Contact us
Address:
Enforcement Division
The Securities and Futures Commission
35/F, Cheung Kong Center
2 Queen's Road Central
Hong Kong
Tel: (852) 2231 1222
Fax: (852) 2521 7929
Securities & Futures Commission of Hong Kong
- About the SFC
- Regulatory functions
-
Rules & standards
- Laws
- Codes & guidelines
- Circulars
- OTC Derivatives Regulatory Regime
- Short position reporting rules
- Securities and Futures Ordinance Part XV - Disclosure of Interests
- Anti-money laundering & counter-financing of terrorism
- The Suitability Requirement
- Search regulations by topic
- Principles of responsible ownership
- Gazette notices
- Archives
- Published resources
- News & announcements
- Career
-
Intermediaries
-
Licensing
- » Do you need a licence or registration?
- » Types of intermediary and licensed individual
- » Application procedures
- » Ongoing obligations
- » Online Portal
- » Register of licensees & registered institutions
- » List of Modifications or Waivers of Licensing Requirements
- » Guidelines
- » Circulars
- » Consultations and conclusions
- » Forms
- » FAQs
- » Contact us
- Supervision
-
Licensing
- Market infrastructure & trading
-
Listings & takeovers
- Dual filing
- Corporate disclosure
-
Takeovers & mergers
- » Dealing disclosures
- » Decisions & statements
- » Disciplinary proceedings before the Takeovers Panel
- » Documents on display
- » Exempt status
- » Offer Period Tables
- » Practice notes
- » Performance Pledges
- » Post-Vet List
- » Secondary listed companies
- » Takeovers Panel & related committees
- » Transaction announcements & documents
- » Takeovers Bulletin (publication)
- » Forms
- » Codes
- » Guidelines
- » Consultations
- » Contact us
- Disclosure of interests
- Unlisted shares, debentures
- Codes
- Guidelines
- Circulars
- Consultations and conclusions
- FAQs
- Investment products
- Enforcement
Home Regulatory functions Enforcement Contact us
Info
< Show
Hide
Last update: 23 Mar 2016
For optimum viewing, please use screen resolution of 1024 x 768 and Internet Explorer 8.0 or browser of an equivalent or higher version.
Maintenance scheduleCopyright © 2019 Securities and Futures Commission. All rights reserved.