Intermediaries

Public register of licensed persons and registered institutions

This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. The information dates back to 1 April 2003, the commencement date of the Securities and Futures Ordinance.

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Updates to the Public Register in September 2020:

 

> Obtaining a printed licence record

Important legal information about the Public Register of Licensed Persons and Registered Institutions

Last update: 5 Oct 2020