Codes
Codes Latest version Previous versions
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 24 Dec 2020 Twenty two versions
Code of Conduct for Persons Providing Credit Rating Services Jun 2011 -
Code of Conduct for Share Registrars 2003 -
Code on Immigration-Linked Investment Schemes Apr 2003 One version
Code on Open-ended Fund Companies 11 Sep 2020 One version
Code on Pooled Retirement Funds 1 Jan 2019 Five versions
Code on Real Estate Investment Trusts 4 Dec 2020 Five versions
Corporate Finance Adviser Code of Conduct 1 Oct 2013 Two versions
Fund Manager Code of Conduct 17 Nov 2018 Three versions
SFC Code on MPF Products 1 Jan 2019 Seven versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
1 Jan 2019 Three versions
The Codes on Takeovers and Mergers and Share Buy-backs 13 Jul 2018 Eleven versions
Latest version

SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section


Section II - Code on Unit Trusts and Mutual Funds


Section III - Code on Investment-Linked Assurance Schemes


Section IV - Code on Unlisted Structured Investment Products


Code on Immigration-Linked Investment Schemes
Code on Open-ended Fund Companies
Corporate Finance Adviser Code of Conduct
Previous versions

SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Note: Code on Unit Trusts and Mutual Funds and Code on Investment-Linked Assurance Schemes became parts of the Handbook since its launch on 25 June 2010, and their previous versions are set out below under Section II and III, respectively.


Section I - Overarching Principles Section


Date
No previous versions before the launch of the Handbook

Section II - Code on Unit Trusts and Mutual Funds


Note: There were four amendments and one insertion during the period from 1 Apr 2003 to 31 Jul 2008.

Section III - Code on Investment-Linked Assurance Schemes


Section IV - Code on Unlisted Structured Investment Products


Date
No previous versions before the launch of the Handbook
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