Licensing
| Topic | Last Updated |
|---|---|
| "Actively markets" under section 115 of the SFO | 17 Mar 2003 |
| Associated entities | 25 Jul 2003 |
| Capital Investment Entrant Scheme relating to financial intermediaries | 18 Nov 2003 |
| Closer economic partnership arrangement |
21 Apr 2017 (Updated on 4 Aug 2022) |
| Companies entering the industry for the purposes of managing real estate investment trusts (REITs) |
2 Sep 2015 (Updated on 26 Jan 2022) |
| Competence requirements for individuals |
23 Jun 2017 (Updated 21 Mar 2023) |
| Credit rating agencies | 21 Apr 2011 |
| Disclosure of investigations commenced by licensed corporations in the notifications of cessation of accreditation | 21 May 2019 |
| Family Offices | 8 Sep 2020 |
| Insurance requirements applicable to certain licensed corporations | 28 Apr 2023 |
| Licensing related matters in light of the COVID-19 pandemic |
31 Mar 2020 (Updated on 4 Mar 2022) |
| Measures for augmenting senior management accountability in licensed corporations |
17 Oct 2017 (Updated on 26 Jan 2022) |
| Outside directorships and business interests | 21 Apr 2017 |
| Premises for business and record keeping |
31 Oct 2019 (Updated 10 Dec 2020) |
| Presentation materials on new measures enhancing licensing process |
16 May 2019 (Updated 26 Jan 2022) |
| Sponsor regime |
8 Oct 2013 (Updated 26 Jan 2022) |
| TC Adviser Guidelines | 26 Jan 2022 |