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Shinjuku Maynds Tower, 20201 Yogogi, Shibuya-ku, Tokyo 151-0053, Japan |
| Website: |
www.jordangroupfinancial.com |
| Remarks: |
The company is apparently associated with Clewis Financial, an unlicensed entity on the Alert List. |
| Add date: |
27 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JP Premier International Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 11C, 11/F China Overseas Building, 139 Hennessy Road, Wanchai, Hong Kong |
| Remarks: |
The company was reported to use the above Hong Kong address, but apparently it is not located there. |
| Add date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JPM Investments International |
| Type: |
Unlicensed entities |
| Address(es): |
270 Park Ave
New York, NY 10017
One Beacon Street 18th Floor
Boston, MA 02108 |
| Add date: |
28 Jul 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JSB Capital Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 305, Griffith Corporate Centre, P.O. Box 1510, Beachmont Kingstown, St. Vincent and the Grenadines |
| Website: |
- |
| Remarks: |
The company is apparently associated with Stock Swiss, an unlicensed entity on the Alert List. |
| Add date: |
26 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
JSM Financial |
| Type: |
Unlicensed entities |
| Address(es): |
i) One Liberty Plaza, Suite 3625
165 Broadway New York, NY 1006
ii) Central Plaza, Harbour Road
Wan Chai District, Hong Kong, 225300 |
| Website: |
www.jsmfinancial.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
29 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Junggar Oil Exploration |
| Type: |
Suspicious websites |
| Address(es): |
ShanghaiMart, 2299 Yan An Road West, Changning District Shanghai, Shanghai, 20036 |
| Website: |
www.junggaroilexploration.com |
| Remarks: |
The website is associated with Abney Associate, an unlicensed entity on the SFC’s Alert List. |
| Add date: |
26 Mar 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
JUP.Inc |
| Type: |
Suspicious websites |
| Website: |
www.jupaml.com |
| Remarks: |
The website with the above domain name is not associated with Jupiter Asset Management (Hong Kong) Limited, an SFC licensed corporation. |
| Add date: |
14 Oct 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Kaiju Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 18D, 27/F, Ho King Commercial Centre, 2-16 Fa Yuen Street, Mongkok, Kowloon, Hong Kong |
| Website: |
www.kaijufx.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kaiser Brokers Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 24th Floor, China Resources Building, 26 Harbour Road, Wan Chai, Hong Kong
ii) Level 10 ,55 Shortland Street, Auckland City, New Zealand
|
| Website: |
www.kaiserbrokers.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
21 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kamansen International Group / Kaimamson International Group / Hongkong Kaimanson Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
23 Floor, Metropolis Tower, No. 10 Yatong Road, Hong Kong |
| Website: |
www.kmsmt4.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
28 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kanagawa Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Sanno Park Tower, Tokyo 100-6103, Japan |
| Website: |
www.kanagawa-associates.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Asicon Trading Limited; Cardan Limited; FESM Holdings Limited; Fulford Limited; Grandwic Limited; Leeden Limited; Leston Limited; Lumino International Limited; Mutual Hope Limited; Peredic Limited; Tricorp Limited; United Equity Clearing Limited and WB Capital Holdings Limited for settlement. |
| Add date: |
16 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kaplan Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Level 36, Three Pacific Place, 1 Queen's Road East, Wan Chai, Hong Kong |
| Website: |
www.kaplanassetmanagement.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Full Wise Global Limited for settlement. |
| Add date: |
11 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kartarie |
| Type: |
Unlicensed entities |
| Address(es): |
Room A, 20/F., Kiu Fu Commercial Building, 300 Lockhart Road, Wan Chai, Hong Kong |
| Website: |
www.kartarie.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
20 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Karway Transfer |
| Type: |
Unlicensed entities |
| Address(es): |
Millennium City 5, 418 Kwun Tong Road, Kwun Tong, Kowloon |
| Website: |
www.karwaytransfer.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Leadmen International Limited for settlement. |
| Add date: |
4 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Katana Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Nan Fung Centre Suite 343 #23, 264-298 Castle Peak Road, Tsuen Wan, New Territories, Hong Kong |
| Website: |
www.katanasecurities.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. The company uses a bank account in the Philippines for settlement held by YTRL Serv Corp which reported its address at Level 12, China Minmetals Tower, 79 Chatham Road South, Hong Kong, but it is not located there. |
| Add date: |
29 Apr 2015 |
| Last Update Date: |
5 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kato Consultants Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Kamiyacho Mt Building
12/F, 4-3-20 Toranomon
Minato-Ku, Tokyo 105-0001
Japan |
| Add date: |
2 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kaufman Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
Kinshicho Office Tower, 4-2-1 Taihei, Sumida-ku, Tokyo, Japan |
| Website: |
www.kaufmancapitalmanagement.com |
| Remarks: |
The company is apparently associated with Tillman Hall Capital, another unlicensed entity on the Alert List. |
| Add date: |
5 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
KB Capitals |
| Type: |
Unlicensed entities |
| Address(es): |
Unit F, 11/F, CNT Tower, 338 Hennessy Road, Wanchai, Hong Kong
|
| Website: |
www.kbcapitals.com |
| Remarks: |
The company previously provided the above Hong Kong address as its legal address under the name of Global Media Broadcast Limited. The Hong Kong address belongs to a secretarial company. |
| Add date: |
30 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kearns Investments Inc |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices or mail addresses in Japan, Kuala Lumpur and Shanghai. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
19 Nov 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Keensino International Investment Limited |
| Type: |
Unlicensed entities |
| Website: |
www.ksil-cur.com |
| Add date: |
19 Feb 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Keiyo Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Times Square Natwest Tower, 1 Matheson Street, Wanchai, Hong Kong |
| Website: |
www.keiyoassetmanagement.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses two bank accounts in Hong Kong in the names of Pacific Invest Limited and Bitrade Limited for settlement. |
| Add date: |
20 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kelly & Gomez Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
13/F, Kingdom Power Commercial Building, No. 21-24 Des Voeux Road West, Hong Kong |
| Website: |
www.kellygomezholdings.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
10 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kendall Morgan Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Akihabara Dai Building, 76 Sotokanda 1, Chiyoda-ku, Tokyo, 101-0021 |
| Website: |
www.kendallmorganpartners.com |
| Remarks: |
The company is apparently associated with Lionhill Partners and Flex Capital Partners, which are unlicensed entities on the Alert List. |
| Add date: |
18 Jun 2013 |
| Last Update Date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kennedy Anderson Mergers & Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Level 19, Nexxus Building, 41 Connaught Road Central, Hong Kong |
| Website: |
www.kennedyanderson-merger.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kennedy Investments, Ltd |
| Type: |
Unlicensed entities |
| Add date: |
31 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kent Holdings International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 3109 Tower 2, Lippo Centre, 89 Queens Road, Admiralty, Hong Kong
(ii) 428/103 Kanjanapisek Road, Dokmai, Prawet, Bangkok 10250, Thailand
|
| Website: |
www.kentholdingsinternational.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
9 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kent Hughes & Co. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 6, No. 20A, Queens Road Central, Central, Hong Kong |
| Website: |
www.kenthughes.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kerford Investments (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 907-913, 9/F, Unit A17, Silvercorp International Tower, 707-713 Nathan Road, Mong Kok, Kowloon, Hong Kong
(ii) Flat/Room A31, 9/F Silvercorp International Tower, 707-713 Nathan Road, Mong Kok, Kowloon, Hong Kong
|
| Website: |
www.kfd9999.com |
| Remarks: |
The company’s Hong Kong addresses are invalid. |
| Add date: |
26 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kerona Trading |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from London, United Kingdom. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
10 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Keshington Group Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with Milton Hayward which is also an unlicensed entity on the Alert List. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kessler and Partners |
| Type: |
Unlicensed entities |
| Address(es): |
i) 52b, Two International Finance Tower, 8 Finance Street, Central, Hong Kong
ii) 32 Thread Needle Street, London, EC2R 8AY
iii) An der Welle 4, 60322, Frankfurt, Germany |
| Website: |
www.kesslerandpartners.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
2 Jan 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Key Profit International Limited |
| Type: |
Unlicensed entities |
| Add date: |
29 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Keystone Union (Hong Kong) Limited / Secure Investment |
| Type: |
Unlicensed entities |
| Address(es): |
(i) One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
(ii) Calle Punta Colon, Oceania Business Plaza, Torre 2000, Ciudad de Panama, Panama
(iii) Citigroup, 2 Park Street, Sydney, NSW 2000, Australia
(iv) 1 Ropemaker Street, London, EC2Y 9HT, United Kingdom |
| Website: |
www.secureinvestment.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
6 Jun 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kimberley & Andrew Limited |
| Type: |
Unlicensed entities |
| Address(es): |
16/F, 1602-1606, Admiralty Centre Tower 1, 13 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.kimberlyandrewlimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kimzeen Forex Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
1. 22 Elphinstone Street Kincardine Fife FK 10 4RH United Kingdom.
2. Room 2103A, 21/F, Easey Commercial Building, 253 – 261 Hennessy Road, Wan Chai, Hong Kong.
3. 21/F, Success Commercial Building, 253 – 261 Hennessy Road, Wan Chai, Hong Kong.
|
| Website: |
www.jz-bo.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
19 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kinetix Exploration Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Office 302, Dominion Centre, 43-59 Queen’s Road East, Wanchai, Hong Kong
(ii) 2F MG Meguro Ekimae 2-15-19, Kamiosaki, Shibuya-ku, Tokyo, 141-0021, Japan
|
| Website: |
www.kinetixexploration.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. It uses Hong Kong bank accounts in the names of EFTTE Limited, SAC Holdings Limited and FESM Holdings Limited for settlement. It appears to be associated with Rubin Dunn, the Alden Group, Paragon Advisors, DP Consulting Group, Wising Century Solartech Limited and DA Corporation Partners, other unlicensed entities on the Alert List. |
| Add date: |
20 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
King & Jerry Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre Buildings 28/F, Austin Road West, No1, Station, West Kowloon, Hong Kong |
| Website: |
www.kingjerryholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kings View Capital Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Times Square Shell Tower, 1 Matheson Street, Times Square, Wan Chai, Hong Kong
(ii) Summit Centre, 1088 Yan'an Road West, Puxi, Shanghai, China
(iii) Tuntex Enterprise Center, Fuhsing N. Road, Zhongshan, Taipei, Taiwan
(iv) Akihabara Dai Building, 76-1, Sotokanda 1, Chiyoda-ku, Tokyo, Japan
|
| Website: |
www.kingsviewcapitaladvisors.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
5 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kingsberg International Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
(i) The Executive Center, Level 9, Two Exchange Square, 8 Connaught Place, Hong Kong
(ii) 20 F, The Headquarters Building, No. 168, Middle Xizang Road, Huangpu District. |
| Website: |
www.kingsberg-international.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Genivers Ltd for settlement. |
| Add date: |
19 Apr 2018 |
| Last Update Date: |
7 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kingsman Global Limited / Lexal Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Mongkok Commercial Centre, 16 Argyle Street, Mong Kok, Hong Kong
ii) Canary Wharf, 40 Bank Street, 29th Floor, London, UK e14 5dy
|
| Website: |
www.kingsmangloballimited.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
15 Apr 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kingsman Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 15, Sang Woo Building, 227-228 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.kingsmanltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kingston Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
3011, Tower 2, Lippo Centre, 89 Queensway, Hong Kong |
| Website: |
www.kingston-fg.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with the listed company, Kingston Financial Group Limited (stock code: 1031) and four SFC-licensed corporations, namely Kingston Securities Limited, Kingston Futures Limited, Kingston Asset Management Limited and Kingston Corporate Finance Limited. |
| Add date: |
31 Jul 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kingston Trading |
| Type: |
Unlicensed entities |
| Address(es): |
i) 18 King Wah Road, Level 7, North Point, Hong Kong
ii) Cathay Financial Center, Level 17, Song Ren Road, Xinyi, Taipei, Taiwan
|
| Website: |
https://kingstontrading.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
King’s Vision Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit B, 11/F, Wing Yee Commercial Building, 3 Wing Kut Street, Central, Hong Kong
|
| Website: |
www.kingvisiongroup.com |
| Remarks: |
The company provides the above Hong Kong address but is not located there. |
| Add date: |
3 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kirkwood Global |
| Type: |
Unlicensed entities |
| Address(es): |
9/F Silvercord Tower 2, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.kirkwoodglobal.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
19 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Klarman Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Citibank Plaza, 3 Garden Road, Central, Hong Kong |
| Website: |
www.klarman-securites.com |
| Remarks: |
The company’s Hong Kong addresses is incomplete. It uses bank accounts in Hong Kong in the names of Denvier Limited, Peredic Limited, Tricorp Limited and Warick Limited for settlement. |
| Add date: |
26 Jan 2016 |
| Last Update Date: |
20 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kline Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Guangdong Finance Building, 88-91 Connaught Road West, Central and Western, Hong Kong |
| Website: |
www.klinecapitalpartners.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
30 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Knight Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
19/C, Prosperity Tower, 39 Queen’s Road Central, Hong Kong |
| Website: |
www.knight-investment.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of S Emperor (HK) Ltd for settlement. |
| Add date: |
28 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ko Sin Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Hong Kong |
| Website: |
www.kosin.net |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong under the same name for settlement. It is apparently related to Wainwright Finance, another unlicensed entity on the Alert List. |
| Add date: |
21 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kobe Securities International |
| Type: |
Unlicensed entities |
| Add date: |
17 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Koryo Asia Limited |
| Type: |
Unlicensed entities |
| Website: |
www.koryoasia.com
www.chosunfund.com |
| Remarks: |
The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund". |
| Add date: |
21 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kowloon Global Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
Langham Place, 8 Argyle Street, Mongkok |
| Website: |
www.kowloongwm.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the names of Prospect Encore Limited and Karada Holdings Limited for settlement. |
| Add date: |
8 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
KRD Europe Management LLC |
| Type: |
Unlicensed entities |
| Address(es): |
Nokia Bldg, Koztelek u.6
City Gate 1, 3/F
H-1092 Budapest, Hungary |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
20 Jun 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
KSI/ Karamanof/ Karamanof Securities & Investment Services |
| Type: |
Unlicensed entities |
| Address(es): |
(1) Hopewell Center, Queens Road, Hong Kong
(2) Canada Square, Canary Wharf, London E14 5LQ, UK |
| Website: |
www.karamanofinvestments.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It is not associated with Karamanof Securities & Investment Services SA, a UK Financial Conduct Authority – European Economic Area authorised firm. |
| Add date: |
29 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
KTC Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
100 Pall Mall, St James, London, SW1Y 5NQ, United Kingdom |
| Website: |
(i) www.ktccapital.com
(ii) www.ktccapitalmanagement.com |
| Remarks: |
It uses bank accounts in Hong Kong in the names of Capquest Systems Inc and GHF Group Ltd for settlement. |
| Add date: |
25 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kuangshi Futures |
| Type: |
Unlicensed entities |
| Website: |
www.kss.hk |
| Remarks: |
The company falsely claims to have obtained the SFC's approval to provide futures and stock options trading services, and uses a bank account in Hong Kong in the name of Direct Access International Futures Limited for settlement. It also uses the name KS (Hongkong) International Futures Co., Ltd. |
| Add date: |
24 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kunda (Hong Kong) International Investment Group Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Room 18M, 27/F, Ho King Commercial Center, 2-16 Fayuen Street, MongKok, Kowloon |
| Website: |
Yuanbaohui.com/project_index/?id=206 |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kyler & Keaton Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
China Resources Building, 22/F, 2201-2205, Harbour Rd, Wan Chai, Hong Kong |
| Website: |
www.kylerkeatonholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Kyodo Securities |
| Type: |
Unlicensed entities |
| Address(es): |
5/F, Wheelock House, 20 Pedder Street, Central, Hong Kong |
| Website: |
www.kyodosecurities.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
21 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LA Private Equity |
| Type: |
Unlicensed entities |
| Address(es): |
1301 Bank of America Tower, Suite 482
12 Harcourt Road, Central, Hong Kong |
| Website: |
www.laprivateequity.net |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
29 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lake Shore Asset Management Limited |
| Type: |
Others |
| Add date: |
22 Oct 2007 |
|
| Name: |
Lambert & Sons Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
Kerry Centre, 683 King's Road, Quarry Bay, Hong Kong |
| Website: |
www.lambert-incorporated.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Meiteer International Trading Limited for settlement. |
| Add date: |
26 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lambert and Sons Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
Kerry Centre, 683 King's Road, Quarry Bay, Hong Kong |
| Website: |
www.lambert-incorporated.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Peredic Limited for settlement. The company is apparently associated with Cunningham Mutual, another unlicensed entity on the Alert List. |
| Add date: |
15 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lamprell bank |
| Type: |
Unlicensed entities |
| Address(es): |
Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong |
| Website: |
www.lamprellplc.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
3 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lance Global Solutions Limited |
| Type: |
Unlicensed entities |
| Address(es): |
22nd Floor, St. Luke's Tower
8-1 Akashi-Cho, Chuo-Ku
Tokyo 104-8518, Japan |
| Remarks: |
The company uses a bank account in Hong Kong in the name of NSX International Holdings Limited for settlement. NSX International Holdings Limited is associated with Northcott, Sterling, Xavier & Associates Limited, another unlicensed entity on the Alert List. |
| Add date: |
10 May 2010 |
| Last Update Date: |
27 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Landmark Trade Services Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Omar Hodge Building, Wickhams Cay I,
P.O. Box 362, Road Town, Tortola
British Virgin Islands
(Registered office address)
8/F, Bank of America Tower
12 Harcourt Road
Central, Hong Kong
(Correspondence address) |
| Remarks: |
Benjamin Mauerberger is the responsible person of the company, which appears to be associated with Price Stone Group SI in Spain. |
| Add date: |
21 Jul 2005 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Langford Nachman |
| Type: |
Unlicensed entities |
| Address(es): |
Enterprise Square III, 39 Wang Chiu Road, Kowloon Bay |
| Website: |
www.langford-nachman.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lantau International |
| Type: |
Unlicensed entities |
| Address(es): |
22/F Wu Chung House, 213 Queen’s Road East, Wan Chai, Hong Kong |
| Website: |
www.lantau-international.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
23 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LaSalle Bank |
| Type: |
Phishes |
| Remarks: |
The company claims to represent LaSalle Bank sending emails to certain members of the public requesting them to provide information within a certain period by clicking on an attached hyperlink. Otherwise, recipients’ credit cards will be locked. It is not related to LaSalle Bank, USA. |
| Add date: |
29 Jun 2005 |
|
| Name: |
Laverty Assets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Bahamas. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
26 Mar 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lawton & Yeung |
| Type: |
Unlicensed entities |
| Address(es): |
i) Hua Nan Bank Building, Section 4 Xinyi Road Cor Siwei Road, Da’an District, Taipei City, Taiwan
ii) Ark Hills Sengokuyama Mori Tower, 35th Floor, 9-10 Roppongi 1-Chrome Minato-Ku, Tokyo, Japan
|
| Website: |
www.lawtonandyeung.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Barrington Clifton for settlement. |
| Add date: |
23 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lead Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 1330, 6th Avenue New York City, New York 10019
(ii) 329 Three Pacific Place, 1 Queen’s Road East, Hong Kong
|
| Website: |
www.leadcapitalpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Langley International for settlement. |
| Add date: |
27 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lead Global Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suites 906-7, Hing Yip Commercial Centre, 280 Des Voeux Road Central, Hong Kong |
| Website: |
www.leadglobalhk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
10 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lear Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
Tower S Building, 1-15-25 Kiba, Fukagawa Gatharia, Koto-ku, Tokyo 135-0042, Japan |
| Website: |
http://learcapitalgroup.com |
| Remarks: |
The company is apparently associated with The Kronos Group, Crossbridge Partners and World Financial Institutions, which are unlicensed entities on the Alert List. |
| Add date: |
15 Nov 2012 |
| Last Update Date: |
21 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Leberman Steine Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lee Andrews Wright & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives a Hong Kong address which belongs to a business centre. |
| Website: |
www.leeandrewswright.com |
| Add date: |
6 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lee, Young & Chan |
| Type: |
Unlicensed entities |
| Address(es): |
i) 26/F, Shui On Centre, 6-8 Harbour Road, Wan Chai, Hong Kong
ii) 1403/1918 Seattle, WA 98101, the United States |
| Website: |
www.lyc-limited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
3 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lefroy Hudson |
| Type: |
Unlicensed entities |
| Website: |
www.lefroy-hudson.com |
| Remarks: |
It is apparently associated with Seoul Options and Futures Exchange, which is a fake market operator on the Alert List. |
| Add date: |
31 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Legacy Holdings International Ltd. |
| Type: |
Unlicensed entities |
| Remarks: |
The company holds a bank account in Hong Kong. It is affiliated with Tri Guard Holdings Limited, Concordant Group Ltd., Safecoe Holdings International Ltd. These companies may also contact investors for non-investment related services. |
| Add date: |
23 Mar 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Leonard Ullrich Neuman |
| Type: |
Unlicensed entities |
| Address(es): |
i) II International Finance Centre, 8 Finance Street, Hong Kong
ii) Goerdelerring 5, 04109, Leipzig, Sachsen, Germany |
| Website: |
www.leonardullrichneumann.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Letter Ann Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
27/F, The Gateway Tower 3, Prudential Tower, 21 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.73311.com
www.xin588.com |
| Remarks: |
The Hong Kong address provided on the website belongs to a service apartment. |
| Add date: |
19 Jul 2013 |
| Last Update Date: |
19 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Levin Mayer |
| Type: |
Unlicensed entities |
| Address(es): |
Eastern Commercial Centre
395 Hennessy Road
Wan Chai, Hong Kong |
| Website: |
www.levin-mayer.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Shanghai Mercantile Exchange, another entity on the Alert List. The company uses a bank account in Hong Kong in the name of Hartix Limited, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
22 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Levine & Levine Law Specialists |
| Type: |
Unlicensed entities |
| Address(es): |
1 West St, New York, NY 10004, USA |
| Website: |
Nil |
| Remarks: |
The company is apparently associated with New York Regulatory Division, a fake regulator on the Alert List. |
| Add date: |
7 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lexin International Futures (Hong Kong) Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.lexinfinance.net |
| Remarks: |
The company falsely claims to be regulated by the Securities and Futures Commission. |
| Add date: |
10 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lexinta Capital Management Limited/Lexinta Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rooms 607-8, 6/F, 299QRC
299 Queen’s Road Central, Hong Kong
|
| Website: |
www.lexinta.com |
| Remarks: |
Nil |
| Add date: |
10 Oct 2017 |
| Last Update Date: |
13 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lextin Capital |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre, Nga Cheung Road, Yau Tsim Mong, Kowloon, Hong Kong |
| Website: |
www.lextincapital.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
28 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lexus Group |
| Type: |
Unlicensed entities |
| Address(es): |
Level 8, 3, Azabudai, Minato-ku, Tokyo |
| Website: |
www.lexusgroup.com |
| Remarks: |
The entity uses a bank account in Hong Kong in the name of Raeat Holdings Limited for settlement. |
| Add date: |
7 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LFG (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, ICBC Tower, Citibank Plaza, 3 Garden Road, Hong Kong |
| Website: |
www.lfg-asia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
6 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LGT German Investitions GmbH |
| Type: |
Unlicensed entities |
| Address(es): |
703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC |
| Remarks: |
The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG. |
| Add date: |
7 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LGT German Investment GmbH |
| Type: |
Unlicensed entities |
| Address(es): |
703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC |
| Remarks: |
The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG. |
| Add date: |
7 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LGT Investment Group |
| Type: |
Suspicious websites |
| Website: |
www.lgt-ap.com/Index.asp |
| Remarks: |
The website with the above domain name is not associated with LGT Investment Management (Asia) Limited and LGT Capital Partners (Asia-Pacific) Limited, which are SFC licensed corporations. |
| Add date: |
15 Sep 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
LGT-Investment Gmbh |
| Type: |
Unlicensed entities |
| Address(es): |
703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC |
| Remarks: |
The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG. |
| Add date: |
7 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Liberty Capital International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1-3, 16/F
Kinwick Centre, 32 Hollywood Road
Central, Hong Kong
The company represents it has offices in Antigua, Germany, Singapore, Argentina and France as well. |
| Remarks: |
The company gives the above address but it is not located there. It appears to target Hong Kong investors. |
| Add date: |
14 Dec 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Liberty Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Floor 2/1, 408 W High Street, Felton / Delaware – 19943 – USA |
| Website: |
www.libertyholdings.net |
| Remarks: |
The company uses bank accounts in Hong Kong for settlement. It is apparently associated with Midland-Pacific, an unlicensed entity on the Alert List. |
| Add date: |
10 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Liberty Securities |
| Type: |
Unlicensed entities |
| Address(es): |
350, 5th Avenue, Suite No. 328, New York City, New York, US 10118. |
| Website: |
www.libertysecurities.org
www.libertysecurities.net |
| Remarks: |
The company uses a bank account in Hong Kong in the name of LMG International Limited for settlement. |
| Add date: |
20 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Liberty Stone Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Man Yee Building, 68 Des Voeux Road Central, Central, Hong Kong |
| Website: |
www.libertystonefinancial.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
24 Oct 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Link Mergers & Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
1375 E. 9th Street 14th Floor
Cleveland
OH 44114-1724
US
21 Ichiban-cho,
Chiyoda-ku
Tokyo 102-0082
Japan |
| Remarks: |
The company may be associated with World Trade Financial Group and International Securities Tax Commission. |
| Add date: |
10 Aug 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lion Group Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Sheung Yuet Road, Kowloon Bay, Hong Kong |
| Website: |
https://liongroupholdings.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
29 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lionhill Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Central, Hong Kong Island, Hong Kong |
| Website: |
www.lionhillpartners.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company is apparently associated with Kendall Morgan Partners, another unlicensed entity on the Alert List, and uses a bank account in Hong Kong in the name of Acrux Holdings Limited for settlement. |
| Add date: |
23 Apr 2013 |
| Last Update Date: |
18 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lisinex |
| Type: |
Unlicensed entities |
| Address(es): |
Kwun Tong, Kowloon, Hong Kong |
| Website: |
(i) www.lisinex.com
(ii) http://fanti.lisinex.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
14 Feb 2019 |
| Last Update Date: |
15 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lloyd & Mitchell Partners |
| Type: |
Unlicensed entities |
| Address(es): |
29/F, Times Square, Tower 2, 1 Matheson Street, Causeway Bay, Hong Kong |
| Website: |
www.lloyd-mitchell.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lloyds and Barclays Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 3304, Empire State Building
350 Fifth Ave New York
NY, 10118 |
| Add date: |
1 Dec 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Logical Clearing Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with The Bridgeway Group International and Montgomery, Blake & Associates which are also unlicensed entities on the Alert List. |
| Add date: |
21 Sep 2009 |
| Last Update Date: |
26 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Long Zhen Investment Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
99A-99C, Wellington Street, Central, Hong Kong |
| Website: |
www.longzhen-hk.com
www.longzheninv.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Longwood Trading |
| Type: |
Unlicensed entities |
| Address(es): |
Sun Hung Kai Centre, 30 Harbour Road, Wan Chai, Hong Kong |
| Website: |
www.longwood-trading.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
30 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Lots Financial Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 6 Kalok Center
720 Nathan Road
Hong Kong |
| Website: |
www.lotsfx.com |
| Remarks: |
The company appears to target Mainland investors and maintains a bank account in Hong Kong for settlement. |
| Add date: |
18 Mar 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Loyal Relations (Hong Kong) |
| Type: |
Unlicensed entities |
| Address(es): |
1805, Wheelock House
20 Pedder Street, Central
Hong Kong |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It is associated with AgroMicron Limited, another unlicensed entity. |
| Add date: |
24 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LSE Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Swiss Re Building, 30 St Mary Axe, London, EC3A8BF, UK
(ii) Two International Finance Centre, 8 Finance Street, Central, Hong Kong
|
| Website: |
www.lseacquisitions.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
20 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LSE Wealth Management Inc / LE Management |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Two International Finance Centre, 8 Finance Street, Central, Hong Kong
(ii) Canada Square, Canary Wharf, London, E145DY, United Kingdom |
| Website: |
www.lsewealth.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
25 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
LT Global Ltd / LT7 Global Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Rue De Bellevue, Pot 485101, Bellevue Port-Vila
ii) 10/F, Hongkong Offshore Centre, No. 28 Austin Avenue, Tsim Sha Tsui, Kowloon, Hong Kong
|
| Website: |
i) www.lt7.com
ii) www.leaguetrade.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
14 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
Ltrader International Limited / Ltrader Global Limited / Ltrader International (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.ltraderglobal.com |
| Remarks: |
- |
| Add date: |
6 Sep 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Luma Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
15/F, 100 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.lumagroup.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
M-Markets |
| Type: |
Unlicensed entities |
| Address(es): |
#25 Mason Complex, Stoney Ground, P.O. Box 193, The Valley, British Anguilla |
| Website: |
www.m-markets.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of RSNG Trading Limited for settlement. |
| Add date: |
8 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Macao Management |
| Type: |
Unlicensed entities |
| Address(es): |
Gloucester Tower, The Landmark
11 Pedder Street, Central, Hong Kong |
| Website: |
www.macaomgmt.hk |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
27 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Macmillan Frasier |
| Type: |
Unlicensed entities |
| Remarks: |
The company apparently operates from Taiwan and targets UK investors. It also uses a bank account in Hong Kong in the name of Sternfield Limited for settlement. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Magna Capital Research |
| Type: |
Unlicensed entities |
| Address(es): |
702 Wheelock House
20 Pedder Street
Central, Hong Kong |
| Website: |
www.magnacapitalresearch.com |
| Remarks: |
The company gives the above address but it is not located there. It may be associated with Magnusson Edward. |
| Add date: |
20 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Magnusson Edward |
| Type: |
Unlicensed entities |
| Address(es): |
17/F Cheung Kong Center
2 Queen's Road Central
Hong Kong |
| Website: |
www.magnussonedward.com |
| Add date: |
29 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MAGV Securities Inc |
| Type: |
Unlicensed entities |
| Address(es): |
136 Madison Avenue, New York, NT 10016 |
| Website: |
www.magvsecuritiesinc.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of GA Tson Trade Co Limited for settlement. |
| Add date: |
7 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MAN Group Foundation Limited |
| Type: |
Suspicious websites |
| Website: |
www.mansfund.com/cn |
| Remarks: |
The website with the above domain name is not associated with Man Investments (Hong Kong) Limited, an SFC licensed corporation. |
| Add date: |
29 Nov 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Man International (Hong Kong) Group Limited |
| Type: |
Suspicious websites |
| Address(es): |
6/F, Jin Zhong Huan Business Mansion
Jintian Road, Futlan District
Shenzhen
Guangdong Province |
| Website: |
www.manasia.com.cn |
| Remarks: |
The company falsely purports to have a relationship with Man Investments (Hong Kong) Limited and Man Group plc, and provides an address similar to that of UK Man International Investment Financial Group Co., Ltd (another company on this Alert List). The company also provides a fake licence certificate purportedly issued by the Securities and Futures Commission. |
| Add date: |
22 Apr 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Mangsang Investment Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
22/F, AIG Tower
1 Connaught Road Central
Hong Kong
|
| Website: |
www.mangsang.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. It also claims to be licensed by the Financial Industry Authority, and there is no such financial regulator in Hong Kong. |
| Add date: |
16 Jun 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Manhattan Capital Corp |
| Type: |
Unlicensed entities |
| Address(es): |
Tesbury Centre,
24-32 Queen's Road East,
Wanchai, Hong Kong |
| Website: |
www.manhattancapitalcorp.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
19 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ManlyFX |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.manlyfx.com |
| Remarks: |
The company falsely claims on its website that it is regulated by the SFC. |
| Add date: |
28 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Manniworth Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Star House No. 3, 2nd & 3rd Floors, Salisbury Road, Kowloon, Hong Kong |
| Website: |
www.manniworth.com |
| Remarks: |
The company provides an invalid Hong Kong address in English on its website. It uses Hong Kong bank accounts in the names of Deniver Limited and Elantra Limited for settlement. The company is not associated with Manniworth Company Limited, a company incorporated in Hong Kong. |
| Add date: |
11 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Marco Go Up Holding Limited |
| Type: |
Unlicensed entities |
| Address(es): |
29/F, Times Media Centre, Wan Chai Road, Hong Kong |
| Website: |
www.mguhk.com |
| Remarks: |
The company is associated with Shing Tin International Trading Limited, another unlicensed entity on the Alert List. It uses a bank account in Hong Kong in the name of MGU Hong Kong Limited for settlement. |
| Add date: |
28 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Marcus Goodman & Phillips Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
415 Main Street
Little Rock, Arkansas
USA 72201 |
| Add date: |
26 Jan 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mark & Melvin Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 15, Langham Place, 2 Argyle Street, Mong Kok, Kowloon, Hong Kong |
| Website: |
www.markmelvinlimited.com |
| Remarks: |
The company gives the above Hong Kong address which belongs to a business centre. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Market Big Bear Group Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
55 Southern Foreshore, Belize City, Belize |
| Website: |
i) www.mbb24.com
ii) www.mbb24.co |
| Remarks: |
The company provides a Hong Kong telephone number and fax number on its website. It uses a bank account in Hong Kong for settlement. |
| Add date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Marketing Services International |
| Type: |
Unlicensed entities |
| Website: |
www.marketingservicesinternational.com |
| Remarks: |
The company is apparently associated with Jade Asia International Ltd, another unlicensed company on the Alert List. It uses a bank account in the name of Sun Billion Limited for settlement. |
| Add date: |
30 Jun 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Markets Central |
| Type: |
Unlicensed entities |
| Address(es): |
i) 9/F, Henan Building, 17-19 Luard Road, Wan Chai, Hong Kong
ii) Shim Sha Tsui, 11 Kowloon Street, Hong Kong |
| Website: |
www.marketcentral.net |
| Remarks: |
The company is related to two other unlicensed entities on the Alert List, namely, Famex Financial and MY FX STAR. The company’s first Hong Kong address belongs to a business centre and its second Hong Kong address is invalid. |
| Add date: |
19 Mar 2010 |
| Last Update Date: |
8 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Marshall & Grant Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Union Commercial Building, 12-16 Lyndhurst Terrace, Central, Hong Kong |
| Website: |
www.marshallgrantlimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Martinez & Mannheim, S.A. |
| Type: |
Unlicensed entities |
| Address(es): |
Torres Mercedes Siglo XXI, Nivel 9
Paseo Colon, San Jose
Costa Rica
Centro Corporativo Internacional C.C.I. Nivel 3
Calles 26-28, Ave. 6 y 8, Barrio Don Bosco
Paseo Colon, San Jose
Costa Rica
The company represents it has an office in Bank of China Tower in Hong Kong. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
20 May 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MartinMoss and Garcia |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Idaho, USA. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
10 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Marvont Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) 2F, Minami-Azabu Center, 4-12-28, 106-00476 Minato-ku, Tokyo, Japan
ii) 12F, The Exchange Beijing, No 188, Jianguo Lu Yi, 100022 Chaoyang District, Beijing, China
|
| Website: |
www.marvontgroup.com |
| Remarks: |
The company uses five Hong Kong bank accounts in the names of SEAI Holdings Limited, SSEAH Enterprise Limited, AFG Holdings Limited, SAC Holdings Limited and EFTTE Limited for settlement. It is apparently associated with Harver Group, another unlicensed entity on the Alert List. |
| Add date: |
2 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Masaru Associates |
| Type: |
Unlicensed entities |
| Website: |
www.masaruassociates.com |
| Add date: |
31 Jul 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mason McHale Portfolio Management (Limited) |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, Hing Wai Bldg
36 Queen's Rd Central
Hong Kong |
| Website: |
www.masonmchale.com |
| Add date: |
9 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Master Vision Group of Banks |
| Type: |
Unlicensed entities |
| Address(es): |
12/F Ruttonjee House, 11 Duddell Street, Central, Hong Kong |
| Website: |
www.mvgbs.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Masterfield Investment Group |
| Type: |
Unlicensed entities |
| Website: |
www.masterfieldinvestmentgroup.com |
| Add date: |
4 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Masters & Bettman |
| Type: |
Unlicensed entities |
| Address(es): |
Level 25, Bank of China Tower,
1 Garden Road, Hong Kong |
| Website: |
www.mastersbettman.com |
| Remarks: |
The company uses a bank account in the name of Strategic Control Financial Ltd in Hong Kong for settlement. |
| Add date: |
1 Aug 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Matthew and Alexis Limited |
| Type: |
Unlicensed entities |
| Address(es): |
126-129, 12/F, 353, Sunshine Plaza, Lockhart Road, Wan Chai, Hong Kong |
| Website: |
www.matthewalexislimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Max Global Bullion Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 9, 1-3 Pedder Street, Central, Hong Kong |
| Website: |
www.maxglobalbullion.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Maxi-Trade Company |
| Type: |
Unlicensed entities |
| Address(es): |
The company claims to have a large regional office in Hong Kong. |
| Website: |
www.maxi-trade.com |
| Add date: |
10 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Maxim Trader/Maxim Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.maximtrader.com |
| Remarks: |
The company has been enlisted in the consumer alert list of Bank Negara Malaysia. |
| Add date: |
8 May 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Maxson & Associates Securities Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 726-729 Centre Point
181 Gloucester Road
Hong Kong |
| Website: |
www.maxson-associates.com |
| Remarks: |
The company is not associated with the SFC licensed corporation, Maxson Securities Limited. The Hong Kong address given by the company does not exist. |
| Add date: |
27 Feb 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Maxson Financial (H.K.) Co. Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
1201-2 Central Plaza,
18 Harbour Road, Wanchai,
Hong Kong
|
| Website: |
www.maxsonfinancial.com |
| Remarks: |
The company's website makes reference to Shanghai Options and Futures Exchange (SOFEX), which claims to operate Shanghai's largest and most liquid exchange group and subject to regulation by the Financial Services Regulatory Authority. The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jan 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Maxuel Golding Associated Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
275 Madison Avenue, Floor #6
New York 10016
United States |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Maynard & Breen Investment Services |
| Type: |
Unlicensed entities |
| Address(es): |
21st Floor, ICBC Tower
3 Garden Road
Hong Kong |
| Website: |
www.maybrn.com |
| Remarks: |
The company gives the above address but it is not located there. It used to call itself as Mayer Brown Investment Services. |
| Add date: |
19 May 2008 |
| Last Update Date: |
1 Dec 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mays Group Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with Milton Hayward which is also an unlicensed entity on the Alert List. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mc Kenzie King |
| Type: |
Unlicensed entities |
| Add date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
McBain Baxter Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
30/F, Entertainment Building
30 Queen's Road Central
Hong Kong |
| Website: |
www.mcbainbaxter.net |
| Remarks: |
The company appears to target investors in Sweden, Germany, Singapore and Malaysia. Also known as McBain Baxter Limited. |
| Add date: |
1 Sep 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
McBain Baxter Holdings Pte Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
It uses a Singapore address. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mckenzie Goldstein & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
1040 Avenue of the Americas
New York
New York 10018
USA |
| Website: |
www.mckenzie-goldstein.com
www.globalwealth-escrow.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the name of Global Wealth Corporation Ltd. It appears to target Hong Kong and the UK investors. |
| Add date: |
19 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mclintock Greer & Co |
| Type: |
Unlicensed entities |
| Address(es): |
117 West 57th Street, New York City, USA, NY10019 |
| Website: |
www.mclintockgreer.com |
| Remarks: |
It is apparently associated with First Inc Limited, another unlicensed entity on the Alert List. It uses bank accounts in Hong Kong in the name of SGS Global Ltd and Antek Global Ltd for settlement. |
| Add date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MDF Capital Limited / MDF Trading Limited / Markets Direct Financial Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit E8, 3/F, Wing Tat Commercial Building, 97 Bonham Strand East, Sheung Wan, Hong Kong
ii) Chase Business Centre, 39-41 Chase Side, London, England
iii) Business Results (HB) Ltd, 20-22 Munroe St, Napier, 4110, New Zealand |
| Website: |
www.mdffx.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mega TradeHub |
| Type: |
Unlicensed entities |
| Address(es): |
Mega TradeHub |
| Website: |
www.megatradehub.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Merc Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 12, 7/F, Lippo Sun Plaza, 28 Canton Road,bKowloon, Hong Kong
|
| Website: |
- |
| Remarks: |
The company appears to solicit Hong Kong investors to invest in a collective investment scheme issued by Nixdorf-AX Ventures Limited, another unlicensed entity on our Alert List.
