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Corporates

List of exempt fund managers (EFMs)
Name of Group Entities with EFM status
Bank of America Merrill Lynch
  • Bank of America, N.A.
 Bank of China Limited
  • BOCHK Asset Management Limited
  • BOC Equity Investment Management (Shenzhen) Limited
  • Tai Fung Bank Limited
BNP Paribas Group
  • BNP PARIBAS ASSET MANAGEMENT Asia Limited
    (formerly, BNP Paribas Investment Partners Asia Limited)
  • Alfred Berg Kapitalforvaltning AS (Norway)
  • BNP PARIBAS ASSET MANAGEMENT Singapore Ltd
    (formerly, BNP Paribas Investment Partners Singapore Ltd)
  • BNP PARIBAS ASSET MANAGEMENT Europe
    (formerly, BNP PARIBAS ASSET MANAGEMENT France)
  • HFT Investment Management Co., Ltd
  • BNP PARIBAS ASSET MANAGEMENT Malaysia Sdn Bhd
    (formerly, BNP Paribas Investment Partners Malaysia Sdn Bhd)
  • BNP PARIBAS ASSET MANAGEMENT Najmah Malaysia Sdn Bhd
    (formerly, BNP Paribas Investment Partners Najmah Malaysia Sdn Bhd)
  • BNP PARIBAS ASSET MANAGEMENT UK Ltd.
    (formerly, BNP Paribas Investment Partners UK Ltd.)
  • BNP PARIBAS ASSET MANAGEMENT USA, Inc. 
    (formerly, Fischer Francis Trees & Watts, Inc.)
CICC Group
  • Krane Funds Advisors, LLC
  • China International Capital Corporation Hong Kong Asset Management Limited
  • China International Capital Corporation Fund Management Co. Ltd.
  • The discretionary fund management arm of China International Capital Corporation Limited

CITIC Securities Company Limited

  • CITIC Securities Asset Management (HK) Limited
  • China Asset Management (Hong Kong) Limited
  • China Asset Management Co., Ltd.
  • CITIC Securities Company Limited
Citigroup Inc.
  • Citigroup First Investment Management Limited
Daiwa Group
  • Daiwa Asset Management Co. Ltd
  • Daiwa Asset Management (Europe) Ltd
  • Daiwa Asset Management (Singapore) Ltd
DBS Group
  • DBS Bank Ltd.
Goldman Sachs
  • Goldman Sachs Hedge Fund Strategies L.L.C.
    (formerly, Goldman Sachs Princeton LLC)
  • Goldman Sachs Asset Management International
  • Goldman Sachs Asset Management, LP
  • Goldman Sachs Asset Management Co. Ltd
  • Goldman Sachs Asset Management Australia Pty Ltd.
    (formerly, Goldman Sachs Asset Management & Partners Australia Pty Ltd.)
    (and further formerly, Goldman Sachs JBWere Investment Management Pty Ltd.)
  • Goldman Sachs Asset Management (Singapore) Pte. Ltd.
  • Goldman Sachs Asset Management (Hong Kong) Limited
  • Goldman Sachs Asset Management B.V.
    (formerly known as NN Investment Partners B.V.)
  • Goldman Sachs Asset Management belgium S.A.
    (formerly known as NN Investment Partners Belgium S.A.)
HSBC
  • Hang Seng Investment Management Limited
  • HSBC Global Asset Management (Hong Kong) Limited
    (formerly, HSBC Investments (Hong Kong) Limited)
    (and further formerly, HSBC Asset Management (Hong Kong) Limited)
  • HSBC Global Asset Management (UK) Limited
    (formerly, HSBC Investments (UK) Limited)
    (and further formerly, HSBC Asset Management (Europe) Limited)
  • HSBC Global Asset Management (Canada) Limited
    (formerly, HSBC Investments (Canada) Limited)
  • HSBC Asset Management (Japan) Limited (formerly, HSBC Global Asset Management (Japan) K.K.) (and further formerly, HSBC Investment (Japan) K.K.)
  • HSBC International Trustee Limited, Jersey Branch
  • HSBC Global Asset Management (Taiwan) Limited (English name for identification only)
    (formerly, HSBC Investments (Taiwan) Limited)
  • HSBC Global Asset Management (Singapore) Limited
    (formerly, HSBC Investments (Singapore) Limited)
  • HSBC Global Asset Management (France)
  • HSBC Trustee (Singapore) Limited
  • HSBC (Malaysia) Trustee Berhad
  • HSBC Trustee (Hong Kong) Limited
  • HSBC Private Trustee (Hong Kong) Limited
  • HSBC Trustee (CI) Limited
  • Portfolio Management Team of Private Banking Division of The Hongkong and Shanghai Banking Corporation Limited
  • HSBC Jintrust Fund Management Company Limited
  • HSBC International Trustee Limited, Singapore Branch
  • HSBC International Trustee Limited
  • HSBC Bank plc, Guernsey Branch
  • Private Banking Department of HSBC Bank USA
  • HSBC UK Bank plc
  • Asset Management Division of HSBC Qianhai Securities Limited
JPMorgan Group
  • JPMorgan Asset Management (Asia Pacific) Limited
  • JPMorgan Asset Management (Singapore) Limited (formerly, JF Asset Management (Singapore) Limited)
  • JPMorgan Asset Management (Taiwan) Limited (formerly, JF Asset Management (Taiwan) Limited)
  • JPMorgan Asset Management (Japan) Limited
  • JPMorgan Asset Management (UK) Limited
  • JPMorgan Chase Bank, N.A. (Hong Kong, Singapore, United States, United Kingdom)
  • J.P Morgan Investment Management Inc. (United Kingdom, United States)
  • JPMorgan Asset Management (Canada) Inc.
  • Highbridge Capital Management, LLC
  • JPMorgan Asset Management (China) Company Limited
  • J.P Morgan Alternative Asset Management, Inc.
  • Security Capital Research & Management Incorporated
  • J.P. Morgan (Suisse) SA
  • J.P. Morgan Securities LLC (formerly, J.P. Morgan Securities Inc.) (and further formerly, Bear Stearns & Co., Inc.)
  • J.P. Morgan Societas Europaea
Macquarie Group
  • Macquarie Investment Management Global Limited
    (formerly, Macquarie Capital Investment Management (Australia) Limited)
  • Macquarie Investment Management Ltd
  • Macquarie Life Limited
  • Macquarie Investment Management Australia Limited
    (formerly, MQ Portfolio Management Limited)
  • Macquarie Investment Management Business Trust
    (formerly, Delaware Management Business Trust)
  • J.P. Morgan Societas Europaea 
Morgan Stanley
  • Morgan Stanley Investment Management Limited
  • Morgan Stanley & Co. International plc.
    (formerly known as Morgan Stanley & Co International Limited)
  • Morgan Stanley Investment Management (Japan) Co., Ltd
    (formerly known as Morgan Stanley Asset & Investment Trust Management Co., Limited)
  • Morgan Stanley Investment Management Company
  • Morgan Stanley Investment Management Inc.
  • Morgan Stanley Bank Asia Limited
  • Morgan Stanley Asia Limited (Traditional Asset Management within the Investment Management Division)
  • Morgan Stanley Smith Barney LLC
  • Morgan Stanley AIP GP LP (Hedge Fund Solutions and Portfolio Solutions Group businesses)
  • Parametric Portfolio Associates LLC
  • Eaton Vance Management
  • Boston Management and Research
  • Calvert Research and Management
  • Atlanta Capital Management Company, LLC
  • Eaton Vance Advisers International Ltd.
  • Eaton Vance Trust Company
  • Morgan Stanley Investment Management (Australia) Pty Limited
Nomura
  • Nomura Asset Management Malaysia Sdn Bhd
  • Nomura Asset Management Co., Ltd
  • Nomura Asset Management Hong Kong Limited
  • Nomura Asset Management Singapore Limited
  • Nomura Asset Management U.K. Limited
  • Nomura Asset Management Europe KVG mbH (formerly known as Nomura Asset Management Deutschland KAG mbH)
UBS Group AG

