Market infrastructure & trading

Securities and Futures Commission

Eng 繁簡

Alert List

Intermediaries

Enforcement

Market infrastructure & trading

OTC derivatives regime

Investor identification and OTC securities reporting

Investor Identification Regime for the Exchange-Traded Derivatives Market

Listings & takeovers

Publicly offered investment products

Mainland-Hong Kong Stock Connect

Part XV - Disclosure of interests

CFTC exemption to deal directly with U.S. customers

Business continuity/contingency information

Mainland-Hong Kong Mutual Recognition of Funds

Career

Investor compensation

SFC corporate matters

Market infrastructure & trading

› FAQs on proposals (subject to legislative approval) to further restrict use of misleading names

› Position limits and notices of reportable positions

› Section 34 of the SFO

To learn more about the functions and other matters related to market infrastructure and trading, please select topics from the “Regulatory functions” drop menu at the top.

Last update: 5 Nov 2026

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