The company provides the above Hong Kong address, but it is not located there.
|
| Add date: |
7 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mercantile Capital Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
105 Cecil Street
06-01 The Octagon
Singapore 069534 |
| Add date: |
27 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Merchant Lerner & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
East Point Centre
555 Hennessy Road
Hong Kong |
| Website: |
www.merchantlerner.com |
| Remarks: |
The above address given by the company is incomplete. The company uses a bank account in Hong Kong in the name of Gateway Corporate Services Limited. |
| Add date: |
14 Nov 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mercury Global Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
1 Bay Street
Commerce Centre
Suite 400-28
PO Box N-643
Nassau, The Bahamas |
| Website: |
www.mercglobal.net |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
14 Oct 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Meridian Equity Group |
| Type: |
Unlicensed entities |
| Address(es): |
Level 9, 1 Pedder Street, Central, Hong Kong |
| Website: |
www.meridianequitygroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Merit Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1201 & 1202, 12/F
Chinachem Johnston Plaza
178 Johnston Road
Wanchai, Hong Kong
28/F, Soundwill Plaza
38 Russell Street
Causeway Bay, Hong Kong |
| Add date: |
7 Mar 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Merit Prime Capital |
| Type: |
Unlicensed entities |
| Add date: |
6 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Merrill Lynch International (HK) Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is not associated with Merrill Lynch Far East Limited and Merrill Lynch (Asia Pacific) Limited, which are SFC-licensed corporations. |
| Add date: |
18 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Merryl Morgan |
| Type: |
Unlicensed entities |
| Address(es): |
1. 27/F, 53-55 Lockhart Road, Wanchai, Hong Kong
2. 355 Greenwich St, New York, NY, United States
3. 31A Telok Ayer St., 44F, Raffles Place, Singapore
|
| Website: |
www.merrylmorgan.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Metis Etrade LLC |
| Type: |
Unlicensed entities |
| Address(es): |
11F Crawford House, 70 Queen's Road Central, Hong Kong |
| Website: |
www.metisetrade.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses a bank account in Hong Kong in the name of United Global Payment, Limited for settlement. |
| Add date: |
27 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Metro Wide Investments |
| Type: |
Unlicensed entities |
| Address(es): |
2 International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
http://metrowideinvestments.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Metropol Invest Group / Metropol Invest Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
18/F, Man Yee Building, 60-68 Des Voeux Road Central, Hong Kong |
| Website: |
www.metropolinvestgroup.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. It uses Hong Kong bank accounts in the names of Lupeng Trading Ltd and Turnway Limited for settlement. |
| Add date: |
4 May 2018 |
| Last Update Date: |
2 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MG Wealth Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
9 Queen's Road Central, Central, Hong Kong |
| Website: |
www.mgwealthadvisors.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company is apparently associated with The Sterling Group International, another unlicensed entity on the Alert List. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MGX100Asia |
| Type: |
Unlicensed entities |
| Address(es): |
10/F Wharf T&T Centre, 7 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.mgx100asia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
4 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mianchang Financial Holdings Hong Kong Limited |
| Type: |
Unlicensed entities |
| Address(es): |
7th Floor, Bright Way Tower, 33 Mong Kok Road, Kowloon |
| Website: |
www.mcjr.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Michael & Carlos Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
The L Place 23/F 3309, Queen’s Road Central, Central, Hong Kong |
| Website: |
www.michaelcarlosholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Michael Ulrich Hartmann |
| Type: |
Unlicensed entities |
| Address(es): |
1. Hang Seng Mongkok Building, 677 Nathan Road, Mongkok Hong Kong
2. Roppongi Hills Tower, 106-6108, Minato,Roppongi, Tokyo
|
| Website: |
www.michaelulrichhartmann.co.uk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Midas International |
| Type: |
Unlicensed entities |
| Address(es): |
33rd Floor, One International Finance Centre
1 Harbour View Street
Central, Hong Kong |
| Website: |
www.midasworldwide.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
18 Aug 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Midland-Pacific |
| Type: |
Unlicensed entities |
| Address(es): |
60-24B Conduit Road, Mid-levels, West, Hong Kong |
| Website: |
www.midland-pacific.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
27 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Midway Financial Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
36th Floor, Lippo Centre Tower 2, 89 Queensway, Hong Kong |
| Website: |
www.midwaygroup-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Midway Management |
| Type: |
Unlicensed entities |
| Address(es): |
Chung Hing Commercial Building, Level 12, 62-63 Connaught Rd Central, Central, Hong Kong, China S.A.R. |
| Website: |
www.midwaymanagement.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
31 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Millennium Financial Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in Brazil, Switzerland, Singapore, Mexico, Uruguay and United States as well. |
| Add date: |
29 Jan 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Miller Reid |
| Type: |
Unlicensed entities |
| Address(es): |
189-190 F/2 Austin Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.millerreid.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
29 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Milton Financials |
| Type: |
Unlicensed entities |
| Address(es): |
1006-1011 Alexandra House, 8 Chater Road, Central, Hong Kong |
| Website: |
www.miltonfinancials.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Milton Hayward |
| Type: |
Unlicensed entities |
| Remarks: |
The company apparently operates from Japan and targets UK investors. It also uses bank accounts in Hong Kong in the names of Mays Group Limited and Keshington Group Limited for settlement. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Miracle Asset Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
12-B, Golden Mansion
83-85 Chattam Road, Tsim Sha Tsui
Kowloon, Hong Kong |
| Remarks: |
The company gives an invalid address in Hong Kong. |
| Add date: |
3 Jul 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mission Finance Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1607, Office Tower
Convention Plaza
1 Harbour Road, Wanchai
Hong Kong |
| Remarks: |
The company may use very similar variants of its name. |
| Add date: |
22 Dec 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mitsubishi Global |
| Type: |
Unlicensed entities |
| Address(es): |
Shinjuku Tower, 19/F, 651 Nishishinjuku, Shinjuku Tokyo, 163-1312, Japan |
| Website: |
www.mitsubishi-global.com |
| Remarks: |
The company is apparently associated with Asia Futures Exchange (also known as ASIAFEX), a fake market operator on the Alert List. |
| Add date: |
10 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mitsui Credit Global |
| Type: |
Unlicensed entities |
| Address(es): |
16F, Yodoyabashi Mitsui Building, 4-1-1 Imabashi, Chuo-ku, Osaka-shi, Osaka, 541-0042 Japan |
| Website: |
www.mitsuicredit.com |
| Remarks: |
The company is apparently associated with Resona Corporate Partners and Franklin Transfer Services, other entities on the SFC’s Alert List. It uses a bank account in Hong Kong in the name of Ming Fu (HK) Industrial Limited for settlement. |
| Add date: |
5 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mitsui Financial |
| Type: |
Unlicensed entities |
| Website: |
www.mitsuifinancial.com |
| Remarks: |
The company claims to be a member of the Tokyo Commodity Futures Exchange and supervised by the Commodities Futures Trade Board, but their authenticity cannot be verified. It asks investors to transfer money into bank accounts in Hong Kong in the name of Lockway Ltd and Empire Source Ltd, allegedly the clearing agents of the Tokyo Commodity Futures Exchange. |
| Add date: |
13 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mitsui Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Level 10, 3/F, Tokyo Bankers Club Building,
Marunouchi, Chiyoda-ku
Japan |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Trade One for settlement. |
| Add date: |
30 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mizuho International Financial Investment Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Two IFC, 8 Finance Street, Central Hong Kong; and
ii) Hover Industrial Building, 26-28 Kwai Cheong Road, Kwai Chung, N.T.
|
| Website: |
www.ruisuijinrong.com
www.jr126.com
www.ff281.com |
| Remarks: |
The company’s Hong Kong addresses are incomplete. |
| Add date: |
5 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MLI Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 16C, Cheuk Nang Plaza, 250 Hennessy Road, Wan Chai, Hong Kong |
| Website: |
www.mli-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MNB Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 18th Floor, 2 Queen Street East, Toronto, ON M5C 3G7
(ii) 12F, Tokyo Building, Marunouchi, Chiyoda-ku, Tokyo 100-8310, Japan
|
| Website: |
www.mnbholdings.com |
| Remarks: |
The company is apparently associated with Aichi BMO International, another unlicensed entity on the Alert List. |
| Add date: |
12 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mohoon International Investment Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
12/F Chinachem Johnston Plaza
178-187 Johnston Road, Wan Chai
Hong Kong
28 St Andrews Road
E17 6BQ, London
United Kingdom |
| Website: |
www.mohoon.com |
| Remarks: |
The company did not appear to locate at the above Hong Kong address. |
| Add date: |
2 Sep 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Momentum FX / Momentum Markets / Momentum Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1104, Crawford House, 70 Queens Road Central, Hong Kong |
| Website: |
www.momentummarkets.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Monetary Authority of China |
| Type: |
Fake regulators and/or market operators |
| Remarks: |
China Mercantile Exchange, another entity on the Alert List, claims that it is regulated by the Monetary Authority of China. The above agency is not an official regulator in China. |
| Add date: |
12 Mar 2010 |
|
| Name: |
Mong Company Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
13 Cotton Tree Drive, Central, Hong Kong |
| Website: |
-- |
| Remarks: |
The company’s Hong Kong address is invalid. The company uses bank accounts in Hong Kong in the names of Cinemax Investment Ltd, Best Crown Asia Investment Ltd and Hong Kong Weimeite International for settlement. It is apparently associated with Ashton Cole Global, another unlicensed entity on the Alert List. |
| Add date: |
17 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Montesiore & Lutz Limited |
| Type: |
Unlicensed entities |
| Website: |
www.montesoirelutz.com |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Montgomery, Blake & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
18/F Gloucester Tower
The Landmark, Central
Hong Kong |
| Website: |
www.montgomeryblake.com |
| Remarks: |
The company gives the above address but it is not located there. It settles transactions through a bank account in Hong Kong in the name of Logical Clearing Limited, which is also an unlicensed entity on the Alert List. |
| Add date: |
23 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Moretti & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
GD Tower, 140 Connaught Road, Central, Hong Kong, Hong Kong SAR |
| Website: |
www.morettiandassociates.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
1 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morgan Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
48F Cheung Kong Center
2 Queen’s Road Central
Hong Kong |
| Website: |
www.morgancp.com |
| Remarks: |
The company's Hong Kong address belongs to another financial institution. |
| Add date: |
19 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morgan Financial Advisors / MFA International Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
50 Rockefeller Plaza,
New York, NY 10019,
United States (Head Office)
Nishishinjuku - 1, Suite 104, Shinjuku,
Skyscraper District, Shinjuku-ku,
Tokyo, Japan (Asia Office) |
| Website: |
www.morgan-advisors.com |
| Remarks: |
The company maintains a bank account in the name of MFA International Holdings Limited in Hong Kong for settlement. |
| Add date: |
10 Jan 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morgan Lansky Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
11590 Westwood Boulevard, Suite 919
Los Angeles, California, 90022
USA |
| Add date: |
3 Aug 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morgan Pacific |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in Thailand. |
| Add date: |
19 Nov 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morgan&Bonds |
| Type: |
Unlicensed entities |
| Address(es): |
Morgan&Bonds Management
Manulife Plaza, Room 1202-05, 12th Floor
The Lee Gardens
33 Hysan Avenue
Causeway Bay
Hong Kong
MB&Stocks House
244 Diagoras Street
CY 1510 Nicosia
Cyprus |
| Website: |
www.morganbonds.com
www.morganbonds.net |
| Remarks: |
The company shares the above addresses with Cooper&Price but none of them is located at the Hong Kong address. |
| Add date: |
11 Jul 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Moritzclear Research S.A. |
| Type: |
Suspicious websites |
| Address(es): |
20/F, Central Tower, 28 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.moritzclearresearch.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It is apparently associated with Pacific Tycoon Limited, an unlicensed entity on the SFC’s Alert List. |
| Add date: |
21 Sep 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Morley Thompson |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to target investors in Sweden, Germany, Singapore and Malaysia. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morris and Kent Mergers and Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
51 Yun Ping Road, Hong Kong, HK 0188 8848 |
| Website: |
www.morriskent.com |
| Remarks: |
The company provides an incomplete address. |
| Add date: |
16 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morris Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Aon China Building, 29 Queen’s Road Central, Hong Kong |
| Website: |
www.morris-capital-partners.com |
| Remarks: |
The company does not operate at the above Hong Kong address. It uses various bank accounts in Hong Kong in the names of Neutra Limited, Oxred Limited, Shelland Limited, Fulford Limited and Grandwic Limited (collectively "the Beneficiaries") to receive funds from investors purportedly for securities investment. In fact, the Beneficiaries transferred the investors' funds to other entities unrelated to investment. In addition, the company is apparently associated with Southeast Asia Traders, another unlicensed entity on the Alert List. |
| Add date: |
10 Jan 2014 |
| Last Update Date: |
23 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morris Capital Partners |
| Type: |
Suspicious websites |
| Address(es): |
Aon China Building, 29 Queen’s Road Central, Hong Kong |
| Website: |
www.morris-capital-partners.com |
| Remarks: |
The company does not operate at the above Hong Kong address. It uses various bank accounts in Hong Kong in the names of Neutra Limited, Oxred Limited, Shelland Limited, Fulford Limited and Grandwic Limited (collectively "the Beneficiaries") to receive funds from investors purportedly for securities investment. In fact, the Beneficiaries transferred the investors' funds to other entities unrelated to investment. In addition, the company is apparently associated with Southeast Asia Traders, another unlicensed entity on the Alert List. |
| Add date: |
2 Mar 2015 |
| Last Update Date: |
23 Sep 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Morris Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
189-191 Prince's Building
10 Chater Road, Central
Hong Kong |
| Website: |
www.morriscommodities.com |
| Remarks: |
The company appears to be a member of Hong Kong Commodity Trading Board, which falsely purports to be a government agency responsible for regulating securities trading in Hong Kong. The company also gives the above Hong Kong address but it is not located there. It settles transactions through a bank account in Hong Kong in the name of Stemark Limited, which is also an unlicensed entity on the Alert List. |
| Add date: |
21 Oct 2009 |
| Last Update Date: |
29 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Morrison Cross Financial Investments Ltd |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
7 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Moss Securities Private Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
1206B-7A F/12, International Commerce Centre,
1 Austin Road West, Kowloon, Hong Kong
|
| Website: |
www.mosssecurities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Nov 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MPT Marketing Service / Mountain Peak Trading Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2912, Shell Tower
Times Square
1 Matheson Street
Causeway Bay
Hong Kong |
| Website: |
www.mpt-asia.com
www.mandarin-fund.com
www.chinacarbonfund.com
www.carbonfund.org |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. They appear to target at Chinese investors |
| Add date: |
27 Aug 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MRT-Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Unit D, 16/F, One Capital Place, 18 Luard Road, Wan Chai, Hong Kong
|
| Website: |
www.mrt-capital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MSFG Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1202A and 1202B, 12/F, Empire Centre, 68 Mody Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.msfg.com.hk |
| Remarks: |
It is apparently associated with Oovao Powers Limited, another unlicensed entity on the Alert List. |
| Add date: |
5 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MTC Global Group / MTC Global Financial Services Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
29th Floor, Bank of Shanghai Tower, 168 Yin Cheng Zhong Road, Pudong Shanghai, 200120 |
| Website: |
www.mtcglobal.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the name of Trend Star Investment Limited and Trend Star Asia Investment Limited for settlement. |
| Add date: |
21 Jan 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MultiWeb Media Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from the Philippines. |
| Add date: |
29 Jan 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Mundial Securities |
| Type: |
Unlicensed entities |
| Address(es): |
17/F, Metro Plaza Tower 2, 223 Hing Fong Road, Kwai Tsing, Hong Kong |
| Website: |
www.mundialsecurities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Morgan Young Financial Co., Ltd for settlement. |
| Add date: |
4 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Murray Merger Group |
| Type: |
Unlicensed entities |
| Address(es): |
Azabudai Amerex Building 12F, 3-5-7 Azabudai, Minato-ku, Tokyo 106-0041, Japan |
| Website: |
www.murraymerger.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Eversord Grace Ltd for settlement. |
| Add date: |
26 Jun 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
MY FX STAR |
| Type: |
Unlicensed entities |
| Address(es): |
9/F, Henan Building, 17-19 Luard Road
Wan Chai, Hong Kong |
| Website: |
www.myfxstar.net |
| Remarks: |
The company is related to two other unlicensed entities on the Alert List, namely, Famex Financial and Markets Central. The above Hong Kong address belongs to a business centre. |
| Add date: |
19 Mar 2010 |
| Last Update Date: |
26 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
My Secure Escrow |
| Type: |
Unlicensed entities |
| Address(es): |
Yardley Commercial Building, 1-6, Connaught Road West, Sheung Wan, Hong Kong |
| Website: |
https://mysecureescrow.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
1 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nakamura Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
Wakamatsu Building
3-3-6 Nihonbashi Hon-cho
Chuo-ku, Tokyo, 103-0023
Japan |
| Website: |
www.nakamuracapital.net |
| Remarks: |
It uses a bank account in Hong Kong in the name of General Traders. |
| Add date: |
17 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
NaviCom International Investment |
| Type: |
Unlicensed entities |
| Address(es): |
8/F Harcourt House, 39 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.navicominvestment.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of HK Anshan Trade Limited for settlement. |
| Add date: |
6 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
NCA International Holdings Limited / Noble Capital (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
16th Floor, Asia Orient Tower, 33 Lockhart Road, Wanchai, Hong Kong |
| Website: |
www.ncaholdings.com |
| Add date: |
18 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
NCL Group (UK) Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
i) Chase Business Centre-CHD 39-41 Chase Side, London
ii) Flat C, 15th Floor, Unionway Commercial Centre, 283 Queen's Road Central, Hong Kong
iii) 14 Jelicich Court, Henderson, Auckland, 0612, New Zealand |
| Website: |
www.nclfx.net
www.nclfx.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. The company claims to operate under the name of NCL Asset Management Limited at the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
21 Aug 2013 |
| Last Update Date: |
28 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Neilson Capital |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Shell Tower Times Square, 1 Matheson Street, Wanchai, Hong Kong
(ii) 352 Keelung Road, Section 1, Xinyi District, Taipei, 110 Taiwan
(iii) Shanghai Commercial Center, Ouyang Road, Hongkou, Shanghai, China
(iv) Toyosu Center Building, 3-3-3 Toyosu, Tokyo, 135-6001, Japan |
| Website: |
www.neilsoncapital.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
22 Jul 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nelson Burke Holdings Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Network Worth Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
1. Unit 990, 9/F., Yen Sheng Centre, 64 Hoi Yuen Road, Kwun Tong, Hong Kong
2. 15-1 Nishigokenchō, Shinjuku-ku, Tōkyō-to 162-0812, Japan
|
| Website: |
www.network-worth.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
8 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Neutra Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
- |
| Remarks: |
The company operates various bank accounts in Hong Kong to receive funds from investors recruited by Morris Capital Partners, another unlicensed entity on the Alert List, purportedly for securities investment. However, the above company in fact transferred the investors’ funds to other entities unrelated to investment. |
| Add date: |
2 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
New Times Capital (HK) Ltd |
| Type: |
Unlicensed entities |
| Website: |
www.newtimes-capital.com |
| Remarks: |
The company provides an address in Hong Kong but apparently it is not located there. |
| Add date: |
19 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
New York Regulatory Division |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
20 Broad St, New York, NY 10005, USA |
| Website: |
www.nyregdiv.org |
| Remarks: |
The organisation uses bank accounts in Hong Kong in the names of Tingfa Trading Co Limited and Derunchang Trading Limited for settlement. It is apparently associated with Levine & Levine Law Specialists, an unlicensed entity on the Alert List. |
| Add date: |
7 Feb 2018 |
|
| Name: |
New Zealand Xinlong gold group co., Ltd. |
| Type: |
Suspicious websites |
| Website: |
www.yf-gold.com
www.xmtkr.com |
| Remarks: |
The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, which are SFC licensed corporations. |
| Add date: |
1 Dec 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Newman Bell Mergers & Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
Cheung Kong Center
2 Queen's Road Central
Hong Kong |
| Website: |
www.newmanbell.com |
| Remarks: |
The company refers potential investors to check a purported US government organization "International Fraud Assessment Agency" [website: www.fraudassessment.org] for its legitimacy. It may refer potential investors to remit money to the "Centre for Securities Department" in Atlanta, Georgia of the USA. The company's address in Hong Kong is incomplete. |
| Add date: |
15 Nov 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Newton International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 909A, 9/F, Two Grand Tower
625 Nathan Road, Kowloon, Hong Kong |
| Website: |
www.newtonfx.com |
| Remarks: |
The company created false links to legitimate companies and misled the public by presenting their trademarks on its website. The above Hong Kong address belongs to a secretarial company. |
| Add date: |
19 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Newton Moore Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 803, 8/F, Futura Plaza
111 How Ming Street
Kwun Tong, Kowloon |
| Remarks: |
The company gives the above address but it is not located there. A secretarial company which is located at the above address, provides service to this company. The company acts as the settlement agent for Anderson Munro, another unlicensed entity on the Alert List. |
| Add date: |
19 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Next Financial Network |
| Type: |
Unlicensed entities |
| Address(es): |
89 Worship Street, London, EC2A 2BF |
| Website: |
www.nextfinancialnetwork.com |
| Remarks: |
The company claims to have a Hong Kong telephone number on its website. |
| Add date: |
12 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Next Futures Co. Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
170-0002 2-4-7 Sugamo Toshima-ku
Tokyo Japan |
| Website: |
www.nextfutures.com |
| Remarks: |
The company claims to be licensed with the Japan Futures Trading Board (JFTB), which claims to be a regulatory body of commodities and futures trading in Japan. The company apparently uses bank accounts in other companies' names in Hong Kong for settlement. |
| Add date: |
24 Feb 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
NFT Investment Limited / Now For Tomorrow Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Room 401, Jardine House, 1 Connaught Place, Central, Hong Kong
ii) Room 2103, Futura Plaza, 111 How Ming Street, Kun Tong, Hong Kong
|
| Website: |
www.nft-invest.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. The company uses a bank account in Hong Kong in the name of NFT Investment Limited for settlement. |
| Add date: |
6 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nikko-Desjardins Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
i) 200 Front St. West, Simcoe Place Suite 2602, Toronto, ON M5V 3K2, Canada
ii) 20th Floor Shinagawa, 1 Chome-2-70, Minato, Tokyo 108-0075, Japan
|
| Website: |
www.nikkoholdings.com |
| Remarks: |
The company uses five bank accounts in Hong Kong in the names of GHY Partners Limited, Gradual Investments Limited, HKIG Limited, Jin Yam (HK) Trade Co., Limited and Xieze International Trading Limited for settlement. |
| Add date: |
23 Dec 2016 |
| Last Update Date: |
13 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nippon Capital Asset Management / Nippon Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 24F, Abeno Harukas, 1-1-43 Abeno-suji, Abeno-ku Osaka 545-0052, Japan
(ii) Prosperity Tower, 39 Queen’s Road Central, Central, Hong Kong
|
| Website: |
www.nipponholdings.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the names of Able Century Limited and Glory Jet Limited for settlement. The company is apparently associated with Osaka Financial, another unlicensed entity on the Alert List. The company’s Hong Kong address is incomplete. |
| Add date: |
10 Aug 2016 |
| Last Update Date: |
28 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nixdorf-AX Ventures Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands |
| Website: |
www.nixdax.com |
| Remarks: |
The company appears to solicit Hong Kong investors to invest in its collective investment scheme through Merc Management Limited, another unlicensed entity on our Alert List. |
| Add date: |
7 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Noah Henning Investment Group / Noah Henning International Group |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2301, Fortis Tower, 77-79 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.nhig-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 May 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Noke International (Hong Kong) |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2709, Ho King Commercial Centre, 2-16 Fa Yuen Street, Mongkok, Kowloon |
| Website: |
www.nokegroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nomura Asset Management / Nomura Asset Management Inc |
| Type: |
Unlicensed entities |
| Address(es): |
World Wide House, 19 Des Voeux Road Central, Hong Kong |
| Website: |
www.namcohk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Aris Global Group Limited for settlement. It is not associated with Nomura Asset Management Hong Kong Limited, an SFC-licensed corporation. |
| Add date: |
23 Sep 2013 |
| Last Update Date: |
17 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nomura Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Bank of China Building, 3 Queen’s Road Central, Hong Kong |
| Website: |
www.nomurafinancial.com |
| Remarks: |
The company’s Hong Kong address is invalid. It is not associated with Nomura Asset Management Hong Kong Limited and Nomura International (Hong Kong) Limited, which are SFC-licensed corporations. |
| Add date: |
21 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Norbert Mach |
| Type: |
Unlicensed entities |
| Address(es): |
Schiffmuhlenstrasse 91/4, Vienna, A-1220, Austria |
| Website: |
www.norbertmach.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Simtrex International Company Limited for settlement. |
| Add date: |
26 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Norikura-Global |
| Type: |
Unlicensed entities |
| Address(es): |
27 Hillier Street, Sheung Wan, Hong Kong |
| Website: |
www.norikura-global.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the name of Dalerich Limited for settlement. It is apparently associated with Seattle Mercantile Exchange, a fake market operator on the Alert List. |
| Add date: |
17 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Norris Jardine Newell Equities |
| Type: |
Unlicensed entities |
| Address(es): |
Level 3, Sanno Park Tower, 101101 Nagata-Cho,
Chiyoda-Ku, Tokyo, 100-6162, Japan |
| Website: |
www.njne.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Wiltshire Holdings Limited for settlement. The company appears to be associated with Sentinel Equity Inc, another unlicensed entity on the Alert List. |
| Add date: |
3 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
North Asia Digital Financial Investment Management Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 704, 7/F, Bright Way Tower, 33 Mongkok Road, Kowloon, Hong Kong |
| Website: |
www.byszjr.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
8 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
North Corp International |
| Type: |
Unlicensed entities |
| Address(es): |
LG/B 23 Wong Ma Kok Road, Stanley, Hong Kong |
| Website: |
www.northcorpinternational.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
26 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
North Dakota Developments LLC |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Suite C1 First Floor, Witan Court, 322 Witan Gate West, Central Milton Keynes, MK9 1EJ, United Kingdom
(ii) 5072 Bennett Loop, Suite 300, Williston, ND 58801-6915, USA
(iii) B2-3-11, Solaris Dutamas, Jalan Dutamas 1, Kuala Lumpur, 50480, Malaysia
|
| Website: |
www.northdakotadevelopments.com |
| Remarks: |
The company appears to have promoted an investment scheme to Hong Kong investors. |
| Add date: |
22 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
North Point Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Island Place Tower
510 King's Road
North Point, Hong Kong |
| Website: |
www.northpointcapitalhk.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
8 Apr 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
North Point Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
Offices 5-9, Fl 27 Citicorp Centre, 18 Whitfield Road, North Point |
| Website: |
www.nopocom.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
27 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
North West Capital Funds HK Ltd (also known as Northwest Capital Investments Limited) |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.northwestcapitalfunds.com |
| Remarks: |
The website with the above domain name is not associated with Northwest Investment Management (Hong Kong) Limited and Asia Debt Management Hong Kong Limited, which are SFC-licensed corporations. The website is apparently associated with Northwest Capital Finance, an entity on the SFC’s Alert List. |
| Add date: |
10 Apr 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Northcott, Sterling, Xavier & Associates Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company uses a bank account in Hong Kong in the name of NSX International Holdings Limited for settlement. The company is apparently associated with Lance Global Solutions Limited, another unlicensed entity on the Alert List. |
| Add date: |
10 May 2010 |
| Last Update Date: |
27 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Northridge Financial Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Enterprise Square Three, 39 Wang Chiu Road, Kwun Tong, Kowloon, Hong Kong
(ii) Noble Center, Futian, Shenzhen, Guangdong, China
(iii) Tenri Building, 1-4-1 Kita-Saiwai, Yokohama, Kanagawa-ken, Japan
(iv) Asia Business Centre, Min-Chuan 1st Road, Lingya District, Kaohsiung City, Taiwan |
| Website: |
www.northridgefinancialpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Northwest Capital Finance |
| Type: |
Suspicious websites |
| Address(es): |
28/FL, 34-37 Connaught Road Central, Central, Hong Kong |
| Website: |
www.northwestcapitalfinance.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company is not associated with Northwest Investment Management (Hong Kong) Limited, which is an SFC-licensed corporation. The above website is apparently associated with North West Capital Funds HK Ltd (also known as Northwest Capital Investments Limited), an entity on the SFC’s Alert List. |
| Add date: |
10 Apr 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Norton Global Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Room 4709, 29/F, North Tower, Concordia Plaza
1 Science Museum Road, Tsim Sha Tsui, Hong Kong
|
| Website: |
www.nortongam.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
18 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Norvell Associates |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Wharf New T&T Centre, Harbour City, 7 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(ii) Level 19 Royal Group Building, 3 Phillip Street, Singapore 048693
|
| Website: |
www.norvellassociates.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
13 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Norwich Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suites 1-3, 16th Floor, Kinwick Centre
32 Hollywood Road, Central, Hong Kong |
| Website: |
www.norwichinvest.com |
| Remarks: |
The company is apparently associated with Asia Ventures Limited, another unlicensed entity on the Alert List. The company’s Hong Kong address belongs to a business centre. |
| Add date: |
16 Dec 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nova Corporate Services |
| Type: |
Unlicensed entities |
| Add date: |
21 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Nuventis Corporate Services Group |
| Type: |
Unlicensed entities |
| Address(es): |
18F, Bund Centre
222 Yanan Road East
Shanghai
China 200002 |
| Website: |
www.nuventiscorp.com |
| Add date: |
25 Jun 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oak Capital |
| Type: |
Unlicensed entities |
| Address(es): |
22F, Po Cheung Building, 148-154 Nam Cheong Street, Kowloon, Hong Kong. |
| Website: |
-- |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
5 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oakfair Investment L.L.C. / Oakfair Investment |
| Type: |
Unlicensed entities |
| Address(es): |
Azure Business Centre, Legend Tower, 7 Shing Yip St, Kwun Tong, Hong Kong |
| Website: |
www.oakfairinvestment.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
5 Dec 2017 |
| Last Update Date: |
7 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oasis Capital Inc |
| Type: |
Unlicensed entities |
| Address(es): |
542 Mt. Pleasant Rd
Suite 105
Toronto, Ontario
Canada, M4S 2M7 |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
10 Nov 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oasis Resorts International |
| Type: |
Unlicensed entities |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ocean International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Tesbury Centre, 24-32 Queen’s Road East, Wanchai, Hong Kong |
| Website: |
www.oceaninternationalltd.com |
| Remarks: |
The company‘s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Enterprise Ltd for settlement.
|
| Add date: |
19 Sep 2012 |
| Last Update Date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ocean Star Capitals |
| Type: |
Unlicensed entities |
| Address(es): |
Tsim Sha Tsui Centre, East Wing, 66 Mody Road, Tsim Sha Tsui East, Kowloon, Hong Kong |
| Website: |
www.oceanstarcapitals.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of HK Sea Young Trade Co Limited for settlement. |
| Add date: |
11 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Octagon Consulting |
| Type: |
Unlicensed entities |
| Address(es): |
15th Floor Avenue Building
New York City, NY 10016
US |
| Website: |
www.octagonconsult.com |
| Remarks: |
The website has identical layout and content as the website of "Eaton Capital Americas", another entity on the Alert List. |
| Add date: |
31 Oct 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Offshore East Private Wealth Managers |
| Type: |
Unlicensed entities |
| Address(es): |
• LG Twin Towers, 2 Jianguomen Outer St, Chaoyang, Beijing, China
• Otemachi Financial City Grand Cube, 1 Otemachi, Chiyoda-ku, Tokyo, Japan
• Edobori Center Building, 2-1-1 Edobori, Nishi-ku, Osada 550-0002, Japan
|
| Website: |
www.offshoreeast.com |
| Remarks: |
- |
| Add date: |
15 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Offshore Transfers Limited |
| Type: |
Unlicensed entities |
| Address(es): |
13/F Dorset House, Taikoo Place, 979 King's Road, Hong Kong |
| Website: |
www.offshoretransfers.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Endeavour Fund, Fraser Mackenzie Transfer Company and Wells Goldman, three other unlicensed entities on the Alert List. |
| Add date: |
8 Sep 2014 |
| Last Update Date: |
7 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
OFS Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) L69 Central Plaza, 18 Harbour Rd, Wanchai, Hong Kong
ii) 1327 Ocean Ave, Penthouse, Santa Monica, CA 90401, USA
iii) 29 Rue de La Coulouvreniere, CH-1204, Switzerland, Geneva
iv) B-97, 2nd Floor, Defence Colony, New Delhi - 110024, India |
| Website: |
www.ofscapitalgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
1 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Old Trader Investment Management |
| Type: |
Unlicensed entities |
| Address(es): |
21st Floor, CMA Building, 64 Connaught Road Central, Hong Kong |
| Website: |
http://www.oldtraderim.com/ |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. |
| Add date: |
14 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Olympia Capital Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 740 AZ Business Center, Avenida Perez Chitre Panama, 0601 Republica dePanama. |
| Website: |
www.olympiacapitalx.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Trade Transfer Services Limited for settlement. |
| Add date: |
14 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Olympia Corporate Services |
| Type: |
Unlicensed entities |
| Address(es): |
Empire Centre, 68 Mody Road
Tsim Sha Tsui, Kowloon
Hong Kong |
| Website: |
www.olympiacorpserv.com |
| Remarks: |
The above address given by the company is incomplete. |
| Add date: |
29 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Olympia King Wealth Group |
| Type: |
Unlicensed entities |
| Address(es): |
211 W, Wacker Drive
Suite 1750, Chicago
IL 60606 |
| Website: |
www.olympiaking.com |
| Add date: |
2 Apr 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Omega Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, Hong Kong Club Building
3A Chater Road, Hong Kong |
| Website: |
www.omegacm.com |
| Remarks: |
The company operates in Tokyo and Kuala Lumper. The company's Hong Kong address belongs to another institution. |
| Add date: |
28 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Omega Trading |
| Type: |
Unlicensed entities |
| Address(es): |
ICBC Tower Level 22, 22-126 Queen's Road Central, Hong Kong |
| Website: |
www.omega-trading.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
18 Nov 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Omega Trading Group |
| Type: |
Unlicensed entities |
| Address(es): |
ICBC Tower Level 221, 22-126 Queen's Road Central, Hong Kong |
| Website: |
http://omegatradinggroup.com |
| Remarks: |
The company's Hong Kong address is invalid. It is apparently associated with Omega Trading, another unlicensed entity on the Alert List. |
| Add date: |
30 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ono Ventures |
| Type: |
Unlicensed entities |
| Address(es): |
5th flr, Dai-1 Akiyama Building, 22-13, Toranomon 1-chome, Minato-ku, Tokyo, ZIP 105-0001 |
| Website: |
www.onovent.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Meifung Times Trading Limited for settlement. |
| Add date: |
21 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oovao Powers Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(1) Workshop Unit 4, 19/F, Block A2, Hang Wai Industrial Centre, No. 6 Kin Tai Street, Tuen Mun, Hong Kong
(2) Unit 22, 12/F, Leader Industrial Centre, Nos. 57-59 Au Pui Wan Street, New Territories, Hong Kong |
| Website: |
www.perfect-right.com |
| Remarks: |
It is apparently associated with MSFG Capital Limited, another unlicensed entity on the Alert List. |
| Add date: |
5 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oppenheimer Lloyd Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
1-11-3 Marunouchi, Chiyoda-Ku, Tokyo, Japan 100 6208 |
| Website: |
www.oppenheimerlloyd.com |
| Remarks: |
The company uses a bank account in Hong Kong for settlement. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Opportunity Trade |
| Type: |
Unlicensed entities |
| Address(es): |
20A, Kiu Fu Commercial Building, 300 Lockhart Road, Wan Chai, Hong Kong |
| Website: |
www.opportunity-trade.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Option Financial Markets |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1305, 8 Jordan Rd, Yaumatei, Hong Kong
20th Floor, Central Tower, 28 Queen’s Road Central, Hong Kong |
| Website: |
www.option.fm |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
29 Apr 2015 |
| Last Update Date: |
17 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Option World |
| Type: |
Unlicensed entities |
| Website: |
www.option-world.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Krisworld Development Limited for settlement. |
| Add date: |
14 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Option500 |
| Type: |
Unlicensed entities |
| Address(es): |
Blue Square, 272 Bath St, Glasgow G2 4JR, United Kingdom |
| Website: |
www.option500.com |
| Remarks: |
The company appears to target both Hong Kong and overseas investors. |
| Add date: |
20 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
OptionRally |
| Type: |
Unlicensed entities |
| Address(es): |
Level 5, 7 and 8, Two Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.optionrally.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is listed on the Investors Warning List of the Ontario Securities Commission, the Investment Caution List of the British Columbia Securities Commission and the Warning List of the Swiss Financial Market Supervisory Authority. |
| Add date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Options and Futures Eastern Trading Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Hing Wai Building
36 Queen’s Road
Central, Hong Kong |
| Website: |
www.ofeastern.com |
| Remarks: |
The company's Hong Kong address is incomplete. It claims to provide futures trading service and uses a bank account in the name of Goldenberg Limited, another entity on this Alert List, for settlement. |
| Add date: |
15 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Options Extreme |
| Type: |
Unlicensed entities |
| Address(es): |
(1) 110/A Golden Tower Building,316-320 Des Voeux Road Central, Hong Kong
(2) 10/F, 131 West 33rd Street, Manhattan, New York, NY10120, USA |
| Website: |
http://options-extreme.com |
| Remarks: |
The Hong Kong address provided by the company is invalid. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Options International Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, Kin On Commercial Building
49-51 Jervois Street, Sheung Wan
Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
18 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Opus Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
Tropicana Plaza
P.O. Box 656, Providenciales
Turks & Caicos Islands
British West Indies |
| Website: |
www.opusfinancialgroup.tc/index.html |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
6 Jul 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Opus-Alliance |
| Type: |
Unlicensed entities |
| Address(es): |
i) ICBC Tower, Garden Road, Central, Hong Kong
ii) 35 Pepper Street, Glengall Bridge Estate, London, E14 9PR
iii) Liberty Tower, William Street, Manhattan, New York, 10005 |
| Website: |
www.opus-alliance.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of G.F.G. Limited for settlement. |
| Add date: |
23 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Orient Int’l Copyright Trading Holdings Limited / Oriental International Culture and Art Exchange Platform |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1, 21/F, Prosper Commercial Building, 9 Yin Chong Street, Kowloon, Hong Kong |
| Website: |
www.zhonglianwenhua.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
21 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oriental Futures Trading |
| Type: |
Unlicensed entities |
| Address(es): |
15/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.of-trading.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Jun 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Origin Merchant Bank |
| Type: |
Unlicensed entities |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Orion Ventures Limited |
| Type: |
Unlicensed entities |
| Address(es): |
3705 Bank of America Tower, Suite 582
12 Harcourt Road, Hong Kong
(This address belongs to a business centre)
Unit 2422 Herrera Tower, #98 Salcedo Street
Makati City, the Philippines |
| Website: |
www.smithkleinonline.com |
| Remarks: |
The company's email addresses are orionventures@yahoo.com and o_ventures@yahoo.com. It is related to Smith Klein Venture. It is not associated with a Hong Kong incorporated company Orion Ventures Limited whose website has the domain name www.orionventures.com.au. |
| Add date: |
27 Apr 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Orix Capital Trading |
| Type: |
Unlicensed entities |
| Address(es): |
Hirakawacho Mori Tower 13F 2-16-1, Hirakawacho, Chiyoda-ku, Tokyo, Japan |
| Website: |
www.orixtrading.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Bai Xin Cheng Limited for settlement. |
| Add date: |
23 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Osaka Financial |
| Type: |
Unlicensed entities |
| Address(es): |
28F, Grand Front Osaka Tower B, 3-1 Ofuka-cho, Kita-ku, Osaka 530-0011, Japan |
| Website: |
www.osakafinancial.com |
| Remarks: |
The company uses bank accounts in Hong Kong in the names of Team Light Limited, Mimirso International Co., Limited and EKL International Co., Limited for settlement. The company is apparently associated with Nippon Capital Asset Management, another unlicensed entity on the Alert List. |
| Add date: |
10 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
OSG Forex / Optimum Standard International Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 18 Harbour Road, Hong Kong
ii) Unit O, 1/F, Mau Lam Commercial Building, 16-18 Mau Lam Street, Jordan, Kowloon, Hong Kong |
| Website: |
www.osgforex.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
4 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
OTEX World Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
The Hansa Bank Building, 1/F, P.O.Box 727, Landsome Road,
The Valley, AI-2640, Anguilla, British West Indies, Anguilla |
| Website: |
www.otexworld.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
23 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Our World Exchange Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
24 Mar 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Overseas Corporate Advisors Inc |
| Type: |
Unlicensed entities |
| Address(es): |
41/F, The Lee Gardens, 33 Hysan Avenue, Causeway Bay, Hong Kong |
| Website: |
www.overseascorporateadvisors.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
4 Jan 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oxford Trading (1978) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
338 Royal Empress Road
Tsimshatsui
Kowloon
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Oxred Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
- |
| Remarks: |
The company operates various bank accounts in Hong Kong to receive funds from investors recruited by Morris Capital Partners, another unlicensed entity on the Alert List, purportedly for securities investment. However, the above company in fact transferred the investors’ funds to other entities unrelated to investment. |
| Add date: |
2 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
P E Hess / Phillip Edward Hess |
| Type: |
Unlicensed entities |
| Address(es): |
Far Glory, Room 112, 4th Floor
No. 200, Section 1, Keelung Road, 110 Taipei
Taiwan
Edificio La Carmelita, Office No. 9, Third Floor
75 North KFC, Paseo Colon, San Jose
Costa Rica |
| Website: |
www.pehess.com |
| Remarks: |
The company settled its transactions through a bank account in the name of Hess Worldwide Ltd. in Cyprus and bank accounts in the name of P.E. Hess Ltd. in Hong Kong. First Equis Ltd appears to have taken over the client accounts of P E Hess. |
| Add date: |
5 Sep 2006 |
| Last Update Date: |
19 Jul 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Alliance Mergers and Acquisitions Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Tower A, 223 Wai Yip Street, Kwun Tong, Hong Kong |
| Website: |
http://pacificalliance.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Alliances |
| Type: |
Unlicensed entities |
| Address(es): |
Building 1F, 6-3-8 Roppongi, Minato-ku, Tokyo |
| Website: |
www.thepacificalliances.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Merc Zone Trade Limited for settlement. |
| Add date: |
20 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Asian Bank |
| Type: |
Suspicious websites |
| Address(es): |
The company represents it operates out of Samoa.
