監管合作

內地

隨著內地與香港資本市場不斷融合,跨境資金流動日益擴大。為維護投資者合法權益,確保兩地市場的穩健發展,本會與內地監管機構之間的監管合作至關重要。本會與內地監管機構(例如中國證券監督管理委員會,下簡稱中國證監會)的跨境監管合作框架主要包括市場互聯互通、協助調查及交換信息。

 

市場互聯互通

為推動市場互聯互通計劃的發展,我們與內地監管機構簽訂了多項安排,以訂立共同目標,奠定跨境合作的基礎。

請按以下連結以查閱已簽訂的合作安排:

滬港股票交易互聯互通機制與深港股票交易互聯互通機制分別於2014年及2016年相繼實施。

內地與香港基金互認安排於2015年開始。

 

協助調查及交換信息

為管理共同面臨的風險,增進跨境監管協助與合作,本會加強與內地監管機構的關係,並簽訂了有關互相協助調查及交換信息的合作安排。

請按以下連結以查閱:

最後更新日期: 2020年3月10日

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