依據《證券及期貨條例》（該條例），不論是以向公眾發售還是私人形式發售的開放式基金型公司，均須向證監會註冊，並須遵守該條例、《證券及期貨(開放式基金型公司)規則》及《開放式基金型公司守則》。
除非在該條例第103條下的豁免情況適用，否則根據該條例第104條，向公眾發售的開放式基金型公司亦須取得證監會認可。一如其他獲證監會認可的向公眾發售的基金，向公眾發售的開放式基金型公司亦須符合《證監會有關單位信託及互惠基金、與投資有關的人壽保險計劃及非上市結構性投資產品的手冊》（包括《單位信託及互惠基金守則》）的規定。
最後更新日期: 2021年10月15日
香港证券及期货事务监察委员会（简称证监会）于本网站免费提供一套繁简字体转换软件（该软件）。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任，亦不会就其品质及性能作出任何担保；尤其是在无损前述的一般性的原则下，证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。
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