|
| Website: |
www.pabbank.com |
| Remarks: |
The company represents it is an investment bank chartered in Canada. It gives an email address of "master@pabbank.com". The above website is no longer in use. Please refer to the press release dated 31 October 2003 issued by the Hong Kong Monetary Authority for details. |
| Add date: |
31 Oct 2003 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Capital Trading |
| Type: |
Unlicensed entities |
| Address(es): |
24/F, One Pacific Place
88 Queensway
Hong Kong |
| Website: |
www.pct-hk.com |
| Remarks: |
The company gives a prestigious Hong Kong office address on its website but it does not appear to be located there. |
| Add date: |
16 May 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Energy Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
Suites 15-18, Floor 36 and Suites 15-18, Floor 3
Area 6 of Wheelock House, Pedder Street
Queens Road Central,
Central District, Hong Kong |
| Website: |
www.pacificenergyexchange.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
8 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Rim Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
16 Westlands Road, Hong Kong |
| Website: |
www.pacificrimwealthmgmt.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
17 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Securities Co., Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
50/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong |
| Website: |
www.pacific-securities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the name of He Qin Creation Limited, HK Peixin Technology Co., Limited, and Honsun International (HK) Technology Co., Limited for settlement. |
| Add date: |
16 Jun 2017 |
| Last Update Date: |
25 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Securities LLC |
| Type: |
Unlicensed entities |
| Address(es): |
U201-205, 19/F Langham Place Office Tower, 8 Argyle Street, Mong Kok, Hong Kong |
| Website: |
www.pacificsecurities.hk |
| Remarks: |
The company’s Hong Kong address is invalid. It is apparently associated with Thomas Greene & Partners and Advantage Asset Management, two other unlicensed entities on the Alert List. |
| Add date: |
10 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Transfers International |
| Type: |
Unlicensed entities |
| Address(es): |
Far East Consortium Building, Des Voeux Road, Central, Hong Kong |
| Website: |
www.pacifictransfersintl.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
15 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Tycoon Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 11, Admiralty Centre, Tower 2, 18 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.pacifictycoon.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It is apparently associated with Moritzclear Research S.A., an entity on the SFC’s Alert List. |
| Add date: |
21 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Union Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
11th Floor, Kowloon Building, 555 Nathan Road, Kowloon, Hong Kong |
| Website: |
www.pacificunioncorp.com |
| Remarks: |
The above Hong Kong address belongs to an audit firm. The company uses a bank account in Hong Kong in the name of Pacific Union Holdings Ltd for settlement. |
| Add date: |
26 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pacific Wealth Global Ltd |
| Type: |
Unlicensed entities |
| Remarks: |
Unknown persons claiming to be the brokers of First Prime Group Ltd lured investors into investing in some high yield securities. Investors were told to remit money into First Prime Group Ltd or Pacific Wealth Global Ltd's bank account maintained at a bank in Hong Kong. |
| Add date: |
18 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pan Pacific Financial (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, Bank of America Tower
12 Harcourt Road
Central, Hong Kong |
| Add date: |
16 Jul 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pan Pacific Financial Inc |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, Bank of America Tower
12 Harcourt Road
Central, Hong Kong |
| Add date: |
15 Jul 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pan-Asia Trading Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Shinjuku Maynds Tower, 2-1-1 Yoyogi, Shibuya-ku, Tokyo, 151-0053, Japan |
| Website: |
www.panasiatradingpartners.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Bliss Legend Limited and Solution Direct Limited for settlement. |
| Add date: |
18 Apr 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Panther Trading International Co (HK) |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 1203-3/12 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(ii) 32a-12-03 Jalan Bayu, Batu Ferringhi 1100, Penang, Malaysia |
| Website: |
- |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Paragon Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
15F Ceruleen Tower, 26-1 Sakuragaoka-cho, Shibuya-ku, Tokyo 150-8512, Japan |
| Website: |
www.paragonadvisors.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of EFTTE Limited, SAC Holdings Limited and FESM Holdings Limited for settlement. It appears to be associated with Rubin Dunn, the Alden Group, DP Consulting Group, Kinetix Exploration Limited, Wising Century Solartech Limited and DA Corporation Partners, other unlicensed entities on the Alert List. |
| Add date: |
20 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Paragon International |
| Type: |
Unlicensed entities |
| Address(es): |
33/F, One International Financial Centre
1 Harbour View Street, Central, Hong Kong
25/F, Unit 2501, Exchange Tower
388 Sukhumvit Road, Klong Toey, Bangkok |
| Website: |
www.paragon-international.com |
| Remarks: |
The company offers equity fund instruments, corporate advice and equity distribution and management. It uses a bank account in Hong Kong in the name of Paragon Global Limited for settlement. The company gives the above address in Hong Kong but it is not located there. |
| Add date: |
27 Oct 2009 |
| Last Update Date: |
22 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Paramount Bank |
| Type: |
Suspicious websites |
| Address(es): |
The company represents it has a head office in Hong Kong and an office in London. |
| Website: |
www.paramountbank.net |
| Remarks: |
The company represents it is regulated by the UK financial regulator. Please refer to the press release dated 10 November 2003 issued by the Hong Kong Monetary Authority for details. |
| Add date: |
14 Jul 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Park International |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 311, 280 Harbour Road
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
10 Feb 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Park Shore Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
No 15, Laguna Street, Kwun Tong, Kowloon, Hong Kong |
| Website: |
www.192qq.com
www.dy368.com |
| Remarks: |
The above Hong Kong address is an incomplete residential address. |
| Add date: |
29 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Parkdale Trading (1986) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
120 Wai Yip Street
Kwun Tong
Kowloon, Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. Its tel no. is (852) 2918-8712 and fax no. is (852) 2906-0117. The tel no. is forwarded to a voicemail of a company named Union International Company. |
| Add date: |
31 May 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Parker Monroe |
| Type: |
Unlicensed entities |
| Website: |
www.parkermonroe.com |
| Remarks: |
The company appears to target UK investors. |
| Add date: |
13 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Parkside Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
227 Mody Road
Tsim Sha Tsui, Kowloon
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
10 Jul 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Parlement Associates Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
1155 Metcalfe Street, 19 th Floor
Montreal, Quebec
Canada H3B 2V6 |
| Website: |
www.parlementinc.com |
| Add date: |
16 Mar 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Parus Capital Hong Kong Limited |
| Type: |
Unlicensed entities |
| Address(es): |
China Hong Kong City Tower 1, 33 Canton Road, Kowloon, Hong Kong |
| Website: |
www.parus-capital.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses Hong Kong bank accounts in the names of Drake Trading Limited, Baxter Trading HK Limited, Chapman Group Limited and DH Corporation Limited for settlement. |
| Add date: |
30 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Parus Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
China Hong Kong City Tower 1, 33 Canton Road, Kowloon, Hong Kong |
| Website: |
www.parus-capital.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses Hong Kong bank accounts in the names of Drake Trading Limited, Baxter Trading HK Limited, Chapman Group Limited and DH Corporation Limited for settlement. |
| Add date: |
30 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Patience Providence / Patience International |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Canton Road 14, Tsim Sha Tsui, Hong Kong
(ii) Quai du Seujet 22, 1201, Geneve, Switzerland
|
| Website: |
www.patienceprovidence.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses Hong Kong bank accounts in the names of Sam Gow Gow Ling Limited, BDK Limited and Five Oaks Limited for settlement. |
| Add date: |
6 Nov 2015 |
| Last Update Date: |
2 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pay Smart Limited |
| Type: |
Unlicensed entities |
| Address(es): |
No 1, Yue Man Square, Kwun Tong, Kowloon, Hong Kong |
| Website: |
www.paysmartlimitedph.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
26 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pays Gold Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 18, One International Finance Centre, 1 Harbour View St, Central District, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Electronic Money Inc., Fast Gold Inc. and Fast Gold Exchange., which are entities on the Alert List. |
| Add date: |
2 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
PCG Resources |
| Type: |
Unlicensed entities |
| Address(es): |
16/F, Winsome House, 73 Wyndham Street, Central, Hong Kong |
| Website: |
--- |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Peak Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
1 Connaught Place, Central, Hong Kong |
| Website: |
(i) www.peakcapitalmanagementltd.com
(ii) www.peakcapmgmt.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Bonway Group Holdings Limited for settlement. |
| Add date: |
3 Jan 2017 |
| Last Update Date: |
12 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pearl Asia Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
32 Des Voeux Road, Central, Hong Kong |
| Website: |
(i) www.pearlasiaholdingslimited.com
(ii) www.pahlimited.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses Hong Kong bank accounts in the names of Changgcai Trade Co, Horuda Trade Limited, Jieyou Trade Limited and Zhenrongxingg Trade Co Limited for settlement. |
| Add date: |
16 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pearlgate International Limited |
| Type: |
Unlicensed entities |
| Remarks: |
Macmillan Frasier, another entity on Alert List, uses this company's bank account in Hong Kong for settlement. |
| Add date: |
3 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pearson & May Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Unit B, 9/F, Houston Industrial Building 12F-13F Wang Lung Street, Tsuen Wan, New Territories, Hong Kong |
| Website: |
www.pearsonmayholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pearson Investments / Pearson Investments LLC |
| Type: |
Unlicensed entities |
| Address(es): |
i) Floor 23, Billion Plaza 2, No. 10 Cheung Yue Street, Kowloon, Hong Kong
ii) Wall Street Executive Center, Suite 33 44 Wall Street, New York City, New York 10005
iii) 15F 16 Hiroshima High Building, 3-1 Kanayama-cho, Naka-ku, Hiroshima 730-0022
|
| Website: |
www.pearson-investments.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Peerfundx |
| Type: |
Unlicensed entities |
| Address(es): |
38 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.peerfundx.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pegasus Agriculture (Asia) Limited / Pegasus Food Solutions (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 5110, 51/F, The Centre, 99 Queen’s Road Central, Hong Kong |
| Website: |
(i) www.pegasusagriculture.com
(ii) www.pegasusfoodfutures.com |
| Remarks: |
The companies gives the above Hong Kong address but they are not located there. |
| Add date: |
2 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pell Futures |
| Type: |
Unlicensed entities |
| Address(es): |
Central Plaza Building
18 Harbour Road, Wan Chai
Hong Kong |
| Website: |
www.pell-futures.com |
| Remarks: |
The company provides an incomplete address. It settles transactions through a bank account in Hong Kong in the name of United Tact Limited. The company's website directed investors to set up account through a Shanghai Options and Futures Exchange, which claimed to be regulated by the Monetary Authority of China. |
| Add date: |
25 Jan 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pembroke Roche & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
23/F, Lippo Centre, Tower II, Hong Kong |
| Website: |
www.pembrokeroche.com |
| Remarks: |
The company gives the above address but it is not located there. The company alleges on its website that it is regulated by the Hong Kong Securities Options Futures Exchange (HKSOFX) which is a fake regulator on the Alert List. |
| Add date: |
20 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Peninsula Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Former Address:
Room 3607, The Center
99 Queen's Road
Central
Hong Kong |
| Website: |
www.peninsulacapitalhk.com |
| Remarks: |
The Company appears to target non-US investors residing in Hong Kong to buy US over-the-counter stocks. |
| Add date: |
17 Mar 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Persis International Investment Hong Kong Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company uses various bank accounts in Hong Kong for settlement. |
| Add date: |
26 Jan 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Peston & Sons Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Kowloon Building, 555 Nathan Road, Yaumatei, Kowloon, Hong Kong |
| Website: |
www.peston-sons-securities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Aidtend Limited, Asicon Trading Limited, FESM Holdings Limited, HongKong FDS Limited and Lumino International Limited for settlement. |
| Add date: |
24 Nov 2015 |
| Last Update Date: |
21 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Peterson Group |
| Type: |
Unlicensed entities |
| Address(es): |
41st Floor, AXA Tower, 41st Floor, Jl. Prof. Dr. Satrio, Kav. 18
Karet Kuningan, Setiabudi, Jakarta 12940, Indonesia
|
| Website: |
www.thepetersongroup.com |
| Remarks: |
Peterson Group is listed on the investor alert list of the Financial Conduct Authority in the United Kingdom. |
| Add date: |
11 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pfeiffer Galland Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Jendral Sudirman Kav. 25
Jakarta 12920
Indonesia
6/F Solid Mills Building
143 dela Rosa cor. Adelantando Sts.
Legaspi Village, Mahati City , Philippines |
| Add date: |
15 Mar 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Philippe Torres |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 8/F, One International Financial Centre, 1 Harbour View Street, Central, Hong Kong
(ii) 31-33 avenue Pasteur, L-2311, Luxembourg
(iii) 1 Berkeley Street, London, W1J 8DJ
|
| Website: |
www.philippetorres.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Phmarkets Financial Limited |
| Type: |
Suspicious websites |
| Address(es): |
3/F, China Building, 29 Queen’s Road, Central, Hong Kong |
| Website: |
www.phmarkets.com |
| Remarks: |
The company is not associated with Peace Town Financial Services Limited, an SFC-licensed corporation. The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Oct 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Phoenix Biologicals Inc. Ltd |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Phoenix Biologicals Limited |
| Type: |
Unlicensed entities |
| Remarks: |
Phoenix Biologicals Limited may be associated with Phoenix Biologicals Pte Ltd as Peter Steven is a director's name used by both companies. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Phoenix Mergers & Acquisitions LLC |
| Type: |
Unlicensed entities |
| Address(es): |
Prudential Tower
30 Cecil Street # 1608
Singapore |
| Website: |
www.phoenixmerge.com |
| Remarks: |
The company's transactions are processed through Verity Transfer Agent, which gives a Hong Kong address but it is not located there. |
| Add date: |
15 Aug 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
PHY Capital Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 4, 16/F., Ho King Commercial Centre, 2-16 Fa Yuen Street, Mong Kok, Kowloon, Hong Kong. |
| Website: |
www.phyfx.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pimmit Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Oxford House, 22 Westlands Road, Eastern Hong Kong Island, Hong Kong SAR
(ii) Aurora Plaza, Riverside Avenue, Pudong, Shanghai, China
(iii) TSC Commercial Building, Han Kou Street, Section 1, Zhongzheng, Taipei, Taiwan
(iv) Office Tower, 6-15-21 Nishi, Shinjuku, Shinjuku-ku, Tokyo, Japan
|
| Website: |
www.pimmitpartners.com |
| Remarks: |
The company gives the above Hong Kong Address but it is not located there. It uses a bank account in Hong Kong in the name of MHG Group (HK) Limited for settlement. It is apparently associated with Prime Financial Partners. |
| Add date: |
12 Jun 2017 |
| Last Update Date: |
10 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pinnacle Global Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
92 Des Voeux Road, Hong Kong
77 Lan Kwai Fong, Hong Kong |
| Website: |
www.pinnacleglobalcorp.com |
| Remarks: |
The company gives the above addresses which are incomplete. |
| Add date: |
9 Nov 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pivotal Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Chater House, 8 Connaught Road, Central, Hong Kong
(ii) Kaohsiung Tower, No.1 Tzu-Chiang 3rd Road, Kaohsiung City 802, Taiwan R.O.C.
|
| Website: |
www.pivotalinvestmentgroup.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
22 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
PL Groups Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 40, 140 William Street, Melbourne VIC 3000, Australia |
| Website: |
www.plgroups.com |
| Remarks: |
- |
| Add date: |
3 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Platinum Group Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
1002, Two Pacific Place
88 Queensway, Hong Kong |
| Website: |
http://platinumgrpholdings.com |
| Remarks: |
The company gives a Hong Kong address but it is not located there. It is formerly known as Beijing International Finance Group and appears to be related to International Securities Exchange Commission, a fake regulator on the Alert List. |
| Add date: |
4 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Platinum Investment Services Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1607, Office Tower
Convention Plaza
1 Harbour Road, Wanchai
Hong Kong |
| Add date: |
28 Aug 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pollack Quinn |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to target investors in Sweden, Germany, Singapore and Malaysia. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Poloinvest Limited |
| Type: |
Unlicensed entities |
| Address(es): |
33/F, TML Tower, D1-D3
3 Hoi Shing Road, Tsuen Wan
New Territories, Hong Kong
|
| Website: |
(i) www.poloinvest.com
(ii) www.poloinvest.es |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
4 Aug 2017 |
| Last Update Date: |
19 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Porter Ventures |
| Type: |
Unlicensed entities |
| Address(es): |
3705 Bank of America Tower, Suite 522
No. 12 Harcourt Road
Hong Kong |
| Website: |
www.portvent.com |
| Add date: |
22 Feb 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Power Point Capital |
| Type: |
Unlicensed entities |
| Address(es): |
1-5-1 Marunouchi Chiyoda-ku
Tokyo 100-6520
Japan |
| Website: |
www.powerpointcapital.com |
| Remarks: |
The Financial Services Agency of Japan has verified that the above office is no longer in use. The company used a bank account in Hong Kong for settlement. |
| Add date: |
30 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Power Point International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
1-5-1 Marunouchi Chiyoda-ku
Tokyo 100-6520
Japan |
| Remarks: |
The company belongs to Power Point Capital, another unlicensed entity on the Alert List. |
| Add date: |
30 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prava Law Group LLC |
| Type: |
Unlicensed entities |
| Address(es): |
6342 Pulaski Road, Chicago Il 60629 |
| Website: |
http://pravalaw.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of TMD Inc for settlement. It is apparently associated with In-Capital and CTC Holdings Co, two other unlicensed entities on the Alert List. |
| Add date: |
27 Feb 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Premier E-Finance |
| Type: |
Unlicensed entities |
| Address(es): |
Central Center, 99 Queen’s Road Central, Hong Kong |
| Website: |
www.premier-efinance.com |
| Remarks: |
The company gives the above invalid address. |
| Add date: |
18 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Premium Alliance |
| Type: |
Unlicensed entities |
| Address(es): |
Park West Building
11th Floor, 6-12-1, Nishishinjuku
Shinjuku-ku, Tokyo 162-0023
Japan
Shinagawa Intercity Tower A. Level 28 2-15-1 Konan
Minato-Ku Tokyo
108-6028
Japan |
| Website: |
www.premiumalliancegroup.net |
| Remarks: |
The company was previously known as RJ MacAllistor Ltd. |
| Add date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Premium Placements Holdings Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prestige Equity |
| Type: |
Unlicensed entities |
| Address(es): |
238 Nathan Road, Yau Ma Tei, Hong Kong |
| Website: |
www.prestigeequity.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Preston Morgan & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
8770 West Bryn Mawr St.
Suite 1300 Chicago Illinois 60631
United States |
| Add date: |
16 Feb 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pretium Ventures |
| Type: |
Unlicensed entities |
| Address(es): |
Wing On Plaza, 62 Mody Road, Kowloon, Hong Kong |
| Website: |
www.pretiumventures.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
30 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Price and Partners Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
5-7C Duke Wellington House, 14-21 Wellington Street, Central District, Hong Kong |
| Website: |
www.priceandpartnersconsultants.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Sternwood Trading Partners Company Ltd, another company on the Alert List, for settlement. |
| Add date: |
11 May 2011 |
| Last Update Date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Price and Stone Mergers & Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
61/F, Two International Finance Centre
8 Finance Street, Hong Kong |
| Website: |
www.priceandstonema.com |
| Remarks: |
The company gives a Hong Kong address on its website but it is not located there. |
| Add date: |
5 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Price Stone Group SI |
| Type: |
Unlicensed entities |
| Address(es): |
Gran Via 1
Izda 4, Madrid
28013 Spain |
| Remarks: |
It appears to be associated with Landmark Trade Services Ltd. |
| Add date: |
30 Nov 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prime Asset Capital |
| Type: |
Unlicensed entities |
| Address(es): |
15/F, 40-42 Des Voeux Road, Central, Hong Kong |
| Website: |
www.primeassetcapital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Carlyle Smith Limited for settlement. |
| Add date: |
13 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prime Financial Management Services |
| Type: |
Unlicensed entities |
| Website: |
www.primefms.com |
| Remarks: |
The company claims to offer trading services in forex, stocks and commodities. |
| Add date: |
29 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prime International Trading Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
John Hancock Center
875 N. Michigan Ave
Chicago, IL 60611
USA |
| Website: |
www.prime-commodities.com |
| Remarks: |
The company uses the bank account of Chatex Ltd, another unlicensed entities on the Alert List, for settlement. |
| Add date: |
27 Apr 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prime Source Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Prime Trading Global |
| Type: |
Unlicensed entities |
| Address(es): |
1. 30th Floor, ICBC Tower, 3 Garden Road, Central, Hong Kong.
2. Tokyo Stock Exchange Building, 2-1 Nihobashi Kabutocho Chuo-Ku, Tokyo, Japan 103 8220 |
| Website: |
www.primetrading.global |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Primrose Trading Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from London, United Kingdom. |
| Remarks: |
The company represents to be purchased by Ameri-Tech Industries Ltd and Asian Investment Foundation Ltd. It also appears to target Hong Kong investors. |
| Add date: |
10 Feb 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Private Equity Traders |
| Type: |
Unlicensed entities |
| Address(es): |
Marothyho 6, 811 06 Bratislava
Slovakia |
| Website: |
www.privateequitytraders.sk |
| Remarks: |
The company also appears to target Hong Kong investors. |
| Add date: |
14 Sep 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Private Venture Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) 17/F, 299 Queen’s Road, Central, Hong Kong
ii) One Beacon Court, 731 Lexington Avenue, New York, USA
|
| Website: |
www.privatecvgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with First Venture Capital Group, another unlicensed entity on the Alert List. |
| Add date: |
18 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Privilege Trading House Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. 188 Quay Street, Level 27, Auckland 1010, New Zealand
2. 24b Moorefield Road, Johnsonville, Wellington 6037, New Zealand
3. The Meridian 4 Copthall House, Station Square, Coventry, England, CV1 2FL |
| Website: |
www.privilegetrading.co.nz |
| Remarks: |
It uses a bank account in Hong Kong in the name of Privilege Trading Limited for settlement. |
| Add date: |
17 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Procap Management |
| Type: |
Unlicensed entities |
| Address(es): |
391A Orchard Road
#12-02 Ngee Ann City,Tower A
Singapore 238873 |
| Add date: |
28 Apr 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Professional Capital Management Pte Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
391A Orchard Rd
#12-02 Ngee Ann City Tower A
Singapore 238873 |
| Website: |
www.procapman.com |
| Add date: |
10 Feb 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Progressive Equity Advisors Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
83 Long Lane, London, the United Kingdom |
| Website: |
www.progressiveequityadvisors.net |
| Remarks: |
The company purports to have a Hong Kong presence by providing an invalid Hong Kong telephone number on its website. It is apparently associated with Hypa Asset Management Ltd, another unlicensed entity on the Alert List. |
| Add date: |
9 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Providence Group |
| Type: |
Unlicensed entities |
| Address(es): |
9001 L'Acadie Boulevard 9th Floor
Montreal,Quebec
Canada, H9A 9Z0 |
| Add date: |
23 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Provideo Financial |
| Type: |
Unlicensed entities |
| Address(es): |
12 Harcourt Road, Central, Hong Kong |
| Website: |
www.provideofinancial.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It also uses bank accounts in Hong Kong in the name of Asian Green Technology Holdings Limited and Goldstein International Limited for settlement. |
| Add date: |
24 Oct 2011 |
| Last Update Date: |
19 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Provost Management |
| Type: |
Unlicensed entities |
| Address(es): |
No. 14, Jalan Telawi Kuala Lumpur, 59100 Kuala Lumpur, Malaysia |
| Website: |
www.provostmanagement.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
16 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pullman International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
75 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.pwminternational.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses Hong Kong bank accounts in the name of Nero Holdings, Leiz First Limited, GRA Limited, GFS Global Limited, Somerset Asia Limited, Beechwood Limited and Kitoonoo Telecom Limited for settlement. It appears to be associated with Pullman Wealth Management, another unlicensed entity on the Alert List. |
| Add date: |
20 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pullman Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
i) 14 Canton Road, Tsim Sha Tsui, Hong Kong
ii) 75 Gloucester Road, Wanchai, Hong Kong
iii) Quai du Seujet 22, 1201, Geneve, Switzerland
|
| Website: |
www.pullmanwealthmanagement.com |
| Remarks: |
The company’s Hong Kong addresses are incomplete. It appears to be associated with Pullman International Limited, another unlicensed entity on the Alert List. |
| Add date: |
24 May 2016 |
| Last Update Date: |
20 Jan 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Pullman Wealth Management Consulting Limited |
| Type: |
Unlicensed entities |
| Address(es): |
75 Gloucester Road, Wanchai, Hong Kong |
| Website: |
- |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Pullman Wealth Management, another unlicensed entity on the Alert List. |
| Add date: |
25 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Purse International Ltd / PRS Group |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1406, LeJi Centre, No.161-171 Wanchai Road, Hong Kong |
| Website: |
www.prsfx.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
11 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Qian Zhi Gu Financial / De Bell Investment Limited / Beier Financial Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 7/F, Fu Wah Commercial Centre, 507 Des Voeux Road Central, Hong Kong
(ii) 22/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
(iii) 16/F, One International Finance Centre, 8 Finance Street, Central, Hong Kong
(iv) Bright Way Tower, 33 Mongkok Road, Kowloon, Hong Kong
(v) Flat B, 8/F, Chong Ming Building, 72 Cheung Sha Wan Road, Kowloon, Hong Kong |
| Website: |
www.qianzhigu.com
www.beier111.com
www.beier222.com
www.beier678.com
www.beier789.com
www.beier999.com
www.debell.hk
www.dbe888.com
www.dbe.hk |
| Remarks: |
The company provided the above Hong Kong addresses but address (i) is invalid; addresses (ii), (iii) and (iv) are incomplete; and address (v) belongs to a secretarial company. |
| Add date: |
2 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
QMI Financial |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.qmifinancial.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
15 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Quantum Benchmark Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.qb-corp.com |
| Remarks: |
The company is apparently associated with Grandeur International Group Limited, Globalview Consulting Co., Ltd., Wise Planning Co Ltd. and Chang Sha Quantum Enterprise Management Consulting Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Questra World Inc |
| Type: |
Unlicensed entities |
| Address(es): |
28046 Madrid, Paseo de la Castellana 9, floor 3, office C |
| Website: |
https://questraworld.es/eng |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
1 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Questra World Lionara Swiss Consulting SA |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.lionoraswiss.com |
| Remarks: |
The company is apparently associated with Questra Wold Inc, an unlicensed entity on the Alert List. |
| Add date: |
6 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Quincy Ellerton |
| Type: |
Unlicensed entities |
| Address(es): |
245 Park Ave, 19th Floor
New York, NY 10167
USA |
| Add date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Qunyi Dingtong International |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.qydtgj.com |
| Remarks: |
The company falsely claims to be a member of the Hong Kong Futures Exchange Limited and HKFE Clearing Corporation Limited. |
| Add date: |
21 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
R J MacAllistor Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Otemachi First Square,
East Tower,
4th Floor,
1-5-1 Otemachi Shiyoda-Ku
Tokyo 100-1004 Japan |
| Remarks: |
The company is now known as Premuim Alliance. |
| Add date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
R2B |
| Type: |
Suspicious websites |
| Address(es): |
8 Finance Street, Hong Kong |
| Website: |
(i) https://r-2b.com
(ii) https://r2binternational.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company and its Hong Kong distributor, Williams Corporation Limited, are not licensed by the SFC. |
| Add date: |
27 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Rabo Strategies |
| Type: |
Unlicensed entities |
| Address(es): |
i) Hopewell Centre, Queens Road East, Hong Kong
ii) Canada Square, Canary Wharf, London, E14 5LQ, United Kingdom |
| Website: |
www.rogosbv.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 Dec 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ralph & Susan Limited |
| Type: |
Unlicensed entities |
| Address(es): |
17/F, Kingdom Power Commercial Building, No. 1704-1706, Des Voeux Road West, Hong Kong |
| Website: |
www.ralphsusanlimited.com |
| Remarks: |
The company's Hong Kong address is invalid |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ramsey Investment Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Cheung Kong Centre, 2 Queen’s Road, Central, Hong Kong |
| Website: |
www.ramseyinvestmentpartners.com |
| Remarks: |
The company's Hong Kong address on its website is incomplete. |
| Add date: |
5 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rapid Exchange / Rapid Gold Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Flat D, 6/F, Golden Industrial Centre, Block 4
182-190 Tai Lin Pai Road, Kwai Chung, N.T. |
| Website: |
www.rapidxchange.webs.com
www.rapidgoldex.com
www.rapidoexchange.webs.com
www.rapidgoldex.biz |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
23 Jul 2013 |
| Last Update Date: |
6 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
RBM International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Level 35, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
(ii) Columbia Center 4204/701 Fifth Avenue Seattle WA 98104 U.S.A. |
| Website: |
www.rbm-international.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Rhodium Venture Group Ltd for settlement. |
| Add date: |
22 Feb 2012 |
| Last Update Date: |
30 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Red Shield Financial |
| Type: |
Unlicensed entities |
| Address(es): |
1. Three Pacific Place, 88 Queensway, Central, Hong Kong
2. Heng Long Square, 1266 West Nanjing Road, Puxi, Shanghai, China
3. Tunnar Tower, 97-101, Tun Hwa South Street, Daan, Taipei, Taiwan
4. Shinjuku Oak Tower, 6-8-1 Nishi Shinjuku, Shinjuku-ku, Tokyo, Japan |
| Website: |
www.redshieldfinancial.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
24 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Red Sun M&A |
| Type: |
Unlicensed entities |
| Address(es): |
26/F, One International Finance Center, 1 Harbor View Street, Central, Hong Kong |
| Website: |
www.redsunma.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Securities Registry Board, another unlicensed entity on the Alert List. |
| Add date: |
10 Jun 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Redford Securities International |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 26 Queen's Road, Central, Hong Kong
(ii) 55 New Bond Street, Mayfair, London, W1S 1DG |
| Website: |
www.redfordsecurities.com |
| Remarks: |
The company's Hong Kong address is invalid. It is not associated with Redford Securities Limited, an SFC-licensed corporation. |
| Add date: |
29 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Reef Capital Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
1 Peking Road, Yau Tsim Mong, Kowloon, HK |
| Website: |
www.reefcapitaladvisors.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
2 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Regal Asset Investment / Regal Asset Investment LLC |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 412, 4/F, Excelsior Building, 68-76 Sha Tsui Road, Tsuen Wan, N.T., Hong Kong. |
| Website: |
www.regalassetinvestment.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
14 Jul 2017 |
| Last Update Date: |
24 Apr 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Regal Group International |
| Type: |
Unlicensed entities |
| Address(es): |
35/F Central Plaza, 18 Harbour Road, Hong Kong |
| Website: |
www.regalgroupinternational.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. It uses a bank account in Hong Kong in the name of Sigma Venture Group Limited for settlement. |
| Add date: |
9 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Regal Investment / Regal Investment LLC |
| Type: |
Unlicensed entities |
| Address(es): |
A Plus Business Centre, 135 Hoi Bun Road, Kwun Tong, Hong Kong
|
| Website: |
www.regal-investment.com |
| Remarks: |
The company provides the above address, but it is not located there. It uses a Hong Kong bank account in the name of NEH Trading Limited for settlement. It is apparently associated with Grace Investment (also known as Grace Investment L.L.C.), another unlicensed entity on the Alert List. |
| Add date: |
7 Dec 2017 |
| Last Update Date: |
28 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Regency Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Toyosu On Building, Level 9, 1-1-1, Toyosu, Koto-Ku, Tokyo-to, Tokyo, Japan |
| Website: |
www.regencyassociates.com |
| Remarks: |
The company represents to investors that it operates in Hong Kong. |
| Add date: |
27 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
RegiGlobe |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
1 Harbour View Street, Central, Hong Kong |
| Website: |
www.regiglobe.com |
| Remarks: |
The entity gives the above incomplete Hong Kong address. The entity falsely claims to be a financial regulator in Hong Kong. |
| Add date: |
12 May 2011 |
|
| Name: |
Regions Bank |
| Type: |
Phishes |
| Remarks: |
The company is not related to Regions Bank, a subsidiary of Regions Financial Corporation, USA. It claims to represent Regions Bank, and sends emails to certain members of the public advising the technical services of the Regions Bank are carrying out a planned software upgrade and requesting recipients to use the attached link to enter their personal information and passwords etc., for confirmation. |
| Add date: |
8 Feb 2005 |
|
| Name: |
Regulatory Compliance and Oversight Department |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
1100 4th Street SW, Washington DC, USA |
| Remarks: |
The entity falsely claims to be a US Government agency. It uses a bank account in Hong Kong in the name of Yexing Technology Limited for settlement. |
| Add date: |
22 Sep 2017 |
|
| Name: |
Reich Global Ltd |
| Type: |
Unlicensed entities |
| Remarks: |
The company acts as a clearing agent for Sunrise Futures LLC, an unlicensed entity on the Alert List. |
| Add date: |
22 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rementon & Fitzgerald |
| Type: |
Unlicensed entities |
| Address(es): |
2nd Floor Office 237 Asia Finance Centre,
4 Central Square
Central
Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
10 Feb 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Renminbi Yuan Holdings China |
| Type: |
Unlicensed entities |
| Address(es): |
118 Jianguo Road, LP, Chaoyang District, Beijing, PRC, 100022 |
| Website: |
www.ryhc.cn.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Anlian Group Co. Limited for settlement. |
| Add date: |
31 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Resona Corporate Partners |
| Type: |
Unlicensed entities |
| Address(es): |
31F, Breeze Tower, 4-9, Umeda 2-chome, Kita-ku, Osaka-shi, Osaka 530-0001 Japan |
| Website: |
www.resonapartners.com |
| Remarks: |
The company is apparently associated with Mitsui Credit Global and Franklin Transfer Services, other entities on the SFC’s Alert List. It uses a bank account in Hong Kong in the name of Hadid Ravan Co., Limited for settlement. |
| Add date: |
5 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Resona International Management |
| Type: |
Unlicensed entities |
| Address(es): |
Bank of China Tower, 1 Garden Road, Central, Hong Kong
|
| Website: |
www.resonaim.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
27 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Reymount Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite No. 9,Expo Galleria
Hongkong Convention & Exhibition Centre
No. 1 Expo Drive,
Wanchai Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. It also claims to operate from Jersey. |
| Add date: |
5 May 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Reynolds Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
25/F, Bank of China Tower
No. 1 Garden Road
Central, Hong Kong |
| Website: |
www.reynoldsfinance.com |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre and the company is not actually located there. The company uses a transfer agent called Brown Mayer Company and appears to target overseas investors. |
| Add date: |
13 Aug 2008 |
| Last Update Date: |
26 Aug 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rhino Asia |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
- |
| Remarks: |
The company falsely claimed that it was regulated in Hong Kong. |
| Add date: |
3 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rich Futures (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
International Financial Centre, #8 Financial Street, Central, Hong Kong
|
| Website: |
www.richfutureshk.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of SMD Partnership Limited for settlement. |
| Add date: |
8 Jan 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Richard-Blendmonde |
| Type: |
Unlicensed entities |
| Address(es): |
23th Floor, Two International Finance Centre
8 Finance Street, Central, Hong Kong |
| Website: |
www.richardblendmonde.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
13 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Richardson & Russell Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
23/F, East Town Building, 233-237 Lockhart Road, Wanchai, Hong Kong
|
| Website: |
www.richardsonrussellholdings.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
13 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Richardson Resources |
| Type: |
Unlicensed entities |
| Address(es): |
Carl-Zeiss-Str. 14-18
65520 Bad Camberg
Germany |
| Website: |
www.richardsonresources.com |
| Add date: |
4 Aug 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ridgestone Financial |
| Type: |
Unlicensed entities |
| Address(es): |
22/F, Tower Two, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong |
| Website: |
www.ridgestonefinancial.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rising International Management Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
245 Park Avenue New Your, NY 10167 US |
| Website: |
www.fxrising.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
22 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rising Speed International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 香港北角英皇道117號嘉信大厦 (Chinese address only)
ii) 32 Cornhill, London |
| Website: |
www.risingspeedforex.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
24 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rive Financial |
| Type: |
Unlicensed entities |
| Address(es): |
6 Cours De Rive
1204 Geneve
Switzerland |
| Website: |
www.rivefinancial.ch |
| Add date: |
20 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Riverbrook Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Town Place, 33 Lockhart Road, Wan Chai, Hong Kong |
| Website: |
www.riverbrookcapital.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Supreme Wisdom Corporation Limited for settlement. |
| Add date: |
9 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Riverton Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
45/F, One Exchange Square
8 Connaught Place, Central
Hong Kong |
| Website: |
www.rivertonfinancialgroup.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
1 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
RNK Global |
| Type: |
Unlicensed entities |
| Address(es): |
42/F, International Commerce Centre, 1 Austin Road, West Kowloon, Hong Kong |
| Website: |
www.rnkglobal.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Bellwire Limited, Somerset Asia Limited and HK Ruicheng Technology Co. Limited for settlement. |
| Add date: |
10 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Robinson Franklin |
| Type: |
Unlicensed entities |
| Address(es): |
(1) Raffles Square, Fuzhou Road/Xizang Road Middle, Huangpu 200001, Shanghai, China
(2) SK Building, 99 Seorin-dong, Jongno-gu, Seoul, Seoul Metropolitan City, South Korea
|
| Website: |
www.robinsonfranklin.co |
| Add date: |
21 May 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rocket Consultant Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) 1 Austin Rd W, West Kowloon, Hong Kong
ii) Bahnhofstr. 100, 4. Etage, 8001, Zürich, Switzerland
iii) Torres De Las Americas, Panama City, Panama
iv) An der Welle 4, 1st floor, 60322 Frankfurt am Main, Germany
|
| Website: |
www.rocketconsultantgroup.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
13 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rockwell & Bond S A |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1402, 14/F First e-bank Tower
8737 Paseo de Roxas, Makati City, 1200
Philippines
The company also represents that it operates from Panama. |
| Remarks: |
The company uses bank accounts in Hong Kong and the Philippines in the name of Rockwell and Bond Limited and Rockwell and Bond Inc. respectively. |
| Add date: |
28 Jan 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rockwell Escrow Services |
| Type: |
Others |
| Address(es): |
Lei Tung Commercial Centre, Phase 1, Lei Tung Estate, Ap Lei Chau, Hong Kong |
| Website: |
www.rwellhk.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It is apparently associated with Baron-Moore Associates, an unlicensed entity on the SFC’s Alert List. The company uses bank accounts in Hong Kong in the names of First Level One Limited and RMI Trading Limited for settlement. |
| Add date: |
9 Dec 2015 |
|
| Name: |
Rockwood M & A |
| Type: |
Unlicensed entities |
| Address(es): |
Arion Commercial Centre
28 Queen's Road, Hong Kong, 2080 0888 |
| Website: |
www.rockwoodma.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
19 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rosan World Investment |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1718, 17/F, Tai Yau Building, 181 Johnston Road, Wanchai, Hong Kong |
| Website: |
www.hkrongxing.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
11 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rosenthal International |
| Type: |
Unlicensed entities |
| Address(es): |
One International Finance Centre
1 Harbour View Street Central
Hong Kong
Rosenthal International Finance Centre
1370 Broadway
New York 10081
USA |
| Add date: |
30 Jun 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Roxboro Capital Investment / Roxboro Capital Investment Strategies |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.roxboroci.com
www.roxboro-cis.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
3 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Royal Asia Stock Transfer Services |
| Type: |
Unlicensed entities |
| Address(es): |
i) 50 Connaught Road, Central, Hong Kong
ii) World Trade Centre, 15th Floor JI Jend Suriman Kav. 29-31 Jakarta 12920 Indonesia
|
| Website: |
www.royalasiatrans.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It is apparently associated with Greenberg International Law & Tax Advisory, an unlicensed entity on the Alert List. |
| Add date: |
15 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Royce Equity Management |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, CMA Building, 64 Connaught Road, Central, Hong Kong |
| Website: |
www.royceequity.management |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It uses a bank account in Hong Kong in the name of Trade Transfer Services Limited for settlement. |
| Add date: |
22 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Royce Stanford Management Inc |
| Type: |
Unlicensed entities |
| Address(es): |
12A Floor
152 North Sathorn Road
Bangkok, Thailand |
| Remarks: |
The Thai SEC has verified that the above office is no longer in use. |
| Add date: |
20 Dec 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rubin Dunn |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre, 1 Austin Road West, West Kowloon, Tsim Sha Tsui, Hong Kong |
| Website: |
www.rubin-dunn.com |
| Remarks: |
The company provides the above Hong Kong address but is not located there. It uses Hong Kong bank accounts in the names of Aidtrend Limited, EFTTE Limited, FESM Holdings Limited, Hillsberg Limited, Kepu International Trade Limited, SAC Holdings Limited and Teletech Systems Limited for settlement. It appears to be associated with DA Corporation Partners, DP Consulting Group, Kinetix Exploration Limited, Paragon Advisors, the Alden Group and Wising Century Solartech Limited, other unlicensed entities on the Alert List. |
| Add date: |
20 Feb 2017 |
| Last Update Date: |
10 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rui Long International |
| Type: |
Unlicensed entities |
| Address(es): |
17th Floor, China Hong Kong City, Tsim Sha Tsui, Hong Kong |
| Website: |
www.rarlon1.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Rusein International Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Chinachem Johnston Plaza
178-186 Johnston Road
Wanchai, Hong Kong |
| Website: |
http://rusein.com/negr.asp |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
3 Dec 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Russellville Limited |
| Type: |
Unlicensed entities |
| Address(es): |
6-7/F, The Westpoint Tower, 160 Connaught Road West, Sai Ying Pun, Hong Kong
|
| Website: |
www.russellville-hk.com |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. The company is apparently associated with Asian Pacific Commodity Exchange, another unlicensed entity on the Alert List. |
| Add date: |
27 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ryan & Roger Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
Skyline Tower 31/F 316-319, Wang Kwong Road, Kowloon Bay, Kowloon, Hong Kong |
| Website: |
www.ryanrogerholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
25 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ryer Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company acted as a clearing house for Hentsch & Muller, another unlicensed entity on the Alert List. |
| Add date: |
1 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
S-One Financial |
| Type: |
Unlicensed entities |
| Address(es): |
12F, Sing Pao Centre, 8 Queen’s Road Central, Hong Kong |
| Remarks: |
The company’s Hong Kong address is invalid. This company claims itself as the owner of Ashford Financial Group, another unlicensed entity on the Alert List. |
| Add date: |
28 Mar 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
S-One Financial / Summit One Financial |
| Type: |
Unlicensed entities |
| Address(es): |
12F, Sing Pao Centre, 8 Queen’s Road Central, Hong Kong |
| Remarks: |
The company's Hong Kong address is invalid.
