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Corporate Governance
Board
Executive Committee
SFC committees
Organisational structure
Conduct standards
Accountability & transparency
Risk management
Independent checks & balances
Meeting attendance record
Performance Pledges
Board of Directors
Operational Review
Introduction
Key achievements
Intermediaries
Market infrastructure & trading
Listings & takeovers
Investment products
Enforcement
Regulatory collaboration
Interacting with investors
Organisational Matters
People
Enhancing process efficiency
Office accommodation
Financial performance explained
Corporate Social Responsibility
Financial Statements
Securities & Futures Commission
Investor Compensation Fund
Unified Exchange Compensation Fund
Full Annual Report 2011-12
PDF [3.2MB]
Full Financial Report
PDF [326kB]
Chairman’s Message
CEO’s Statement
Theme Concept
SFC Activity Data
Corporate Governance
Introduction
Board
Executive Committee
SFC committees
Organisational structure
Conduct standards
Accountability & transparency
Risk management
Independent checks & balances
Meeting attendance record
Performance pledges
Board of Directors
Operational Review
Introduction
Key achievements
Intermediaries
Licensing
Supervision
Market infrastructure & trading
Listings & takeovers
Investment products
Enforcement
Regulatory collaboration
Interacting with investors
Organisational Matters
Introduction
People
Enhancing process efficiency
Office accommodation
Financial performance explained
Corporate Social Responsibilty
Financial Statements
Securities & Futures Commission
Independent auditor’s report
Consolidated statement of comprehensive income
Consolidated statement of financial position
Statement of financial position
Consolidated statement of changes in equity
Consolidated statement of cash flows
Notes to the consolidated financial statements
Investor Compensation Fund
Report of the Investor Compensation Fund Committee
Independent auditor’s report
Statement of comprehensive income
Statement of financial position
Statement of changes in equity
Statement of cash flows
Notes to the financial statements
Unified Exchange Compensation Fund
Report of the Securities Compensation Fund Committee
Independent auditor’s report
Statement of comprehensive income
Statement of financial position
Statement of changes in equity
Statement of cash flows
Notes to the financial statements
Corporate Outlook
Introduction
Areas to prioritise
Supplementary Information
Breakdown of SFC activity data
Committees, panels & tribunal
Abbreviations
Corporate
Outlook
Areas to prioritise
Focus 1
Focus 2
Focus 3
Focus 4
Operational
Review
Introduction
Key achievements
Intermediaries
Market infrastructure & trading
Listings & takeovers
Investment products
Enforcement
Regulatory collaboration
Interacting with investors
Organisational
Matters
People
Enhanching process efficiency
Office accommodation
Financial perfomance explained
Corporate Social
Responsibilty
Collaborating externally
Helping protect the environment
Engaging the community
Caring for staff
Financial
Statements
Securities & Futures Commission
Investor Compensation Fund
Unified Exchange Compensation Fund
Supplementary
Information
Breakdown of SFC
activity data
Committees, panels
& tribunal
Abbreviations
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