How we function

We regulate Hong Kong's multi-dimensional securities and futures markets. To carry out our statutory objectives and to meet the diverse needs of the markets, we adopt a multidisciplinary approach under a "one organisation" ethos to leverage all of our regulatory tools and pool our expertise.

› Regulatory approach

› Regulatory tools

› Public consultation


Our regulatory work can be divided into five areas. Please refer to each section below for more information:

Last update: 19 Nov 2019