This company claims itself as the owner of Ashford Financial Group, another unlicensed entity on the Alert List.
|
| Add date: |
15 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
S.P. Transfer and Traders |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, Suite 4805-08, Hong Kong Station North East Tower, Central, Hong Kong |
| Website: |
www.stocktransferagent.us |
| Remarks: |
The company gives the above invalid Hong Kong address. It is apparently associated with Edward Jones Group, another unlicensed entity on the Alert List. |
| Add date: |
23 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Saba Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
Golden Centre, 188 Des Voeux Road Central, Hong Kong |
| Website: |
www.sabahkllc.com
www.sabahk.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the names of Yad Lan Limited and Quest Security Limited for settlement. |
| Add date: |
6 Aug 2013 |
| Last Update Date: |
18 Dec 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sabin Commodities, Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
51 JFK Parkway
Short Heals
New Jersey, NJ 07078
United States |
| Website: |
www.sabin-commodities.com |
| Remarks: |
The above website is registered in Hong Kong but it uses an incomplete Hong Kong address for registration. The website is no longer operational. |
| Add date: |
31 Jul 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sachs International, S.A. |
| Type: |
Unlicensed entities |
| Address(es): |
Vicarage House 58-60 Kensington Church St. London, W8 4DB England |
| Website: |
www.sachsint.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Citadel Consultancy Ltd to facilitate settlement. |
| Add date: |
15 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Saddle River Futures |
| Type: |
Unlicensed entities |
| Address(es): |
31/F, One Exchange Square, 8 Connaught Place, Hong Kong |
| Website: |
www.saddleriverfutures.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Safe Deed Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Hopewell Centre, 183 Queens Road East, Hong Kong |
| Website: |
www.safedltd.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in the name of Hong Kong Aipo Limited for settlement. |
| Add date: |
19 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Safe Mark Limited |
| Type: |
Unlicensed entities |
| Address(es): |
4/F, International Commerce Centre, 1 Austin Road, West Kowloon, Hong Kong |
| Website: |
www.safemarkhk.com |
| Remarks: |
The Hong Kong address provided on the company’s website is invalid. It is apparently associated with CTI Limited, AWDH Trading Limited and Featherstone Pte Limited, other entities on the SFC’s Alert List. It uses bank accounts in Hong Kong in the names of Charm Assets Limited, Hong Kong Aipo Limited and Kimsfer International Company Limited for settlement. |
| Add date: |
12 Dec 2016 |
| Last Update Date: |
26 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Safecoe Holdings International Ltd. |
| Type: |
Unlicensed entities |
| Remarks: |
The company holds a bank account in Hong Kong. It is affiliated with Tri Guard Holdings Limited, Concordant Group Ltd., Legacy Holdings International Ltd. These companies may also contact investors for non-investment related services. |
| Add date: |
24 Mar 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Safeguard Equity Group |
| Type: |
Unlicensed entities |
| Address(es): |
88 Queensway
Central, Hong Kong |
| Website: |
www.safeguardequity.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
4 Nov 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sage Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.sageconsultants.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of SGS Consultants Limited for settlement. |
| Add date: |
14 Oct 2010 |
| Last Update Date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sandford C. Bernstein (Asia) Limited |
| Type: |
Suspicious websites |
| Address(es): |
10/F, One International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.scbernstein.asia |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with AllianceBernstein Hong Kong Ltd, an SFC licensed corporation. |
| Add date: |
29 Jul 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
SCB |
| Type: |
Suspicious websites |
| Address(es): |
10/F, One International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.scb-hongkong.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with AllianceBernstein Hong Kong Ltd, an SFC licensed corporation. |
| Add date: |
4 Jul 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
SCFS Trading |
| Type: |
Unlicensed entities |
| Address(es): |
Bank of America Tower, 12 Harcourt Road, Central, Hong Kong |
| Website: |
www.scfs-trading.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
16 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Schapiro Global Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre
8 Finance Street, Hong Kong |
| Website: |
www.schapiroglobal.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses the bank account of Covast Limited, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
12 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Schmidt Karl Ludwig |
| Type: |
Unlicensed entities |
| Address(es): |
1210, Wein, Siemensstraße 92, Austria |
| Website: |
www.schmidtkarlludwig.com |
| Remarks: |
The company is apparently associated with Abridge Enterprises, another unlicensed entity on the Alert List. |
| Add date: |
16 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Schott-OFT |
| Type: |
Unlicensed entities |
| Address(es): |
SOHO Business Tower, 98 Queen’s Road Central, Hong Kong |
| Website: |
www.schott-oft.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Weeden Limited and Neutra Limited for settlement. |
| Add date: |
14 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Schrodersgroup |
| Type: |
Suspicious websites |
| Address(es): |
Seaview Commercial Building, 21-24 Connaught Road West, Sheung Wan, Hong Kong |
| Website: |
(i) www.sld22.com
(ii) www.5215263.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The above websites are not associated with Schroder Investment Management (Hong Kong) Limited, which is an SFC-licensed corporation. |
| Add date: |
30 Oct 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Schwartz Woodman |
| Type: |
Unlicensed entities |
| Address(es): |
Chrysler Building 405 Lexington Avenue bet 42nd & 43rd st., New York, N.Y. 10174, USA
Level 9, Edobori Centre Building
2-1-1 Edobori, Nishi-ku
Osaka, Japan |
| Website: |
www.schwartzwoodman.com |
| Add date: |
19 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Schwarz Oliver Thomas |
| Type: |
Unlicensed entities |
| Address(es): |
6923 Lauterach, Dammstrasse 4, Austria |
| Website: |
www.schwarzoliverthomas.com |
| Remarks: |
The company uses two bank accounts in Hong Kong in the names of Berkshire Capital Limited and WB Group Limited for settlement. It is apparently associated with Benelux Venture Partners, another unlicensed entity on the Alert List. |
| Add date: |
29 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SCMART International Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The office and mail address at One International Finance Centre and Bank of China Tower in Central, Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in Malaysia. |
| Add date: |
26 Apr 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Scott Fitzgerald Group |
| Type: |
Unlicensed entities |
| Website: |
www.scottfitzgeraldgroup.com |
| Remarks: |
The company has been carrying out unauthorized regulated activities (e.g. advising on investments) in the United Kingdom. It previously used a bank account in the name of Scott Fitzgerald Limited in Hong Kong to settle transactions. |
| Add date: |
19 Aug 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sealand Trading (Hong Kong) Limited |
| Type: |
Others |
| Address(es): |
Nil |
| Website: |
Nil |
| Remarks: |
The company acts as the settlement agent for DFRF Enterprises LLC and DFRF Enterprises, LLC, which are unlicensed entities on the Alert List. |
| Add date: |
28 Dec 2016 |
|
| Name: (New) |
Seashell International |
| Type: |
Unlicensed entities |
| Address(es): |
n/a |
| Website: |
www.hbgjforex.com |
| Remarks: |
The company falsely claims on its website that it is regulated by the SFC. |
| Add date: |
13 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Seattle Mercantile Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Nil |
| Website: |
www.stmex.org |
| Remarks: |
The company uses two bank accounts in Hong Kong in the name of Dalerich Limited for settlement. It is apparently associated with Norikura-Global, an unlicensed entity on the Alert List. |
| Add date: |
17 Jul 2015 |
|
| Name: |
Secure Future Trading |
| Type: |
Unlicensed entities |
| Address(es): |
22/61, 14th Floor, Yee Hing Loong Commercial Building
151 Hollywood Road, Central, Hong Kong |
| Website: |
www.securefuturetrading.com |
| Remarks: |
The company's Hong Kong address is invalid. It uses various bank accounts in Hong Kong in the name of Atlas Capital Limited, A.P.G. Holdings and G.F.G. Limited for settlement. The company is apparently associated with Complete Commodities Trading, another unlicensed entity on the Alert List. |
| Add date: |
27 Oct 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Secure International Exchange Committee |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Transnational Finance Centre
Tower 2
10 Finance Street
Hong Kong |
| Website: |
www.secure-iec.com |
| Remarks: |
The company falsely claims it regulates securities industry and provides the above invalid Hong Kong address. It is apparently associated with Smith and Dalton M&A, another unlicensed entity on the Alert List. |
| Add date: |
22 Sep 2010 |
|
| Name: |
Securities Group Singapore |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, New World Tower 1
18 Queen's Road Central
Hong Kong |
| Website: |
www.secgroupsing.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
29 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Securities Intermediary Bureau |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
8 Jackson Road, Central, Hong Kong |
| Website: |
www.securitiesintermediarybureau.org |
| Remarks: |
The above entity falsely claims that it is an independent regulator for all securities intermediaries doing business in Japan. |
| Add date: |
21 Feb 2011 |
|
| Name: |
Securities Registry Board |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Cheung Kong Centre, 2 Queens Road Central, Hong Kong Island, Hong Kong |
| Website: |
www.securitiesrb.com |
| Remarks: |
The company's Hong Kong address is incomplete. It falsely claims to administer and enforce the international securities laws and is apparently associated with Red Sun M&A, another unlicensed entity on the Alert List. |
| Add date: |
10 Jun 2014 |
|
| Name: |
Security Electronic Technology (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
88 Century Ave, LuJiaZui, Pudong Xinqu, Shanghai Shi, China. |
| Website: |
www.sethk.net |
| Remarks: |
The company appears to be related to Woori Bridgewater Brokerage, another unlicensed entity on the Alert List. |
| Add date: |
19 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sekulic Dragon |
| Type: |
Unlicensed entities |
| Address(es): |
Level 19, Two International Finance Centre
8 Finance Street, Hong Kong |
| Website: |
www.sekulicdragon.com |
| Remarks: |
This unlicensed entity claims to provide wealth management services to investors. The above address belongs to a business centre. |
| Add date: |
7 Jun 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Select Securities Limited |
| Type: |
Unlicensed entities |
| Address(es): |
21/F-22/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.sshkasia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The website with the above domain name is not associated with Oversea-Chinese Banking Corporation Limited, an SFC-registered institution. It uses bank accounts in Hong Kong in the names of Baxter Trading HK Limited, Drake Trading Limited and Fieldmark Corporation Limited for settlement. |
| Add date: |
30 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Senta Information Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, No. 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
https://www.stinformation.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
14 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sentinel Equity Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Shinjuku Nomura Building, 1-26-2 Nishi Shinjuku,
Shinjuku-Ku, Tokyo 163-0532, Japan |
| Website: |
www.sentinelequity.com |
| Remarks: |
The company uses a Hong Kong bank account in the name of Wiltshire Holdings Limited for settlement. The company appears to be associated with Norris Jardine Newell Equities, another unlicensed entity on the Alert List. |
| Add date: |
3 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Seoul Options and Futures Exchange |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.sofx.org
www.mofex.org |
| Remarks: |
It uses three Hong Kong bank accounts in the names of Tannon Limited, Metzer Limited and Stacasia Limited for settlement. It is apparently associated with Lefroy Hudson, another unlicensed entity on the Alert List. |
| Add date: |
31 May 2012 |
| Last Update Date: |
18 Jun 2012 |
|
| Name: |
Seres Bio |
| Type: |
Unlicensed entities |
| Address(es): |
Heung Kong Tower, Nanshan District, 88 Houbahi Avenue, Shenzhen, China |
| Website: |
http://seresbio.com |
| Remarks: |
The company appears to be associated with William Paulstern, another unlicensed entity on the Alert List. |
| Add date: |
10 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SFM Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 10, Two Chinachem Central, 26 Des Voeux Road Central, Hong Kong |
| Website: |
www.sfm-ltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company is not associated with SFM HK Management Limited, which is an SFC-licensed corporation. It uses a bank account in Hong Kong in the name of Stearns Rubin for settlement.
|
| Add date: |
13 Dec 2018 |
| Last Update Date: |
22 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SGS Consultants Limited |
| Type: |
Unlicensed entities |
| Address(es): |
One Pacific Place, 88 Queensway, Hong Kong |
| Website: |
http://sgsconsultantslimited.com
www.sgsconsultantslimited.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It is apparently associated with Antek Global Consultants Limited, another unlicensed entity on the Alert List. |
| Add date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SGS Global Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit 1010, Miramar Tower, 132 Nathan Road, Tsimshatsui, Kowloon, Hong Kong
ii) 13 Wryneck Close, Colchester, Essex CO 45XH, UK |
| Website: |
www.sgsgloballtd.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. The company acts as the settlement agent for Global World Acquisitions, First Inc Limited, Mclintock Greer & Co and The Crowne Registry, unlicensed entities on the Alert List. |
| Add date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SGtrade |
| Type: |
Unlicensed entities |
| Address(es): |
i) 尖沙咀彌敦道23-25號彩星中心 (Chinese address only)
ii) First Floor, 41 Chalton Street, London, United Kingdom, NW1 1JD |
| Website: |
www.sgtradegood.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there.
|
| Add date: |
24 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shaffer Lienhard |
| Type: |
Unlicensed entities |
| Address(es): |
International Business Plaza, 14 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.shaffer-lienhard.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
21 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shandong East Asia Mining Group Co., Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
10th Floor, International Finance Center, Beijing, P.R. China |
| Website: |
www.shandongeastasiamining.cn.com |
| Remarks: |
The company is apparently associated with IEA Holdings Ltd, another unlicensed entity on the Alert List. |
| Add date: |
30 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shanghai Continental Futures Co. Ltd. / SCFS Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Exchange Square Block 3, 41 Connaught Road Central, Hong Kong |
| Website: |
www.scfs-group.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
15 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shanghai International Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
233 Upper Annex, Taicang Rd, Huangpu Qu, Shanghai Shi, PRC |
| Website: |
www.shangintfg.cn.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of He Qin Creation Limited, HK Huanshi Development Co Ltd, HK Peixin Technology Co Limited, Honsun International (HK) Technology Co Limited and Reydican Investment Limited for settlement. The company is apparently associated with Asia Century Investment Limited, another unlicensed entity on the Alert List. |
| Add date: |
7 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shanghai Mercantile Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
World Finance Tower, Lujiazui Central Financial District,
Shanghai, China |
| Website: |
www.shmex.org |
| Remarks: |
The above entity falsely claims it operates leading regulated exchanges, trading platforms and clearing houses. Levin Mayer, an unlicensed entity on the Alert List, claims that it conducts futures trading through Shanghai Mercantile Exchange. The company uses a bank account in Hong Kong in the name of Hartix Limited, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
22 Apr 2010 |
|
| Name: |
Shearin Group |
| Type: |
Unlicensed entities |
| Address(es): |
15/F Millennium City 5, 418 Kwun Tong Road, Kwun Tong, Hong Kong |
| Website: |
www.shearingroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 Oct 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shelland Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
- |
| Remarks: |
The company operates various bank accounts in Hong Kong to receive funds from investors recruited by Morris Capital Partners, another unlicensed entity on the Alert List, purportedly for securities investment. However, the above company in fact transferred the investors’ funds to other entities unrelated to investment. |
| Add date: |
2 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
Shengshuziben |
| Type: |
Unlicensed entities |
| Address(es): |
香港中西區-中環皇后大道中 (只備有中文地址) |
| Website: |
www.sscsef.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
16 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shengtai Group |
| Type: |
Unlicensed entities |
| Address(es): |
Level 10, World-Wide House, 19 Des Voeux Road Central, Hong Kong |
| Website: |
www.shengtai-group.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shenyang Chenghao Securities Brokerage Co., Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) The Center, 99 Queen’s Road Central, Hong Kong
(ii) Renao Road, Shenhe Qu District, Shenyang Shi, Liaoning Sheng, China |
| Website: |
http://shenyangchenghaosecurities.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shenzhen Commodity Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
Huameiju Business Center, Xixiang Avenue 113, Bao'an, Shenzhen, Guangdong, China |
| Website: |
www.szcox.org |
| Remarks: |
This entity falsely claims to be an exchange in China and is apparently associated with Herrington Global, another unlicensed entity on the Alert List. It uses Hong Kong bank accounts in the names of Fulford Limited, Castron Limited and Oxred Limited for settlement. |
| Add date: |
22 Aug 2014 |
|
| Name: |
Shenzhen International Group |
| Type: |
Unlicensed entities |
| Address(es): |
Floor 17/Suite 352, Jiahe Business Centre,
The Twin Office Towers,
Zhong Xin Si Road, Shenzhen, 518048 |
| Website: |
www.shenzheninternationalgroup.com |
| Add date: |
3 Jan 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shenzhen Lukfook Hushen Technology Ltd |
| Type: |
Suspicious websites |
| Address(es): |
深圳市龍崗區布吉道德興社區秋寶路18號萬盛花園3棟602 (Chinese only) |
| Website: |
www.939288.com |
| Remarks: |
The website with the above domain name is not associated with Luk Fook Securities (HK) Ltd and Luk Fook Futures (HK) Ltd, both are SFC-licensed corporations. |
| Add date: |
18 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Shepherds Hill Partners, Hong Kong |
| Type: |
Unlicensed entities |
| Address(es): |
Financial One Platform Executive Office, Central, Hong Kong |
| Website: |
www.shepherdshillhk.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
20 Mar 2014 |
| Last Update Date: |
20 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sheridan Wells Advisors |
| Type: |
Unlicensed entities |
| Address(es): |
50/F Cheung Kong Center, 2 Queen’s Road Central, Hong Kong |
| Website: |
www.sheridanwellsadvisors.com |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. |
| Add date: |
28 Sep 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sherman Brothers Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1911, 19/F, One Pacific Place
140 Sukhumvit Road, Klongtoey District
Bangkok, 10110 Thailand |
| Remarks: |
The Thai SEC has verified that the above office is no longer in use. |
| Add date: |
30 Apr 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shi Fu Investment (Hongkong) Co Ltd / Shi Fu Jin Rong Capital Ltd |
| Type: |
Suspicious websites |
| Address(es): |
33/F, Tower D, Shung Ming Mansion, 72 Cheung Sha Wan Road, Kowloon, Hong Kong |
| Website: |
i) www.sf3688.com
ii) www.shifujinrong.com |
| Remarks: |
The websites are not associated with Celestial Capital Limited, Celestial Securities Limited, Celestial Commodities Limited, CASH Asset Management Limited and CASH Wealth Management Limited, which are SFC-licensed corporations. The Hong Kong address provided on the websites is invalid. |
| Add date: |
20 Jul 2016 |
| Last Update Date: |
22 Jul 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Shin Futures |
| Type: |
Unlicensed entities |
| Address(es): |
Office Tower, Convention Plaza
1 Harbour Road
Wanchai, Hong Kong |
| Website: |
www.shinfutures.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Takford Limited and Kingwood Limited for settlement. |
| Add date: |
1 Feb 2010 |
| Last Update Date: |
4 Jun 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shinhan Daiwa Brokerage |
| Type: |
Unlicensed entities |
| Address(es): |
i) 13/F Harumi Island Triton Square Office Tower 8, 8011 Harumi 1-chome, Chuo-ku, Tokyo 104-8610, Japan
ii) 25/F Trade Tower, 511 Yeongdong-daero, Gangnam-gu, Seoul, South Korea. |
| Website: |
www.sdbholdings.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Chantway International Limited, Hongkong Elisen Co Limited and TLD Industry HK Limited for settlement. It is apparently associated with Hollis Kookmin Financial, another unlicensed entity on the Alert List. |
| Add date: |
22 Feb 2018 |
| Last Update Date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shinjuku Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
Okuzumi Building 2F, 1-26-14, Jiyugaoka Meguro-ku, Tokyo, Japan |
| Website: |
www.shinjukucommodities.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Reliant Business Limited for settlement. |
| Add date: |
9 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shinsei Associates |
| Type: |
Unlicensed entities |
| Address(es): |
7th F, Kyodo Tsushin Kaiken, 2-5, Toranomon 2-chome, Minato-ku, Tokyo 105-0001 |
| Website: |
www.shinseiassociates.com |
| Remarks: |
The company settles its transactions through a Hong Kong bank account in the name of Harrington Prince International. |
| Add date: |
21 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shintomi Trading |
| Type: |
Unlicensed entities |
| Address(es): |
12-21-2 Otemachi, Chiyoda-Ku, Tokyo, Japan, 100-0004 |
| Website: |
www.shintomitrading.com |
| Remarks: |
The company uses a mainland China bank account in the name of Casper Holdings Co Ltd, another unlicensed entity on the Alert List, for settlement. |
| Add date: |
30 May 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Shitong Futures |
| Type: |
Suspicious websites |
| Address(es): |
Crystal Plaza, Zhi Yang Road, Nanchang, Jiangxi, China |
| Website: |
www.shanyimen.com |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Shixin Investments Holdings Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, New World Tower 1
18 Queen’s Road Central
Hong Kong |
| Website: |
www.sihfx.com |
| Remarks: |
The company holds a bank account in Hong Kong in the name of Shixin Golden Investments Limited (HK) and this company falsely claims that it is licensed by the SFC. |
| Add date: |
27 Mar 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SHK Financial Group (China) Co. Ltd |
| Type: |
Suspicious websites |
| Address(es): |
12/F Jingrui Mansion, No. 18 Longkun North Road,
Haikou City, Hainan Province, Postcode 570125 |
| Website: |
www.hkshk.com |
| Remarks: |
The above company is not associated with Sun Hung Kai Investment Services Limited, an SFC licensed corporation. |
| Add date: |
28 Apr 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Shore Capital Ventures |
| Type: |
Unlicensed entities |
| Address(es): |
i)Onfem Tower, 29 Wyndem Street, Hong Kong
ii)Shinjuku Center Building, 1-25-1 Nishi Shinjuku, Shinjuku-ku, Tokyo, Japan
|
| Website: |
www.shorecapitalventures.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
15 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sierra Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
500 Hennessy Road, Bowrington, Hong Kong |
| Website: |
www.sierraholdingslimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
6 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sigama Capital Management |
| Type: |
Unlicensed entities |
| Remarks: |
The company's office and mail address at One International Finance Centre in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in Japan and Thailand. On 10 June 2004, the Bangkok South Criminal Court convicted 7 persons who had illegally conducted boiler room activities in Thailand under the names of the Brinton Group, Sigama Capital Management, Lincoln Financial and e.go Trade Incorporated. Please refer to the SEC News Release No.42/2004 of the Thai SEC for details. |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SigmaForex.com |
| Type: |
Unlicensed entities |
| Address(es): |
Suite B, 29 Harley Street
London, W1G 9QR |
| Website: |
www.sigmaforex.com |
| Remarks: |
The company falsely claims that it complies with SFC's rules and regulations. |
| Add date: |
16 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Silver Ridge Resources |
| Type: |
Unlicensed entities |
| Address(es): |
Hay Wah Building, Hennessy Road, Hong Kong |
| Website: |
(i) http://www.silverridgeresources.com/
(ii) http://silverridgeresources.com/ |
| Remarks: |
The company’s Hong Kong address is incomplete. It used a Hong Kong bank account in the name of RPF Limited for settlement. |
| Add date: |
16 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Simmons, Blake and Fritch |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in the United States. |
| Add date: |
18 Dec 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Simon and Ross Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
40th Floor, Gloucester Tower, The Landmark, 15 Queen's Road Central, Hong Kong |
| Website: |
www.simonandrossinc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Aug 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Simons Griffin Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Nexxus Building, 77 Des Voeux Road Central, Hong Kong |
| Website: |
www.simons-griffin-financial.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Kingsburg Inc. Limited for settlement. It is apparently associated with Jeffrey Brothers Capital, another unlicensed entity on the Alert List. |
| Add date: |
11 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Singliworld HK Pte Limited |
| Type: |
Unlicensed entities |
| Address(es): |
N/A |
| Website: |
www.singliforex.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Triumph Global (Asia) Limited for settlement. |
| Add date: |
25 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sino Link Global |
| Type: |
Unlicensed entities |
| Address(es): |
9F, Roppongi Hills North Tower, 6-2-31, Roppongi, Minato-ku, Tokyo, Japan |
| Website: |
www.sinolinkglobal.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Bai Xin Cheng Limited for settlement. |
| Add date: |
23 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sino Options Trading Limited |
| Type: |
Unlicensed entities |
| Address(es): |
16/F, Entertainment Building
30 Queen’s Road Central
Hong Kong |
| Website: |
www.sino-options.com |
| Remarks: |
The company is also known as Sino Options Trading. It gives the above address but it is not located there. |
| Add date: |
2 Mar 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sinoclear Trading Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sinopart Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
Room 604, Tower A, New Trade Plaza, 6 On Ping Street, Shatin, New Territories, Hong Kong |
| Website: |
www.sinopart.lu |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
5 Mar 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sinowest International Corp. Ltd. |
| Type: |
Unlicensed entities |
| Add date: |
18 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Skadden Rothman |
| Type: |
Unlicensed entities |
| Address(es): |
Sun Hung Kai Centre, 30 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.skadden-rothman.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Cedan Limited for settlement. It is apparently associated with Taiwan Commodity Exchange, a fake market operator on the Alert List. |
| Add date: |
29 Jan 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Skipton Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
66 Paul Street, London,
EC2A 4NG, United Kingdom |
| Website: |
www.skiptonassetmanagement.com |
| Remarks: |
It uses a bank account in Hong Kong in the name of Oceanic X Limited. |
| Add date: |
24 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SkyCentury Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 1503, Harbour City, Tsim Sha Tsui, Hong Kong
(ii) Room 835, 8/F, Star House, Tsim Sha Tsui, Hong Kong |
| Website: |
www.hklg.com.hk |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
13 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Skywalker Capital (Hong Kong) Limited / 天行國際財富管理有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 1505, 15/F, Yu Sung Boon Building, 107 – 111 Des Voeux Road Central, Hong Kong
(ii) Room 104, 8/F, Jim’s Commercial Building, 102-104 Des Voeux Road Central, Central, Hong Kong
(iii) Suite 2918, 29/F, Shui On Centre, 6-8 Harbour Road, Wan Chai, Hong Kong
(iv) Unit A3, 21/F, TML Tower, 3 Hoi Shing Road, Tsuen Wan, Hong Kong
(v) Room 1003, Tower B, Poly Plaza Clover, 406 Huasui Road, Zhujiang New Town, Guangzhou, China
(vi) 8/F, Wuhan Ping An Finance Centre, Jiangan District, Zhongshan Da Dao, Wuhan, China.
|
| Website: |
www.skywalker-capital.com |
| Remarks: |
The company's Hong Kong address (i) belongs to a secretarial company; and the company is not located at address (ii). |
| Add date: |
23 Aug 2018 |
| Last Update Date: |
14 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smallwood & Brown Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suites 3201, One Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.smallwoodandbrown.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Hong Kong Weimeite International Trade Limited and European Investment Limited for settlement. |
| Add date: |
5 May 2016 |
| Last Update Date: |
9 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SMART International Hong Kong Limited |
| Type: |
Suspicious websites |
| Address(es): |
16/F, Wu Sang House
655 Nathan Road
Kowloon, Hong Kong |
| Website: |
www.smart8888.com |
| Remarks: |
The company claimed to be under the largest financial service group in Britain. The company gives the above address but it is not located there. |
| Add date: |
1 Sep 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Smart Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) New World Tower 2, 18 Queen’s Road Central, Hong Kong
ii) Nan Fung Centre, 145 Castle Peak Road, Tsuen Wan, N.T., Hong Kong
|
| Website: |
www.smartinvestmentgroup.com |
| Remarks: |
The company’s Hong Kong addresses are incomplete. The company is apparently associated with Smart Trading Signals LLC, an unlicensed entity on our Alert List. |
| Add date: |
14 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smart Port Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Room 805-7
Hang Seng Building
77 Des Voeux Road Central
Hong Kong |
| Website: |
www.smartport.cn |
| Add date: |
1 Sep 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smart Trade FX Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 501, Ivy House, 18-20 Wyndham Street, Central, Hong Kong |
| Website: |
www.smarttradefx.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
17 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smart Trading Signals LLC |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.smarttradingsignals.com |
| Remarks: |
The company is apparently associated with Smart Investment Group, an unlicensed entity on our Alert List. |
| Add date: |
14 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SMFund |
| Type: |
Unlicensed entities |
| Website: |
www.smfund.com |
| Add date: |
3 Sep 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SMI Global Capital Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Albion Plaza, 2-6 Granville Road
Tsim Sha Tsui, Kowloon |
| Website: |
www.smicap.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
20 Sep 2007 |
| Last Update Date: |
9 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SMI Limited (BVI) |
| Type: |
Unlicensed entities |
| Address(es): |
SAIF Zone, Sharjah. UAE. PO Box 8924, SAIF Zone Sharjah |
| Website: |
www.smiequity.com |
| Remarks: |
The above office was shut down by the UAE’s enforcement authority in May 2005. |
| Add date: |
22 Feb 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smith and Dalton M&A |
| Type: |
Unlicensed entities |
| Address(es): |
Henan Building, 19 Luard Road
Wanchai, Hong Kong |
| Website: |
www.daltonmergers.co
www.smithdalton.com |
| Remarks: |
The company's Hong Kong address is incomplete. It is apparently associated with Secure International Exchange Committee, a fake regulator on the Alert List. |
| Add date: |
17 Aug 2010 |
| Last Update Date: |
22 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smith and Henderson |
| Type: |
Unlicensed entities |
| Address(es): |
Level 21, HSBC Tower
101 Yin Cheng East Road, Pudong
Shanghai, 200120, China |
| Add date: |
15 Jun 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smith and Olsson |
| Type: |
Unlicensed entities |
| Address(es): |
155 N. Wacker Drive, Suite 3600, Chicago, Illinois 60606, USA |
| Website: |
http://www.smithandolsson.com/ |
| Remarks: |
The company does not have a Hong Kong address. It was a bank account in the name of Main Crown Enterprises in Hong Kong for settlement. |
| Add date: |
18 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smith Barney |
| Type: |
Phishes |
| Remarks: |
The company claims to represent Smith Barney and sends emails to certain clients requesting them to go to an attached link to confirm their data, as a planned software upgrade is being carried out. |
| Add date: |
28 Dec 2004 |
|
| Name: |
Smith Fairchild |
| Type: |
Unlicensed entities |
| Address(es): |
18/F & 19/F
One International Finance Centre
1 Harbour View Street, Central, Hong Kong
10th Floor
1050 Connecticut Avenue N.W.
Washington DC
20036 USA
Bahnhofstrasse 71
Zurich
CH-8001 Switzerland
Tun Hwa House
124 Chung Cheng Road
Shihlan District
Tapei, Taiwan |
| Add date: |
17 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smith Klein Venture |
| Type: |
Unlicensed entities |
| Address(es): |
3705 Bank of America Tower, Suite 582
12 Harcourt Road, Hong Kong |
| Website: |
www.smithkleinonline.com. |
| Remarks: |
The company is related to Orion Ventures Limited. |
| Add date: |
27 Apr 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SMS Associates |
| Type: |
Unlicensed entities |
| Address(es): |
i) Southmark Tower A, Level 15, 11 Hip Ying Street, Aberdeen, Hong Kong
ii) KLI 63 Building Floor 38, 60 Yeouido-dong, Yeongdeungpo-gu, Youido, Seoul, South Korea |
| Website: |
www.smsassociates.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Smythe Rutherford & Burns PLC |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1111, Tower 11
Silvercord, 30 Canton Road
Tsimshatsui, Kowloon
Hong Kong |
| Add date: |
23 Sep 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Softbank CIBC International |
| Type: |
Unlicensed entities |
| Address(es): |
i) 20/F, Shibaura Square Building, 4-9-25 Shibaura, Minato-Ku, Tokyo 108-0023, Japan
ii) 181 Bay St, Bay Wellington Tower, 35/F, Toronto, ON M5J2V, Canada |
| Website: |
www.sbicorporate.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Xieze International Trading Ltd, M.E.X. International Co Ltd and Sanli Holding Group Ltd for settlement. |
| Add date: |
7 Dec 2016 |
| Last Update Date: |
5 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Softchange Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 18, One International Finance Centre, 1 Harbour View St, Central District, Hong Kong |
| Website: |
http://softchanger.webs.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with Electronic Money Inc., which is another unlicensed entity on the Alert List. |
| Add date: |
2 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Soleil Chartered Investments |
| Type: |
Unlicensed entities |
| Address(es): |
1211 Commercial Building, 18-20 Lyndhurst Terrace, Hong Kong |
| Website: |
N/A |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
23 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Solid Global Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
11 Matakana Valley Road, Level 2Rd 5 Warkworth, New Zealand |
| Website: |
www.solidfx1.com |
| Remarks: |
- |
| Add date: |
12 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Solid Gold Finance Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1301, 13/F, Shun Tak Centre West Tower
168-200 Connaught Road Central
Hong Kong |
| Remarks: |
The address provided by the company is the same as that provided by Goldmany (Hong Kong), a company on the Alert List. |
| Add date: |
14 Mar 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Solitaire Management Services Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Lim Tee Building
6 Queens Road, Central
Hong Kong |
| Website: |
www.glbasia.com |
| Remarks: |
The company also uses a bank account in Spain in the name of Azabacheria S L. |
| Add date: |
13 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Somerset Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
8 Des Voeux Rd, Central, Hong Kong |
| Website: |
www.somersetcapitallimited.com |
| Remarks: |
The company’s Hong Kong address is invalid. The company is not associated with Somerset Capital Limited, a company incorporated in Hong Kong. |
| Add date: |
5 Dec 2016 |
| Last Update Date: |
9 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sompo Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Queen's Road Central, Hong Kong |
| Website: |
www.sompocapitalgroup.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Vantren Limited, Shelland Limited and Mutual Hope Limited for settlement. It is apparently associated with Bergmannwhite Associates, another unlicensed entity on the Alert List. |
| Add date: |
23 Sep 2013 |
| Last Update Date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Source One International |
| Type: |
Unlicensed entities |
| Address(es): |
Level 11, Aoyama Palacio Tower 3-6-7 Kita-Aoyama, Minato-Ku Tokyo, Japan 107-0061 |
| Website: |
www.sourceoneinternational.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
20 Dec 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southampton Investment Services International |
| Type: |
Unlicensed entities |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Stratum Limited for settlement. |
| Add date: |
9 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southbourne Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Level 37, Ocean Financial Centre, 10 Collyer Quay, Raffles Place, Singapore 049315
(ii) Level 21, Shin-Marunouchi Center Building, 1-6-2 Marunouchi, Chiyoda-ku, Tokyo, Japan 100-0005
|
| Website: |
www.southbournegroup.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of FS Dalston Limited for settlement. |
| Add date: |
16 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southeast Asia Traders |
| Type: |
Unlicensed entities |
| Address(es): |
88 Hing Fat Street, Causeway Bay, Hong Kong |
| Website: |
www.southeastasiatraders.com |
| Remarks: |
The company does not operate at the above Hong Kong address. It is apparently associated with Morris Capital Partners, another unlicensed entity on the Alert List. |
| Add date: |
22 Jan 2015 |
| Last Update Date: |
2 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southeast Asia Traders |
| Type: |
Suspicious websites |
| Address(es): |
88 Hing Fat Street, Causeway Bay, Hong Kong |
| Website: |
www.southeastasiatraders.com |
| Remarks: |
The company does not operate at the above Hong Kong address. It is apparently associated with Morris Capital Partners, another unlicensed entity on the Alert List. |
| Add date: |
2 Mar 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Southern Cross Mergers and Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
120357 Queen's Road Central
Hong Kong |
| Website: |
www.southerncrossma.com |
| Remarks: |
The company gives an invalid Hong Kong address. It appears to target UK investors. |
| Add date: |
9 Jan 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southstar (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. One International Financial Centre, 11 Harbour View, #21-01, Hong Kong SAR
2. 12 Marina Boulevard, Marina Bay Financial Centre Tower 3, #17-01, Singapore 018982
|
| Website: |
www.southstar.asia |
| Remarks: |
The company's Hong Kong address is invalid. It is apparently associated with Southstar Asset Management Limited and Southstar Holdings Limited, both are unlicensed entities on the Alert List. |
| Add date: |
20 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southstar Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
263 Main Street, P.O. Box 2196, Tortola, British Virgin Island |
| Remarks: |
The company is apparently associated with Southstar (Asia) Limited and Southstar Holdings Limited, both are unlicensed entities on the Alert List. It uses a bank account in Hong Kong under the same name for settlement. |
| Add date: |
20 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Southstar Holdings Limited |
| Type: |
Unlicensed entities |
| Website: |
www.southstar-holdings.com |
| Remarks: |
The company is apparently associated with Southstar Asset Management Limited and Southstar (Asia) Limited, both are unlicensed entities on the Alert List. |
| Add date: |
20 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SouthTrust Bank |
| Type: |
Phishes |
| Remarks: |
The company is not related to SouthTrust Bank, which has been merged with Wachovia Bank, N.A., USA. It claims to represent SouthTrust Bank, and sends emails to certain members of the public advising the technical services of the SouthTrust Bank are carrying out a planned software upgrade and requesting recipients to use the attached link to confirm their personal data. |
| Add date: |
18 May 2005 |
|
| Name: |
Southwell & Stone Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
17/F, Wheelock House, 20 Pedder Street, Central, Hong Kong |
| Website: |
www.southwell-stone.com |
| Remarks: |
The company's Hong Kong address belongs to a business centre. |
| Add date: |
19 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sovereign International |
| Type: |
Unlicensed entities |
| Address(es): |
Level 48, The Centre
99 Queen's Road Central
Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
25 Nov 2010 |
| Last Update Date: |
25 Jun 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SpartaMatrix |
| Type: |
Unlicensed entities |
| Remarks: |
The company gave an address in Hong Kong which is a business centre. It appears to target UK investors. Someone claiming to be a representative of SpartaMatrix had approached investors to acquire shares of this company. Neither the representative nor the company has ever been registered with or licensed by the SFC to conduct any regulated activity. Investors are advised to be extremely cautious in those transactions. The company maintained a bank account in Hong Kong in the name of Spartamatrix Incorporated Ltd. The company appeared to also use the name of Sparta Matrix International. |
| Add date: |
2 Nov 2004 |
| Last Update Date: |
30 Jan 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Spartan FX / Spartan Management Asia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Office D, 26/F, Kings Tower, No.111 King Lam Street, Lai Chi Kok, Kowloon, Hong Kong |
| Website: |
www.tradeforexoffshore.com / www.spartanfx.asia |
| Remarks: |
The company's address in Hong Kong belongs to a business centre. It uses a bank account in Hong Kong in the name of Spartan Management Asia Limited for settlement. |
| Add date: |
6 Jun 2013 |
| Last Update Date: |
21 Jan 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Spears Asia International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
99 Queen's Road, Hong Kong |
| Website: |
www.spearsasia.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the name of Vast Dragon Corporation Limited and Sun Billion Limited, also entities on the Alert List, for settlement. |
| Add date: |
30 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Spectrum Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
Hing Wai Building, 36 Queen’s Road, Central, Hong Kong |
| Website: |
www.spectrumcapitalmanagement.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
15 Feb 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Spencer Associates Limited |
| Type: |
Unlicensed entities |
| Address(es): |
25/F, Wyndham Place, 40-44 Wyndham Street, Central, Hong Kong |
| Website: |
www.spencerassociatesltd.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Turnway Limited for settlement. |
| Add date: |
9 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Spencer Capital Partners |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, 188 Des Voeux Road Central, Central Hong Kong |
| Website: |
www.spencercapitalpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Jinrunjia Limited and Turnfield Limited for settlement. |
| Add date: |
19 Jun 2017 |
| Last Update Date: |
22 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stafford Reid & Lodge |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, CFC Tower, 49 Mody Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.staffordreidandlodge.com |
| Remarks: |
The company's Hong Kong address is invalid. It uses Brookstone Group Transfer Agents, another unlicensed entity on the Alert List for settlement. |
| Add date: |
27 Sep 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Standard Capital Intermational Coroperation Ltd |
| Type: |
Suspicious websites |
| Address(es): |
Please refer to the Chinese version for the company's Chinese address. |
| Website: |
www.stdcap.com |
| Remarks: |
The company gives an invalid Hong Kong address in Chinese. The name of the company resembles ex-SFC licensees. |
| Add date: |
24 Nov 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Standard Management Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 1904-05, 19/F, Harbour Center, 25 Harbour Road, Wanchai, Hong Kong
(ii) 17/F, China Zheshang Bank Tower A, No. 1 Financial Street, Xicheng District, Beijing, China
|
| Website: |
-- |
| Remarks: |
The company no longer operates from the above Hong Kong address. The company is not associated with Standard Advisory Asia Limited, an SFC licensed corporation, and Standard Bank Group Limited. |
| Add date: |
19 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Standard United Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
8 Harbour Road
Wanchai
Hong Kong |
| Website: |
www.standardunited.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
21 Jul 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Standard Wealth Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Kerry Plaza, Tower 2, 1 Zhong Xin Si Road, Futian, Shenzhen, China |
| Website: |
http://swmltd.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Trend House Trading Limited for settlement. |
| Add date: |
14 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Star Yao International (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room D, 16/F, Hyde Centre Building, 18 Luard Road, Wan Chai, Hong Kong |
| Website: |
www.starsyao.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
20 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
State Bridge Partners |
| Type: |
Unlicensed entities |
| Address(es): |
(i) United Centre, 95 Queensway, Central, Hong Kong Island, Hong Kong
(ii) New Hongqiao Building, Loushanguan Road, Changning, Shanghai, China
(iii) Pei Cheng Trade Building, Yung-Chi Rd, Taipei, Taiwan, R.O.C.
