Licensing
| Topic | Last Updated |
|---|---|
| "Actively markets" under section 115 of the SFO | 17 Mar 2003 |
| Associated entities | 25 Jul 2003 |
| Capital Investment Entrant Scheme relating to financial intermediaries | 18 Nov 2003 |
| Closer economic partnership arrangement | 21 Apr 2017 |
| Companies entering the industry for the purposes of managing real estate investment trusts (REITs) | 2 Sep 2015 |
| Credit rating agencies | 21 Apr 2011 |
| Disclosure of investigations commenced by licensed corporations in the notifications of cessation of accreditation | 21 May 2019 |
| Family Offices | 8 Sep 2020 |
| Insurance requirements applicable to certain licensed corporations | 28 Apr 2021 |
| Licensing examinations | 23 Jun 2017 |
| Licensing related matters in light of the COVID-19 pandemic | 31 Mar 2020 |
| Measures for augmenting senior management accountability in licensed corporations | 17 Oct 2017 |
| Outside directorships and business interests | 21 Apr 2017 |
| Premises for business and record keeping |
31 Oct 2019 (Updated 10 Dec 2020) |
| Presentation materials on new measures enhancing licensing process | 16 May 2019 |
| Presentation materials on WINGS 2.0 | 4 Dec 2020 |
| Presentation materials on WINGS 2.0 (professional advisors) | 4 Dec 2020 |
| Sponsor regime | 8 Oct 2013 |
| Submission of audited accounts and other documents under section 156(1) of the SFO | 7 Feb 2020 |