Asset  Management

  • UBS Asset Management (Hong Kong) Limited
  • UBS Asset Management (Singapore) Ltd
  • UBS Asset Management (UK) Limited
  • UBS Asset Management (Americas) LLC
  • UBS Fund Management (Switzerland) AG
  • UBS Asset Management Switzerland AG
  • UBS Asset Management (Shanghai) Limited
  • UBS Asset Management (Taiwan) Ltd
  • UBS O’Connor LLC
  • UBS Asset Management (Deutschland) GmbH
  • UBS Asset Management (Australia) Ltd
  • UBS Asset Management (Japan) Inc
  • Credit Suisse (Hong Kong) Limited
  • Credit Suisse (Singapore) Limited
  • Credit Suisse AG, Hong Kong Branch
  • Credit Suisse AG, Singapore Branch
  • Credit Suisse Asset Management (Schweiz) AG
  • Credit Suisse Funds AG
  • Credit Suisse Gestion, SGIIC, SA
  • Credit Suisse Fund Management S.A.
  • Credit Suisse Asset Management LLC
  • Credit Suisse Hedging-Griffo Wealth Management S.A.
  • Credit Suisse Italy S.p.A.

Wealth Management 

  • UBS AG, Hong Kong Branch
  • UBS AG, Singapore Branch
  • UBS AG, London Branch
  • UBS AG, Jersey Branch
  • UBS Switzerland AG
  • UBS Investment Management Canada Inc.
  • UBS Europe SE
  • UBS Europe SE, Succursale Italia
  • UBS Europe SE, Luxembourg Branch
  • UBS (Monaco) S.A.
  • UBS Financial Services Inc.
  • Credit Suisse AG, Hong Kong Branch
  • Credit Suisse AG, Singapore Branch
  • Credit Suisse AG, Sydney Branch
  • Credit Suisse AG
  • Credit Suisse (UK) Ltd
  • Credit Suisse Italy S.p.A

Last update: 1 Mar 2024

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