Policy statements and announcements

Date	Title
6 Dec 2023	SFC warns public of HongKongDAO and BitCuped for involvement in suspected virtual asset-related frauds
20 Sep 2023	Statement on JPEX
13 Sep 2023	Warning statement on unregulated virtual asset trading platform
11 Aug 2023	Joint announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
7 Aug 2023	Warning: Virtual asset trading platforms engaging in improper practices
13 Jul 2023	Joint statement of the Securities and Futures Commission (SFC) and the Accounting and Financial Reporting Council (AFRC) in relation to loans, advances, prepayments and similar arrangements made by listed issuers
17 Feb 2023	Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
19 Dec 2022	Joint announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
13 Dec 2022	Statement on virtual asset arrangements claiming to offer returns to investors
12 Aug 2022	Joint announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
4 Jul 2022	Joint Announcement of the People’s Bank of China, the Hong Kong Securities and Futures Commission and the Hong Kong Monetary Authority
28 Jun 2022	Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
27 May 2022	Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
20 May 2021	Joint statement on IPO-related misconduct
12 Nov 2020	SFC statement on US sanctions
11 Sep 2020	SFC statement on Police investigation concerning Next Digital shares
11 Aug 2020	Statement on Next Digital Limited
8 Aug 2020	SFC statement on sanctions imposed by the US government
19 Jul 2020	Policy Statement by the Securities and Futures Commission
15 May 2020	Statement in relation to HSBC Holdings plc
5 May 2020	Joint statement on the establishment of the Green and Sustainable Finance Cross-Agency Steering Group
1 Apr 2020	Joint Statement in relation to General Meetings in light of the Prevention and Control of Disease (Prohibition on Group Gathering) Regulation
16 Mar 2020	Further Guidance on the Joint Statement in relation to Results Announcements in light of the COVID-19 Pandemic
4 Feb 2020	Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent
21 Nov 2019	Statement on the Disclosure of Actual Controllers or Beneficial Owners of Counterparties to a Transaction
6 Nov 2019	Position paper: Regulation of virtual asset trading platforms
6 Nov 2019	SFC issues warnings on virtual asset futures contracts
11 Oct 2019	Joint announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
26 Jul 2019	Statement on the SFC’s approach to backdoor listings and shell activities
4 Jul 2019	Statement on the Conduct and Duties of Directors when Considering Corporate Acquisitions or Disposals
28 Mar 2019	Statement on Security Token Offerings (This statement was superseded and updated by the circular dated 2 November 2023.)
1 Nov 2018	Statement on regulatory framework for virtual asset portfolios managers, fund distributors and trading platform operators
11 Apr 2018	Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
5 Sep 2017	Statement on initial coin offerings
15 May 2017	Statement on the liability of valuers for disclosure of false or misleading information
11 Apr 2017	Statement on the SFC’s approach to certain project companies seeking a listing in Hong Kong and the exercise of powers under the Securities and Futures (Stock Market Listing) Rules
13 Mar 2017	Statement on recent GEM listing applicants
20 Jan 2017	Joint statement regarding the price volatility of GEM stocks
25 Nov 2016	Joint Announcement of the China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission
25 Nov 2016	Launch of Shenzhen-Hong Kong Stock Connect

Last update: 6 Dec 2023