Government notices
The table contains notices and other materials published by the SFC in the Government Gazette under various provisions of the Securities and Futures Ordinance (SFO). Gazettal began shortly before the commencement of the SFO in April 2003.
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| Date | Gazette No. | Section No. and Description |
|---|---|---|
| 2 Jul 2021 | G.N. 3971/2021 | Notice under s.240(9b) of SFO publishing audited financial statements of Investor Compensation Fund |
| G.N. 3970/2021 | Notice under s.88(4) of SFO publishing the audited financial statements of Investor Compensation Company Limited | |
| 25 Jun 2021 | G.N. 3778/2021 | Notice under s.399 of SFO publishing the revised Guidelines on Competence, Guidelines on Continuous Professional Training, and Fit and Proper Guidelines |
| 28 May 2021 | G.N. 3127/2021 | Restriction Notice against Sun Growth Securities Limited under s.205 of SFO together with Statement of Reasons |
| G.N. 3126/2021 | Restriction Notice against Caitong International Securities Co., Ltd under s.204 and s.205 of SFO | |
| G.N. 3125/2021 | Restriction Notice against Caitong International Securities Co., Ltd under s.204 and s.205 of SFO | |
| G.N. 3124/2021 | Restriction Notice against Pacific Foundation Securities Limited under s.204 and s.205 of SFO | |
| G.N. 3123/2021 | Restriction Notice against Yuanta Securities (Hong Kong) Company Limited under s.204 and s.205 of SFO | |
| 26 Mar 2021 | G.N. 1655/2021 | Restriction Notice against Yuzhou Financial Holdings Limited under s.204 and s.205 of SFO |
| G.N. 1654/2021 | Restriction Notice against Sun International Securities Limited under s.204 and s.205 of SFO | |
| G.N. 1653/2021 | Restriction Notice against Sun Hung Kai Investment Services Limited under s.204 and s.205 of SFO | |
| G.N. 1652/2021 | Restriction Notice against Solomon Securities Limited under s.204 and s.205 of SFO | |
| G.N. 1651/2021 | Restriction Notice against Riches Depot Securities Co., Limited under s.204 and s.205 of SFO | |
| G.N. 1650/2021 | Restriction Notice against KGI Asia Limited under s.204 and s.205 of SFO | |
| G.N. 1649/2021 | Restriction Notice against I Win Securities Limited under s.204 and s.205 of SFO | |
| G.N. 1648/2021 | Restriction Notice against Huatai Financial Holdings (Hong Kong) Limited under s.204 and s.205 of SFO | |
| G.N. 1647/2021 | Restriction Notice against Futu Securities International (Hong Kong) Limited under s.204 and s.205 of SFO | |
| G.N. 1646/2021 | Restriction Notice against Enlighten Securities Limited under s.204 and s.205 of SFO | |
| G.N. 1645/2021 | Restriction Notice against Enhanced Securities Limited under s.204 and s.205 of SFO | |
| G.N. 1644/2021 | Restriction Notice against Emperor Securities Limited under s.204 and s.205 of SFO |
Last update: 23 Jan 2020