(iv) Mita NN Building, 4-1-23 Shiba, Minato-ku, Tokyo, Japan
|
| Website: |
www.statebridgepartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
State Capital Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Steel Mercantile Portfolio |
| Type: |
Unlicensed entities |
| Address(es): |
3705 Bank of America Tower, Suite 503
12 Harcourt Road
Central
Hong Kong |
| Add date: |
8 Sep 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SteinMorgan International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Plaza DM, 21st Floor #2102
Kav. 24-25, Jl. Jend. Sudirman
Jakarta 10220, Indonesia |
| Remarks: |
The company also appears to target Hong Kong investors. |
| Add date: |
7 Jul 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stemark Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company appears to be a clearing member of Hong Kong Commodity Trading Board, which falsely purports to be a government agency responsible for regulating securities trading in Hong Kong. The company acted as a clearing house for Morris Commodities, another unlicensed entity on the Alert List. |
| Add date: |
29 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sterling Futures Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
105 Cecil Street
06-01 The Octagon
Singapore 069534 |
| Add date: |
27 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sterling Futures Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
105 Cecil Street
06-01 The Octagon
Singapore 069534 |
| Add date: |
27 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sternfield Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company is apparently associated with Macmillan Frasier which is also an unlicensed entity on the Alert List. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sternwood Business Services |
| Type: |
Unlicensed entities |
| Address(es): |
18 Harcourt Road, Hong Kong |
| Website: |
http://sternwoodbusinessservices.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
21 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sternwood Trading Partners Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(1) International Finance Centre, 8 Finance Street, Central, Hong Kong
(2) 220 Vesey Street, New York, NY 10281, USA |
| Website: |
www.sternwoodtradingpartners.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses a bank account in Hong Kong in the name of Sternwood Holdings Ltd for settlement. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
STG Limited / Shengtian International Financial Group / Shing Tin International Trading Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. 29/F, Enterprise Square Three, 39 Wang Chiu Road, Kwun Tong, Hong Kong
2. 89 Nexus Way, Camana Bay, Grand Cayman, KY1-9007, CJ |
| Website: |
www.stglimitedasia.com
www.shingtinint.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. It uses a bank account in Hong Kong in the name of Shing Tin International Trading Limited for settlement. |
| Add date: |
11 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stock Swiss |
| Type: |
Unlicensed entities |
| Address(es): |
Suite No. 10B, 16/F, Tower 3, China Ferry Terminal, 33 Canton Road, Kowloon, Hong Kong |
| Website: |
www.stockswiss.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with JSB Capital Group Ltd, an unlicensed entity on the Alert List. |
| Add date: |
26 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stonebridge Securities |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 3501, 35/F, Hong Kong Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.stonebridgesec.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
21 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stonewell Finance |
| Type: |
Unlicensed entities |
| Address(es): |
Solna Strandvag 78, 171 54 Solna, Stockholm, Sweden |
| Website: |
www.stonewellfinance.com |
| Remarks: |
This company offers investment in a company with an Hong Kong address. |
| Add date: |
1 Jun 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stowford & Proctor Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Old Jewry, London, England, EC2R-8DD, U.K. |
| Website: |
www.stowproct.com
www.stowproc.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Aris Global Group Limited for settlement. It is apparently associated with Dupont Securities, another unlicensed entity on the Alert List. |
| Add date: |
4 Oct 2013 |
| Last Update Date: |
26 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stratford International Limited |
| Type: |
Unlicensed entities |
| Remarks: |
Stratford International Limited may be associated with Stratford Associated Pte Ltd as Peter Steven is a director's name used by both companies. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Strauss Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
35 Des Voeux Road Central, Hong Kong |
| Website: |
www.straussassetmanagement.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. |
| Add date: |
8 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
StrongOaks Risk Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Central Tower, 28 Queen's Road, Central, Hong Kong |
| Website: |
www.sorml.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Global Harvest Group Limited, Grace Ocean International Limited, M for M Holdings Limited and Pacific Invest Limited for settlement. |
| Add date: |
8 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Stuartt Reed Kammer |
| Type: |
Unlicensed entities |
| Address(es): |
175N Harbor #2212
Chicago, Illinois
USA |
| Remarks: |
The company appears to target at Hong Kong investors. |
| Add date: |
29 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Suisse Option / Primary Stream Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Office 3.11, NWMS Center, 3rd Floor, 31 Southampton Row, London, the UK
(ii) Flat A, 8/F, No. 227 Nathan Road, Yau Ma Tei, Kowloon, Hong Kong
|
| Website: |
www.suisseoption.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Apr 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sukumo Group Japan |
| Type: |
Unlicensed entities |
| Address(es): |
Otemachi First Square
East Tower 4/F, 1-5-1 Otemachi, Chiyoda-ku
Tokyo 100-0004, Japan |
| Add date: |
6 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Summit Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
1. Via Giuseppe Prina, 5, 20154 Milano, Italy
2. Gangnam Finance Center, Level 41, 737 Yeoksam-dong, Gangnam-gu, Seoul 135-984, South Korea |
| Website: |
www.summit-cm.com |
| Remarks: |
The company appears to target Hong Kong investors. It uses a bank account in Hong Kong in the name of SCM Group Limited for settlement. |
| Add date: |
26 Feb 2013 |
| Last Update Date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sun Billion Limited |
| Type: |
Unlicensed entities |
| Address(es): |
3208 Central Plaza
18 Harbour Road
Wan Chai, Hong Kong |
| Remarks: |
The company is not located at the above address as claimed. It is apparently associated with Jade Asia International Ltd and Marketing Services International which are also unlicensed companies on the Alert List. |
| Add date: |
30 Jun 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sunny Bullion Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Level 8, 88 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.sunnybullion.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sunrise |
| Type: |
Suspicious websites |
| Address(es): |
28/F, Asia Orient Tower, 33 Lockhart Road, Hong Kong |
| Website: |
www.sunriseinvestments-hk.com |
| Remarks: |
This website is a replica of the genuine website www.sunrisebrokers.com of Sunrise Broker (Hong Kong) Limited, an SFC-licensed corporation. The suspicious website is not associated with Sunrise Broker (Hong Kong) Limited in any way. |
| Add date: |
6 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Sunrise Brokers Group |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.sunrisebrokersgroup.com |
| Remarks: |
The website with the above domain name is not associated with Sunrise Brokers (Hong Kong) Limited, an SFC-licensed corporation. |
| Add date: |
26 May 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Sunrise Futures LLC |
| Type: |
Unlicensed entities |
| Address(es): |
8/F Cambridge House
Taikoo Place 979 King's Road, Island East
Hong Kong |
| Website: |
www.sunrise-futures.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It settles transactions through a bank account in Hong Kong in the name of Reich Global Ltd, an unlicensed entity on the Alert List. |
| Add date: |
22 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Sunseeker Energy Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 28/F, Tesbury Centre, 28 Queen’s Road East, Wanchai, Hong Kong
(ii) 3, 8834 Schindellegi, Switzerland
|
| Website: |
www.sunseekerenergy.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
9 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SunTrust Bank |
| Type: |
Phishes |
| Remarks: |
The company is not related to SunTrust Bank, an affiliate of SunTrust Banks, Inc., USA. It claims to represent SunTrust Bank, and sends emails to certain members of the public requesting them to verify their email addresses and to activate the new Internet Banking service by providing information such as the bank account's user name and personal identification number (PIN), attaching a link to a fake website imitating SunTrust Bank's. |
| Add date: |
24 Nov 2004 |
|
| Name: |
Sunway International |
| Type: |
Unlicensed entities |
| Address(es): |
20/F, Tung Wai Commercial Building, 109-111 Gloucester Road, Wan Chai, Hong Kong |
| Website: |
www.sunway-international.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 Nov 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SVSFX Finance Limited |
| Type: |
Unlicensed entities |
| Address(es): |
2602 Miramar House, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
|
| Website: |
1.www.svsforexyhk.com
2.www.svsfxhk.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
29 Jul 2019 |
| Last Update Date: |
2 Sep 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
SWFinvestguide Financial Services Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
1. Avenue Louis-Casai 50, CH-1216 Vernier, Geneva, Switzerland
2. 16th/17th Floor, 277 Park Ave, New York, NY 10017-2014, United States
3. 3rd Floor, 909 Suites, 25 de Mayo, Gobernador Crespo 3044 Pcia, Santa Fe, Argentina |
| Website: |
www.swfinvestguide.com |
| Remarks: |
It uses a bank account in Hong Kong in the name of Bright League Limited for settlement. |
| Add date: |
18 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Swift Asset Management Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
25/F, Yue Thai Commercial Building
128 Connaught Road Central
Hong Kong |
| Website: |
www.samhk.com |
| Add date: |
1 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Swift Tech Capital |
| Type: |
Unlicensed entities |
| Address(es): |
8th floor, Tower 1, Millennium City 1
388 Kwun Tong Road
Kwun Tong, Kowloon |
| Website: |
www.swifttechcapital.com |
| Remarks: |
The company claims to offer investment services and uses a bank account in Hong Kong in the name of Swift Tech International Limited for settlement. The company gives the above address but it is not located there. |
| Add date: |
13 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Swiss Corps Inc |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in Hong Kong, Switzerland and Africa. |
| Remarks: |
The company does not provide addresses of the above offices. |
| Add date: |
18 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Swiss Private Capital Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Turmstrasse 28, Zug, 6300, Switzerland
(ii) 347 Fifth Avenue, New York, NY 10016, United States of America
(iii) Level 50, 120 Collins St, Melbourne, 3000, Victoria, Australia
(iv) 217 Twin Towers, Baniyas Road, Dubai, United Arab Emirates
|
| Website: |
www.swiss-private.com |
| Remarks: |
The above company offered a fund to Australian investors. It uses a Hong Kong bank account in the name of HK Private Capital Limited for settlement. |
| Add date: |
16 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Swisscash |
| Type: |
Suspicious websites |
| Address(es): |
280 Madison Avenue, 912-9th Floor
New York, NY10016,USA
P.O. Box 2342. Roseau
The Commonwealth of Dominica |
| Website: |
www.swisscash.biz
www.swisscash.net
www.swissmutualfund.biz
www.sip25.com |
| Remarks: |
The company has attempted to solicit interests of Hong Kong investors by email. |
| Add date: |
6 Jun 2006 |
| Last Update Date: |
20 Jun 2007 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
SwissMain |
| Type: |
Unlicensed entities |
| Address(es): |
(i) lnternational Finance Centre, 8 Finance Street, Central, Hong Kong
(ii) Zurich World Trade Center, Leutschenbachstrasse 95, Zurich, 8050, Switzerland
|
| Website: |
www.swissmain.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
8 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Swordfish Financial |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 2512, 25/F, Langham Place Office Tower, 8 Argyle Street, Mongkok, Hong Kong |
| Website: |
www.swordfishfinancial.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
19 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Synergy Acquisitions Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, Finance Street, Central, Hong Kong |
| Website: |
www.synergyacquisitionsinc.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
24 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Taihesheng HK Financial Investment Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2611, 26/F, Office Tower, Langham Place, 8 Argyle Street, Mongkok, Kowloon, Hong Kong |
| Website: |
www.ths898.com |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. |
| Add date: |
17 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tain Capital |
| Type: |
Unlicensed entities |
| Address(es): |
16th Floor, Park Place, 666 Burrard Street, Vancouver, BC V6C 3P6 Canada |
| Website: |
www.taincapital.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of TCC Global Limited for settlement. |
| Add date: |
4 Nov 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Taiwan Commodity Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
- |
| Website: |
www.twcx.org |
| Remarks: |
The entity falsely claims to be an exchange in Taiwan and is apparently associated with Skadden Rothman, an unlicensed entity on the Alert List. |
| Add date: |
29 Jan 2015 |
|
| Name: |
Taiwan Options and Futures Exchange |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
i) East Millennium Tower, 419 Kwun Tong Road, Kowloon, Hong Kong
ii) Nei-Hu Finance Center Shitan Road 31/1 Neihu District |
| Website: |
www.twofx.org |
| Remarks: |
The organisation's Hong Kong address is invalid. It uses two bank accounts in Hong Kong in the names of Rystal Limited and Drobium Limited for settlement. It is apparently associated with Idelson Group, an unlicensed entity on the Alert List. |
| Add date: |
22 May 2013 |
| Last Update Date: |
6 Aug 2013 |
|
| Name: |
Takahashi Nakamura Associates |
| Type: |
Unlicensed entities |
| Address(es): |
1-11-1 Marunouchi, Chiydu Ku
Tokyo, 100 6208
Japan |
| Website: |
www.takahashinakamura.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
10 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Takara Global |
| Type: |
Unlicensed entities |
| Address(es): |
12th Fl., Bunkyo Green Court Center Office, 28-8, Honkomagome 2-chome Bunkyo-ku, Tokyo 113-0021, Japan |
| Website: |
www.takaraglobal.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Carvani (Hong Kong) Group Co., Limited, Clovers International Limited and Junhao Group (HK) Limited for settlement. |
| Add date: |
13 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tao Feng Associates |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 42/F, Tower 1, Lippo Centre, 89 Queensway, Admiralty, Hong Kong
(ii) Raffles City Shanghai, 268 Xizang Zhong Road, Huangpu, Shanghai 200001, China
|
| Website: |
www.taofengassociates.cn.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TAO Investment Management Company |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1, 7th Floor
Far East Consortium Building
121 Des Voeux Road
Central
Hong Kong |
| Website: |
www.mpt-asia.com
www.mandarin-fund.com
www.chinacarbonfund.com
www.carbonfund.org |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. They appear to target at Chinese investors. |
| Add date: |
27 Aug 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Target International Overseas Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1205, 12/F, Sino Plaza, 255 Gloucester Road, Causeway Bay, Hong Kong
Room 2212, Jin Ze Building, No. 201, Huang Pu Da Dao Xi Road, Guangzhou, China
Guang Zhou Shi Yue Xiu Qu Hai Zhu Zhong Lu 206 Hao 2001
China 510180 |
| Website: |
www.tiofx.com |
| Remarks: |
The company appears to target PRC investors. The Hong Kong address above belongs to a secretarial company which offered secretarial services to Target International Overseas Limited between 2005 and 2007. |
| Add date: |
31 Oct 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tauro Capital Market Limited/ Tauro Pro Trade |
| Type: |
Unlicensed entities |
| Address(es): |
1. #35, Barrack Road, Belize City, Belize Central America
2. Room 1508, 15/F, Office Tower Two, Grand Plaza, 625 Nathan Road, Kowloon, Hong Kong.
|
| Website: |
cn.tauropro.cn |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
10 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Taylor Ferguson |
| Type: |
Unlicensed entities |
| Remarks: |
The company claims that it is a New York company. |
| Add date: |
15 Jun 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TCA Financial |
| Type: |
Unlicensed entities |
| Address(es): |
2/F, Block B, Po Lung Centre, 11 Wang Chiu Road, Kowloon Bay, Kowloon, Hong Kong |
| Website: |
www.tcafinancial.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Yellow Sand International Ltd for settlement. |
| Add date: |
30 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TCGJ International Group Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 2508A, 25/F, Bank of American Plaza, No. 12 Central Road, Hong Kong |
| Website: |
- |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
10 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TD Options Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(ii) 26 Avenue de la Praille, Geneve, Switzerland |
| Website: |
www.tdoptions.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with Basic Venture Limited, another unlicensed entity on the Alert List. |
| Add date: |
5 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Techno FX UK Ltd / TechnoFX Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Room 07A, 26/F, New Trend Centre, 704 Prince Edward Road East, San Po Kong, Kowloon, Hong Kong
ii) A Office Building, Finance Center, Hefei, Anhui, China
iii) 11 West Avenue, Langdon Hills, Basildon Essex SS16 6TQ, London, the UK |
| Website: |
www.techofx.co.uk |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TGF Management Services Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, ICBC Tower, City Bank Plaza
3 Garden Road, Central
Hong Kong |
| Remarks: |
The above address belongs to a business centre. The company is also known as TGF Management Services Ltd and Transglobal Financial Ltd. |
| Add date: |
17 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tharapatong Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1/F Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong |
| Website: |
www.tharapatonglimited.com |
| Remarks: |
The company provides the above Hong Kong address but is not located there. |
| Add date: |
7 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Adam Group |
| Type: |
Unlicensed entities |
| Address(es): |
Metroplaza, 223 Hing Fong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.theadamgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
7 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Alden Group |
| Type: |
Unlicensed entities |
| Address(es): |
Level 15, 26-1 Sakuragaoka-cho Shibuya-ku, Tokyo 150-8512, Japan |
| Website: |
www.thealdengroup.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of EFTTE Limited, SAC Holdings Limited and FESM Holdings Limited for settlement. It appears to be associated with Rubin Dunn, Paragon Advisors, DP Consulting Group, Kinetix Exploration Limited, Wising Century Solartech Limited and DA Corporation Partners, other unlicensed entities on the Alert List. |
| Add date: |
20 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Alternative Investment Group |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Causeway Bay Plaza Two
463-483 Lockhart Road
Causeway Bay, Hong Kong |
| Website: |
www.taig-hk.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
16 Aug 2010 |
| Last Update Date: |
1 Jan 1970 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Asian Financial Services Authority |
| Type: |
Fake regulators and/or market operators |
| Address(es): |
44a West Building, Orchard Road
Singapore 238808 |
| Website: |
www.afsaasia.org |
| Remarks: |
The above entity falsely claims that it is developed from national government regulators in the Asian jurisdiction. It is apparently associated with Hong Kong Finance, another unlicensed entity on the Alert List. |
| Add date: |
10 Mar 2011 |
|
| Name: |
The Asian Pacific Commodity Exchange |
| Type: |
Unlicensed entities |
| Address(es): |
99-101/F, ICC, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.apcomex.org |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. The company is apparently associated with Russellville Limited, another unlicensed entity on the Alert List. |
| Add date: |
27 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Avanti Group |
| Type: |
Unlicensed entities |
| Address(es): |
3-11-4 Nihonbashi Chuo, Tokyo, Japan |
| Website: |
www.theavantigroup.com |
| Remarks: |
The company is apparently associated with BP Holdings, another unlicensed entity on the Alert List. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Bridgeway Group International |
| Type: |
Unlicensed entities |
| Address(es): |
24/F, Fortis Tower
77-79 Gloucester Road
Wanchai, Hong Kong |
| Website: |
www.bridgewaygroupintl.com |
| Remarks: |
The company gives the above address but it is not located there. It uses a bank account in Hong Kong in the name of Logical Clearing Limited for settlement. |
| Add date: |
21 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Brinton Group |
| Type: |
Unlicensed entities |
| Remarks: |
On 10 June 2004, the Bangkok South Criminal Court convicted 7 persons who had illegally conducted boiler room activities in Thailand under the names of the Brinton Group, Sigama Capital Management, Lincoln Financial and e.go Trade Incorporated. Please refer to the SEC News Release No.42/2004 of the Thai SEC for details. |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Captrust Group |
| Type: |
Unlicensed entities |
| Address(es): |
22nd Floor, Office Tower, Langham Place,
8 Argyle Street, Mongkok, Kowloon, Hong Kong |
| Website: |
www.captrustgroup.com |
| Remarks: |
The above Hong Kong address belongs to a secretarial company. |
| Add date: |
3 Feb 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Castleton Group |
| Type: |
Unlicensed entities |
| Address(es): |
One Exchange Square
8 Connaught Place Central
Hong Kong |
| Website: |
www.castletongrp.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
19 Oct 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Clearing House Group |
| Type: |
Unlicensed entities |
| Address(es): |
174 N Alta St
Salt Lake City
UT 84103, US |
| Add date: |
30 Jan 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Cooper Research Group |
| Type: |
Unlicensed entities |
| Address(es): |
2 International Finance Centre, 8 Finance Street, Central |
| Website: |
www.cooperresearch.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
23 Oct 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Corliss Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 1A Planta, Plaza Catalunya, Barcelona, 8002
(ii) Suite 1202, Level 12, 1 Peking Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.thecorlissgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
24 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Crowne Registry |
| Type: |
Unlicensed entities |
| Address(es): |
51 Madison Ave, New York, NY10010, US |
| Website: |
www.thecrowneregistry.com |
| Remarks: |
It is apparently associated with Global World Acquisitions, another unlicensed entity on the Alert List. It uses bank account in Hong Kong in the name of SGS Global Ltd for settlement. |
| Add date: |
28 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Danier Group Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Georgian Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Japan. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
27 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Haney Group |
| Type: |
Unlicensed entities |
| Address(es): |
73 Sai Yeung Choi Street South, Hong Kong |
| Website: |
www.thehaneygroup.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
24 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Hong Kong Futures & Options Exchange (The HKFOE) |
| Type: |
Fake regulators and/or market operators |
| Website: |
www.hkfoe.com |
| Remarks: |
The company falsely claims to be a market operator in Hong Kong. |
| Add date: |
7 Jun 2010 |
|
| Name: |
The Huxford Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Billion Plaza, 8 Cheung Yue Street, Cheung Sha Wan, Hong Kong
(ii) 1 Exchange Square, London, EC2A 2JN, United Kingdom
(iii) 55 Lexington Avenue, New York, NY 10010, United States
|
| Website: |
www.huxfordgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Macro International Investment Ltd for settlement. |
| Add date: |
28 Mar 2017 |
| Last Update Date: |
7 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Insiders Club |
| Type: |
Unlicensed entities |
| Address(es): |
12 Marina Boulevard 17-01, Marina Bay Financial Centre, Singapore 018982, Singapore |
| Website: |
www.grahambibby.com
www.theinsidersclub.net |
| Remarks: |
The company appears to hold itself out as carrying on regulated activities and to be associated with a former SFC-licensed corporation and a former SFC-licensee after their licences were revoked on 31 October 2016. Please see SFC press release dated 31 October 2016 for details. |
| Add date: |
26 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Kaikatsu Group |
| Type: |
Unlicensed entities |
| Address(es): |
Tokyo Ginko Kyokai Building
1-3-1 Marunouchi, Chiyoda-Ku
Tokyo, 100-0005, Japan
16/F, Langham Place Office Tower
555 Shanghai Street, Mongkok
Kowloon, Hong Kong |
| Website: |
www.kaikatsu-group.com |
| Remarks: |
The company gives the above address in Hong Kong but it is not located there. It uses a bank account in Hong Kong in the name of Bridgenorth Holdings Limited. Financial Supervisory Agency (FSA) of Japan has verified that The Kaikatsu Group does not have a licence or authorization regarding securities, investment advisor and investment trust. |
| Add date: |
6 Jul 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Kensington Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company's office and mail address at One International Finance Centre in Hong Kong is no longer in use but we believe that it still has offices or mail addresses in China, Japan and Singapore. |
| Add date: |
2 Nov 2000 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Kimble, May and Bains Group |
| Type: |
Unlicensed entities |
| Address(es): |
25th Floor, Henley Building, 5 Queen’s Road Central, Hong Kong |
| Website: |
www.thekmbgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Kronos Group |
| Type: |
Unlicensed entities |
| Address(es): |
China Resources Building, 26 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.thekronosgroup.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Supreme Wisdom Corporation Limited and Cheerlife Corporation Limited for settlement. It is apparently associated with Lear Capital Group, another unlicensed entity on the Alert List. |
| Add date: |
23 Jul 2012 |
| Last Update Date: |
19 Dec 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The LML Group Richmond & Associates Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
3705, Bank of America Tower, Suite 410
12 Harcourt Road, Central, Hong Kong |
| Website: |
www.thelmlgroup.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
17 Dec 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Madina Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
Chungking Mansions
Tsim Sha Tsui
Hong Kong |
| Add date: |
2 Mar 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Madison Group |
| Type: |
Unlicensed entities |
| Address(es): |
23/F, M Thai Tower
All Seasons Place, 87 Wireless Road
Phatumwan, Bangkok 10330
Thailand |
| Remarks: |
The Thai SEC has verified that the above office is no longer in use. |
| Add date: |
2 Mar 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Manhattan Pacific Group |
| Type: |
Unlicensed entities |
| Address(es): |
2nd Floor, World Trade Centre
Calle 53, Marbella, PO Box 0832
Panama City, 0588
Panama
The World Trade Centre
Leutschenbachstrasse 95
Zurich, 8050
Switzerland |
| Website: |
www.manhattanpacificgroup.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
8 Dec 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Mollins Group |
| Type: |
Unlicensed entities |
| Address(es): |
One Exchange Square, 8 Connaught Place
Hong Kong, 2080 0888, China |
| Website: |
www.themollinsgroup.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
4 Nov 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Palm Gold Group Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 13, 68 Yee Wo Street, Causeway Bay, Hong Kong |
| Website: |
www.thepalmgold.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., Sunny Bullion Limited and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Pembridge Group |
| Type: |
Unlicensed entities |
| Remarks: |
The office and mail address at Admiralty Centre in Hong Kong are no longer in use. |
| Add date: |
23 Aug 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Platinum Capital Group |
| Type: |
Unlicensed entities |
| Website: |
www.theplatinumcapitalgroup.com |
| Remarks: |
The company claims to have Hong Kong presence by providing a Hong Kong telephone number. |
| Add date: |
3 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Prestige Perspective |
| Type: |
Unlicensed entities |
| Address(es): |
1 Harbour Road, Wanchai
Hong Kong |
| Website: |
www.theprestigeperspective.com |
| Remarks: |
The company gives the above address which is incomplete. |
| Add date: |
3 Aug 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Roth Group Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Southwood Group |
| Type: |
Unlicensed entities |
| Address(es): |
16 Chater Road, Hong Kong |
| Website: |
www.thesouthwoodgroup.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
11 Jun 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Sterling Group International |
| Type: |
Unlicensed entities |
| Address(es): |
1 Chome−25−1, Nishishinjuku, Shinjuku-ku, 160-0023 Tokyo, Japan |
| Website: |
www.thesterlinggroupinternational.com |
| Remarks: |
The company is apparently associated with MG Wealth Advisors, another unlicensed entity on the Alert List. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Stern Group |
| Type: |
Unlicensed entities |
| Address(es): |
12/F, Ruttonjee House
11 Duddell Street, Central, Hong Kong |
| Website: |
www.thesterngrp.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
3 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Stockton Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
502 Ohashi-Building
1-16 Kanda-Sakumacho, Chiyoda-ku
Tokyo 101-0025
Japan
Cheung Kong Centre
2 Queen's Road Central
Hong Kong |
| Website: |
www.stocktongroup.net |
| Add date: |
29 Jun 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Tidal Group |
| Type: |
Unlicensed entities |
| Address(es): |
1208 F.M. 78-STE H
Schertz. TX 78154-2413
US |
| Remarks: |
A US company, The Tidal Group, Inc is a member of National Association of Securities Dealers, Inc and a registered broker dealer of the Securities and Exchange Commission, and it does not solicit business outside the US. Another company might have tried to use its name to cold call investors outside the US for investments and a bank account in Hong Kong in the name of Brent Holdings HK Limited for settlement. |
| Add date: |
22 Nov 2006 |
| Last Update Date: |
5 Dec 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Toros Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 12, 48, Bajos DCHA, 46021 Valencia, Spain |
| Website: |
www.thetorosgroup.com |
| Remarks: |
The company is apparently associated with Atlantis Financial, another unlicensed entity on the Alert List. |
| Add date: |
21 Jan 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Tunstall Group |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre, 1 Austin Road W, West Kowloon, Hong Kong |
| Website: |
www.tunstall-group.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Preston Capital Partners Limited for settlement. It is apparently associated with Inter Global Equity, another unlicensed entity on the Alert List. |
| Add date: |
5 Aug 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Tyler Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Torre Inbisa Plaza Europa, Plaza Europa 9-11, 08908, L’Hospitalet de Llobregat, Barcelona, Spain
(ii) Suite 4501, 45/F, Manulife Plaza, The Lee Gardens, 33 Hysan Avenue, Causeway Bay, Hong Kong |
| Website: |
www.thetylergroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Williams Group |
| Type: |
Unlicensed entities |
| Address(es): |
29 Harley Street
London W1G 9QR
England
58 Nathan Road
Hong Kong |
| Website: |
www.williamsoffshore.com |
| Remarks: |
The company maintains bank accounts in Hong Kong in the name of Bright Impex Re: Global, Rock Group Re: Global, and Mega Star Re: Williams Group. |
| Add date: |
10 Nov 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Woo Group |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Hong Kong |
| Website: |
www.thewoogroup.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Cheer Standard Limited for settlement. It is apparently associated with Deep Blue Group, another unlicensed entity on the Alert List. |
| Add date: |
1 Apr 2014 |
| Last Update Date: |
8 Sep 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
The Xenon Group |
| Type: |
Unlicensed entities |
| Address(es): |
979 King's Road
Island East
Hong Kong |
| Website: |
www.thexenoncompany.com |
| Remarks: |
The company gives an incomplete Hong Kong address and uses a bank account in name of Gateway Corporate Services Limited for settlement. |
| Add date: |
5 Sep 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Thomas & Lynch Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Central Plaza, Expo Drive, Wan Chai, Hong Kong |
| Website: |
www.mythomasandlynchinc.wordpress.com; www.mythomasandlynchinc.com/ |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
9 Dec 2015 |
| Last Update Date: |
2 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Thomas Greene & Partners |
| Type: |
Unlicensed entities |
| Address(es): |
23 West Wing, 18th Floor, International Finance Center, 8th Finance St. Central, Hong Kong |
| Remarks: |
The company's Hong Kong address is invalid. It is apparently associated with Advantage Asset Management, another unlicensed entity on the Alert List. |
| Add date: |
16 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Thomas Moore |
| Type: |
Unlicensed entities |
| Address(es): |
Fukoku Seimei Bldg
2-2 Uchisaiwai-cho 2-chome
Chiyoda-ku Tokyo, Japan 100-0011 |
| Website: |
www.thomasmoore.biz |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
21 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Thompson & Whitehurst |
| Type: |
Unlicensed entities |
| Address(es): |
410 Park Avenue
15th Floor
NY 10022
USA |
| Add date: |
26 Jan 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Thompson Lloyd Baker Capital Specialists |
| Type: |
Unlicensed entities |
| Address(es): |
14/F Asia Standard Tower, 59-65 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.tlbcs.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. |
| Add date: |
2 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Thornwood Financial |
| Type: |
Unlicensed entities |
| Address(es): |
102 How Ming Steet, 2 Landmark East, Kwun Tong, Kowloon, Hong Kong
|
| Website: |
www.thornwoodfinancial.com |
| Remarks: |
The company provides the above Hong Kong address but is not located there. |
| Add date: |
7 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tian Cheng International Finance Holding Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.100hk.com.cn |
| Remarks: |
- |
| Add date: |
10 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tianxin /Hong Kong Victory LT Investment Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
|
| Website: |
www.tz926.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
31 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tiger CTA |
| Type: |
Unlicensed entities |
| Website: |
www.tiger-cta.com |
| Remarks: |
The company uses two bank accounts in Hong Kong in the name of Browell Ltd and District Holding Group Ltd for settlement. It is apparently associated with Futures Trading Commission and Hong Kong Options and Futures Exchange, which is a fake regulator and a suspicious website on the Alert List respectively. |
| Add date: |
10 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tillman Hall Capital |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Alexandra House, 7-15 Des Voeux Rd, Central, Hong Kong
(ii) Lan Sheng Building, Huai Hai Road, Huangpu, Puxi, Shanghai, China
(iii) Foremosa Tower I, 159 Song De Road, Foremosa, Xinyi, Taipei 110, Taiwan
(iv) Sphere Tower Tennozu, 2-2-8 Higashi Shinagawa, Shinagawa-ku, Tokyo 140-0002, Japan
|
| Website: |
www.tillmanhallcapital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
8 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Timber Hill Limited |
| Type: |
Unlicensed entities |
| Address(es): |
8th Floor, CNT Commercial Building
302 Queen's Road Central, Hong Kong |
| Website: |
www.thlfx.com
www.ibthl.com |
| Remarks: |
The company's Hong Kong address belongs to an accounting firm, and it is not related to Timber Hill Securities Hong Kong Limited, an SFC licensed corporation. |
| Add date: |
23 Feb 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Time Rich China |
| Type: |
Suspicious websites |
| Address(es): |
New World Tower, Queen’s Road Central, Central, Hong Kong |
| Website: |
www.trfs.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The website with the above domain name is not associated with CASH Asset Management Limited, CASH Wealth Management Limited, Celestial Capital Limited, Celestial Commodities Limited and Celestial Securities Limited, which are SFC-licensed corporations. |
| Add date: |
24 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Times Global Capital Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.tgcgroupfx.com |
| Remarks: |
- |
| Add date: |
30 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Titanium Wealth Management Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
i) Admiralty Center, Tower 2, Harcourt Road, Admiralty, Hong Kong
ii) One Canada Square, Canary Wharf, London, the United Kingdom
|
| Website: |
www.titanium-wealth.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
20 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tokai National Partners |
| Type: |
Unlicensed entities |
| Address(es): |
19/F Akihabara UDX Building, 4-14-1, Soto-Kanda, Chiyoda-ku, Tokyo, Japan
|
| Website: |
www.tnpsecurities.com |
| Remarks: |
The company used a Hong Kong bank account in the name of Goodfaith International Holdings Limited for settlement. |
| Add date: |
20 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tommy and Bobby Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Bulkin Centre 12/F, 126-129, Mongkok, Hong Kong |
| Website: |
www.tommybobbylimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
21 Apr 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Top Binary Signals |
| Type: |
Unlicensed entities |
| Address(es): |
1. Chilehaus A,Fischertwiete 2, 20095 Hamburg, Germany
2. Tokyo, Minato-ku Ypsonas 4180, 1-2-20 Kaigan, 3F Shiodome Bld.
3. 11 Floor, Wisma Atria, 435 Orchard Road, Singapore
4. 51F Raffles City, 268 Xizang Zhong Road, Huangpu District, Shanghai, 200001
5. Level 12, Plaza Building, Australia Square, 95 Pitt Street, Sydney
6. Standard Chartered Tower, Level 5, Emaar Square, Dubai
7. 90 Long Acre, Covent Garden, London, WC2E 9RZ
8. 14 Wall Street, 20th Floor, Manhattan, New York, 10005 |
| Website: |
www.top-binary-signals.com |
| Remarks: |
The company is apparently associated with Eclipse Finance, another unlicensed entity on the Alert List. |
| Add date: |
30 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Toronto Sumitomo Trading |
| Type: |
Unlicensed entities |
| Address(es): |
i) Bay Wellington Tower 181 Bay St, Suite 3300, Toronto, ON MM5J 2T3, Canada
ii) Otemachi Tower 29/F, 1-5-5 Otemachi, Chiyoda-ku, Tokyo 100-8176, Japan
|
| Website: |
www.TSTinternational.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Allied Shine Enterprises Limited for settlement. |
| Add date: |
2 Mar 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Total Global Equity |
| Type: |
Unlicensed entities |
| Address(es): |
29/F, ICBC Tower, 3 Garden Road, Central, Hong Kong |
| Website: |
www.totalglobalequity.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
25 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trade & Clear Limited |
| Type: |
Unlicensed entities |
| Address(es): |
283 Queen’s Road, Central, Hong Kong |
| Website: |
www.tradeandclear.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 Sep 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trade Association |
| Type: |
Unlicensed entities |
| Address(es): |
King Wing Building, Level 23, 17 Do San Huan Nan Road, Beijing, China 100021 |
| Website: |
www.trade-association.com |
| Remarks: |
The company is apparently associated with Alpha Trade and Financial Services Association, which are unlicensed entities on our Alert List. |
| Add date: |
11 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trade Loyal Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, New World Tower 1
18 Queen's Road
Hong Kong |
| Website: |
www.tradeloyalinvestmentltd.com |
| Add date: |
1 Sep 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tradeline Group |
| Type: |
Unlicensed entities |
| Address(es): |
245 Park Avenue, 39th Floor
New York, 10167, USA |
| Website: |
www.tradelinegroup.com |
| Remarks: |
The company gives the above address but it is not located there. The above address belongs to Regus Management Ltd which operates business centres worldwide. The company also appears to target Hong Kong investors. |
| Add date: |
25 Jun 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TradersRoom |
| Type: |
Unlicensed entities |
| Website: |
www.tradersroom.com |
| Remarks: |
The company claims to provide online options trading platform and appears to be related to Zonit Enterprise Limited, another unlicensed entity on the Alert List. |
| Add date: |
22 Oct 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
TradingBanks |
| Type: |
Unlicensed entities |
| Address(es): |
Gorg Borg Oliver St, Suite 4, Number 62/63, Morina Court St. Julians, Malta, STJ 1081 |
| Website: |
www.tradingbanks.com |
| Remarks: |
The company represents that it is a brand owned and operated by Grizzly Limited. It uses a bank account in Hong Kong in the name of Unit Group (HK) Limited for settlement. |
| Add date: |
12 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transfer Services Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
3905 Two Exchange Square
8 Connaught Place
Central, Hong Kong |
| Website: |
www.transferslimited.com |
| Remarks: |
The company gives the above address but it is not located there. The company acts as a clearing house for Beijing Securities, another unlicensed entity on the Alert List. |
| Add date: |
11 Mar 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transglobal Consultants Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company's office and mail address at Lippo Centre in Hong Kong are no longer in use, but we believe that it still has offices or mail addresses in United Kingdom as well. |
| Add date: |
3 Jan 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transglobal Financial Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
21/F, ICBC Tower
City Bank Plaza
3 Garden Road, Central
Hong Kong
|
| Remarks: |
The above address belongs to a business centre. The company is also known as TGF Management Services Inc. and TGF Management Services Ltd. |
| Add date: |
6 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transglobe Express Co |
| Type: |
Unlicensed entities |
| Add date: |
9 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transglobe Group |
| Type: |
Unlicensed entities |
| Address(es): |
PO 220
172 Kamtin Road
Hong Kong |
| Add date: |
9 Aug 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transpacific Global Equities Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Floor 46, Two International Finance Center, 8 Finance Street, Hong Kong |
| Website: |
www.transpacific-global.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
17 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Transunion Financial |
| Type: |
Unlicensed entities |
| Address(es): |
607 Nathan Road, Yau Tsim Mong, Kowloon, Hong Kong |
| Website: |
www.transunionfinancial.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
17 Oct 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trent Consultants |
| Type: |
Unlicensed entities |
| Address(es): |
17/F Jongro Tower Bldg, 6, Jongro 2-ga
Jongro-gu, Seoul, 110-789, Korea |
| Website: |
http://www.trent-consultants.com |
| Remarks: |
The company appears to target Hong Kong investors. The company is also on the "Investor Alert List" on the website of Financial Supervisory Service of Korea. |
| Add date: |
8 Dec 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tri Guard Holdings Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company holds a bank account in Hong Kong in the name of Tri Guard Holdings Limited. Beacon Capital Management also uses this bank account. |
| Add date: |
1 Feb 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tricom Securities Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. 28th Floor, The Center, 99 Queen’s Road Central, Hong Kong
2. 19th Floor, One IFC, 1 Harbour View Street, Central, Hong Kong
|
| Website: |
www.tricomsec-hk.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. |
| Add date: |
20 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trillion Venture / Trillion Venture Pte Ltd / Trillion Venture HK |
| Type: |
Unlicensed entities |
| Website: |
www.trivfx.com |
| Add date: |
28 Jan 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trilliongold International Resources |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1205, 12/F, Sino Plaza
255 Gloucester Road
Causeway Bay
Hong Kong
Sri Lanka Liaison Office
No. 5, Ground Floor
Confidence Travel Building
St. Anthony's Road
Colombo 03
Sri Lanka
Head Office
Lot 20.01, 20/F, Wisma MPL
Jalan Raja Chulan
50200 Kuala Lumpur
Malaysia
Kota Kinabalu Branch
Suites 6.01, Level 6
MAA Tower
Lorong Api-Api
88800 Kota Kinabalu
Sabah
Malaysia
Suite 19A-1301, Business Suite
Level 13
UOA Centre 21, Jalan Pinang
50450 Kuala Lumpur
Malaysia
L5-8, Level 5, Menara MAA
86, Section 53
Jalan Central Timur
93300 Kuching
Sarawak |
| Website: |
www.esmartzbiz.com/services
www.trilliongold.com
www.gctrilliongold.com |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. The company uses a bank account in Hong Kong in the name of Good Credit Assets Management Consultant Co. The company is associated with Good Credit Assets Management Consultant Co. and Trilliongold Resources Sdn Bhd. |
| Add date: |
5 Mar 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trilliongold Resources Sdn Bhd |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1205, 12/F, Sino Plaza
255 Gloucester Road
Causeway Bay
Hong Kong
Sri Lanka Liaison Office
No. 5, Ground Floor
Confidence Travel Building
St. Anthony's Road
Colombo 03
Sri Lanka
Head Office
Lot 20.01, 20/F, Wisma MPL
Jalan Raja Chulan
50200 Kuala Lumpur
Malaysia
Kota Kinabalu Branch
Suites 6.01, Level 6
MAA Tower
Lorong Api-Api
88800 Kota Kinabalu
Sabah
Malaysia
Suite 19A-1301, Business Suite
Level 13
UOA Centre 21, Jalan Pinang
50450 Kuala Lumpur
Malaysia
L5-8, Level 5, Menara MAA
86, Section 53
Jalan Central Timur
93300 Kuching
Sarawak |
| Website: |
www.esmartzbiz.com/services
www.trilliongold.com
www.gctrilliongold.com |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. The company uses a bank account in Hong Kong in the name of Good Credit Assets Management Consultant Co. The company is associated with Good Credit Assets Management Consultant Co. and Trilliongold International Resources. |
| Add date: |
5 Mar 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Trimark World Capital Corp. |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address at Bank of America Tower, Central, Hong Kong but it is not located there. |
| Add date: |
18 May 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Triumph Global (Asia) Limited/ TFX Global |
| Type: |
Unlicensed entities |
| Address(es): |
Unit A-C, 25/F Seabright Plaza, 9-23 Shell Street, North Point, Hong Kong |
| Website: |
www.tfxglobal.com and www.tfxi.com |
| Remarks: |
The companies give the above Hong Kong address but they are not located there. |
| Add date: |
25 Aug 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Troy McDonald |
| Type: |
Unlicensed entities |
| Address(es): |
2-7-1 Ichigaya Tamachi, Shinjuku-Ku, Tokyo, Japan, 162-0843 |
| Website: |
http://troymcdonald.com |
| Remarks: |
The company is apparently associated with Cooper Chung International, another unlicensed entity on the Alert List. |
| Add date: |
5 Apr 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Truimph Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
33 W 19th Street, New York, NY 10011, USA |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Antek Global Ltd for settlement. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tsuen Wan International |
| Type: |
Unlicensed entities |
| Address(es): |
Tsuen Wan, 7th Floor, Henley Building, 5 Queen’s Road Central, Hong Kong |
| Website: |
www.tw-international.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
11 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Turtle Finance |
| Type: |
Unlicensed entities |
| Address(es): |
i) Unit A-C, 33F, Tower A, Billion Centre, 1 Wang Kwong Road, Kowloon Bay, Hong Kong
ii) The Oaks Broad Road Bacton Stowmarket Suffolk IP14 4HR, the UK
iii) 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands
|
| Website: |
www.haiguift.com |
| Remarks: |
The website with the above domain name provided a Hong Kong address, which belongs to Lion Capital Management Limited, Lion International Securities Group Limited and Lion Futures Limited, all of which are SFC-licensed corporations. The website is not associated with these entities. |
| Add date: |
28 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Tyson Asset Management Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
The Hong Kong Club Building, 3A Charter Road, Central, Hong Kong |
| Website: |
www.tysonasset.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
9 Mar 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
U.S.A. ICII International Consultant Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1006, 10/F, Carnavon Plaza,
20 Carnavon Road, Tsimshatsui,
Kowloon, Hong Kong
21/F, New World Tower 1,
18 Queen's Road Central,
Hong Kong |
| Website: |
www.iici.biz
www.usaici.biz
www.usaicii.biz |
| Remarks: |
The company's addresses in Hong Kong belong to a business centre. |
| Add date: |
17 Jan 2008 |
| Last Update Date: |
21 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
UBHK Securities Company Limited |
| Type: |
Suspicious websites |
| Address(es): |
The company represents it has a head office in Shanghai, overseas branches in New York, Tokyo and Singapore, and representative offices in London and Frankfurt. |
| Website: |
http://unionbankhk.com |
| Add date: |
12 Jan 2005 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
UK Man International Investment Financial Group Co., Ltd |
| Type: |
Suspicious websites |
| Address(es): |
Room 3607, Jin Zhong Huan Business Mansion
Jintian Road, Futlan District
Shenzhen, Guangdong Province |
| Website: |
www.manasia.com.cn
www.manahl.co.uk |
| Remarks: |
The company falsely purports to have a relationship with Man Investments (Hong Kong) Limited and Man Group plc, and provides an address similar to that of Man International (Hong Kong) Group Limited (another company on this Alert List). |
| Add date: |
20 Dec 2007 |
| Last Update Date: |
22 Apr 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Unaico Holding Ltd / Unaico Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1508, South Block, Concordia Plaza, 1 Science Museum Road, Tsim Sha Tsui East, Kowloon |
| Website: |
-- |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. Unaico Ltd has been listed on the Investors Warnings List of the Austrian Financial Market Authority. |
| Add date: |
24 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Uni-Rich International Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1318-20, Hollywood Plaza
610 Nathan Road
Mongkok
Hong Kong |
| Website: |
www.lfgj.com.hk |
| Add date: |
27 Aug 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Unicorn Finance Group |
| Type: |
Unlicensed entities |
| Address(es): |
29/F, Times Square Tower 2, 1 Matheson Street, Causeway Bay, Hong Kong |
| Website: |
www.unicornfinancegroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 May 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Unifunds |
| Type: |
Unlicensed entities |
| Address(es): |
Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong |
| Website: |
www.unifunds.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
23 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Uniline International Investment Consultant Limited |
| Type: |
Unlicensed entities |
| Remarks: |
The company's associated company is Uniline International Assets Management Limited. |
| Add date: |
25 May 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Union Bank of China |
| Type: |
Suspicious websites |
| Address(es): |
The company represents it has a head office in Shanghai, overseas branches in New York, Tokyo and Singapore, and representative offices in London and Frankfurt. |
| Website: |
http://unionbankhk.com |
| Add date: |
12 Jan 2005 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Union Glory Gold Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 1105, 11th Floor, Emperor Group Centre, 288 Hennessy Road, Wanchai, Hong Kong |
| Website: |
- |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
13 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Union Grand Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 116 West 23rd Street, New York, NY10011, U.S.A.
