Exchange of information

Our cooperative arrangements for exchange of information with overseas regulators are as follows:

Country/ Jurisdiction	Authorities	Arrangements
Australia	Australian Securities & Investments Commission	Co-operation agreement – June 2017
Austria	Financial Market Authority
Bahamas	Securities Commission of the Bahamas
Canada	Winnipeg Commodity Exchange Inc.	CU - 1994
Chinese Taipei	Securities and Futures Bureau of the Financial Supervisory Commission	MOU - Feb 1996
Cyprus	Central Bank of Cyprus	CU - 1994/1995
Cyprus	Cyprus Securities and Exchange Commission
European Union	European Securities and Markets Authority	MOU - Nov 2015 MOU - Dec 2014 MOU - Jul 2013
France	Commission Bancaire (Banking Commission)
Switzerland	Swiss Federal Banking Commission
United Kingdom	Bank of England	MOU - Feb 2016
United Kingdom	Financial Conduct Authority	MOU – July 2017 Cooperation agreement - May 2017 MOU - Feb 2014
United States of America	Office of the Comptroller of the Currency
United States of America	The United States Commodity Futures Trading Commission	MOU - Dec 2015 Declaration of Cooperation - Oct 1995
United States of America	Financial Industry Regulatory Authority	MOU - May 2016
United States of America	The United States Securities and Exchange Commission	MOU - Jan 2017

 

AIFMD

In addition to the above, we have entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities with competent authorities of the following European Union or European Economic Area countries respectively:

Country/ Jurisdiction	Authorities
Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Italy, Ireland, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Sweden, Slovak Republic and the United Kingdom	MOU – July 2013
Spain	MOU – Sept 2015
Gibraltar	MOU – Sept 2015