Securities & Futures Commission of Hong Kong

Exchange of information

Our cooperative arrangements for exchange of information with overseas regulators are as follows:

Country/ Jurisdiction Authorities Arrangements
Austria Financial Market Authority  
Bahamas Securities Commission of the Bahamas  
Canada Winnipeg Commodity Exchange Inc. CU - 1994
Chinese Taipei Securities and Futures Bureau of the Financial Supervisory Commission MOU - Feb 1996
Cyprus Central Bank of Cyprus CU - 1994/1995
Cyprus Cyprus Securities and Exchange Commission  
European Union European Securities and Markets Authority

MOU - Nov 2015
MOU - Dec 2014
MOU - Jul 2013

France Commission Bancaire (Banking Commission)  
Switzerland Swiss Federal Banking Commission  
United Kingdom Bank of England MOU - Feb 2016
United Kingdom Financial Conduct Authority

Cooperation agreement - May 2017
MOU - Feb 2014

United States of America Office of the Comptroller of the Currency  
United States of America The United States Commodity Futures Trading Commission

MOU - Dec 2015
Declaration of Cooperation - Oct 1995

United States of America Financial Industry Regulatory Authority MOU - May 2016
United States of America The United States Securities and Exchange Commission MOU - Jan 2017

 

AIFMD

In addition to the above, we have entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities with competent authorities of the following European Union or European Economic Area countries respectively:

Country/ Jurisdiction Authorities
Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Italy, Ireland, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Sweden, Slovak Republic and the United Kingdom MOU – July 2013
Spain MOU – Sept 2015
Gibraltar MOU – Sept 2015

Notes:
Documents available are published with the consent of all signatories. 
MOU - Memorandum of Understanding
CU - Confidentiality Undertaking

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