(ii) Bank of America Tower, Hong Kong |
| Website: |
www.uniongcorporation.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
13 May 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Union Markets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.fxum.com |
| Remarks: |
The company is apparently associated with Singliworld HK Pte Limited, another unlicensed company on the Alert List. |
| Add date: |
15 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Unique Asset – Hong Kong |
| Type: |
Unlicensed entities |
| Address(es): |
11/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.uasst.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
United Capital Management Inc |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in Hong Kong, London and the Philippines. |
| Add date: |
2 Dec 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
United Finance Association |
| Type: |
Unlicensed entities |
| Address(es): |
38/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.ufa-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It appears to be related to Emperial Travel, a travel agency which claims to be located in Malaysia. |
| Add date: |
6 Dec 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
United Rich Capital Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1) 150 Des Boric Road Central Hong Kong
2) 8/F CNT Commercial Building, 302 Queen’s Road Central, Hong Kong
|
| Website: |
www.goldurc.com |
| Remarks: |
The company provides address 1), which is invalid, and it is not located at address 2). |
| Add date: |
13 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
United Success Financial Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Flat H, 13/F, Block 4, Kwun Tong Industrial Centre
436 Kwun Tong Road, Kowloon
Hong Kong |
| Website: |
www.usf-online.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
14 Sep 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
United Trustee Association |
| Type: |
Unlicensed entities |
| Address(es): |
28/F Cheung Kong Center, 2 Queen’s Road Central, Hong Kong |
| Website: |
www.hkuta.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Universal International Finance Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room A5, 9/F, Silvercorp International Tower, 707-713 Nathan Road, Kowloon, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
6 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Universe Citizen Limited (trading as FXCitizen) |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Suite 3372, 24b Moorefield Road, Johnsonville Wellington 6037, New Zealand
(ii) Flat A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong |
| Website: |
www.fxcitizen.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. The company gives the above Hong Kong address, which belongs to an accounting firm. |
| Add date: |
1 Apr 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Uniworld Global Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Australia and the United States. |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
3 Dec 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
UOBBF Department of Certification |
| Type: |
Unlicensed entities |
| Address(es): |
Two International Finance Centre, 8 Finance Street Central, Hong Kong |
| Website: |
N/A |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Aug 2016 |
| Last Update Date: |
20 Oct 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Up & Down Marketing Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. Cobalt House, Level 2, Notabile Road, Mriehel, Birkirkara BKR 3000, Malta
2. 6 Thomas More Street, London, E1W 1 YW, United Kingdom
|
| Website: |
www.onetwotrade.com |
| Remarks: |
The company is also known as OneTwoTrade and appears to target Hong Kong investors. |
| Add date: |
26 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Upchina International Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
8/F, Shun Tak Centre, 200 Connaught Road Central, Hong Kong |
| Website: |
i) www.upchinahk.com
ii) www.zsgjhk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
4 Oct 2013 |
| Last Update Date: |
18 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
US Capital Private Bank / US Capital Funding II/ U.S. Capital II Investments (Hong Kong) Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Rooms 1102-1103, 11/F, Kowloon Building, 555 Nathan Road, Mongkok, Kowloon, Hong Kong
(ii) 6-7 Ludgate Square, London, EC4M 7AS
(iii) 3651 Peachtree, Pkwy Ste E113, Suwanne, Georgia, GA 30024
|
| Website: |
(i) www.uscapitalprivatebank.com
(ii) www.uscapitalfundingii.com |
| Remarks: |
The company provides the above Hong Kong address on its websites but it is not located there. |
| Add date: |
6 May 2016 |
| Last Update Date: |
27 Jul 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
US Trading Associates Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it has offices in Thailand and the United States. |
| Add date: |
20 Dec 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
USA High Flourishing Group Fund Management Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Suite 4000, 17 State Street, New York, NY10004, USA
(ii) 12/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong
|
| Website: |
www.usahighflourishing.com |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. The company is not associated with Goldman Sachs (Asia) L.L.C., an SFC licensed corporation. It is apparently associated with HK Kova Capital Management Limited and USA Hight Flourishing Group (Hong Kong) Fund Management Investment Limited, two other unlicensed entities on the Alert List. |
| Add date: |
22 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
USA Hight Flourishing Group (Hong Kong) Fund Management Investment Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 1, 12/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
- |
| Remarks: |
The Hong Kong address given by the company belongs to a business centre. The company is not associated with Goldman Sachs (Asia) L.L.C., an SFC licensed corporation. It is apparently associated with HK Kova Capital Management Limited and USA High Flourishing Group Fund Management Investment Limited, two other unlicensed entities on the Alert List. |
| Add date: |
22 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
USG Holdings Limited / United Securities Group |
| Type: |
Unlicensed entities |
| Address(es): |
701, 7/F, Tower 2, Silvercord, 30 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.ususg.com |
| Remarks: |
The company uses two bank accounts in Hong Kong in the names of USG Holdings Limited and United Securities Holdings Limited for settlement. The company's Hong Kong address belongs to a business centre. The business centre has confirmed that they do not have clients in the name of USG Holdings Ltd/United Securities Group. |
| Add date: |
7 Jul 2014 |
| Last Update Date: |
1 Aug 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
V.T. Robinsons |
| Type: |
Unlicensed entities |
| Address(es): |
Tower 535, 535 Jaffe Road, Causeway Bay, Hong Kong |
| Website: |
www.vtrobinsons.com |
| Remarks: |
The company's Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Oricor Limited for settlement. |
| Add date: |
12 Dec 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Valbury Global Financial Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 14B, 14/F., Wah Hen Commercial Centre, 383 Hennessy Road, Wanchai, Hong Kong |
| Website: |
www.valbury.hk |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
27 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Valcapital Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
i) 23/F Cosco Tower 183 Queen's Road Central Hong Kong
ii) Unit 04, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon
iii) 2907 Rm, 0039 Wang Chiu Road, Enterprise Square Three, Kwun Tong, Kowloon |
| Website: |
www.1118-capital.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. It uses Hong Kong bank account in the name of Litech International Company for settlement. |
| Add date: |
5 Nov 2018 |
| Last Update Date: |
10 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Valesc Holdings Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Value Capital Partners Management Limited |
| Type: |
Suspicious websites |
| Website: |
www.valcapmanagement.com |
| Remarks: |
The website with the above domain name is not associated with Value Partners Limited, an SFC licensed corporation. |
| Add date: |
2 Jun 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Value Management Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Young Poong Building 8F, 33 Seorin-dong Jongro-g Seoul, 110-752 South Korea |
| Website: |
www.valuemgmtinc.com |
| Remarks: |
The registered address of the company’s website is at Unit A, 3FL, Cheong Sun Tower, 116-118 Wing Lok Street, Hong Kong. The address belongs to a secretarial company which is not associated with the company. |
| Add date: |
27 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vannex Corporation |
| Type: |
Unlicensed entities |
| Address(es): |
Edifclo Laminar Plaza Ing,
Butty 240 Piso Buenes Aires/C110012
Argentina |
| Add date: |
14 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vanquish Capital Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Midland Centre, 328 Queens Road Central, Hong Kong 2530 |
| Website: |
www.vanquishcapital-hk.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It also uses two bank accounts in Hong Kong in the name of Main Crown Enterprises Ltd and Crown Group Services PTE Ltd for settlement. |
| Add date: |
22 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vantage Capital International |
| Type: |
Unlicensed entities |
| Address(es): |
Central Tower, 28 Queens’s Road, Central, Hong Kong |
| Website: |
www.vantagecapital-hk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vantage Capital Research |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Manulife Financial Centre, 233 Wai Yip Street, Kwun Tong, Hong Kong
(ii)Taipei 101 Tower, 7 Xin Yi Road, Sec.5, Taipei 110, Taiwan |
| Website: |
www.vantagecapitalresearch.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
24 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vantage Equity |
| Type: |
Unlicensed entities |
| Address(es): |
Milan Office
Via Vincenzo Monti, n.8, Milan, Italy, 20123
Taipei Office
Level 37, Taipei 101 Tower, 7 Xinyi Rd, Section 5 |
| Add date: |
26 Jul 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vantage Holdings Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Flat A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong |
| Website: |
www.vantageholdingsgroup.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
24 Dec 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vantage International Management Group Inc |
| Type: |
Unlicensed entities |
| Address(es): |
23rd Floor, 87 M Thai Tower
All Seasons Place, Wireless Road
Patumwan, Bangkok 10330
Thailand
Unit 12-04B, 12th Floor
246 Time Square Building
Sukhumvit Road Klongtoey
Bangkok
Thailand
Room 15-G, 15th Floor
29/1 Unico House Building
Soi Langsuan, Ploenchit Road
Patumwan, Bangkok 10330
Thailand |
| Remarks: |
The Thai SEC has verified that the above offices are no longer in use. |
| Add date: |
1 Mar 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vantage International Management Inc |
| Type: |
Unlicensed entities |
| Address(es): |
23rd Floor, 87 M Thai Tower
All Seasons Place, Wireless Road
Patumwan, Bangkok 10330
Thailand
Unit 12-04B, 12th Floor
246 Time Square Building
Sukhumvit Road Klongtoey
Bangkok
Thailand
Room 15-G, 15th Floor
29/1 Unico House Building
Soi Langsuan, Ploenchit Road
Patumwan, Bangkok 10330
Thailand |
| Remarks: |
The Thai SEC has verified that the above offices are no longer in use. |
| Add date: |
1 Mar 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vast Dragon Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 703, 7/F, Alliance Commercial Building
133 Connaught Road Central, Hong Kong |
| Remarks: |
The company is not located at the above address. It is the settlement agent of Spears Asia International Limited, another unlicensed entity on the Alert List. |
| Add date: |
30 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
VCC International Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
5-19-7 Uchi-Kanda, Chiyoda-Ku, Tokyo, Japan 100-0047 |
| Website: |
www.vccinternatinoal.com |
| Remarks: |
The company uses a bank account in Hong Kong in the same name for settlement. |
| Add date: |
6 Aug 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Venture Pro Trader |
| Type: |
Unlicensed entities |
| Address(es): |
World Trader Centre, 53th Street, Marbella, Panamá City, República de Panamá |
| Website: |
www.ventureprotrader.com |
| Remarks: |
The company claims to have offices in Hong Kong. |
| Add date: |
19 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Ventures GP |
| Type: |
Unlicensed entities |
| Address(es): |
Calle Pinar 5, 28006 Madrid, Spain |
| Website: |
www.venturesgp.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Inspire Vintage Pvt Limited for settlement. |
| Add date: |
10 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Verent Capital |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Langham Place Office Tower, 516-596 Shanghai Street, Yau Tsim Mong, Kowloon, Hong Kong
(ii) Huaneng Union Tower, 139 Yincheng Road East, Pudong, Shanghai, China
(iii) Koutai International Building, 216 Tun Hwa South Road,Taan,Taipei 106, Taiwan
(iv) Sunshine 60 Building, 3-1-1 Higashi-Ikebukuro, Toshima-ku, Tokyo, Japan
|
| Website: |
www.verentcapital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vhtrade International Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
4B, Jinwei Commercial Building, No 171-173 Lockhart Road, Hong Kong |
| Website: |
www.vhtrade.cn |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
8 May 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
vip.cnrqet.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
vip.cnrqet.com |
| Remarks: |
The above website is not associated with VC Brokerage Ltd, VC Futures Ltd, VC Capital Ltd and VC Asset Management Ltd, which are SFC-licensed corporations. |
| Add date: |
2 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
vip.yzfyy.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
vip.yzfyy.com |
| Remarks: |
Nil |
| Add date: |
25 Jul 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
VISA Bank / VISA Fund Management / visabanking |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 51/F, Hopewell Centre, 183 Queen’s Road East,
Wanchai Hong Kong
(ii) No 5, 17/F Bontiam Trade Centre, 50 Bonham Strand,
Sheung Wan, Hong Kong
|
| Website: |
(i) www.visabanking.com
(ii) http://visabank.org |
| Remarks: |
The company provides the above Hong Kong addresses, but it is not located there. |
| Add date: |
21 Nov 2017 |
| Last Update Date: |
19 Jan 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vista Capital Management |
| Type: |
Unlicensed entities |
| Address(es): |
Jardine House, 1 Connaught Place, Central, Hong Kong |
| Website: |
www.vista-hk.com/ |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
17 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Vortex Assets Limited |
| Type: |
Unlicensed entities |
| Address(es): |
88 Bryan Cave Wood Street, London, UK, EC2V 7AJ |
| Website: |
www.vortexassets.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Ezton International (HK) Limited, Fortune Port Hong Kong Limited, Hong Advisers Limited, Hong Fong Technology Limited, O.R.P. Global Trading Limited, Red Hai Trade Co Limited, RSNG Trading Limited and Top Profit (HK) Trading Limited for settlement. |
| Add date: |
10 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Voth Nixon Group |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Center, 1 Austin Road, West Kowloon, Hong Kong |
| Website: |
www.vnxgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Boltin Limited and Hamberg Limited for settlement. |
| Add date: |
10 Mar 2016 |
| Last Update Date: |
9 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
W.G. Consultant Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) Room 702, 7/F, Fu Fai Commercial Centre, 27 Hillier Street, Sheung Wan, Hong Kong
ii) 4/17 Albert Street, Auckland Cbd, Auckland, 1041, New Zealand |
| Website: |
www.wgixau.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
21 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wainwright Wealth Management/ Wainwright Finance/ Wainwright Corporate |
| Type: |
Unlicensed entities |
| Address(es): |
1. One International Finance Centre, Finance Street, Hong Kong
2. Devon House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong
3. Al Habtoor Business Tower, Al Sufouh Road, Dubai, UAE
4. Burjuman Business Tower, Sheikh Khalifa Bin Zayed Road, Dubai
|
| Website: |
1. www.wainwrightcorporate.com
2. www.wainwrightfinance.com |
| Remarks: |
The company's Hong Kong addresses are incomplete. It uses bank accounts in Hong Kong in the names of S.W.S. Group Limited, and Ko Sin Corporation Limited, the latter is another unlicensed entity on the Alert List, for settlement. |
| Add date: |
16 Oct 2013 |
| Last Update Date: |
21 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Waldmann Asset Management |
| Type: |
Unlicensed entities |
| Address(es): |
Unicorn Trade Centre, 127-131 Des Voeux Road Central, Central, Hong Kong |
| Website: |
(i) www.waldmann-asset-management.com
(ii) www.waldmann-asset-management.net |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Cardan Limited, Cedan Limited, Eliter Technology Co., Limited, Grandwic Limited, Leston Limited, Manrich Limited, Mutual Hope Limited, Oxred Limited and Tricorp Limited for settlement. |
| Add date: |
16 Oct 2014 |
| Last Update Date: |
28 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Waldorf Harding Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Saxon Tower, 7 Cheung Shun Street, Cheung Sha Wan, Kowloon |
| Website: |
www.waldorf-harding-associates.com
www.waldorf-harding-associates.net |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
27 Apr 2016 |
| Last Update Date: |
22 Jun 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Walker & Kelly Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
22/F, Tin On Shing Commercial Building, 41-43 Graham St, Central, Hong Kong |
| Website: |
www.walkerkellyholdings.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wall Street Underground |
| Type: |
Unlicensed entities |
| Address(es): |
18/F & 19/F
One International Finance Centre
1 Harbour View Street, Central, Hong Kong |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
22 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wall United Security Limited |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.huarefx.com |
| Remarks: |
The company claims on its website that it operates in Hong Kong. |
| Add date: |
2 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wallace and Hampton, Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
650 S. Beeline Hwy
Payson, AZ, 85541
USA |
| Remarks: |
The company appears to be targeting at Hong Kong people. |
| Add date: |
29 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wallis Partridge |
| Type: |
Unlicensed entities |
| Address(es): |
4402-04, 44/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong |
| Website: |
www.wallispartridge.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
6 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Walter Advisory Group |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 148 Electric Road, Eastern, Hong Kong Island, Hong Kong
(ii) 1788 International Center, NanJing XiLu, Jingan Qu, Shanghai, China
(iii) Chong Sen Building, 4 Zhongxiao West Road, Zhongzheng, Taipei, Taiwan
(iv)DiverCity Tower, Koto-ku, Tokyo, Tokyo-To, Japan
|
| Website: |
www.walteradvisorygroup.com |
| Remarks: |
The company gives the above Hong Kong address but is not located there. It uses a Hong Kong bank account in the name of Vanky (HK) Co., Limited for settlement. |
| Add date: |
7 Mar 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wan Shi Group, Century Financial Limited, Man Financial Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1209, Jinyulan Square
No.1, Dapu Road
Shanghai 200023
China |
| Website: |
www.wanshi-fx.com |
| Remarks: |
Wan Shi Group is believed to have passed off as "Man Financial" by forming a BVI company named "Man Financial Ltd". Man Financial Ltd is unrelated to "Man Financial" of USA. The Group has also established Century Financial Limited in Hong Kong and made use of bank accounts of both companies in Hong Kong to settle unlicensed forex trading activities. |
| Add date: |
21 Oct 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wang Lee Mergers & Acquisitions |
| Type: |
Unlicensed entities |
| Address(es): |
3070 The Centrium
60 Wyndham Street
Central, Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. It also uses another name “Fong & Marcus Mergers and Acquisitions”. |
| Add date: |
8 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wansheng International Investment Group Co Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
86th Floor, Phase II
Hong Kong International Finance Center
8 Finance Street
Central
Hong Kong
|
| Website: |
www.wstz168.com
www.wanshengvip.com |
| Remarks: |
The company gives the above address in Hong Kong but it is not located there. |
| Add date: |
20 Jan 2009 |
| Last Update Date: |
21 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Warner Beck Incorporated |
| Type: |
Unlicensed entities |
| Address(es): |
16/F, Cheung Kong Centre
2 Queen's Road Central, Wanchai
Hong Kong |
| Website: |
www.warnerbeck.com |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
16 Feb 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Warner Beck Pte Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
It uses a Singapore address. |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Warren Futures Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The company gives an address in Bangkok and uses an address of a secretarial company in Hong Kong. |
| Remarks: |
The company is registered in British Virgin Islands and holds a bank account in Hong Kong. |
| Add date: |
22 Sep 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Warren Global Group |
| Type: |
Unlicensed entities |
| Address(es): |
International Commerce Centre, Union Square, Yau Tsim Mong, Kowloon |
| Website: |
www.warrenglobalgroup.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
7 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Warren Group |
| Type: |
Unlicensed entities |
| Address(es): |
40, Park Avenue
New York
USA |
| Website: |
www.warrengroupusa.net |
| Remarks: |
The company represents it has offices in a number of places including UK, Brussels but the address in Nathan Road Hong Kong is incomplete. |
| Add date: |
11 Sep 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Washington Mutual Bank |
| Type: |
Phishes |
| Remarks: |
The company is not related to Washington Mutual Bank, a subsidiary of Washington Mutual, Inc., USA. It claims to represent Washington Mutual Bank, and sends emails to certain members of the public acknowledging notification for mailing address change and advising recipients to use the attached link to logon to their online banking accounts to verify their mailing addresses by entering their ATM/Visa/Check Card numbers and passwords. |
| Add date: |
1 Dec 2004 |
|
| Name: |
Waterman and Noble |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Manila. |
| Remarks: |
The company appears to target Hong Kong investors. A company using the name "First Pacific", and represents it operates from Jakarta, claims to have taken over Waterman and Noble. This company has no affiliation with First Pacific Company Limited, which is listed on the Stock Exchange of Hong Kong [stock code: 142]. |
| Add date: |
26 Mar 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Watson & Gray Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 2203-4 Chinachem Tower, 28-32 Connaught Road Central Hong Kong |
| Website: |
www.watsongraylimited.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
28 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wave Star Trading Company Ltd/ Wavestar Trading Company Ltd/ Wavestar Mystery Forex |
| Type: |
Unlicensed entities |
| Address(es): |
Flat E4, 14/F Mirador Mansion, 58 Nathan Road, Tsim Sha Tsui, Hong Kong |
| Website: |
www.wavestarmysteryforex.net |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Waverly M & A |
| Type: |
Unlicensed entities |
| Address(es): |
Arion Commercial Centre
2-12 Queen's Road West
Sheung Wan, Hong Kong |
| Website: |
www.waverlyma.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
15 Dec 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wayne Global Limited |
| Type: |
Unlicensed entities |
| Address(es): |
1. Trust Complex, Ajeltake Road, Ajeltake Island, Majuro, Republic of the Marshall Islands, MH 96960.
2. Room A2508, 25/F., North Point Asia-pacific Centre, 10 North Point Road, Hong Kong. |
| Website: |
www.waynefx.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
21 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Waytung Global |
| Type: |
Unlicensed entities |
| Address(es): |
14/F The Strand, 49 Bonham Strand, Sheung Wan, Hong Kong |
| Website: |
www.waytung-global.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Aug 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wealth Builder FX Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room A, 21/F Gaylord Commercial Building, 114 - 118 Lockhart Road, Wanchai, Hong Kong |
| Website: |
www.wealthbuilderfx.com |
| Remarks: |
The company appears to target Hong Kong investors. The company gives the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
13 Mar 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wealth Capital Corp |
| Type: |
Unlicensed entities |
| Address(es): |
Tesbury Centre,
24-32 Queen's Road East,
Wanchai, Hong Kong |
| Website: |
www.wealthcapitalcorp.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
19 Sep 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Weissman Commodities |
| Type: |
Unlicensed entities |
| Website: |
www.weissmancommodities.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of M2 Trading Co for settlement. |
| Add date: |
12 Apr 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Weissmuller and Sons |
| Type: |
Unlicensed entities |
| Address(es): |
i) Leopoldstrab, 95 80802 Munchen, Germany
ii) St James's Square, London, SW1Y4JS, UK
iii) Rue de Savoises, Geneva, 1205 Switzerland |
| Website: |
www.weissmullerandsons.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Golden Touch Trading Co for settlement. |
| Add date: |
7 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Weizmann & Young |
| Type: |
Unlicensed entities |
| Address(es): |
1804, World-Wide House, 19 Des Voeux Road, Hong Kong |
| Website: |
www.weizmannyoung.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
2 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wells Fargo |
| Type: |
Phishes |
| Remarks: |
The company is not related to Wells Fargo & Company, USA. It claims to represent Wells Fargo Online Banking, and sends emails to certain members of the public about its newly introduced counter fraud program and requesting recipients to use the attached link to complete the confirmation process. |
| Add date: |
15 Jun 2005 |
|
| Name: |
Wells Fargo Global Investments (Hong Kong) Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room B07, 23/F, Hover Industrial Building, 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.fuguohk.com |
| Remarks: |
The above Hong Kong address belongs to the company’s secretarial firm, HK Dragon Flying Int’l Invest Consultant Limited. The website with the above domain name is not associated with Wells Fargo Bank, National Association, an SFC licensed corporation. The company falsely claims to be regulated by the Financial Industry Regulatory Authority, the Financial Conduct Authority, the Australian Securities and Investments Commission and the Central Bank of Ireland. |
| Add date: |
10 Sep 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wells Financial Holdings |
| Type: |
Unlicensed entities |
| Address(es): |
i) Miramar Tower, Nathan Road,
Tsimshatsui, Kowloon, Hong Kong
ii) 3 Park Avenue, New York,
NY 10016, USA |
| Website: |
www.wellsfinancialholdings.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
29 Mar 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wells Goldman |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
http://wg.transferslimited.com |
| Remarks: |
The company is apparently associated with Offshore Transfers Limited and Fraser Mackenzie Transfer Company, two other unlicensed entities on the Alert List. |
| Add date: |
7 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wells International Investments Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
6 Queen's Road Central
Hong Kong
18/F World Financial Centre
One North End Avenue
New York, New York 10282
USA
310 South Michigan Avenue
Suite 2130
Chicago, Illinois
USA
182 Clemenceau Avenue
#01-02, HSBC Centre
Singapore 239923
Singapore
Brsenstrasse 15
P O Box 2800
8022 Zurich
Switzerland |
| Remarks: |
The company gives the above Hong Kong address but there is no such place. It also uses a bank account in Hong Kong in the name of Wells International Investments Ltd. |
| Add date: |
4 Apr 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
WeNew.net |
| Type: |
Unlicensed entities |
| Remarks: |
The website with the above domain name provides investment advice. It also uses a bank account in Hong Kong in the name of Zhang Dongsheng. |
| Add date: |
13 Jan 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Werner Stocker |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Egger Lienz-Platz 1, Lienz A-9900, Austria
(ii) Bezirke 3-9, Vienna Center, Vienna, Austria |
| Website: |
www.wernerstocker.com |
| Remarks: |
The company uses Hong Kong bank accounts in the names of Changhongda Limited, Comtec Trading Company Limited, Jaysco Trading Limited, Jinrunjia Limited and Sciensky International Holding Limited for settlement. |
| Add date: |
12 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wessner Group Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
West Pacific Dealers |
| Type: |
Unlicensed entities |
| Address(es): |
Manulife Plaza, 33 Hysan Avenue, Causeway Bay, Hong Kong |
| Website: |
www.west-pacific-dealers.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Eliter Technology Co., Limited, Feng Hua (HK) Technology Co. Limited, KEPU International Trade Limited, Teletech Systems Limited and Wenlai International Trade Limited for settlement. |
| Add date: |
12 Jul 2017 |
| Last Update Date: |
15 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Western & Gulf Finance Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
28/F, Soundwill Plaza
38 Russel Street
Causeway Bay, Hong Kong |
| Add date: |
5 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Westhorpe Capital |
| Type: |
Unlicensed entities |
| Address(es): |
2806 The Centrium, 60 Wyndham Street, Hong Kong |
| Website: |
www.westhorpecapital.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
22 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Westley Asia Limited |
| Type: |
Unlicensed entities |
| Address(es): |
i) 3905 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.
ii) c/o Solar Capital Markets, West End City Office Center, Vaci ut 1-3 Budapest, Hungary.
|
| Website: |
- |
| Remarks: |
The company provides the above Hong Kong address, which belongs to a secretarial company. |
| Add date: |
3 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Westline M&A |
| Type: |
Unlicensed entities |
| Address(es): |
The Executive Centre, 14th Floor
20 Peddar Street, Hong Kong |
| Website: |
www.westlinema.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
12 May 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Westway Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
17/F 2321 Bacharch Blvd Atlantic City
New Jersey
USA 08401 |
| Add date: |
8 Feb 2002 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wheaton Capital |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Two International Financial Centre, 8 Finance Street, Central, Hong Kong
(ii) Time Plaza, 430 Minchuan East Road, Zhongshan, Taipei, Taiwan
(iii) Marunouchi Kitaguchi Building, 1-6-5 Marunouchi, Chiyoda-Ku, Tokyo, 100-0005, Japan
(iv) Shartex Plaza, 88 Zun Yi Road South, Hongqiao, Puxi, Shanghai, China
|
| Website: |
www.wheatoncapital.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
9 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wheeler Asset Group |
| Type: |
Unlicensed entities |
| Address(es): |
2809, 28/F, Two Pacific Place, 88 Queensway, Central District, Hong Kong |
| Website: |
www.wheelerassetgroup.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 May 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
White-Miller Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Admiralty Centre Tower 1, 18 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.white-miller-associates.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
12 Feb 2014 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Whitehall Capital Group |
| Type: |
Unlicensed entities |
| Address(es): |
9 Connaught Road West, Central, Hong Kong |
| Website: |
www.whitehallcapitalgroup.com |
| Remarks: |
The company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement. |
| Add date: |
19 Oct 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Whitman Pearce and Partners |
| Type: |
Unlicensed entities |
| Address(es): |
Level 36, Menara Citibank 165 Jalan Ampang
50450 Kuala Lumpur
Malaysia |
| Website: |
www.whitmanpearce.com |
| Remarks: |
The company claims to have offices in Costa Rica and Kuala Lumpur, Malaysia. It has also provided a registered office address in Hong Kong which belongs to a secretarial firm. Whitman Pearce and Partners may be associated with Whitman Pearce and Partners Pte Ltd as Ed Lipton is a director's name used by both companies. |
| Add date: |
15 Mar 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Whitmore Wealth Management |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Chatham Road, Prat Avenue, South Tsim Sha Tsui, Kowloon, Hong Kong
(ii) New Bond Street, London
(iii) Business Centre Building, D-79 Dubai, United Arab Emirates |
| Website: |
www.whitmorewealth.com |
| Remarks: |
The company falsely claims to be a participant of The Hong Kong Stock Exchange and Clearing House Limited and is authorized by the SFC. The company's Hong Kong address is invalid. |
| Add date: |
12 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Widmer Options |
| Type: |
Unlicensed entities |
| Address(es): |
Karntner Ring 11-13, 1010 Wien, Austria |
| Website: |
www.widmeroptions.com |
| Remarks: |
The company uses a bank account in Hong Kong for settlement. |
| Add date: |
12 Oct 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wilkin And Associates Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Prince's Building
10 Chater Road, Central
Hong Kong |
| Website: |
www.wilkinassociates.hk |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
3 Jun 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
William Paulstern |
| Type: |
Unlicensed entities |
| Address(es): |
1008 Tai Nan West Street, Cheung Sha Wan / Lai Chi Kok, Kowloon, Hong Kong |
| Website: |
www.williampaulstern.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the names of Camdan Limited, Linear Limited, Ricards Limited, Sentorin Limited and Taccon Limited for settlement. |
| Add date: |
23 Dec 2016 |
| Last Update Date: |
28 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
williamchow@vpgroupasia.com |
| Type: |
Phishes |
| Remarks: |
The sender of the email falsely claims to be a portfolio manager of Value Partners, seeking information, such as research reports and investment ideas from brokers. It is not related to Value Partners Limited, an SFC-licensed corporation. |
| Add date: |
6 Jun 2013 |
|
| Name: |
Williams Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Hollywood Plaza, 610 Nathan Road, Hong Kong |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
10 Feb 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Williams Corporation Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2003, 20/F, Tower 5, China Hong Kong City, 33 Canton Road, Tsimshatsui, Kowloon, Hong Kong |
| Website: |
- |
| Remarks: |
The company previously gave the above Hong Kong address, but currently it is no longer located there. |
| Add date: |
27 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Williams, Jensen & Jefferies Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
8th Floor Golden Gate Commercial Building, #136-138 Austin Road, Kowloon, Hong Kong |
| Website: |
www.wjjinc.com |
| Add date: |
17 Apr 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Willow Group Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Rykaden Capital Tower, 135 Hoi Bun Road, Kwun Tong, Hong Kong |
| Website: |
www.willowmgmt.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
1 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wilmington Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
3908 Two Exchange Square
8 Connaught Place, Central
Hong Kong |
| Website: |
www.worfingrp.com |
| Remarks: |
The above Hong Kong address does not belong to the company. |
| Add date: |
4 Aug 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wilton & Smythe Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Landstrasser, Hauptstrasse 71
Vienna, Austria 1030 |
| Website: |
www.wiltonsmythe.com |
| Add date: |
15 Jun 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Win Star (Asia) Holdings Co., Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Level 27, World Wide House, 19 Des Voeux Road, Central, Hong Kong |
| Website: |
www.winstarasia.com |
| Remarks: |
The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., Sunny Bullion Limited and The Palm Gold Group Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Win the World Futures Co Ltd/Futures Win the world |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Room 1501, 15/F, SPA Centre, No 53-55 Lockhart Road, Wan Chai, Hong Kong
(ii) Room 07, 12F, Zhong Sheng Ai Mei, 118 Guang Ji Nan Lu, Gusu Qu, Suzhou City, Jiangsu Province, China
|
| Website: |
www.zgyingtianxia.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
12 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Win Win International Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
9/F, Hang Shing Building, 368 Nathan Road, Kowloon City, Hong Kong |
| Website: |
www.winwinhk.com |
| Remarks: |
The company's Hong Kong address is invalid. |
| Add date: |
13 Nov 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Winbase Equities |
| Type: |
Unlicensed entities |
| Address(es): |
Winbase Centre, 208 Queen's Road Central, Central, Hong Kong |
| Website: |
www.winbaseequities.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of G.I.G.A Asia Limited for settlement. |
| Add date: |
26 Feb 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Winco Investment Management Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Flat 2127 – 2135, 21/F, Sun Hung Kai Center, 30 Harbour Road, Wan Chai, Hong Kong
(ii) 18/F, Bund Center, 222 Yan An Road East, Huangpu District, Shanghai, PRC
|
| Website: |
www.hkwinco.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Jul 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Windsor Finance Group |
| Type: |
Unlicensed entities |
| Address(es): |
i) Suite 903, Level 9, The Hong Kong Club Building, 3A Chater Road, Central, Hong Kong
ii) 19/F Two IFC, 8 Finance Street, Central, Hong Kong |
| Website: |
www.windsorfinancegroup.com |
| Remarks: |
The company's Hong Kong addresses belong to a business centre. It is apparently associated with www.hkbizreg.com, a suspicious website on the Alert List. |
| Add date: |
8 Oct 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wing Sheng Financial Group |
| Type: |
Suspicious websites |
| Website: |
www.wsfggolden.com |
| Remarks: |
The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, which are SFC licensed corporations. |
| Add date: |
3 Oct 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Winsdor Capital Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Winslow Trade |
| Type: |
Unlicensed entities |
| Address(es): |
Catic Building
44 Tsun Yip Street
Hong Kong |
| Website: |
www.winslowescrow.com |
| Remarks: |
The company provides the above incomplete Hong Kong address. |
| Add date: |
13 May 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Winston, Jarrod & Jones |
| Type: |
Unlicensed entities |
| Address(es): |
1909, Harbour Centre, Harbour Road, Wanchai, Hong Kong |
| Website: |
http://wjj-inc.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
16 Jul 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Winterthur Fund Management |
| Type: |
Unlicensed entities |
| Address(es): |
702-704 Cheung Kong Center, 92 Queen’s Road, Central, Hong Kong |
| Website: |
http://winterthurfundmanagement.com |
| Remarks: |
The company’s Hong Kong address is invalid. It uses a name similar to a UK Financial Services Authority’s cancelled firm called Winterthur Fund Management Company (Luxemburg) S.A. |
| Add date: |
11 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wise Planning Co Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.wiseplanning.co.th |
| Remarks: |
The company is apparently associated with Grandeur International Group Limited, Quantum Benchmark Corporation, Globalview Consulting Co., Ltd. and Chang Sha Quantum Enterprise Management Consulting Co., Ltd., other unlicensed entities on the Alert List. |
| Add date: |
6 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wising Century Solartech Limited |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 14/F, China Hong Kong Tower, 8 Hennessey Road, Wanchai, Hong Kong
(ii) Unit 507, 5/F, Chinachem Golden Plaza, 77 Mody Road, Tsim Sha Tsui East, Kowloon, Hong Kong
|
| Website: |
www.wcsolartech.com |
| Remarks: |
The company’s Hong Kong addresses belong to two secretarial companies. It uses Hong Kong bank accounts in the names of EFTTE Limited, SAC Holdings Limited and FESM Holdings Limited for settlement. It appears to be associated with Rubin Dunn, the Alden Group, Paragon Advisors, DP Consulting Group, Kinetix Exploration Limited and DA Corporation Partners, other unlicensed entities on the Alert List. |
| Add date: |
20 Feb 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Witter Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
Lippo Sun Plaza, 28 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.witter-financial.com |
| Remarks: |
The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of CTPP Investment Limited, Denvier Limited, Elantra Limited, Kingsburg Limited, Peredic Limited and Tricorp Limited for settlement. |
| Add date: |
28 Jan 2016 |
| Last Update Date: |
11 Aug 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Wizard Asset Management Limited |
| Type: |
Unlicensed entities |
| Address(es): |
3104-06, Central Plaza
18 Harbour Road
Wan Chai, Hong Kong |
| Remarks: |
The company offers brokerage and investment advisory services out of Indonesia, but indicates in most of its advertising literature that it has a Hong Kong registered office at the above. |
| Add date: |
1 Aug 2001 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Woodson Ross & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Woodson Ross Towers
71 Moody Road, Tsimshatsui
Kowloon, Hong Kong |
| Remarks: |
The company gives the above address but there is no such place. |
| Add date: |
10 Aug 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Woodward Gordon Capital International |
| Type: |
Unlicensed entities |
| Address(es): |
12 Harcourt Road, Central, Hong Kong |
| Website: |
http://www.wg-ci.com/ |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
15 Jun 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Woori Bridgewater Brokerage |
| Type: |
Unlicensed entities |
| Address(es): |
(i) 130 King Street West, Suite 1310, Toronto, Ontario, M5X 1A9, Canada
(ii) 32F LG Gangnam Tower, Nonhyeon-ro, Gangnam-gu, Seoul, South Korea
|
| Website: |
(i) www.wbbmanagement.net
(ii) www.wbbmanagement.com |
| Remarks: |
The company uses two Hong Kong bank accounts in the name of Si Bo Trading Limited and New Hoping Limited for settlement. It appears to be related to Security Electronic Technology (HK) Limited, another unlicensed entity on the Alert List. |
| Add date: |
19 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Asian Trading Limited |
| Type: |
Unlicensed entities |
| Remarks: |
Bradley Hill Holdings Limited, another entity on this Alert List, makes use of the company's bank account for settlement. |
| Add date: |
6 Jul 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Energy International Inc |
| Type: |
Unlicensed entities |
| Address(es): |
Level 25, Bank of China Tower
1 Garden Road, Central
Hong Kong |
| Website: |
www.worldenergyint.com |
| Remarks: |
-- |
| Add date: |
22 Jan 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Ever International Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Financial Institutions |
| Type: |
Unlicensed entities |
| Address(es): |
15-21 Nishishinjuku, 6 Nishi Shinjuku, 6 Chome West, 6th Shinjuku-Ku, Tokyo 6-15-21, Tokyo-To, Japan |
| Website: |
www.worldfinancialinstitutions.com |
| Remarks: |
The company is apparently associated with Crossbridge Partners and Lear Capital Group, which are unlicensed entities on the Alert List. |
| Add date: |
21 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Point International Investments Limited |
| Type: |
Unlicensed entities |
| Address(es): |
6 Floor, Tung Hip Commercial Building
244-248 Des Voeux Road Central
Hong Kong |
| Remarks: |
The company has issued a statement of account with a logo similar to a licensed corporation. In addition, the company is not located at the above Hong Kong address. |
| Add date: |
28 Apr 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Trade Assets Association |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, One International Finance Centre
1 Harbour View Street
Central
Hong Kong |
| Website: |
www.wtami.com |
| Add date: |
22 Dec 2004 |
| Last Update Date: |
18 Sep 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Trade Assets Institute |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, One International Finance Centre
1 Harbour View Street
Central
Hong Kong |
| Website: |
www.wtami.com |
| Add date: |
22 Dec 2004 |
| Last Update Date: |
18 Sep 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Trade Assets Market Inc. |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, One International Finance Centre
1 Harbour View Street
Central
Hong Kong |
| Website: |
www.wtami.com |
| Add date: |
22 Dec 2004 |
| Last Update Date: |
18 Sep 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
World Trade Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
Lyndhurst Tower
1 Lyndhurst Terrace
Central, Hong Kong |
| Website: |
www.worldtradefinancialgroup.com |
| Remarks: |
The company gives an incomplete Hong Kong address. |
| Add date: |
21 Mar 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Worldcorp Intertrade Limited |
| Type: |
Unlicensed entities |
| Website: |
www.world.cit.com |
| Remarks: |
The company holds a bank account in Hong Kong in the name of Worldcorp Intertrade Limited. |
| Add date: |
13 Oct 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Worldex Holdings International |
| Type: |
Unlicensed entities |
| Address(es): |
10th Floor, Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.worldex-holdings-international.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
30 Jan 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
WorldOver Capital |
| Type: |
Unlicensed entities |
| Address(es): |
Suite 2404, Worldwide House, 19 Des Voeux Road Central, Hong Kong |
| Website: |
www.worldovercapital.com |
| Remarks: |
The company gives the above Hong Kong address on its website but it is not located there. |
| Add date: |
7 Jul 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Worldwide Investors Portfolio |
| Type: |
Unlicensed entities |
| Address(es): |
(i) Canada Square, Canary Wharf, London E14 5LQ, United Kingdom
(ii) Hopewell Center, Queens Road East, Hong Kong |
| Website: |
www.worldwideinvestmentsportfolio.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
2 Nov 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Worthington Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
3908 Two Exchange Square
8 Connaught Place, Central
Hong Kong |
| Website: |
www.worfingrp.com |
| Remarks: |
The above Hong Kong address does not belong to the company. |
| Add date: |
4 Aug 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.01428.hk |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.01428.hk |
| Remarks: |
The website is not associated with Bright Smart Securities International (H.K.) Limited and Bright Smart Futures & Commodities Company Limited, which are SFC-licensed corporations. |
| Add date: |
21 Mar 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.084210.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.084210.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.093944.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.093944.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.096n.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.096n.com |
| Add date: |
5 Oct 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.098613.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.098613.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.130506.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.130506.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.139946.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.139946.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.158330.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.158330.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.159660.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.159660.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.2288zj.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.2288zj.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.230375.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.230375.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.360618.com |
| Type: |
Suspicious websites |
| Address(es): |
B07, 23/F, Hover Industrial Building, 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.360618.com |
| Remarks: |
The website gives the above Hong Kong address, which belongs to a secretarial company. The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
13 Nov 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.388hr.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.388hr.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.3w2n.com |
| Type: |
Suspicious websites |
| Website: |
www.3w2n.com |
| Add date: |
17 Jan 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.400406.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.400406.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.468520.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.468520.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.508018.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.508018.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.510372.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.510372.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.521601.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.521601.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.604369.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.604369.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.64265.com |
| Type: |
Suspicious websites |
| Website: |
www.64265.com |
| Remarks: |
The website with the above domain name is not associated with T G Holborn (HK) Limited, an SFC licensed corporation. |
| Add date: |
26 Aug 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.655768.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.655768.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.655991.com |
| Type: |
Suspicious websites |
| Address(es): |
B07, 23/F, Hover Industrial Building, 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.655991.com |
| Remarks: |
The website gives the above Hong Kong address, which belongs to a secretarial company. The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
13 Nov 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.680588.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name tried to imitate the website of an SFC licensed corporation, Jinrui Futures (Hong Kong) Limited. |
| Add date: |
12 Jan 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.715242.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.715242.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.81cx.com |
| Type: |
Suspicious websites |
| Website: |
www.81cx.com |
| Remarks: |
The website with the above domain name is not associated with CASH Asset Management Ltd, CASH Wealth Management Ltd, Celestial Securities Ltd and Celestial Commodities Ltd, which are SFC licensed corporations. |
| Add date: |
