OTC derivatives regime
These FAQs are prepared jointly by the HKMA and the SFC. They are intended to help market participants better understand their obligations and responsibilities under the OTC derivatives regime so that they are better able to prepare for implementation of the new regime and ensure compliance going forward.
| Topic | Last Updated |
|---|---|
| FAQs on the operation and implementation of the mandatory clearing regime | 3 Jan 2022 |
| FAQs on the operation and implementation of the mandatory reporting regime | 23 Nov 2021 |
|
FAQs on the operation and implementation of the mandatory clearing regime - previous version (for reference only) |
31 Aug 2021 |
|
FAQs on the operation and implementation of the mandatory clearing regime - previous version (for reference only) |
27 Jan 2021 |
|
FAQs on the operation and implementation of the mandatory clearing regime - previous version (for reference only) |
4 Mar 2020 |
|
FAQs on the operation and implementation of the mandatory clearing regime - previous version (for reference only) |
1 Mar 2019 |
|
FAQs on the operation and implementation of the mandatory clearing regime - previous version (for reference only) |
14 Dec 2018 |
|
FAQs on the operation and implementation of the mandatory clearing regime - previous version (for reference only) |
11 Nov 2016 |
|
FAQs on the operation and implementation of the mandatory reporting regime - previous version (for reference only) |
6 Oct 2017 |
|
FAQs on the operation and implementation of the mandatory reporting regime - previous version (for reference only) |
10 Jul 2015 |