List of green and environmental, social and governance (ESG) funds

The list of green and ESG funds contains information about SFC-authorised funds which fulfil the requirements set out in the circular to management companies of SFC-authorised unit trusts and mutual funds - green or environmental, social and governance (ESG) funds.

The list is compiled based on confirmations and representations provided by the respective management companies that these SFC-authorised funds comply with the requirements set out in the circular, which include the name of the scheme, investment threshold, disclosure requirements and ongoing monitoring. The SFC has not independently verified the effectiveness of the investment strategies, investment selection processes, investment portfolios and management or the criteria used to achieve the stated green or ESG investment focuses adopted by these products. The list of green and ESG funds does not constitute an official recommendation of these products or a guarantee of their green or ESG attributes or related performance.

SFC authorisation

SFC authorisation involves the review of whether a product meets the relevant legal and regulatory requirements, which set out certain impartial benchmarks.

SFC authorisation does not mean the product is suitable for you or any particular investor. The intermediary who sells the product to you has a duty, under the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission and guidelines administered by the SFC, to explain the nature and risks of the product and why it is suitable for you given your personal circumstances.

Points to note

Information posted on the list of green and ESG funds is compiled on a best-effort basis. The offering documents are provided by the issuers and they are for your information only. The SFC has not independently verified the documents and will not be responsible for any error, omission or inaccuracy. The SFC reserves the right to omit or remove any material. Please note that it may take time for information received from the issuers to be posted to the list. You may contact the relevant product issuers or distributors for the latest versions of offering documents.

The list may not always contain the most up-to-date information about all the green and ESG funds for which offering documents have been authorised. You may wish to contact the SFC at enquiry@sfc.hk if you have any enquiries about the product on the list.

 

Note:

"Waivers Granted" covers waivers granted by the SFC on or after 1 August 2012 in relation to the Code on Unit Trust and Mutual Funds.

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Sub-fund (CE No.) Issuer Authorisation date Documents
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Note:

For the latest prospectus and other related information regarding the exchange traded funds and unlisted fund with listed unit/share classes listed on The Stock Exchange of Hong Kong Limited, please access via the HKEx website.

"Waivers Granted" covers waivers granted by the SFC on or after 1 August 2012 in relation to the Code on Unit Trust and Mutual Funds.

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Product (CE No.) Sub-fund (CE No.) Stock code Issuer Authorisation date Documents
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