5 Apr 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.827116.com |
| Type: |
Suspicious websites |
| Address(es): |
Ruby Commercial House, Nathan Road, Hong Kong SAR |
| Website: |
www.827116.com |
| Remarks: |
The company provides an incomplete Hong Kong address. It falsely claims to be a UK FSA authorized firm providing investment services. |
| Add date: |
6 Mar 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.858949.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.858949.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.873631.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.873631.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.87671.com |
| Type: |
Suspicious websites |
| Website: |
www.87671.com |
| Remarks: |
The website with the above domain name is not associated with Friedmann Pacific Securities Limited, an SFC licensed corporation. |
| Add date: |
30 Apr 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.910519.com |
| Type: |
Suspicious websites |
| Address(es): |
B07, 23/F, Hover Industrial Building, 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong |
| Website: |
www.910519.com |
| Remarks: |
The website gives the above Hong Kong address, which belongs to a secretarial company. The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
13 Nov 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.920431.com |
| Type: |
Unlicensed entities |
| Address(es): |
-- |
| Website: |
www.920431.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.92jinyu.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.92jinyu.com |
| Remarks: |
The website is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.959488.com |
| Type: |
Suspicious websites |
| Website: |
www.959488.com |
| Remarks: |
The website is not associated with Luk Fook Securities (HK) Ltd and Luk Fook Futures (HK) Ltd, both are SFC-licensed corporations. |
| Add date: |
18 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.ab-ht.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.ab-ht.com |
| Remarks: |
The website is not associated with Haitong International Futures Limited, Haitong International Capital Limited, Haitong International Research Limited, Haitong International Capital (HK) Limited, Haitong International Asset Management Limited, Haitong International Securities Company Limited, Haitong International Investment Managers Limited and Haitong International Asset Management (HK) Limited, which are SFC-licensed corporations. |
| Add date: |
15 May 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.aberdeen-asset.cc |
| Type: |
Suspicious websites |
| Address(es): |
28/F, @Convoy, 169 Electric Road, Hong Kong |
| Website: |
www.aberdeen-asset.cc |
| Remarks: |
The website with the above domain name is not associated with Aberdeen International Fund Managers Limited, an SFC licensed corporation. |
| Add date: |
12 Aug 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.admcmb.biz |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.admcmb.biz |
| Remarks: |
The above website is not associated with ADMIS Hong Kong Limited, an SFC-licensed corporation. |
| Add date: |
12 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.ads-securites.com |
| Type: |
Suspicious websites |
| Address(es): |
i) Inomenon Ethnon 48, Larnaca 6042, Cyprus
ii) Third Floor, C&H Towers, Corner of Great Marlborough, Great George Street, Roseau 00152, Dominica
iii) Office 7, 35-37 Ludgate Hill, EC4M 7JN, London, UK
|
| Website: |
www.ads-securites.com |
| Remarks: |
The above website displays the name Solution Marketing Online Limited and Global Marketing Online Limited. It is not associated with ADS Securities Hong Kong Limited, an SFC-licensed corporation. |
| Add date: |
13 Apr 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.adv88.com/listings/Ad-087994900-1280858324446987077/ |
| Type: |
Suspicious websites |
| Address(es): |
Room 901-2, Hang Seng Wanchai Building
200 Hennessy Road, Wan Chai, Hong Kong |
| Website: |
www.adv88.com/listings/Ad-087994900-1280858324446987077/ |
| Remarks: |
The website with the above domain name is not associated with Calibre Asset Management Limited, an SFC licensed corporation. |
| Add date: |
17 Dec 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.agifx.com/zh/cs/1.html |
| Type: |
Suspicious websites |
| Website: |
www.agifx.com/zh/cs/1.html |
| Remarks: |
The above website is not associated with Allianz Global Investors (UK) Limited, a broker authorised by the UK Financial Services Authority. |
| Add date: |
11 Oct 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.amtmarkets.com |
| Type: |
Suspicious websites |
| Remarks: |
The website claims to provide trading services in forex, stocks and futures for Asian clients. |
| Add date: |
9 Apr 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.anxinv.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.anxinv.com |
| Remarks: |
The website with the above domain name is not associated with Oasis Management (Hong Kong) LLC, an SFC-licensed corporation. |
| Add date: |
29 Mar 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.asia-trading.cc |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.asia-trading.cc |
| Remarks: |
The website with the above domain name is not associated with FinEx Asia Investment Limited, which is an SFC-licensed corporation. |
| Add date: |
26 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.axa-a.com |
| Type: |
Suspicious websites |
| Website: |
www.axa-a.com |
| Add date: |
12 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.baoyuans.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is a fake website of Schroder Investment Management (Hong Kong) Limited, which is an SFC licensed corporation with a legitimate website at www.schroders.com.hk. |
| Add date: |
3 May 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.bester.cc |
| Type: |
Suspicious websites |
| Address(es): |
Room 408, Fu Fai Commercial Centre, 28 Hzller Street, Shung Wan, Hong Kong |
| Website: |
www.bester.cc |
| Remarks: |
The company’s Hong Kong address is invalid. It uses a Hong Kong bank account in the name of Ming Dao International Trade Limited for settlement. The website is not associated with Roctec Futures Trading Company Limited, which is an SFC licensed corporation. |
| Add date: |
6 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.bgcforex.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.bgcforex.com |
| Remarks: |
The website with the above domain name is not associated with BGC Securities (Hong Kong) LLC, an SFC licensed corporation. |
| Add date: |
29 Jun 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.bgcmarkets.net / www.bgcmarkets.org |
| Type: |
Suspicious websites |
| Address(es): |
Level 15, Nexxus Building, 41 Connaught Road Central, Hong Kong |
| Website: |
(i) www.bgcmarkets.net
(ii) www.bgcmarkets.org |
| Remarks: |
The websites are not associated with BGC Securities (Hong Kong) LLC, an SFC-licensed corporation. The company's Hong Kong address belongs to a secretariat company. It falsely claims to be a UK FCA authorised firm providing investment services. |
| Add date: |
7 Jul 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.bimforex.com |
| Type: |
Suspicious websites |
| Website: |
www.bimforex.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock (Hong Kong) Limited and BlackRock Asset Management North Asia Limited, both are SFC-licensed corporations. |
| Add date: |
23 Aug 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.blackrock-glmac.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.blackrock-glmac.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.blackrockch.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.blackrockch.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock (Hong Kong) Limited and BlackRock Asset Management North Asia Limited, both are SFC-licensed corporations. |
| Add date: |
19 Jan 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.blackrockltccn.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.blackrockltccn.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
3 Mar 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.blamja.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.blamja.com |
| Remarks: |
The website with the above domain name is not associated with The Blackstone Group (HK) Limited, an SFC-licensed corporation. |
| Add date: |
2 Mar 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.blkjjgsvip.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.blkjjgsvip.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
9 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.blkvip.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.blkvip.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
9 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.boweiworld.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.boweiworld.com |
| Remarks: |
The website with the above domain name is not associated with Blackwell Global Securities Limited and Blackwell Global Futures Limited, which are SFC-licensed corporations. |
| Add date: |
15 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.bsgfutures.cn |
| Type: |
Suspicious websites |
| Address(es): |
香港特別行政區旺角亞皆老街39號金山商業中心 (Chinese address only) |
| Website: |
www.bsgfutures.cn |
| Remarks: |
The website is not associated with Bright Smart Securities International (H.K.) Limited, which is an SFC licensed corporation. The above Hong Kong address shown on the website is incomplete. |
| Add date: |
31 May 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.camlondonltd.com |
| Type: |
Suspicious websites |
| Website: |
www.camlondonltd.com |
| Add date: |
13 Jan 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cantor-fsa.com |
| Type: |
Suspicious websites |
| Website: |
www.cantor-fsa.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
14 May 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cantorfsa.com |
| Type: |
Suspicious websites |
| Website: |
www.cantorfsa.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
7 May 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cantorint.com |
| Type: |
Suspicious websites |
| Website: |
www.cantorint.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
14 Feb 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cantormarketstrade.com |
| Type: |
Suspicious websites |
| Address(es): |
222, W. Adams Suite 1900, Chicago, Illinois 60606, the United States |
| Website: |
www.cantormarketstrade.com |
| Remarks: |
The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation. |
| Add date: |
7 Apr 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.casdaqtrading.com |
| Type: |
Suspicious websites |
| Address(es): |
Rm 2709, 27/F Shui On Centre, 6-8 Harbour Road, Wanchai, Hong Kong |
| Website: |
www.casdaqtrading.com |
| Remarks: |
The website is not associated with CASDAQ International Capital Market (HK) Company Limited, which is an SFC licensed corporation. |
| Add date: |
2 Sep 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cashons.iego.net |
| Type: |
Suspicious websites |
| Website: |
www.cashons.iego.net |
| Remarks: |
The website with the above domain name is not associated with CASH Asset Management Ltd and CASH Wealth Management Ltd, which are SFC-licensed corporations. |
| Add date: |
28 Nov 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.chgjzb.net |
| Type: |
Suspicious websites |
| Address(es): |
香港新界葵涌葵昌路26-38號 (Chinese address only) |
| Website: |
www.chgjzb.net |
| Remarks: |
The above Hong Kong address shown on the website is incomplete. The website is not associated with Billion Capital Partners Limited, which is an SFC-licensed corporation. |
| Add date: |
28 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.chinabx.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.chinabx.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.convoyfinancial.net |
| Type: |
Suspicious websites |
| Website: |
www.convoyfinancial.net |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
30 Dec 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cvc1122.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.cvc1122.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cvc5566.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.cvc5566.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cvchongya.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.cvchongya.com |
| Remarks: |
The website with the above domain name is not associated with CVC Asia Pacific Limited, an SFC-licensed corporation. |
| Add date: |
29 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.cvchy.net |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.cvchy.net |
| Remarks: |
The website with the above domain name is not associated with CVC Asia Pacific Limited, an SFC-licensed corporation. |
| Add date: |
29 Apr 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.d983.com |
| Type: |
Suspicious websites |
| Address(es): |
Room 3701-04, Tower 6, Gateway Arcade, Harbour City, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.d983.com |
| Remarks: |
The website uses the company name and business registration record of Goldenway Investments (HK) Limited, an SFC licensed corporation, but it is not associated with Goldenway Investments (HK) Limited. The website gives the above Hong Kong address but the address belongs to the Goldenway Group, the parent company of Goldenway Investments (HK) Limited. |
| Add date: |
20 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dachengzc.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.dachengzc.com |
| Remarks: |
The website with the above domain name is not associated with Da Cheng International Asset Management Company Limited and Futu Securities International (Hong Kong) Limited, both are SFC-licensed corporations. |
| Add date: |
4 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.daifook.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is not associated with the SFC licensed corporation, Tai Fook Securities Group Limited, whose website has the domain name "www.taifook.com". |
| Add date: |
18 May 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dfh880.com |
| Type: |
Suspicious websites |
| Address(es): |
Unit 108, 25/F, Shui Fung Building, Shanghai Street,
Kowloon, Hong Kong |
| Website: |
www.dfh880.com |
| Remarks: |
The company's Hong Kong address is invalid. It falsely claims to be a UK FSA authorized firm providing investment services. |
| Add date: |
6 Mar 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dfzq.ink |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.dfzq.ink |
| Remarks: |
The website with the above domain name is not associated with Tai Fung Securities Limited, an SFC-licensed corporation. |
| Add date: |
18 May 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dfzqhk.cn |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.dfzqhk.cn |
| Remarks: |
The website with the above domain name is not associated with Tai Fung Securities Limited, an SFC-licensed corporation. |
| Add date: |
19 Apr 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dlmlimitedhk.com |
| Type: |
Suspicious websites |
| Address(es): |
Cheung Kong Center, 2 Queens Road, Central Hong Kong |
| Website: |
www.dlmlimitedhk.com |
| Remarks: |
The website with the above domain name is not associated with DLM Limited, which is a Hong Kong incorporated company. The above address shown on the website is incomplete. It uses bank accounts in Hong Kong in the names of Bitrade Limited, Acetrade Asia Co Limited, G.D.S International Limited, M for M Holdings Limited and Richwood Trading Limited for settlement. |
| Add date: |
8 Jul 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.donsenhk.com |
| Type: |
Suspicious websites |
| Address(es): |
Room 2008, Shun Tak Centre, East Tower, 168-200 Connaught Road Central, Sheung Wan, Hong Kong |
| Website: |
www.donsenhk.com |
| Remarks: |
The company gives the above Hong Kong address on its website but it is not located there. The website is not associated with Business Futures Limited, an SFC-licensed corporation. |
| Add date: |
30 Jul 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dtgj.com.hk / www.qh.svrvip.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
(i) www.dtgj.com.hk
(ii) www.qh.svrvip.com |
| Remarks: |
The websites with the above domain names are not associated with Tung Tai Futures Limited and City International Futures (Hong Kong) Limited, both are SFC-licensed corporations. |
| Add date: |
24 Jul 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.dtjygold.com |
| Type: |
Suspicious websites |
| Website: |
www.dtjygold.com |
| Remarks: |
The website with the above domain name is not associated with Grand Investment (Securities) Limited, an SFC licensed corporation. |
| Add date: |
16 Dec 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.emperorcapitalgroup.com |
| Type: |
Suspicious websites |
| Website: |
www.emperorcapitalgroup.com |
| Remarks: |
The website with the above domain name is not associated with Emperor Capital Limited, Emperor Futures Limited, Emperor Securities Limited, Emperor Asset Management Limited and Emperor Wealth Management Limited, which are SFC-licensed corporations. |
| Add date: |
28 May 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.faalimited.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.faalimited.com |
| Remarks: |
Nil |
| Add date: |
12 Sep 2017 |
| Last Update Date: |
18 Apr 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fanyong80.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.fanyong80.com |
| Remarks: |
The website is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fcztc6.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.fcztc6.com |
| Remarks: |
The website with the above domain name is not associated with Fulbright Securities Ltd and Fulbright Futures Ltd, all of which are SFC-licensed corporations. |
| Add date: |
21 Feb 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fortiswm.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name tried to imitate the website of an SFC licensed corporation, Fortis Wealth Management Hong Kong Limited. |
| Add date: |
17 Jul 2006 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.franklinfund.us |
| Type: |
Suspicious websites |
| Address(es): |
594, 19th Street Northwest, Washington D.C., the United States |
| Website: |
www.franklinfund.us |
| Remarks: |
The website with the above domain name is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. |
| Add date: |
12 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.frklin.com |
| Type: |
Suspicious websites |
| Website: |
www.frklin.com |
| Remarks: |
The website with the above domain name is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. |
| Add date: |
11 Feb 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.frklin.net |
| Type: |
Suspicious websites |
| Website: |
www.frklin.net |
| Remarks: |
The website with the above domain name is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. |
| Add date: |
11 Feb 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.frklin.org |
| Type: |
Suspicious websites |
| Website: |
www.frklin.org |
| Remarks: |
The website with the above domain name is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. |
| Add date: |
11 Feb 2010 |
| Last Update Date: |
1 Jan 1970 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.ftgoldexchange.com |
| Type: |
Suspicious websites |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, No. 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
www.ftgoldexchange.com |
| Remarks: |
The website with the above domain name gives the above Hong Kong address but it is not located there. |
| Add date: |
26 Aug 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fuchang1.com |
| Type: |
Suspicious websites |
| Website: |
www.fuchang1.com |
| Remarks: |
The website with the above domain name is not associated with Fulbright Securities Limited and Fulbright Futures Limited, both are SFC licensed corporations. |
| Add date: |
11 Apr 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fuchang2.com |
| Type: |
Suspicious websites |
| Website: |
www.fuchang2.com |
| Remarks: |
The website with the above domain name is not associated with Fulbright Securities Limited and Fulbright Futures Limited, both are SFC licensed corporations. |
| Add date: |
11 Apr 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.futai0.com |
| Type: |
Suspicious websites |
| Address(es): |
17/F, Futai Financial Building, 252 Gloucester Road, Causeway Bay, Hong Kong |
| Website: |
www.futai0.com |
| Remarks: |
The website with the above domain name is not associated with Friedmann Pacific Securities Limited, an SFC licensed corporation. The Hong Kong address provided on the website is invalid. |
| Add date: |
19 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fx-bache.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.fx-bache.com |
| Remarks: |
The website with the above domain name is not associated with Jefferies Hong Kong Limited, an SFC-licensed corporation. |
| Add date: |
29 Jan 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fxjupiter.com |
| Type: |
Suspicious websites |
| Address(es): |
i) Block A, 20/F, Overseas Commercial Building, 300 Lockhart Road, Wanchai, Hong Kong
ii) 70 Victoria Street, London, SW1E 6SQ, U.K.
|
| Website: |
www.fxjupiter.com |
| Remarks: |
The company provides the above Hong Kong address but is not located there. |
| Add date: |
3 Feb 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.fxoilhk.com |
| Type: |
Suspicious websites |
| Address(es): |
15/F Cheung Kong Center, 2 Queen’s Road Central, Hong Kong |
| Website: |
www.fxoilhk.com |
| Remarks: |
This website provides the above Hong Kong address, but it is not located there. It falsely claims on its website that it is licensed by the SFC. |
| Add date: |
16 Mar 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.gdicapital.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.gdicapital.com |
| Remarks: |
The website with the above domain name is not associated with Guangdong (International) Capital Limited, an SFC-licensed corporation. |
| Add date: |
17 May 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.geo-fi.com |
| Type: |
Suspicious websites |
| Address(es): |
Broadgate West, 1 Snowden Street, London, the United Kingdom EC2A 2DQ |
| Website: |
www.geo-fi.com |
| Remarks: |
The website with the above domain name has no connection with GFI Securities Limited, a UK FCA regulated firm. |
| Add date: |
20 Jan 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.gjqh888.cn |
| Type: |
Suspicious websites |
| Address(es): |
1705-06 Tai Tung Building, 8 Fleming Road, Wan Chai, Hong Kong |
| Website: |
www.gjqh888.cn |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. The company is not associated with Vision Quest International Futures Company Limited. |
| Add date: |
25 Apr 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.goldway-s.com |
| Type: |
Suspicious websites |
| Website: |
www.goldway-s.com |
| Remarks: |
The website with the above domain name is not associated with Goldenway Securities Limited, an SFC licensed corporation. |
| Add date: |
29 Apr 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.gracefinancial.co |
| Type: |
Unlicensed entities |
| Website: |
www.gracefinancial.co |
| Remarks: |
The website with the above domain name is not associated with Grace Financial Limited, an SFC-licensed corporation. |
| Add date: |
23 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.grtuex.com |
| Type: |
Suspicious websites |
| Address(es): |
-
|
| Website: |
www.grtuex.com |
| Remarks: |
The website is not associated with Evergrande Futures (Hong Kong) Limited, which is an SFC licensed corporation. |
| Add date: |
1 Apr 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.gscl.hk |
| Type: |
Suspicious websites |
| Website: |
www.gscl.hk |
| Remarks: |
The website with the above domain name is not associated with Goldenway Securities Company Limited, an SFC licensed corporation. |
| Add date: |
15 Jun 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.gsclhk.com |
| Type: |
Suspicious websites |
| Website: |
www.gsclhk.com |
| Remarks: |
The website with the above domain name is not associated with Goldenway Securities Company Limited, an SFC licensed corporation. |
| Add date: |
9 Sep 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.haitong-international.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.haitong-international.com |
| Remarks: |
The website with the above domain name is not associated with Haitong International Capital Limited, Haitong International Futures Limited, Haitong International Research Limited, Haitong International Capital (HK) Limited, Haitong International Asset Management Limited, Haitong International Securities Company Limited, Haitong International Investment Managers Limited and Haitong International Asset Management (HK) Limited, which are SFC-licensed corporations. |
| Add date: |
15 Nov 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.haitongguoji.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.haitongguoji.com |
| Remarks: |
The website with the above domain name is not associated with Haitong International Securities Company Limited, Haitong International Asset Management Limited, Haitong International Futures Limited, Central China International Securities Co., Limited, Central China International Capital Limited and Central China International Futures Company Limited, which are SFC-licensed corporations. |
| Add date: |
6 Sep 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.haitonginfo.hk |
| Type: |
Unlicensed entities |
| Website: |
www.haitonginfo.hk |
| Remarks: |
The website with the above domain name is not associated with Haitong International Investment Managers Limited, an SFC licensed corporation. |
| Add date: |
8 Feb 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hansassetmanagement.com |
| Type: |
Suspicious websites |
| Website: |
www.hansassetmanagement.com |
| Remarks: |
The website with the above domain name is not associated with Quam Asset Management Ltd, an SFC licensed corporation. |
| Add date: |
10 Apr 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.harvestglobalhk.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.harvestglobalhk.com |
| Remarks: |
The website with the above domain name is not associated with Harvest Global Investments Limited, an SFC licensed corporation. |
| Add date: |
17 Aug 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hbblmw.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.hbblmw.com |
| Remarks: |
The website with the above domain name is not associated with ADS Securities Hong Kong Limited, an SFC licensed corporation. |
| Add date: |
27 Feb 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hdli.net |
| Type: |
Suspicious websites |
| Address(es): |
Room 1206, Tak Shing House, 20 Des Voeux Road, Central, Hong Kong |
| Website: |
www.hdli.net |
| Remarks: |
1. The website falsely purports that a fund called "亨得森地平線基金" in Chinese is associated with Henderson Horizon Fund and Henderson Fund Management (Luxembourg) S.A.
2. The said fund is not located at the above Hong Kong address. |
| Add date: |
10 Jan 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hfhqtz.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.hfhqtz.com |
| Remarks: |
The website with the above domain name is not associated with Fairwin Broking Limited, which is an SFC-licensed corporation. |
| Add date: |
21 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hk-gs.com |
| Type: |
Suspicious websites |
| Website: |
www.hk-gs.com |
| Remarks: |
The website with the above domain name is not associated with Goldenway Securities Company Limited, an SFC licensed corporation. |
| Add date: |
29 Nov 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hk-guoco.com |
| Type: |
Suspicious websites |
| Remarks: |
The above website is not associated with the listed company in Hong Kong, Guoco Group Limited, whose website is at www.guoco.com. |
| Add date: |
27 Feb 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hkbcincentral.hk |
| Type: |
Suspicious websites |
| Website: |
www.hkbcincentral.hk |
| Remarks: |
The website with the above domain name is not associated with Hong Kong Broad Capital Limited, which is an SFC-licensed corporation. |
| Add date: |
25 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hkblackstone.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hkblackstone.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hkxhgj.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.hkxhgj.com |
| Remarks: |
The website is not associated with Yuanta Futures (HK) Co., Limited, which is an SFC licensed corporation. |
| Add date: |
24 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hkyoula.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hkyoula.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hongliziben.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.hongliziben.com |
| Remarks: |
The website is not associated with Manulife Asset Management (Hong Kong) Limited, an SFC licensed corporation. |
| Add date: |
14 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.honglizichan.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.honglizichan.com |
| Remarks: |
-- |
| Add date: |
25 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.honsuqh.com |
| Type: |
Suspicious websites |
| Address(es): |
The website with the above domain name is not associated with Holly Su Futures (Hongkong) Co., Limited, which is an SFC-licensed corporation. |
| Website: |
www.honsuqh.com |
| Remarks: |
The website with the above domain name is not associated with Holly Su Futures (Hongkong) Co., Limited, which is an SFC-licensed corporation. |
| Add date: |
14 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.horizoncapman.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.horizoncapman.com |
| Remarks: |
The website with the above domain name is not associated with Horizon Capital Management and Research Limited, an SFC-licensed corporation. |
| Add date: |
15 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hpgold-hk.com |
| Type: |
Suspicious websites |
| Website: |
www.hpgold-hk.com |
| Remarks: |
The website with the above domain name is not associated with Peace Town Financial Services Limited, an SFC licensed corporation. |
| Add date: |
19 Sep 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt51.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt51.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt52.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt52.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt53.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt53.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt55.com |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.hsjt55.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt58.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt58.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt59.com |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.hsjt59.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt81.com |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.hsjt81.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt82.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt82.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt83.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt83.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt85.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt85.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt86.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt86.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt88.com |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.hsjt88.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt89.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt89.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt91.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt91.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt92.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt92.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt93.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt93.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt95.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt95.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt96.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt96.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt98.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt98.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsjt99.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.hsjt99.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hsqcbx.cn |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.hsqcbx.cn |
| Remarks: |
The company is not associated with Grand International Futures Co., Limited, which is an SFC-licensed corporation. |
| Add date: |
20 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hst22.com |
| Type: |
Suspicious websites |
| Address(es): |
香港上環干諾道中168-200號信德中心招商局大廈16樓 (Chinese address only) |
| Website: |
www.hst22.com |
| Remarks: |
The website is not associated with Valuable Capital Limited, which is an SFC licensed corporation. |
| Add date: |
2 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.huigezs.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.huigezs.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.huixinf.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.huixinf.com |
| Remarks: |
The website with the above domain name is not associated with Vision Quest International Futures Company Limited, which is an SFC-licensed corporation. |
| Add date: |
17 May 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.hzzrlp.com/index.php?m=goods&a=details&content_id=125 |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.hzzrlp.com/index.php?m=goods&a=details&content_id=125 |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.ifahk.com |
| Type: |
Suspicious websites |
| Website: |
www.ifahk.com |
| Remarks: |
The website with the above domain name appears to promote investment plans. It is not related to Hong Kong Investment Funds Association. |
| Add date: |
13 Jun 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.iqs.hk |
| Type: |
Suspicious websites |
| Address(es): |
Room 705 Brightway Tower, 33 Mongkok road, Kowloon |
| Website: |
www.iqs.hk |
| Remarks: |
The website gives the above Hong Kong address but it is not located there. The website with the above domain name has no connection with IQS Financial Limited, an FCA regulated firm. |
| Add date: |
11 Nov 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.iqsfx.com |
| Type: |
Suspicious websites |
| Address(es): |
Room 7, Brightway Tower, 33 Mongkok Road, Kowloon, Hong Kong |
| Website: |
www.iqsfx.com |
| Remarks: |
The company's Hong Kong address is incomplete. The website with the above domain name has no connection with IQS Financial Limited, an FCA regulated firm. |
| Add date: |
26 Nov 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.iqshk.com, www.myiqs.com |
| Type: |
Suspicious websites |
| Website: |
(i) www.iqshk.com
(ii) www.myiqs.com |
| Remarks: |
The websites with the above domain names have no connection with IQS Financial Limited, an FCA regulated firm. |
| Add date: |
11 Nov 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.itgfx.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name appeared to imitate the website of an SFC licensed corporation, ITG Hong Kong Limited. |
| Add date: |
14 Apr 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jannchorpartners.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.jannchorpartners.com |
| Remarks: |
The website with the above domain is not associated with Janchor Partners Limited, an SFC licensed corporation. |
| Add date: |
31 Mar 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jfunds.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is not associated with the SFC licensed corporation, JF Funds Limited, whose website has the domain name "www.jffunds.com". |
| Add date: |
15 Mar 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jiashivip.net |
| Type: |
Unlicensed entities |
| Address(es): |
31/F, One Exchange Square, 8 Connaught Place, Central, Hong Kong |
| Website: |
www.jiashivip.net |
| Remarks: |
The website falsely uses the Chinese name and address of an SFC-licensee, Harvest Global Investments Limited. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jinlifengtw.com |
| Type: |
Unlicensed entities |
| Address(es): |
-- |
| Website: |
www.jinlifengtw.com |
| Remarks: |
The website with the above domain name is not associated with Kingston Securities Limited, Kingston Futures Limited, Kingston Asset Management Limited and Kingston Corporate Finance Limited, which are SFC-licensed corporations. |
| Add date: |
11 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jlfgp.com |
| Type: |
Suspicious websites |
| Address(es): |
香港中環皇后大道中100號6樓 (Chinese address only) |
| Website: |
www.jlfgp.com |
| Remarks: |
The website is not associated with Kingston Securities Limited, which is an SFC licensed corporation. |
| Add date: |
6 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jmusics.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.jmusics.com |
| Remarks: |
The website with the above domain name is not associated with South China Forex Limited, South China Capital Limited, South China Research Limited, South China Securities Limited and South China Commodities Limited, all of which are SFC-licensed corporations. |
| Add date: |
20 Jun 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jubo168.cn |
| Type: |
Suspicious websites |
| Address(es): |
i) 香港港景街交易廣場第二座28樓
ii) 深圳市前海深港合作區前灣一路A棟305室
iii) 北京市朝陽區東三環中路7號財富中心12樓8室
(Chinese address only) |
| Website: |
www.jubo168.cn |
| Remarks: |
The company provides the above invalid Hong Kong address on its website. The above website is not associated with CSOP Asset Management Limited, which is an SFC-licensed corporation. |
| Add date: |
14 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.jycoming.com.cn |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.jycoming.com.cn |
| Remarks: |
The website is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kaisergold-hk.com |
| Type: |
Suspicious websites |
| Website: |
www.kaisergold-hk.com |
| Remarks: |
The website with the above domain name is not associated with two SFC-licensed corporations in the name of Kaiser Securities Limited and Kaiser Futures Limited. |
| Add date: |
16 Sep 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kgsld.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is not associated with Schroder Investment Management (Hong Kong) Limited, an SFC licensed corporation. |
| Add date: |
21 Oct 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kgtoushin.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name appeared to imitate the website of an SFC licensed corporation, Schroder Investment Management (Hong Kong) Limited. |
| Add date: |
20 Jul 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh555.com |
| Type: |
Suspicious websites |
| Website: |
www.kh555.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh558.com |
| Type: |
Suspicious websites |
| Website: |
www.kh558.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh599.com |
| Type: |
Suspicious websites |
| Website: |
www.kh599.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh669.com |
| Type: |
Suspicious websites |
| Website: |
www.kh669.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh788.com |
| Type: |
Suspicious websites |
| Website: |
www.kh788.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh799.com |
| Type: |
Suspicious websites |
| Website: |
www.kh799.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh819.com |
| Type: |
Suspicious websites |
| Website: |
www.kh819.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh869.com |
| Type: |
Suspicious websites |
| Website: |
www.kh869.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh878.com |
| Type: |
Suspicious websites |
| Website: |
www.kh878.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh879.com |
| Type: |
Suspicious websites |
| Website: |
www.kh879.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh889.com |
| Type: |
Suspicious websites |
| Website: |
www.kh889.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh899.com |
| Type: |
Suspicious websites |
| Website: |
www.kh899.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh969.com |
| Type: |
Suspicious websites |
| Website: |
www.kh969.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kh989.com |
| Type: |
Suspicious websites |
| Website: |
www.kh989.com |
| Remarks: |
The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations. |
| Add date: |
14 Mar 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kkr123.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.kkr123.com |
| Remarks: |
The website is not associated with KKR Capital Markets Asia Limited, an SFC licensed corporation. |
| Add date: |
7 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.kkrhk.com |
| Type: |
Suspicious websites |
| Address(es): |
Unit 1002, 11/F, Fourseas Building, 208-212 Nathan Road, Yau Ma Tei, Kowloon, Hong Kong
|
| Website: |
www.kkrhk.com |
| Remarks: |
The website provides the above Hong Kong address but it is not located there. The website is not associated with KKR Capital Markets Asia Limited, an SFC licensed corporation. |
| Add date: |
21 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.ktg.hk |
| Type: |
Suspicious websites |
| Address(es): |
i) 500 Pearl St, New York, NY 10007, USA
ii) 6 Chesterfield Gardens, London W1J 5BQ, United Kingdom
iii) Corner of Argyle and George Street, Circular Quay West, The Rocks NSW 1902, Australia
iv) 86 Victoria Street, Te Aro, Wellington, 6142, New Zealand |
| Website: |
www.ktg.hk |
| Remarks: |
The above website is not associated with Karl-Thomson Commodities Company Limited, which is an SFC-licensed corporation. |
| Add date: |
15 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.lansforex.com |
| Type: |
Suspicious websites |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, No.33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
www.lansforex.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
25 Apr 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.lianhepme.com |
| Type: |
Suspicious websites |
| Address(es): |
20/F, Wing On House, 71 Des Voeux Road Central, Central, Hong Kong |
| Website: |
www.lianhepme.com |
| Remarks: |
The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, all of which are SFC-licensed corporations. |
| Add date: |
27 Jun 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.m9m3.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.m9m3.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.manuk.com.cn |
| Type: |
Suspicious websites |
| Address(es): |
Room 2, Unit A, 14/F
Shun On Commercial Building
112-114 Des Voeux Road Central
Hong Kong |
| Remarks: |
The website with the domain name falsely purports to have a relationship with Man Investments (Hong Kong) Limited and Man Group plc and gives the above address but it is not located there. |
| Add date: |
12 Jan 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.mbacapltd.com |
| Type: |
Suspicious websites |
| Address(es): |
RBS Tower, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong |
| Website: |
www.mbacapltd.com |
| Remarks: |
The website gives the above incomplete Hong Kong address. It uses Hong Kong bank accounts in the names of AWDH Trading Limited, Charm Assets Ltd and Harbour Technology Ltd for settlement. |
| Add date: |
12 Dec 2016 |
| Last Update Date: |
17 May 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.merilllynch.cpooo.com |
| Type: |
Unlicensed entities |
| Website: |
www.merilllynch.cpooo.com |
| Remarks: |
The above website is not associated with Merrill Lynch Far East Limited and Merrill Lynch (Asia Pacific) Limited, which are SFC-licensed corporations. |
| Add date: |
18 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.merrillfx.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.merrillfx.com |
| Remarks: |
The website is not associated with Merrill Lynch Far East Limited and Merrill Lynch (Asia Pacific) Limited, which are SFC-licensed corporations. |
| Add date: |
25 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.merrillhk.com |
| Type: |
Suspicious websites |
| Address(es): |
Block B, Hunghom Commercial Centre, Central |
| Website: |
www.merrillhk.com |
| Remarks: |
The website gives the above Hong Kong address, but the company is not located there. The website is not associated with Merrill Lynch Far East Limited and Merrill Lynch (Asia Pacific) Limited, which are SFC-licensed corporations. |
| Add date: |
21 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.mhi-shipping.com |
| Type: |
Suspicious websites |
| Address(es): |
Unit 2201, Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong |
| Website: |
www.mhi-shipping.com |
| Remarks: |
The website with the above domain name provides the above Hong Kong address, which belongs to Mitsubishi Heavy Industries, Ltd. The website, the investment scheme and the company named on the website are not related to Mitsubishi Heavy Industries, Ltd. |
| Add date: |
14 Feb 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.minzhong279.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.minzhong279.com |
| Remarks: |
The website with the above domain name is not associated with Freeman Securities Ltd, Freeman Commodities Ltd and Freeman Corporate Finance Ltd, all of which are SFC-licensed corporations. |
| Add date: |
24 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.mlichk.com |
| Type: |
Suspicious websites |
| Address(es): |
7/F, Bright Way Tower, No. 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
www.mlichk.com |
| Remarks: |
The above website is not associated with Merrill Lynch Far East Limited and Merrill Lynch (Asia Pacific) Limited, which are SFC-licensed corporations. The above Hong Kong address belongs to a secretarial company. |
| Add date: |
18 Oct 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.mmwcs.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.mmwcs.com |
| Remarks: |
The company is not associated with Grand International Futures Company Limited, an SFC-licensed corporation. |
| Add date: |
15 Aug 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.moneyconceptshk.com |
| Type: |
Suspicious websites |
| Website: |
www.moneyconceptshk.com |
| Remarks: |
The website with the above domain name is not associated with Money Concepts (Asia) Holdings Limited, an SFC licensed corporation. |
| Add date: |
14 Oct 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.mscip.co.uk |
| Type: |
Suspicious websites |
| Website: |
www.mscip.co.uk |
| Add date: |
25 Oct 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.mscipchinese.co.uk |
| Type: |
Suspicious websites |
| Website: |
www.mscipchinese.co.uk |
| Add date: |
25 Oct 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.nanhuahk.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.nanhuahk.com |
| Remarks: |
- |
| Add date: |
3 Sep 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.newedgetarget.com |
| Type: |
Suspicious websites |
| Website: |
www.newedgetarget.com |
| Remarks: |
The website with the above domain name is not associated with Newedge Broker Hong Kong Limited and Newedge Financial Hong Kong Limited, both are SFC licensed corporations. |
| Add date: |
23 Jul 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.nhjr999.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.nhjr999.com |
| Remarks: |
The website with the above domain name is not associated with South China Forex Limited, South China Capital Limited, South China Research Limited, South China Securities Limited and South China Commodities Limited, all of which are SFC-licensed corporations. |
| Add date: |
20 Jun 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.oncediy.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.oncediy.com |
| Remarks: |
- |
| Add date: |
17 Mar 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.onlinefidelityhk.com |
| Type: |
Unlicensed entities |
| Address(es): |
Level 21, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong. |
| Website: |
www.onlinefidelityhk.com |
| Remarks: |
The website provides the above Hong Kong address, which belongs to FIL Investment Management (Hong Kong) Limited, an SFC licensed corporation. However, the website is not associated with FIL Investment Management (Hong Kong) Limited. |
| Add date: |
31 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
www.orcb.net |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is not associated with the two Hong Kong listed companies below: 1) CASH Financial Services Group Limited (stock code: 8122), whose websites are www.cfsg.com.hk and www.cashon-line.com; 2) Celestial Asia Securities Holdings Limited (stock code: 1049), whose website is www.cash.com.hk. |
| Add date: |
23 Mar 2005 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.p9967.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.p9967.com |
| Remarks: |
The website with the above domain name is not associated with Hongkong Yifu International Futures Limited and Kings International Financial Services Limited, which are SFC-licensed corporations. |
| Add date: |
9 Apr 2019 |
| Last Update Date: |
5 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.pacificeagleam.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.pacificeagleam.com |
| Remarks: |
The website with the above domain name is not associated with Pacific Eagle Asset Management Limited, an SFC-licensed corporation. |
| Add date: |
9 Mar 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.pacificfalconhk.com |
| Type: |
Suspicious websites |
| Website: |
www.pacificfalconhk.com |
| Add date: |
4 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.phntu.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.phntu.com |
| Remarks: |
The website with the above domain name is not associated with Bright Smart Securities International (H.K.) Limited, which is an SFC-licensed corporation. |
| Add date: |
5 Sep 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.piieast.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name appears to have no association with Pancisco International, Inc., a California corporation registered with the National Futures Association of the US. |
| Add date: |
14 Jan 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.qihuifan.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.qihuifan.com |
| Remarks: |
The website is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.qihuo852.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.qihuo852.com |
| Remarks: |
The above website is not associated with Hongkong Yifu International Futures Limited and Freeman Commodities Limited, both are SFC-licensed corporations. |
| Add date: |
9 Apr 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.qiniutz.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.qiniutz.com |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.qunyijinrong.com |
| Type: |
Suspicious websites |
| Address(es): |
Crystal Plaza, Zhi Yang Road, Nanchang, Jiangxi, China |
| Website: |
www.qunyijinrong.com |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.raimyfinance.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.raimyfinance.com |
| Remarks: |
The website with the above domain name is not associated with Rifa Securities Limited, Rifa Futures Limited and Rifa Asset Management Limited, which are SFC-licensed corporations. |
| Add date: |
22 Nov 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.redsolarcapital.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.redsolarcapital.com |
| Remarks: |
The above website is not associated with Red Solar Capital Limited, which is an SFC-licensed corporation. |
| Add date: |
20 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.rffg.hk |
| Type: |
Suspicious websites |
| Address(es): |
Level 7, 28 Hennessy Road, Hong Kong |
| Website: |
www.rffg.hk |
| Remarks: |
The website provides the above Hong Kong address, which belongs to Rifa Futures Limited, an SFC-licensed corporation. However, the website is not associated with Rifa Futures Limited. |
| Add date: |
20 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.rifagw.com |
| Type: |
Suspicious websites |
| Address(es): |
31 Lung Cheung Road, Hong Kong |
| Website: |
www.rifagw.com |
| Remarks: |
The website provides the above invalid Hong Kong address. This website is not associated with Rifa Futures Limited, which is an SFC-licensed corporation. |
| Add date: |
20 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.rifaqh.com |
| Type: |
Suspicious websites |
| Address(es): |
Level 7, 28 Hennessy Road, Hong Kong |
| Website: |
www.rifaqh.com |
| Remarks: |
The website provides the above Hong Kong address, which belongs to Rifa Securities Limited and Rifa Futures Limited, both are SFC-licensed corporations. However, the website is not associated with Rifa Securities Limited and Rifa Futures Limited. |
| Add date: |
2 Mar 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.roctec-hk.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.roctec-hk.com |
