Codes
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Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 1 Sep 2020 Twenty one versions
Code of Conduct for Persons Providing Credit Rating Services Jun 2011 -
Code of Conduct for Share Registrars 2003 -
Code on Immigration-Linked Investment Schemes Apr 2003 One version
Code on Open-ended Fund Companies 11 Sep 2020 One version
Code on Pooled Retirement Funds 1 Jan 2019 Five versions
Code on Real Estate Investment Trusts Aug 2014 Four versions
Corporate Finance Adviser Code of Conduct 1 Oct 2013 Two versions
Fund Manager Code of Conduct 17 Nov 2018 Three versions
SFC Code on MPF Products 1 Jan 2019 Seven versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
1 Jan 2019 Three versions
The Codes on Takeovers and Mergers and Share Buy-backs 13 Jul 2018 Eleven versions
Latest version

SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section


Section II - Code on Unit Trusts and Mutual Funds


Section III - Code on Investment-Linked Assurance Schemes


Section IV - Code on Unlisted Structured Investment Products


Code on Immigration-Linked Investment Schemes
Code on Open-ended Fund Companies
Corporate Finance Adviser Code of Conduct
Previous versions

SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Note: Code on Unit Trusts and Mutual Funds and Code on Investment-Linked Assurance Schemes became parts of the Handbook since its launch on 25 June 2010, and their previous versions are set out below under Section II and III, respectively.


Section I - Overarching Principles Section


Date
No previous versions before the launch of the Handbook

Section II - Code on Unit Trusts and Mutual Funds


Note: There were four amendments and one insertion during the period from 1 Apr 2003 to 31 Jul 2008.

Section III - Code on Investment-Linked Assurance Schemes


Section IV - Code on Unlisted Structured Investment Products


Date
No previous versions before the launch of the Handbook