Exchange of information
Our cooperative arrangements for exchange of information with overseas regulators are as follows:
| Country/ Jurisdiction | Authorities | Arrangements |
| Austria | Financial Market Authority | |
| Bahamas | Securities Commission of the Bahamas | |
| Canada | Winnipeg Commodity Exchange Inc. | CU - 1994 |
| Chinese Taipei | Securities and Futures Bureau of the Financial Supervisory Commission | MOU - Feb 1996 |
| Cyprus | Central Bank of Cyprus | CU - 1994/1995 |
| Cyprus | Cyprus Securities and Exchange Commission | |
| European Union | European Securities and Markets Authority | |
| France | Commission Bancaire (Banking Commission) | |
| Switzerland | Swiss Federal Banking Commission | |
| United Kingdom | Bank of England | MOU - Feb 2016 |
| United Kingdom | Financial Conduct Authority | |
| United States of America | Office of the Comptroller of the Currency | |
| United States of America | The United States Commodity Futures Trading Commission | |
| United States of America | Financial Industry Regulatory Authority | MOU - May 2016 |
| United States of America | The United States Securities and Exchange Commission | MOU - Jan 2017 |
AIFMD
In addition to the above, we have entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities with competent authorities of the following European Union or European Economic Area countries respectively:
| Country/ Jurisdiction | Authorities |
| Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Italy, Ireland, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Sweden, Slovak Republic and the United Kingdom | MOU – July 2013 |
| Spain | MOU – Sept 2015 |
| Gibraltar | MOU – Sept 2015 |
Notes:
Documents available are published with the consent of all signatories.
MOU - Memorandum of Understanding
CU - Confidentiality Undertaking
