Government notices
The table contains notices and other materials published by the SFC in the Government Gazette under various provisions of the Securities and Futures Ordinance (SFO). Gazettal began shortly before the commencement of the SFO in April 2003.
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Date | Gazette No. | Section No. and Description |
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15 Aug 2025 | G.N. 4996 of 2025 | Notice under s.402 of SFO specifying paper forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules and Securities and Futures (Associated Entities – Notice) Rules |
G.N. 4995 of 2025 | Notice under s.402 of SFO specifying electronic licensing forms to be submitted under Part V of SFO and Securities and Futures (Licensing and Registration) (Information) Rules and Securities and Futures (Associated Entities – Notice) Rules | |
G.N. 4994 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Webull Securities Limited. | |
G.N. 4993 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Valuable Capital Limited. | |
G.N. 4992 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to uSmart Securities Limited. | |
G.N. 4991 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Silverbricks Securities Company Limited. | |
G.N. 4990 of 2025 |
Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Quam Securities Limited. |
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G.N. 4989 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Phillip Securities (Hong Kong) Limited. | |
G.N. 4988 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Lego Securities Limited. | |
G.N. 4987 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Imperium International Securities Limited. | |
G.N. 4986 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to Futu Securities International (Hong Kong) Limited. | |
G.N. 4985 of 2025 | Notice under s.208 of SFO together with Statement of Reasons under s.209(2) of SFO dated 5 August 2025 to vary the restriction notice dated 25 April 2023 to China Industrial Securities International Brokerage Limited. | |
G.N. 4984 of 2025 | Notice under s.208(1) of SFO together with Statement of Reasons under s.209(2) of SFO to vary the restriction notice dated 29 August 2023 against Futu Securities International (Hong Kong) Limited | |
G.N. 4983 of 2025 | Restriction Notice against Victory Securities Company Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO | |
G.N. 4982 of 2025 | Restriction Notice against Tiger Brokers (HK) Global Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO | |
G.N. 4981 of 2025 | Restriction Notice against Orient Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO | |
G.N. 4980 of 2025 | Restriction Notice against Interactive Brokers Hong Kong Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO | |
G.N. 4979 of 2025 | Restriction Notice against Huatai Financial Holdings (Hong Kong) Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO | |
G.N. 4978 of 2025 | Restriction Notice against Guotai Junan Securities (Hong Kong) Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO | |
G.N. 4977 of 2025 | Restriction Notice against Chief Securities Limited under sections 204 and 205 of SFO together with Statement of Reasons under section 209(2) of SFO |
Last update: 23 Jan 2020