Authorized entities are corporations authorized by the SFC under the relevant rules. Below are the authorized entities we supervise and regulate:
Relevant rules by which it is approved
Exchange companies, clearing houses and exchange controllers
Part III of the Securities and Futures Ordinance (SFO)
Part III of the SFO
|Part IIIA of the SFO
Federation of Share Registrars Ltd
The Listing Rules state that only an approved share registrar may be employed to maintain a register of shareholders or warrant holders in Hong Kong.
To be an approved share registrar, a share registrar must be a member of the Federation.
Section 12 of the Securities and Futures (Stock Market Listing) Rules
Last update: 16 Dec 2019