證監會

常見問題

本欄載有常見問題的答案,有助你深入了解本會管轄範圍內的各項監管範疇。常見問題已按主題劃分如下:

這部分列出的常見問題,旨在協助你了解證監會人員在執行《證券及期貨條例》及有關附屬法例的某些條文時所採取的政策。有關答案在措辭上屬於一般陳述,並沒有考慮到你的個別情況。部分條文載有重要的例外情況或限定條件,有關答案可能未有提述,但卻可能適用於你的情況。

你不應把有關答案視為專業的法律意見。如你就有關答案可能涉及的事項採取行動前,或對條例如何適用於你有疑問,便應尋求獨立的法律意見或其他專業意見。在參閱答案前,請先細閱本網站"重要法律資料"部分。

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The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

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3.2970 s