| Remarks: |
The website with the above domain name is not associated with Roctec Futures Trading Company Limited, an SFC-licensed corporation. |
| Add date: |
31 Oct 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.roowap.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.roowap.com |
| Remarks: |
The website with the above domain name is not associated with Grand International Futures Company Limited, an SFC-licensed corporation. |
| Add date: |
14 Nov 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.rtronx.com |
| Type: |
Suspicious websites |
| Website: |
www.rtronx.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock (Hong Kong) Limited and BlackRock Asset Management North Asia Limited, both are SFC-licensed corporations. |
| Add date: |
23 Aug 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.runxinkang.com |
| Type: |
Suspicious websites |
| Address(es): |
Level 7, 28 Hennessy Road, Hong Kong |
| Website: |
www.runxinkang.com |
| Remarks: |
The website provides the above Hong Kong address, which belongs to Rifa Securities Limited and Rifa Futures Limited, both are SFC-licensed corporations. However, the website is not associated with Rifa Securities Limited and Rifa Futures Limited. |
| Add date: |
2 Mar 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.saxoforex.hk
www.saxoworld.com.hk |
| Type: |
Suspicious websites |
| Website: |
www.saxoforex.hk
www.saxoworld.com.hk |
| Remarks: |
The websites with the above domain names are not associated with Saxo Capital Markets HK Limited, an SFC-licensed corporation. |
| Add date: |
14 Aug 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sczhongliu.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.sczhongliu.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
17 Feb 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sfjrw.com |
| Type: |
Suspicious websites |
| Website: |
www.sfjrw.com |
| Remarks: |
The website with the above domain name is not associated with CASH Financial Services Group Limited, the holding company of certain SFC-licensed corporations. |
| Add date: |
7 Dec 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sfzx168.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.sfzx168.com |
| Remarks: |
The website with the above domain name is not associated with CASH Asset Management Limited, CASH Wealth Management Limited, Celestial Capital Limited, Celestial Commodities Limited and Celestial Securities Limited, which are SFC-licensed corporations. |
| Add date: |
29 Aug 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sh-shumei.com.cn |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.sh-shumei.com.cn |
| Remarks: |
The website with the above domain name is not associated with Grand International Futures Co., Limited, an SFC-licensed corporation. |
| Add date: |
22 Oct 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sheep669.cn |
| Type: |
Suspicious websites |
| Website: |
www.sheep669.cn |
| Remarks: |
The website with the above domain name appears to have copied the design, contact and information of the website of the Hong Kong Investment Funds Association (HKIFA) at www.hkifa.org.hk. These two websites are not related. |
| Add date: |
21 Jul 2008 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.shzc188.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.shzc188.com |
| Remarks: |
The website is not associated with Blackwell Global Securities Limited and Blackwell Global Futures Limited, which are SFC-licensed corporations. |
| Add date: |
9 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sinostonecap.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.sinostonecap.com |
| Remarks: |
The above website is not associated with Sinostone Capital Management Company Limited, an SFC-licensed corporation. |
| Add date: |
25 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sm-advisors.com |
| Type: |
Suspicious websites |
| Address(es): |
i) 6th Floor, Tung Yiu Commercial Building, No. 31 A, Wyndham Street, Central, Hong Kong
ii) 33 Canada Square, Canary Wharf, London, E14 5LB
|
| Website: |
www.sm-advisors.com |
| Remarks: |
The above Hong Kong address shown on the website belongs to SM Investment Advisors Limited, which is an SFC-licensed corporation. However, the website is not associated with SM Investment Advisors Limited. |
| Add date: |
3 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.sunlonghk.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name falsely purports to be related to Sun Hung Kai Financial. |
| Add date: |
12 Aug 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.t908.com |
| Type: |
Suspicious websites |
| Website: |
www.t908.com |
| Remarks: |
The website with the above domain name is not associated with Fulbright Securities Limited, an SFC licensed corporation. |
| Add date: |
24 May 2012 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.tzfqy.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.tzfqy.com |
| Remarks: |
The website with the above domain name is not associated with CVC Asia Pacific Limited, an SFC-licensed corporation. |
| Add date: |
29 Apr 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.vanguardassetmgmt.com / www.vanguarassetmgmt.com |
| Type: |
Suspicious websites |
| Address(es): |
Level 23, One Island East, 18 Westlands Road, Island East, Hong Kong |
| Website: |
(i) www.vanguardassetmgmt.com
(ii) www.vanguarassetmgmt.com |
| Remarks: |
The websites with the above domain name are not associated with Vanguard Investments Hong Kong Limited, an SFC licensed corporation. The company mentioned on the websites is not located at the above Hong Kong address. |
| Add date: |
9 Jun 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.vipblackrockltccn.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.vipblackrockltccn.com |
| Remarks: |
The website with the above domain name is not associated with BlackRock Asset Management North Asia Limited, an SFC-licensed corporation. |
| Add date: |
3 Mar 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.wanlius.com |
| Type: |
Suspicious websites |
| Website: |
www.wanlius.com |
| Remarks: |
The website with the above domain name is not associated with Money Concepts (Asia) Holdings Limited, an SFC licensed corporation. |
| Add date: |
14 Oct 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.wk99.com.cn |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.wk99.com.cn |
| Remarks: |
The website with the above domain name is not associated with Kingston Securities Limited, Kingston Futures Limited, Kingston Asset Management Limited and Kingston Corporate Finance Limited, which are SFC-licensed corporations. |
| Add date: |
3 Aug 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.wmgltd.com / www.wmgfund.com |
| Type: |
Suspicious websites |
| Address(es): |
(i) 2345, 26 Harbour Road, Wan Chai, Hong Kong
(ii) #21/FX Lee Garden Six, 111, Leighton Road, Causeway Bay, Hong Kong
|
| Website: |
www.wmgltd.com / www.wmgfund.com |
| Remarks: |
The above websites list two Hong Kong addresses but they are either invalid or the entity is not located there. The above websites are not associated with Wealth Management Group Limited, an SFC-licensed corporation. The company mentioned on the websites uses a bank account in Hong Kong in the name of Pacific Invest Ltd for settlement. |
| Add date: |
1 Sep 2016 |
| Last Update Date: |
8 May 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.wondercapitalgrouplimited.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Remarks: |
The above website is not associated with Wonder Capital Group Limited, which is an SFC-licensed corporation. |
| Add date: |
21 Aug 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.wsgroups.com/indexs.htm |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is a fake website of Mansion House Securities (F.E.) Limited, which is an SFC licensed corporation with a legitimate website at "www.mansionhse.com". |
| Add date: |
8 Mar 2004 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.wuifung.co.uk |
| Type: |
Suspicious websites |
| Address(es): |
美國特拉華洲紐卡斯爾市威名頓區奧倫治街1201號第一商業中心600室(Chinese address only) |
| Website: |
www.wuifung.co.uk |
| Add date: |
12 Mar 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.xf813.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.xf813.com |
| Remarks: |
Nil |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.xgjqihuo.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.xgjqihuo.com |
| Remarks: |
The website with the above domain name is not associated with Grand International Futures Co., Limited and Kings International Financial Services Limited, which are SFC-licensed corporations. |
| Add date: |
5 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.xgkfd.com |
| Type: |
Suspicious websites |
| Address(es): |
i) Rm 2103, West Tower, Shun Tak Centre, 168-200 Connaught Road Central, Sheung Wan, Hong Kong
ii) 2608, Champion Tower, 3 Garden Road, Central, Hong Kong
|
| Website: |
www.xgkfd.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. The company is not associated with Holly Su Futures (Hongkong) Co., Limited, which is an SFC-licensed corporation. |
| Add date: |
25 Apr 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.xgqihuo.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.xgqihuo.com |
| Remarks: |
The website is not associated with Grand International Futures Co., Limited which is an SFC licensed corporation. |
| Add date: |
15 May 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.xhfanyong.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.xhfanyong.com |
| Remarks: |
The website is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.xsvg.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.xsvg.com |
| Remarks: |
The above website does not have any association with HKEX. |
| Add date: |
14 Dec 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.y2hh.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.y2hh.com |
| Remarks: |
The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, which are SFC-licensed corporations. |
| Add date: |
12 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yc28.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name appeared to imitate the website of an SFC licensed corporation, Bright Smart Securities International (H.K.) Limited. |
| Add date: |
24 Mar 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yfassetmanagement.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.yfassetmanagement.com |
| Remarks: |
The website with the above domain name is not associated with YF Asset Management Limited, an SFC-licensed corporation. It uses Hong Kong bank accounts in the names of Alban Group Limited, HK Jiezhen Int’l Trade Co Ltd, Jerico General Trading (L.L.C.), Raahat Tradelinks PVT Limited, Seno Industrial (Hong Kong) Co Limited and XW Technology Hong Kong Limited for settlement. |
| Add date: |
22 Sep 2017 |
| Last Update Date: |
9 Nov 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yhjrtz.cc |
| Type: |
Suspicious websites |
| Website: |
www.yhjrtz.cc |
| Remarks: |
The website appears to use a Chinese name similar to that of a legitimate financial institution in Hong Kong. |
| Add date: |
22 May 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yideiwang.cn |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.yideiwang.cn |
| Remarks: |
The website with the above domain name is not associated with Zhong Yang Securities Limited and Zhong Yang Capital Limited, which are SFC-licensed corporations. |
| Add date: |
14 Jun 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yif-hk.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.yif-hk.com |
| Remarks: |
The above website is not associated with Hongkong Yifu International Futures Limited, an SFC-licensed corporation. |
| Add date: |
9 Apr 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yifahk.com |
| Type: |
Suspicious websites |
| Address(es): |
Room 2302, Shun Tak Centre East Tower, 168-200 Connaught Road Central, Sheung Wan, Hong Kong |
| Website: |
www.yifahk.com |
| Remarks: |
The company gives the above Hong Kong addresses but it is not located there. The website with the above domain name is not associated with YF Futures Company Limited, an SFC licensed corporation. |
| Add date: |
14 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yihe-HK.com |
| Type: |
Suspicious websites |
| Address(es): |
27/F & 29/F Jardine House, 1 Connaught Place, Central, Hong Kong |
| Website: |
www.yihe-HK.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Jul 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yihehk.com |
| Type: |
Suspicious websites |
| Address(es): |
27/F & 29/F Jardine House, 1 Connaught Place, Central, Hong Kong |
| Website: |
www.yihehk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
18 Jul 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yingda7hsh.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.yingda7hsh.com |
| Remarks: |
The website with the above domain name is not associated with Roctec Futures Trading Company Limited, which is an SFC-licensed corporation. |
| Add date: |
25 Jan 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yingdahkcn.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Website: |
www.yingdahkcn.com |
| Remarks: |
The above website is not associated with Roctec Futures Trading Company Limited, which is an SFC-licensed corporation. |
| Add date: |
31 Oct 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yingdazb.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.yingdazb.com |
| Remarks: |
The website with the above domain name is not associated with Roctec Futures Trading Company Limited, an SFC-licensed corporation. |
| Add date: |
29 Oct 2018 |
| Last Update Date: |
31 Oct 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.yingtouqihuo.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.yingtouqihuo.com |
| Remarks: |
The website is not associated with Interactive Brokers Hong Kong Limited, which is an SFC-licensed corporation. |
| Add date: |
6 Sep 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yishi888.com |
| Type: |
Suspicious websites |
| Website: |
www.yishi888.com |
| Add date: |
17 Jan 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yocguoji.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.yocguoji.com |
| Remarks: |
The above website is not associated with Bright Smart Forex Limited, Bright Smart Asset Management Limited, Bright Smart Futures & Commodities Company Limited and Bright Smart Securities International (H.K.) Limited, all are SFC-licensed corporations. |
| Add date: |
11 Jan 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.ytgjcf.net |
| Type: |
Suspicious websites |
| Website: |
www.ytgjcf.net |
| Remarks: |
The website with the above domain name is not associated with EQT Partners Asia Ltd, an SFC licensed corporation. |
| Add date: |
12 May 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yuantacn.com |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
www.yuantacn.com |
| Remarks: |
The website with the above domain name is not associated with Yuanta Securities (Hong Kong) Company Limited, an SFC licensed corporation. |
| Add date: |
3 Feb 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yun199.com |
| Type: |
Suspicious websites |
| Address(es): |
Flat A, 15/F, Regency Centre, Phase I, 39 Wong Chuk Hang Road, Aberdeen, Hong Kong |
| Website: |
www.yun199.com |
| Remarks: |
The website gives the company name, business registration record and Hong Kong address of Golden Bright International Co Limited, but is not associated with it. |
| Add date: |
23 Dec 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.yzfyy.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.yzfyy.com |
| Remarks: |
Nil |
| Add date: |
25 Jul 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zfjhgold.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is not associated with Chief Company, a related company of two SFC licensed corporations, Chief Securities Limited and Chief Commodities Limited. |
| Add date: |
27 Apr 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zfzqtz.com |
| Type: |
Suspicious websites |
| Remarks: |
The website with the above domain name is not associated with Chief Securities Limited, an SFC licensed corporation. |
| Add date: |
14 Sep 2009 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zgtz99.cn |
| Type: |
Suspicious websites |
| Address(es): |
1. 香港灣仔告士打道77-79號富通大廈30樓 (Chinese address only)
2. Unit 603-4, 6/F, 7/F and 19/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong Kong
3. 1/F, 2/F, 3/F, 8/F and 9/F, 238 Des Voeux Road Central, Hong Kong
|
| Website: |
www.zgtz99.cn |
| Remarks: |
The website is not associated with China Finance Holdings Limited, Zhongtai International Asset Management Limited, Zhongtai International Capital Limited, Zhongtai International Financial Products Limited, Zhongtai International Futures Limited and Zhongtai International Securities Limited, which are SFC-licensed corporations. |
| Add date: |
25 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zgxfgj.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.zgxfgj.com |
| Remarks: |
The above website is not associated with Sanfull Futures Limited, which is an SFC-licensed corporation. |
| Add date: |
14 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zhongzhendazong.com |
| Type: |
Suspicious websites |
| Address(es): |
Nil |
| Website: |
www.zhongzhendazong.com |
| Remarks: |
The website with the above domain name is not associated with Roctec Futures Trading Company Limited, an SFC-licensed corporation. |
| Add date: |
14 Nov 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zhongzhou188.com |
| Type: |
Suspicious websites |
| Address(es): |
-- |
| Remarks: |
The website with the above domain name is not associated with Central China International Futures Company Limited, Central China International Securities Co., Limited and Central China International Asset Management Company Limited, which are SFC-licensed corporations. |
| Add date: |
21 Mar 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zhxhjyw.cn |
| Type: |
Suspicious websites |
| Website: |
www.zhxhjyw.cn |
| Add date: |
19 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zjxqw.cn/Singlepage.aspx?classId=70 |
| Type: |
Suspicious websites |
| Address(es): |
Unit 8-102, Lap Sun Building, 102 Mo Gun Hill, Hangzhou, Zhejiang, China |
| Website: |
www.zjxqw.cn/Singlepage.aspx?classId=70 |
| Remarks: |
The above website falsely claims to be associated with CSC Futures (HK) Limited, an SFC-licensed corporation. |
| Add date: |
10 Oct 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zongforex.com |
| Type: |
Suspicious websites |
| Address(es): |
i. Unit 3, 6/F, Hang Pont Commercial Building, 31 Tonkin Street, Cheung Sha Wan, Kowloon, Hong Kong
ii. 8-10 Grosvenor Gardens London SW1W 0DH, United Kingdom
|
| Website: |
www.zongforex.com |
| Remarks: |
The above Hong Kong address belongs to a secretarial company. |
| Add date: |
15 Nov 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
www.zygjif.com |
| Type: |
Suspicious websites |
| Address(es): |
1. 26/F, World Wide House, 19 Des Voeux Road Central, Hong Kong
2. 23D, Neich Tower, 128 Gloucester Road, Wan Chai, Hong Kong
|
| Website: |
www.zygjif.com |
| Remarks: |
The website with the above domain name is not associated with Zhong Yang Securities Limited, an SFC-licensed corporation. The website provides the above Hong Kong addresses but the company is not located there. |
| Add date: |
1 Aug 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
www.zyzq.hk |
| Type: |
Suspicious websites |
| Address(es): |
32/F, ESL, Yue Hing Building, 235 Hennessy Road, Wan Chai |
| Website: |
www.zyzq.hk |
| Remarks: |
The above website provides an invalid Hong Kong address. The above website is not associated with Zhong Yang Securities Limited, which is an SFC-licensed corporation. |
| Add date: |
15 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Xcell Solar Inc |
| Type: |
Suspicious websites |
| Remarks: |
The company was promoted by boiler room operators to investors in Sweden, Germany, Singapore and Malaysia. |
| Add date: |
4 Dec 2007 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Xiang Gang Kai Si Bo |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
http://kqphs.com/ |
| Remarks: |
The website with the above domain name is not associated with Keywise Capital Management (HK) Limited, which is an SFC- licensed corporation. |
| Add date: |
21 Jun 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Xiaohangjia Futures Limited / Xiaohangjia Brokers |
| Type: |
Unlicensed entities |
| Address(es): |
Flat C5, 15/F, TML Plaza, 3 Hoi Shing Road, Tsuen Wan, N.T., Hong Kong
|
| Website: |
www.xhjkg.hk / www.xhjbrokers.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
4 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Xing Heng Tai |
| Type: |
Unlicensed entities |
| Address(es): |
18/F Block 2, the Gateway, Harbour City, Tsim Sha Tsui, Hong Kong |
| Website: |
www.xht200.com |
| Remarks: |
The company falsely claimed to be founded by Chong Hing Securities Limited, Eternal Pearl Securities Limited, FP Sino-Rich Securities and Futures Limited and licensed by the Financial Conduct Authority in UK. It is not located at the above address. |
| Add date: |
13 Mar 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Xinghui International Development Co Limited |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, Bright Way Tower, 33 Mongkok Road, Kowloon, Hong Kong |
| Website: |
www.xhforex.cn |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
26 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
xinnic.com |
| Type: |
Unlicensed entities |
| Address(es): |
Please refer to the Chinese version for the Company's Chinese address. |
| Website: |
www.xinnic.com |
| Remarks: |
Please refer to the Chinese version for the Company's Chinese address. Its Hong Kong address in fact belongs to Schroder Investment Management (Hong Kong) Ltd. However, it gives an e-mail address as "institutional@LinTons.com.hk". |
| Add date: |
6 Oct 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Xtrade |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.xtrade.com |
| Remarks: |
The company appears to target Hong Kong investors. |
| Add date: |
8 Sep 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yad Lan Investments |
| Type: |
Unlicensed entities |
| Address(es): |
1824-15F, Dah Sing Financial Centre, 108 Gloucester Road, Wanchai, Hong Kong |
| Website: |
www.yadla.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Yad Lan Ltd for settlement. |
| Add date: |
23 Sep 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yamaichi Investments Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
502 Hotta-Kata 3-6-10 Hirusaido
Kagurazaka, Shinjyuku
Tokyo 162-0825
Japan |
| Website: |
www.yiltd.com |
| Add date: |
17 Jan 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yamato & Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Koraku Mori Building 9/F
1-4-14 Koraku, Bunkyo-Ku
Tokyo 112-004
Japan
200 Liberty Street New York
NY 10028
USA |
| Website: |
www.yamatoandassociates.com |
| Add date: |
24 Jan 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yang Chen Associates / Yang Cheng Associates |
| Type: |
Unlicensed entities |
| Address(es): |
Level 19, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.ycassociates.org |
| Remarks: |
The company's address in Hong Kong belongs to a business centre. |
| Add date: |
6 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yardly Holdings Limited |
| Type: |
Unlicensed entities |
| Add date: |
15 May 2007 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yi Fu Guo Ji |
| Type: |
Unlicensed entities |
| Address(es): |
Tower A, New Mandarin Plaza, 14 Science Museum Road, Tsimshatsui East, Kowloon, Hong Kong |
| Website: |
www.yifqh.cn |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
23 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yi Fu Guo Ji |
| Type: |
Unlicensed entities |
| Address(es): |
Unit C5, 15/F TML Tower, 3 Hoi Shing Road, Tsuen Wan |
| Website: |
www.yfqihuo.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
1 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yi Fu Guo Ji |
| Type: |
Unlicensed entities |
| Address(es): |
香港金牛逸富國際 (Chinese address only) |
| Website: |
www.blttc.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
20 Feb 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yi Fu International |
| Type: |
Unlicensed entities |
| Address(es): |
19/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.ibkrr.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Nov 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yi Qi Group |
| Type: |
Unlicensed entities |
| Address(es): |
Suite F, 26/F, West Gate Tower, 7 Wing Hong Street, Kowloon, Hong Kong |
| Website: |
https://xgyq.yqjrgroun.com |
| Remarks: |
The company gives the above Hong Kong address, but it is not located there. |
| Add date: |
5 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yiguang Group (HK) Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Queen’s Road Central, Hong Kong, 999077 |
| Website: |
www.yiguanghk.com |
| Remarks: |
The company falsely claimed to be licensed to carry on regulated activities and the content of its website is copied from that of a Hong Kong listed company which has no relationship with the company. The company's Hong Kong address is incomplete. |
| Add date: |
10 Jul 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yingchuan Investment |
| Type: |
Suspicious websites |
| Address(es): |
Room 1302-1306, North Block of Center Building, 19 Shuinan Road, Cixi City, Zhejiang, China |
| Website: |
www.yingchuanwealth.com |
| Remarks: |
The website that uses the above company name is not associated with CES Capital International (Hong Kong) Co., Limited, an SFC licensed corporation. |
| Add date: |
6 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Yingho International |
| Type: |
Unlicensed entities |
| Website: |
www.yingho.com |
| Remarks: |
The company is not related to REXCAPITAL Group. It misrepresents itself as an SFC-licensed corporation and a listed investment holding company in Hong Kong. |
| Add date: |
10 Jun 2008 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yingsheng Financial Investment Management Co., Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1405, 14/F., Lucky Centre, 165 Wanchai Road, Wanchai Hong Kong |
| Website: |
www.incentfx.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Yinkou Securities Co. Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
The company represents it operates from Shanghai, China. |
| Website: |
www.yinkou.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of Sampson Capital Group. |
| Add date: |
8 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
YiQun International |
| Type: |
Unlicensed entities |
| Address(es): |
n/a |
| Website: |
i) www.yiqungh.com
ii) www.yiqungj.com |
| Remarks: |
The company is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
YiXin International (Hong Kong) Fund Management Co., Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Suite D, 16/F, Cheuk Nang Plaza,
Hennessy Road, Wan Chai, Hong Kong |
| Website: |
http://yxgj.com.hk |
| Remarks: |
The company gives the above address but it is not located there. |
| Add date: |
26 Jan 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
York Commodities |
| Type: |
Unlicensed entities |
| Address(es): |
99 Catherine Road
Scarsdale, NY 10583, U.S. |
| Website: |
www.york-commodities.com |
| Add date: |
5 Jul 2006 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Youngson International Holding |
| Type: |
Unlicensed entities |
| Address(es): |
45/F, One Exchange Square
8 Connaught Plaza
Hong Kong
The company also gives an address at Bank of America Tower, Central, Hong Kong which belongs to a business centre. |
| Website: |
www.youngsonholdings.com |
| Remarks: |
The company gives the above address at One Exchange Square, but it is not located there. |
| Add date: |
16 Mar 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Youngson International Holdings Limited |
| Type: |
Unlicensed entities |
| Address(es): |
45/F, One Exchange Square
8 Connaught Plaza
Hong Kong
The company also gives an address at Bank of America Tower, Central, Hong Kong which belongs to a business centre. |
| Website: |
www.youngsonholdings.com |
| Remarks: |
The company gives the above address at One Exchange Square, but it is not located there. |
| Add date: |
16 Mar 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ytzc911.com |
| Type: |
Suspicious websites |
| Address(es): |
河北省保定市徐水區巨力西路商業街底商20號 (Chinese address only) |
| Website: |
ytzc911.com |
| Remarks: |
The website is not associated with CSC Futures (HK) Ltd, an SFC-licensed corporation. |
| Add date: |
8 Aug 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
Yunnan Guochen Investment Co Ltd |
| Type: |
Unlicensed entities |
| Website: |
www.guochenjt.com |
| Remarks: |
It is apparently associated with HK Eastern Culture Property Exchange Co., Limited, another unlicensed entity on the Alert List. |
| Add date: |
24 Nov 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zavori Financial Group (Asia) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Room 1307-09, 13/F, Leighton Center, 77 Leighton Road, Causeway Bay, Hong Kong |
| Website: |
Nil |
| Remarks: |
The company gives the above address but is not located there. It is apparently associated with First Federal Securities (Cayman) Limited and First Laurel Capital, other unlicensed entities on the Alert List. |
| Add date: |
29 Dec 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zenith Capital Ventures |
| Type: |
Unlicensed entities |
| Address(es): |
Rm 2401-2409, Floor 24, Admiralty Centre – Tower 1, 18 Harcourt Road, Admiralty, Hong Kong |
| Website: |
www.zenithcapital-ventures.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
3 Feb 2015 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zenton Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2209, 22/F, Wu Chung House, 213 Queen’s Road East, Wan Chai, Hong Kong |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. It is the settlement agent of Beijing Futures Exchange, a fake market operator on the Alert List. |
| Add date: |
19 Jul 2011 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zeus Enterprises |
| Type: |
Unlicensed entities |
| Address(es): |
86 Queens Road, Central
Hong Kong |
| Website: |
www.zeus-enterprises.com |
| Remarks: |
The above address given by the company is incomplete. |
| Add date: |
19 Dec 2005 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zheng-Tai Finance and Investment Company Limited |
| Type: |
Unlicensed entities |
| Address(es): |
Yat Chau International Plaza
107 Connaught Road West, Hong Kong |
| Website: |
www.hk-zhengtai.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
3 Dec 2009 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zhong Tuo Futures (Hong Kong) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
香港九龍城區旺角煙廠街9號興發商業大廈21樓01室(Chinese address only)
|
| Website: |
www.zhongtuofutures.com |
| Remarks: |
The company’s Hong Kong address belongs to a secretarial company. |
| Add date: |
6 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zhong Yuan Futures |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Connaught Road Central, Hong Kong |
| Website: |
www.vowind.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Jan 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zhong Yuan Futures / ZH Futures (HK) Limited |
| Type: |
Unlicensed entities |
| Address(es): |
The Center, 99 Queen’s Road Central, Hong Kong |
| Website: |
www.zyqh88.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zhonglian International Finance Group / Zhonglian Financial Group |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, SPA Centre, 53-55 Lockhart Road, Wanchai, Central, Hong Kong |
| Website: |
(i) www.zljt.com.hk
(ii) www.zlgj.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
30 Apr 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zhongtian Financial International Limited |
| Type: |
Unlicensed entities |
| Address(es): |
22/F, Hopewell Centre, 183 Queen's Road East, Central |
| Website: |
www.ztjr.ltd |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
29 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zongang Group / Zhonguangcaifu / Zongangguoxin Group Co.,Ltd. |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 03, 6/F Hang Pont Commercial Building, 31 Tonkin Street, Cheung Sha Wan, Kowloon |
| Website: |
www.zongtrade.com |
| Remarks: |
The company’s Hong Kong address belongs to a business center. It uses a bank account in Hong Kong in the name of Wong Tai Engineering Co. for settlement. |
| Add date: |
1 Feb 2019 |
| Last Update Date: |
2 Apr 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zonit Enterprise Limited |
| Type: |
Unlicensed entities |
| Address(es): |
604, Tower A, New Trade Plaza, 6 On Ping Street, Shatin, Hong Kong |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is apparently associated with TradersRoom, another unlicensed entity on the Alert List. |
| Add date: |
22 Oct 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
zqgroups.com |
| Type: |
Unlicensed entities |
| Address(es): |
Please refer to the Chinese version for the Company's Chinese name. |
| Website: |
www.zqgroups.com |
| Remarks: |
Please refer to the Chinese version for the Company's Chinese name. The company only has a Chinese website. Its Hong Kong address in Chinese does not exist. It also represents that it has an office in Taiwan. |
| Add date: |
25 Aug 2004 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
Zurich Investment Group Ltd |
| Type: |
Unlicensed entities |
| Address(es): |
2A Hill Rich Court
8 Hospital Road
Central Mid Levels, Hong Kong |
| Remarks: |
The company gives the above address but it is not located there. It appears to target Hong Kong investors. |
| Add date: |
29 Jan 2003 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
ZYWealth |
| Type: |
Unlicensed entities |
| Address(es): |
25/F and 29/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.zywealth.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
9 Nov 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
上海趣耍投資管理有限公司 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
中國江蘇省蘇州市吳中區天靈路國際科技大廈 (Chinese address only) |
| Website: |
http://qushua.qy6.com |
| Remarks: |
The above website is not associated with CSC Futures (HK) Limited, which is an SFC-licensed corporation. |
| Add date: |
11 Aug 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
中信之星 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
尖沙咀漢弗萊大道12-16號大眾資源發展大廈3-5室 (Chinese address only) |
| Website: |
http://zhongxinstock.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
31 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
中宜期指有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 04, 7/F, Bright Way Tower, No. 33 Mongkok Road, Kowloon, Hong Kong |
| Website: |
www.zhongyiqihuo.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
15 May 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
中融國際期貨服務有限公司 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
Room 05, Floor 15, New Mandarin Plaza Tower B, 14 Science Museum Road, Tsim Sha Tsui, Kowloon |
| Website: |
i) www.91zhongrong.com
ii) www.91zrgj.com |
| Remarks: |
The company provides the above Hong Kong address but it is not located there. It is not associated with Zhongrong International Futures Co., Limited, which is an SFC-licensed corporation. The company falsely claims on the website that it is a strategic partner of Rifa Securities Limited and Rifa Futures Limited, which are SFC-licensed corporations. |
| Add date: |
15 Jan 2018 |
| Last Update Date: |
22 Feb 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
伯克國際 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
Room 2508A, 25/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong |
| Website: |
www.sairongpay.com |
| Remarks: |
The company's Hong Kong address belongs to a secretarial company. |
| Add date: |
20 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
信合國際投資有限公司 [Chinese name only] |
| Type: |
Unlicensed entities |
| Address(es): |
Unit 603E, Hang Pont Commercial Building, 31 Tonkin Street, Cheung Sha Wan, Kowloon, Hong Kong
|
| Website: |
www.xhgjjr.com |
| Remarks: |
The company’s Hong Kong address belongs to a business centre. |
| Add date: |
12 Feb 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
信達國際 / 信達國際環球投資 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
Room A13, 17/F, Silvercorp Tower, 707-713 Nathan Road, Mongkok, Hong Kong |
| Website: |
(i) http://xd6888.com
(ii) http://35778.com |
| Remarks: |
The company’s Hong Kong address is invalid. The websites are not associated with Cinda International Asset Management Limited, Cinda International Capital Limited, Cinda International Futures Limited, Cinda International Research Limited and Cinda International Securities Limited, which are SFC-licensed corporations. |
| Add date: |
27 Oct 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
凱基投資理財有限公司 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
2608-13, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong |
| Website: |
(i) www.38vps.com
(ii) www.ch32.com
(iii) www.xq95.com
(iv) www.956u.com
(v) www.53qr.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The above websites are not associated with KGI Asia Limited, KGI Capital Asia Limited, KGI Asset Management Limited, KGI Wealth Management Limited, KGI Futures (Hong Kong) Limited and KGI Securities (Hong Kong) Limited, all of which are SFC-licensed corporations. |
| Add date: |
21 Jul 2017 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
卓益財富集團 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
25/F and 29/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.zygold.hk |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Golden Key Hong Kong Limited and Hong Kong Myfor International Ltd for settlement. |
| Add date: |
9 Jan 2017 |
| Last Update Date: |
24 Oct 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
博林國際 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
68 Landsriver Street, California USA 22036 |
| Website: |
www.bollib.com |
| Add date: |
5 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
博滙通 |
| Type: |
Unlicensed entities |
| Website: |
www.bht8.com
www.65389.net |
| Remarks: |
The company claims to provide a securities and futures trading platform. It only uses a Chinese name. |
| Add date: |
27 Jun 2013 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
天發證券 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
N/A |
| Website: |
http://tianfazq.com |
| Remarks: |
The company is not associated with Fair Eagle Securities Company Limited, which is an SFC-licensed corporation. |
| Add date: |
4 Feb 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
宏利資本 |
| Type: |
Unlicensed entities |
| Address(es): |
Manulife Financial Centre, 223 Wai Yip Street, Kwun Tong, Kowloon, Hong Kong |
| Website: |
-- |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
5 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
富克林投資有限公司 |
| Type: |
Suspicious websites |
| Address(es): |
38th Floor, One International Finance Centre, Harbour View Street, Central, Hong Kong |
| Website: |
www.fkl-hk.com |
| Remarks: |
The website with the above domain name is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation, and the above company is not located at the given Hong Kong address. |
| Add date: |
29 Jun 2011 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
富兰克林邓普顿财富基金管理公司 (in simplified Chinese characters only) |
| Type: |
Suspicious websites |
| Address(es): |
Kimley Commercial Building, 142-146 Queen’s Road Central, Central, Hong Kong |
| Website: |
www.a280021.com
www.9654157.com
www.280085.com
www.280026.com
www.flkl3.com
www.flkl11.com
www.flkl8.com |
| Remarks: |
The websites that use the above name provide an incomplete Hong Kong address. The websites with the above domain names are not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. |
| Add date: |
4 Jan 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
富國國際金融集團 |
| Type: |
Suspicious websites |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
(i) www.100183.com
(ii) www.ying03.com |
| Remarks: |
The websites with the above domain names are not associated with Wells Fargo Bank, National Association, an SFC licensed corporation. The company’s Hong Kong address is incomplete and it falsely claims to be a subsidiary of Wells Fargo Bank, National Association. |
| Add date: |
10 Sep 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
富時金融 |
| Type: |
Suspicious websites |
| Website: |
www.fs5666.com
http://fs5777.com |
| Add date: |
2 Jan 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
富泰金融網 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
28/F Far East International Financial Center, 16 Har Road, Admiralty, Hong Kong |
| Website: |
www.ftjrw.com |
| Remarks: |
The website with the above domain name is not associated with Friedmann Pacific Securities Limited, an SFC licensed corporation. The Hong Kong address provided on the website is invalid. |
| Add date: |
19 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
富騰有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
25/F and 29/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.852futeng.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
1 Aug 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
廣匯國際金融有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong |
| Website: |
www.guanghuiguoji.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
23 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
德國LGT投資有限公司北京代表處 |
| Type: |
Unlicensed entities |
| Address(es): |
703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC |
| Remarks: |
The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG. |
| Add date: |
7 Aug 2012 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: (New) |
恆潤財富有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
香港中環港景街1號國際金融中心壹期25和29樓 (Chinese address only) |
| Website: |
www.hrcfhk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. The company uses Hong Kong bank accounts in the names of Baiyuexin Trade Ltd, Hanyin Trade Co., Ltd and Wenxi Trade Ltd for settlement. |
| Add date: |
23 Aug 2019 |
| Last Update Date: |
2 Sep 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
摩根金融 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| Website: |
www.668723.com |
| Remarks: |
The company’s Hong Kong address is incomplete. |
| Add date: |
21 Jul 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
易升金融 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
福建省福州市台江區鱉峰街曙光支路2號 (原連江中路東側與昭光支路交叉處) 百聯大廈5層03 |
| Website: |
(i) www.13sec.hk
(ii)www.13sec.cn |
| Remarks: |
The company claims to be an SFC-licensed corporation. |
| Add date: |
11 Jan 2019 |
| Last Update Date: |
16 May 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
時富金融網 |
| Type: |
Suspicious websites |
| Address(es): |
17/F, Financial Group House, 71 Des Voeux Road Central, Hong Kong |
| Website: |
(i) www.shifu1.com
(ii) www.shifu2.com
(iii) www.shifu3.com
(iv) www.shifu5.com |
| Remarks: |
The websites with the above domain names are not associated with Celestial Capital Limited, Celestial Securities Limited, Celestial Commodities Limited, CASH Asset Management Limited, and CASH Wealth Management Limited, which are SFC-licensed corporations. The Hong Kong address provided on the websites is invalid. |
| Add date: |
12 Jul 2013 |
| Last Update Date: |
21 Aug 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
智慧之王 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
香港九龍旺角花園街2-12號好景商業中心3105室 (Chinese address only) |
| Website: |
www.zhihuizhiwang.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
19 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
柏富諾互聯網劵商服務平台 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
Nil |
| Website: |
www.bainuohk.com |
| Remarks: |
Nil |
| Add date: |
19 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
榮欣財富 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
9/F., Hong Kong Diamond Exchange Building, 8-10 Duddell Street, Central, Hong Kong |
| Website: |
www.rxcfhk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Shuntao Trade Co., Limited for settlement. |
| Add date: |
15 Aug 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
榮滙(香港)資本管理有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
19E, Hunghom Commercial Centre Block B, Hong Kong |
| Website: |
www.cmpsw.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
4 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
津元國際 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
8/F, Block B, Shung Ming Mansion, No 72 Cheung Sha Wan Drive, Kowloon, Hong Kong |
| Website: |
www.987775.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
7 Dec 2015 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
深圳市中信達資產管理有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
深圳市福田區金田路榮超經貿中心509-510室 (Chinese address only) |
| Website: |
- |
| Remarks: |
The company uses a bank account in Hong Kong in the name of First Gold Assets Limited for collection of clients’ investment money. |
| Add date: |
26 May 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
深圳盈富寶股權基金管理有限公司 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
(i) 18/F, Hopewell Centre, No. 183 Queen's Road East, Hong Kong
(ii) 深圳市羅湖區人民南路3002號貿易中心大廈A座28樓 |
| Website: |
www.yfbjj.com |
| Remarks: |
The website with the above domain name is not associated with State Street Global Advisors Asia Limited and State Street Bank and Trust Company, both are SFC-licensed corporations. Also, the above website is not related to the Tracker Fund of Hong Kong, an exchange traded fund in Hong Kong. The company mentioned on the website is not located at the above Hong Kong address. |
| Add date: |
14 May 2014 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
玖富財富資產管理有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
618, Block 1, Admiralty Centre, Hong Kong |
| Website: |
www.jflis.com |
| Remarks: |
The company’s Hong Kong address is invalid. |
| Add date: |
6 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
環球指數 |
| Type: |
Suspicious websites |
| Website: |
www.index999.com |
| Remarks: |
This website is apparently related to Future Index and Index Easy, another suspicious websites on the Alert List. |
| Add date: |
12 Apr 2010 |
| Last Update Date: |
16 Aug 2010 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
益華國際 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
-- |
| Website: |
www.yihua80.com |
| Remarks: |
The company falsely claims on its website that it is licensed by the SFC. |
| Add date: |
6 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
致遠金融 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
- |
| Website: |
i) www.76bao.hk
ii) https://www.xztz88.com |
| Remarks: |
- |
| Add date: |
29 Aug 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
華益財富有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
25/F and 29/F, IFC One, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.fyhxcf.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
14 Mar 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
華鑫國際投資理財有限公司 |
| Type: |
Unlicensed entities |
| Address(es): |
30 Harbour Road, Wan Chai, Hong Kong |
| Website: |
www.huaxin-hk.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
31 Aug 2010 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
融慧通 / 融慧通融資融券 / 融通國際(香港) (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
6/F, 100 QRC, 100 Queen’s Road Central, Hong Kong |
| Website: |
i) www.citygrouphk.com
ii) http://rht.citygroup.hk.com |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. It is not associated with Rongtong Global Investment Ltd, an SFC-licensed corporation. |
| Add date: |
24 May 2019 |
| Last Update Date: |
25 Jul 2019 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
融股通國際（香港）有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
Peter Building, Queen’s Road, Hong Kong |
| Website: |
www.ronggutong.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. |
| Add date: |
20 Dec 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
豐業金融 |
| Type: |
Unlicensed entities |
| Address(es): |
Central Tower, 28 Queen’s Road Central, Hong Kong |
| Website: |
www.fy6636.com |
| Remarks: |
The company's Hong Kong address is incomplete. |
| Add date: |
5 Jan 2016 |
| Last Update Date: |
6 Jan 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
財華國際投資 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
16/F Gaylord Commercial Building, 118 Lockhart Road, Wanchai, Hong Kong |
| Website: |
www.ch4444.com |
| Remarks: |
The company gives the above Hong Kong address on its website but it is not located there. |
| Add date: |
19 Jul 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
輝煌國際金融有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
香港九龍灣宏泰道23號曼哈頓廣場28樓(Chinese address only) |
| Website: |
www.hhgjzx.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with CASH Algo Finance Group Limited, an SFC-licensed corporation. |
| Add date: |
13 Jun 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
道富投資 (香港) 有限公司 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
(i) Unit A17, 9/F, Silvercorp International Tower, 707-713 Nathan Road, Mongkok, Kowloon
(ii) Unit A31, 9/F, Silvercorp International Tower, 707-713 Nathan Road, Mongkok, Kowloon
|
| Website: |
(i) www.ssgahk.com
(ii) www.ssgahk.net
(iii) www.daofu5.com
(iv) www.daofu100.com
(v) www.ssg9999.com |
| Remarks: |
The websites with the above domain names are not associated with State Street Bank and Trust Company, State Street Securities Hong Kong Limited, State Street Global Advisors Singapore Limited and State Street Global Advisors Asia Limited, all are SFC licensed corporations. Also, the company provided the above Hong Kong addresses on their websites but it is not located there. |
| Add date: |
27 May 2014 |
| Last Update Date: |
21 Jan 2016 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
長江創投基金—興盛1號 (Chinese name only) |
| Type: |
Others |
| Remarks: |
The product is purported to be issued by Changjiang Asset Management (HK) Limited, an SFC-licensed corporation when in fact is not related to that company. |
| Add date: |
10 Nov 2016 |
|
| Name: |
香港亞通金融集團 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
(i) www.yatongjr.com
(ii) www.hkytjr.com |
| Remarks: |
The company uses a bank account in Hong Kong in the name of香港登強實業有限公司 (Chinese name only) for settlement. |
| Add date: |
17 May 2017 |
| Last Update Date: |
8 Sep 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
香港東融金融集團有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
香港九龍長沙灣路72號崇明大廈B座27樓(Chinese address only)
|
| Website: |
www.dr6888.com |
| Remarks: |
The company only provides an invalid Hong Kong address in Chinese on its website. |
| Add date: |
5 Feb 2016 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
香港民眾國際期貨交易中心 (Chinese name only) |
| Type: |
Suspicious websites |
| Address(es): |
No.33-35 Au Pui Wan Street, Fo Tan
Shatin, New Territories, Hong Kong
|
| Website: |
www.gsxryjy.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It is not associated with Freeman Securities Ltd, Freeman Commodities Ltd and Freeman Corporate Finance Ltd, all of which are SFC-licensed corporations. |
| Add date: |
24 Jan 2018 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
香港群益期貨(Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
- |
| Remarks: |
The company is not associated with CSC Futures (HK) Limited, an SFC-licensed corporation. It falsely claims in its advertisement that it is recognised by the SFC. |
| Add date: |
16 Jun 2017 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
香港艾伯森集團 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
- |
| Website: |
www.skintdd.com |
| Remarks: |
- |
| Add date: |
14 Jun 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
香港鑫瑞期貨資產管理有限公司 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
RM 1205, 12/F, Tai Sang Bank Bldg, 130-132 Des Voeux Rd, Central, Hong Kong |
| Website: |
http://crj.fuyaot.com |
| Remarks: |
The company provides the above Hong Kong address, but it is not located there. |
| Add date: |
30 Jul 2019 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
| Name: |
高銀金融 |
| Type: |
Suspicious websites |
| Website: |
http://gyjrw.cc/
http://gyjr.cc/
www.gyjr.cc/ |
| Remarks: |
The websites with the above domain names are not associated with Goldin Equities Limited, an SFC licensed corporation. |
| Add date: |
25 Jan 2013 |
| Note: Suspicious website operators often use names similar to legitimate companies to confuse investors. |
| Name: |
鴻運財富 (Chinese name only) |
| Type: |
Unlicensed entities |
| Address(es): |
25/F and 29/F, IFC One, 1 Harbour View Street, Central, Hong Kong |
| Website: |
www.hydthk.com |
| Remarks: |
The company gives the above Hong Kong address but it is not located there. It uses bank accounts in Hong Kong in the name of Shuntao Trade Co Limited and WJ Trade Co Limited for settlement. |
| Add date: |
15 Jun 2018 |
| Last Update Date: |
10 Oct 2018 |
| Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. |
