Our role

• Regulatory objectives

• Who we regulate

• How we function

  • Regulatory approach
  • Regulatory tools
  • Public consultation

Our Structure

Corporate governance

• Governance structure

  • Chairman's role and responsibilities
  • CEO's role and responsibilities

• Principles

• Independent panels and tribunals

• Performance pledges

• Statement on responsible ownership

Corporate social responsibility

• CSR Committee

• People and the community

• Environmental protection

• Activities

• Women's network

Regulatory collaboration

• Mainland China

  • Mainland-Hong Kong Stock Connect
  • Mainland-Hong Kong Mutual Recognition of Funds
  • Cooperative arrangements with the CSRC and Mainland exchanges
  • Cooperative arrangements with other Mainland regulators
  • Wealth Management Connect

• Local

• International

  • Investigatory assistance and exchange of information
  • Exchange of information
  • Market or product-related arrangements
  • IOSCO EMMOU
  • Fintech cooperation agreements

Contact us

• Public enquiries: Further guidance and sources of information