證監會於2026年6月就有關在交易層面上對交易所買賣的衍生工具市場實施投資者識別碼制度的建議(香港衍生工具市場投資者識別碼制度)，發表了諮詢總結，以進一步加強香港資本市場的廉正及可持續發展，有關制度預計於2028年第二季度實施。
適用於證券市場的投資者識別碼制度自2023年3月起成功推行。在這基礎上，交易所買賣的衍生工具市場投資者識別碼制度將涵蓋透過香港期貨交易所有限公司交易系統買賣的期貨合約、期權合約及股票期權的自動對盤交易指令。
香港衍生工具市場投資者識別碼制度將採用與證券市場相類似的模式。根據該模式，提供衍生工具經紀服務或進行自營交易的持牌法團及註冊機構將需要遵守有關資料隱私法例及向香港交易及結算所有限公司的中央數據資料庫提交客戶姓名及身分資料。它們亦將須為其每名客戶編配券商客戶編碼，並將券商客戶編碼附加於其客戶的自動對盤衍生工具交易指令。
本專頁旨在提供相關資料，以協助業界為上述制度的實施作好準備，並幫助投資者了解該制度。
市場參與者資訊：
最後更新日期: 2026年6月23日
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